Open Access Article
Mohammed Traichea,
Md. Nurul Amin
*b,
Ahmed Azzouz-Rached
c,
M. A. Ali
b,
Tasneem Alayedd,
Aya M. Al-Zuheirie,
Yazen M. Alawaidehf,
Abdulla Al Faysal
b and
M. S. Alam
g
aDepartment of Common Core Science and Technology, Faculty of Technology, Hassiba BENBOUALI University of Chlef, Chlef, Algeria
bDepartment of Physics, Chittagong University of Engineering and Technology (CUET), Chattogram-4349, Bangladesh. E-mail: nurulaminarju@gmail.com
cDepartment of Physics, Faculty of Sciences, University Saad Dahlab Blida 1, Blida, Algeria
dDepartment of Basic Sciences, Faculty of Science, Applied Science Private University, Amman 11931, Jordan
eDepartment of Basic Sciences, Middle East University, Amman 11831, Jordan
fMEU Research Unit, Middle East University, Amman, Jordan
gDepartment of Physics, University of Chittagong, Chattogram 4331, Bangladesh
First published on 16th March 2026
Chemically ordered quaternary MAX phases offer a route to tailor stiffness, anisotropy, and transport in layered carbides. Using all-electron FP-LAPW DFT (GGA-PBE), we investigate V2ZrSiC2 and Ti2ZrSiC2 in α- and β-stacking variants. EOS fits show strong stacking sensitivity: α polytypes are stiffer (bulk moduli ∼216 GPa for V2ZrSiC2 and ∼192 GPa for Ti2ZrSiC2) than β polytypes (∼178 and ∼157 GPa). Elastic constants satisfy the Born criteria, and VRH averages indicate higher shear/tensile rigidity and hardness for Ti2ZrSiC2 (G ≈ 136 GPa, E ≈ 328 GPa, and HV ≈ 21 GPa) than that for V2ZrSiC2 (G ≈ 121 GPa, E ≈ 305 GPa, and HV ≈ 14 GPa), while V2ZrSiC2 retains higher incompressibility (B ≈ 214 GPa). Both phases are metallic with transition-metal d states dominating near EF, and phonon dispersions show no imaginary modes along the sampled path. Quasi-harmonic Debye–Grüneisen results yield ΘD ∼ 669 K (V2ZrSiC2) and ∼726 K (Ti2ZrSiC2); Slack-type estimates give kph ∼ 10–11 W m−1 K−1 at 300 K with an approximate 1/T decrease. The computed linear CTE at 1300 K (αL ≈ 0.95 and 1.06 × 10−5 K−1) lies between those of representative α-Al2O3 and YSZ, suggesting screening-level thermo-expansion compatibility for coating-stack layers. Energies above the convex hull are ΔEhull ∼ 0.10–0.19 eV per atom, indicating metastability at T = 0 K with respect to competing phases and motivating further synthesis-focused thermodynamic analysis alongside oxidation and interface-stability assessment.
This layered bonding topology underpins the well-known hybrid property set of MAX phases: high stiffness and thermal stability alongside good electrical/thermal conductivity, machinability, and damage tolerance.5–7 Complementing extensive experimental work, density functional theory (DFT) studies have been central for mapping stability windows and property trends across composition space, including elastic anisotropy, electronic structure, and thermodynamic indicators.8–12 As a result, MAX phases are broadly viewed as tunable platforms where chemistry and layered bonding can be engineered to reconcile thermal robustness with functional transport.2,3
These characteristics motivate interest in MAX phases for high-temperature structural components and multifunctional protective coatings and also as parent materials for two-dimensional MXenes formed by selective etching of the A layers.3,13,14 Advances in synthesis, thin-film growth, and composition design have expanded the palette of achievable MAX chemistries and microstructures, strengthening the case for application-driven screening strategies.15 In coating-relevant settings, combining oxidation resistance, thermal-shock tolerance, and electrical/thermal conduction is attractive for multilayer architectures that protect substrates while maintaining functional performance.6,7 In thermal-barrier coating (TBC) concepts, performance is governed by architecture: a compliant, oxidation-resistant, and thermally compatible layer can improve adhesion and limit damage accumulation during high-temperature exposure. High-temperature durability studies of YSZ coatings on MAX-phase substrates illustrate this architectural role: YSZ layers (∼80–100 µm) have been evaluated under stepped, interrupted furnace exposures spanning 1100–1300 °C (hundreds of hours at each temperature), showing that Ti2AlC-based systems can maintain coating integrity up to 1300 °C, whereas Cr2AlC-based systems exhibit earlier failure under comparable conditions.16 These observations motivate continued exploration of MAX chemistries as conductive and thermally robust layers within coating stacks. At the same time, key TBC-lifetime drivers, oxidation thermodynamics, thermally grown oxide (TGO) evolution, and interfacial phase equilibria with common constituents (e.g., YSZ and Al2O3), are system-specific and must be evaluated explicitly for any proposed chemistry.
