Open Access Article
Leon Poljanić
,
Tom Leyssens
,
Laurent Collard and
Daniel M. Baier
*
Department of Molecular Chemistry, Materials and Catalysis, Institute of Condensed Matter and Nanosciences, Université Catholique de Louvain, Place Louis Pasteur 1, 1348 Louvain-la-Neuve, Belgium. E-mail: Daniel.Baier@uclouvain.be
First published on 27th January 2026
We investigated the stereochemical stability of biaryl atropisomers under conditions typically employed in organic mechanosynthesis. Systematic variation of reaction parameters revealed three degradation pathways: racemisation, cyclisation, and oligomerisation. This previously overlooked behaviour critically impacts catalytic performance in asymmetric synthesis, highlighting the need for rigorous stability assessment during mechanochemical reactions.
Ball milling was initially performed using 100 mg of (S)-BINOL (1a) in a 10 mL ZrO2 vessel with two 10 mm ZrO2 balls at a milling frequency of 30 Hz for 90 minutes. For clarity, we note that throughout this work the term “yield” refers to the percentage of recovered starting material. Reproducibility was successfully demonstrated for a representative selection of measurements performed in triplicate with the yield showing a typical standard deviation of 1% to 3%. Quantitative chiral HPLC analysis showed a yield of 98% of 1a, with 2% attributed to degradation of the starting material. Prolonged milling led to increased degradation, with the yield of 1a decreasing to 84% after 4.5 h and to 50% after 24 h (Fig. 1, left). After 24 h, 5% of (R)-BINOL (1b) was detected, indicating partial racemisation as a degradation pathway. To examine substituent effects on the biaryl scaffold, the study was extended to two BINOL derivatives of relevance to asymmetric synthesis: 2-amino-2′-hydroxy-1,1′-binaphthalene (NOBIN, 2) and 2,2′-diamino-1,1′-binaphthalene (BINAM, 3). Milling (S)-BINAM (2a) resulted in substantial degradation, with yields decreasing from 89% after 1.5 h to 42% after 4.5 h and 20% after 24 h (Fig. 1, centre). Racemisation was only observed after 24 h with 2% of (R)-BINAM (2b) detected. In contrast, (S)-NOBIN (3a) showed multiple degradation pathways already after 1.5 h, with 2% of (R)-NOBIN (3b) found and 1% attributed to other degradation pathways (Fig. 1, right). After 24 h, both degradation pathways intensified, yielding 56% of 3a and 6% of 3b, making NOBIN the most stable derivative within the studied series.
After establishing the stability of BINOL and its derivatives under neat milling conditions, we examined the effect of bases commonly employed in organic mechanosynthesis. Pyrrolidine and 1,8-diazabicyclo(5.4.0)undec-7-ene (DBU) were selected as representative organic bases. Milling of 1a for 1.5 h gave comparable yields in the presence of pyrrolidine (92%) and DBU (90%) (Fig. 2, entries 1 and 9). Prolonged milling led to increased degradation in both cases, but at different rates. With pyrrolidine, yields decreased to 89% after 4.5 h and 65% and 24 h, with 20% of 1b observed after 24 h. This indicates that extended milling primarily intensifies non-racemisation degradation pathways, whereas racemisation proceeds at a comparatively constant rate. As the ball mill temperature remains below the 190 °C threshold for thermally induced racemisation, the observed racemisation is likely driven by mechanical forces. Milling with DBU resulted in more pronounced degradation, with yields of 78% and 22% after 4.5 h and 24 h, respectively (Fig. 2, entries 2, 6, 10 and 14). Notably, racemisation did not increase with milling time in the presence of DBU, with 3% of 1b observed at both after 4.5 h and 24 h. Increasing the amount of base decreased the yield of 1a to 75% (pyrrolidine) and 20% (DBU), suggesting increased loss of starting material under these conditions (Fig. 2, entries 3 and 11). Additionally, the extent of racemisation as a degradation mechanism decreased (from 6% to 1% for pyrrolidine, and from 3% to 0% for DBU), suggesting that racemisation is a minor degradation pathway at higher liquid base loadings. Another important parameter in mechanochemistry is the presence of an additive. To study this, we used NaCl, which is commonly used to alter the ball-to-powder ratio and improve energy transfer.28 With pyrrolidine, shorter milling times showed almost no degradation (Fig. 2, entry 4), whereas prolonged milling led to significant degradation with a yield of 1a of 36% with almost no racemisation as a degradation process (0.49% of 1b observed) (Fig. 2, entry 7). This indicates that the additive initially mitigates the impact of mechanical forces, though this effect decreases over time, even leading to yields lower than without the additive present (Fig. 2, entries 6 and 7). With DBU, degradation was found already after 4.5 h, with yields of 66% after 4.5 h and 40% after 24 h, and racemisation observed after 24 h as 11% of 1b was detected (Fig. 2, entries 12 and 15), emphasizing the different base behaviour under identical mechanochemical conditions. In the case of DBU, additive presence successfully mitigated some of the degradation (Fig. 2, entries 14 and 15). Next, we investigated LAG, in which a small amount of liquid is added to alter reactivity.29,30 In the case of pyrrolidine, using toluene as LAG additive under otherwise identical conditions gave a 1a yield of 77% after 4.5 h, which is significantly larger degradation compared to neat grinding (NG) (Fig. 2, entries 4 and 5). Milling for 24 h produced 57% of 1a, higher than for NG, with 2% of 1b found (Fig. 1, entries 7 and 8). These findings indicate that, with pyrrolidine, toluene promotes mixing and may lower the barrier for degradation by facilitating molecular mobility. In contrast, when DBU was used, toluene markedly suppressed degradation, with 97% yield of 1a after 4.5 h and 60% after 24 h (Fig. 2, entries 13 and 16). This contrasting behaviour suggests that the effect of liquid-assisted grinding (LAG) is sensitive to the nature of the base, with degradation likely occurring in a mobile phase formed by the liquid additive and base, leading to system-specific pathways beyond the scope of the present study. Base-free conditions were tested to evaluate the influence of NaCl on BINOL degradation (Fig. 2, entries 17 and 19). Across all reaction times yields remain around 90%, demonstrating that the initial transformation and early side reactions are inherent to the milling process at low temperature. However, racemisation increased with time and was more pronounced under LAG than NG (Fig. 2, entries 18 and 20).
To investigate the influence of the physical state of the base, both liquid and solid bases were examined, as it is known that these can have an influence on mechanochemical reactions.31 As solid bases, potassium carbonate (K2CO3) and caesium carbonate (Cs2CO3) were chosen. Employing 1 eq. of K2CO3 resulted in 69% of 1a with 3% of 1b, while Cs2CO3 resulted in 88% of 1a with 3% of 1b (Fig. 3, entries 1 and 7). Prolonging the milling to 24 h led to substantial degradation with both bases, with yields decreasing to 7% and 33% for K2CO3 and Cs2CO3, respectively, while racemisation remained comparable to that observed at shorter milling times (Fig. 3, entries 13 and 19). These results outline that racemisation may be the initial degradation pathway, with further mechanical energy driving other degradation pathways. In the presence of K2CO3, addition of toluene reduced degradation, with 86% of 1a after 4.5 h and 67% after 24 h, but had the opposite effect with Cs2CO3, giving 79% of 1a after 4.5 h and 24% after 24 h (Fig. 3, entries 2, 8, 14, 20). These contrasting trends further emphasize that the impact of LAG cannot be generalised and depends on the nature of the base. Addition of NaCl also led to different outcomes. For K2CO3, degradation was reduced, with 82% of 1a after 4.5 h and 52% after 24 h. This was further improved by toluene addition as the yield decreased from 80% after 4.5 h to 72% after 24 h, with a modest increase in 1b (from 5% under NG to 8% under LAG) (Fig. 3, entries 3, 4, 15, 16). On the contrary, addition of NaCl increased degradation in the presence of Cs2CO3 for both milling times (67% of 1a for 4.5 h and 11% for 24 h), which was partially mitigated with toluene addition (Fig. 3, entries 9, 10, 21 and 22). Moreover, extended LAG in this case favoured racemisation with 20% of 1b detected. This suggests that racemisation as a degradation process may proceed more efficiently in a liquid phase, potentially due to increased molecular mobility. Increasing the base loading to 25 eq. significantly suppressed degradation for both carbonates. With K2CO3, 93% of 1a was found for NG and 97% for LAG, decreasing to 74% and 77% after 24 h, respectively, with racemisation more pronounced under LAG conditions (Fig. 3, entries 5, 6, 17 and 18). A similar trend was observed for Cs2CO3, with yields of 92% (NG) and 85% (LAG) after 4.5 h, and 87% (NG) and 74% (LAG) after 24 h (Fig. 3, entries 11, 12, 23 and 24). The differences in reaction outcome between K2CO3 and Cs2CO3 can be explained by cation effects, as the larger, lower charge-density Cs+ cation interacts differently than K+ according to HSAB principles.32 We hypothesize, that under basic conditions, prolonged milling could maintain BINOL in its phenolate form, which is significantly more prone to aerobic oxidation than the neutral diol. While we did not observe or quantify oxygen-driven ligand oxidation directly, phenolates and 2-naphthols are known to engage in aerobic oxidative pathways under certain conditions (often via phenoxyl radicals or metal-mediated O2 activation), which can lead to coupling and oligomer formation. We therefore suspect oxygen-promoted side reactions as plausible contributor during extended milling, especially in the presence of adventitious O2 and CO2.33–36
To further understand the degradation of 1a under mechanochemical conditions, we turned to mass spectrometry (MS) and nuclear magnetic resonance (NMR) spectroscopy. After milling, the mixture was washed with water and dilute HCl, neutralised, extracted with ethyl acetate, and concentrated under reduced pressure. During extraction, a striking colour change was observed in the crude mixture, progressing from dark green to black with increased milling time. Upon extraction, a black, insoluble material adhered to the separating funnel. Due to insolubility, it was not possible to analyse this material, but it was possible to isolate it and report it, as seen in Scheme 2. The soluble fraction from the organic phase, isolated after evaporation, was also examined. 1H-NMR spectra of the reaction mixture showed new peaks at around 7.70, 8.10 and 9.20 ppm (see Fig. S171, SI). Simulated spectra suggested the formation of cyclisation side products; however, due to structural similarities, unambiguous identification was not possible. To resolve this, TOF-MS with APCI+ ionisation was employed, revealing that the new peaks originated from BINOL cyclisation accompanied by significant material degradation during milling. Several potential side products were consistent with intramolecular cyclisation via C–C or C–O bond formation, both previously reported under oxidative or thermal conditions.5,13 Evidence for intramolecular C–C bond formation, analogous to the Scholl reaction was found, in line with prior reports under mechanochemical conditions.11,37,38 These reactions typically yield highly conjugated, insoluble π-stacked materials. In the case of BINOL derivatives, this aggregation could be a major degradation pathway, especially under prolonged milling. The colour change and insolubility are consistent with the formation of extended π-stacked materials, a hypothesis further supported by MS results showing higher molecular weights indicative of potential oligomeric products (see Fig. S175, SI). This tendency is particularly pronounced in smaller biaryl scaffolds like BINOL, where oligomerisation may outcompete discrete intramolecular cyclisations.38 The presence of this material, combined with the observed racemisation and cyclisation indicate multiple degradation pathways resulting in the loss of stereoinformation. Additionally, the effect of milling frequency was investigated (see Table S4 in SI). Degradation still occurred at lower frequencies, though to a lesser extent as frequency decreased. However, no racemisation was observed, indicating that higher frequencies are required to initiate this process. Using PTFE as the milling vessel did not significantly change the outcome of reaction, as witnessed by relatively low yields (ranging from 11% to 90%), occurrence of racemisation (up to 3%) and changes of colour of the mixture (indicating oligomerisation). These findings suggest that degradation happens via several pathways regardless of the nature of the milling vessel. It is important to distinguish between the two processes influencing stereochemical outcomes: oxidative degradation reduces catalytic activity but does not alter product enantiopurity, whereas racemisation leaves catalytic activity intact but decreases enantiopurity by an amount corresponding to twice the extent of racemisation.
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| Scheme 2 Possible mechanochemical degradation pathways of (S)-BINOL under ball milling conditions. The oligomeric product is shown schematically for visualization purposes only. | ||
Based on these results, we next selected a limited set of representative milling conditions and applied them to BINAM and NOBIN (Fig. 4). Using 0.1 eq. pyrrolidine under LAG conditions for 24 h, BINAM afforded a 45% yield of 2a with minimal racemisation (0.59%), whereas NOBIN gave a higher yield of 3a (73%) but significantly greater racemisation (12%). Comparing these results with BINOL, which gave a 57% yield with 2% racemisation, shows that the relative significance of different degradation pathways varies between derivatives. In the absence of base, both derivatives show significant degradation, with BINAM yielding only 11% of 2a with almost no racemisation (0.28%), while NOBIN yielded 36% of 3a, with 9% racemisation. BINOL, under the same conditions, showed least degradation of the three (yield of 81% and racemisation of 6%) making it the most stereochemically stable derivative for this condition. When 25 eq. of K2CO3 was used under NG conditions for 24 h, BINAM gave a yield of 2a of 73% with no racemisation, while NOBIN gave a yield of 3a of 83% and 2% racemisation. Comparing these results with BINOL (77% yield and 3% racemisation) show that for these conditions degradation goes to a similar extent regardless of the derivative. Using 1 eq. of K2CO3 yield 60% of BINAM with negligible racemisation (0.25%), while NOBIN gave 35% yield with 11% racemisation. Out of the three, BINOL seems to be the most susceptible to degradation, shown by only 7% yield and 3% racemisation, adding to the substrate-dependent degradation pathway hypothesis. Both NG and LAG with Cs2CO3 for BINAM resulted in high yields (75% and 89%, respectively) with virtually no racemisation (0.19% and 1.04%, respectively). In contrast, NOBIN was more susceptible to degradation: NG yielded 29% of 3a with 3% racemisation, while LAG decreased yield to 48% and increased racemisation to 12%. Under these conditions, BINOL and NOBIN show similar behaviour, as NG with BINOL gave 11% yield with no racemisation, while LAG increased yield to 36% with 20% racemisation. To investigate the yield loss, MS spectra were recorded for selected post-reaction samples of BINAM and NOBIN. The results indicated that cyclisation is a major degradation pathway in both cases: BINAM predominantly formed C–N and C–N/C–N side products, whereas NOBIN yielded C–C, C–O, and mixed C–O/C–N products (see Fig. S177 and S179, SI). Moreover, full MS spectra of the analysed samples show higher molecular weights indicative of potential oligomeric products. This behaviour mirrors that observed for BINOL, suggesting that intramolecular cyclisation leading to highly conjugated side products is a general degradation pathway for this class of compounds under mechanochemical conditions. While mechanochemistry offers powerful advantages, our findings show that it can also trigger degradation pathways. These pathways cause irreversible material loss, degradation, and racemisation: outcomes that are detrimental to the efficiency of asymmetric synthesis. Controlling mechanochemical conditions to prevent degradation is therefore essential for preserving stereoinformation and yield, ensuring the success of asymmetric synthesis.
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