Beyond conventional ternary MAX phases, chemically ordered double-transition-metal (ordered or quaternary) MAX phases add a further degree of freedom by placing two different transition metals on distinct M sublattices, commonly written as M2M′AX2.17,18 This site selectivity can reshape bonding anisotropy, modify elastic and transport responses, and alter polymorph/stacking preferences.17,18 For example, the ordered MAX phase (Cr2/3Ti1/3)3AlC2 was established through combined experimental characterization and first-principles analysis, illustrating how chemical order can suppress competing distortions and stabilize the layered structure.19 More broadly, first-principles screening suggests that ordered MAX phases can be tuned for both mechanical robustness and functional behavior, reinforcing their value as a design space for targeted applications.20 Recent computational work has also discussed ordered MAX phases in coating-related concepts, where thermo-mechanical compatibility and controlled heat transport are central.21,22
Zr-containing MAX phases are compelling for extreme environments because Zr can modify oxidation behavior and irradiation tolerance while preserving the layered MAX crystal chemistry.23,24 First-principles studies of Zr-bearing compositions and predictions of new Zr-based ordered compounds indicate that Zr substitution can substantially alter bonding and elastic response.25,26 Progress in processing also matters: spark plasma sintering (SPS) has enabled synthesis and property assessment of additional chemistries (including In-containing MAX phases), providing benchmarks for transport and thermodynamic behavior under demanding conditions.27 In parallel, MAX-phase design has expanded toward harsh-environments and nuclear-relevant concepts (including Sn-based proposals), emphasizing the continuing need for reliable thermo-mechanical datasets across emerging compositions.28
The broader coating landscape further reinforces the need for predictive structure–property links. Layered and MAX-derived compositions (including boride- or B-containing variants and hypothetical layered analogues) have been examined computationally for stability and lattice dynamics,29–31 while experimentally oriented coating research has advanced thermal-spray and composite strategies for erosion-corrosion and wear reduction.32–35 Data-driven approaches (including machine learning) are increasingly used to accelerate coating discovery by screening complex performance metrics, such as ablation resistance, and complementing physics-based calculations and targeted experiments.36,37 Across these themes, defects and microstructural complexity remain central: stacking faults, dislocations, and vacancies can strongly influence oxidation and reliability in MAX phases and their derivatives, motivating a combined focus on intrinsic bonding and lattice stability.38,39
From a modeling standpoint, DFT is indispensable for comparing equilibrium structures, elastic constants, and electronic structures, while lattice-dynamical calculations provide a direct test of dynamical stability and connect bonding stiffness to vibrational spectra and thermal trends.8,11,40 Building on these ideas, the present work reports a first-principles assessment of the chemically ordered quaternary MAX phases V2ZrSiC2 and Ti2ZrSiC2 in both α- and β-stacking variants. The specific contributions of this study are as follows: (i) quantifying stacking-dependent compressibility and elastic anisotropy using all-electron FP-LAPW calculations; (ii) establishing harmonic dynamical stability via phonon dispersions; (iii) comparing metallic electronic structure and Fermi-level descriptors relevant to transport; and (iv) providing finite-temperature thermoelastic and free-energy trends within a quasi-harmonic Debye–Grüneisen treatment (Gibbs2), including V(T,P), ΘD(T,P), α(T,P), CV(T,P), G(T,P) and Fvib(T,P). Altogether, these results provide a coherent thermo-mechanical and transport dataset for Zr-containing ordered MAX phases and motivate their screening-level consideration as conductive, thermally compatible layers in coating architectures, while emphasizing that oxidation resistance, interfacial phase stability, and full competing-phase (convex-hull) thermodynamic stability require dedicated evaluation beyond the scope of the present work.21–24
The LAPW basis size was controlled by RMTKmax, where RMT is the smallest muffin-tin radius and Kmax is the plane-wave cutoff. Convergence tests and production calculations used RMTKmax = 7. Muffin-tin radii were chosen element-by-element (typically ∼1.5–2.5 bohr) to avoid sphere overlap. Inside muffin-tin spheres, wave functions were expanded up to lmax = 10, and the Fourier expansion of the charge density in the interstitial region was truncated at Gmax = 14 a.u.−1. Brillouin-zone integrations were performed using a Γ-centered Monkhorst–Pack grid; meshes up to 11 × 11 × 4 were tested and the final mesh was verified to converge total energies and elastic constants. The self-consistent field (SCF) cycles were deemed converged when the total-energy change fell below 1.0 × 10−5 Hartree and the total-charge difference between successive iterations was less than 1.0 × 10−4 e a.u.−3. All structures were fully relaxed (lattice parameters and internal coordinates) until the maximum residual force on any atom was below 1 mRy a.u.−1.
For each compound and stacking sequence, a variable-cell relaxation was followed by fixed-volume calculations around equilibrium to generate the E(V) dataset. The equation of state was fitted to the third-order Birch–Murnaghan form [eqn (1)] to extract the equilibrium volume V0, bulk modulus B0, and its pressure derivative
. Thermodynamic driving forces relative to elemental reference phases were assessed via the formation energy per atom using fully relaxed total energies [eqn (2)]. Second-order elastic constants Cij were computed using the Irelast interface within WIEN2k, which applies symmetry-allowed strain patterns and determines Cij from the stress/energy response.46 Mechanical stability was assessed using the Born criteria for hexagonal crystals, and polycrystalline elastic moduli were obtained using the Voigt–Reuss–Hill averaging scheme.
Dynamical stability was examined by calculating phonon dispersion relations using a finite-displacement (supercell) approach. Symmetry-inequivalent atomic displacements were generated in a 2 × 1 × 2 supercell constructed from the conventional P63/mmc cell.47 The resulting real-space interatomic force constants were Fourier transformed to build the dynamical matrix and obtain phonon frequencies along a representative high-symmetry path in the hexagonal Brillouin zone.
Finite-temperature thermodynamic response functions were evaluated within a quasi-harmonic Debye–Grüneisen (semi-harmonic Debye) framework using the Gibbs2 code,48 interfaced with the equation-of-state (and, where needed, elastic) data. This approach provides the temperature- and pressure-dependent volume V(T,P), Debye temperature ΘD(T,P), thermal expansion coefficient α(T,P), isochoric heat capacity CV(T,P), and the corresponding Gibbs and vibrational free-energy trends within the Debye-model free-energy formalism. The minimum thermal conductivity kmin was estimated using Clarke/Cahill-type scaling, while the lattice thermal conductivity kph was evaluated using a Slack-like model [eqn (21)] with a Grüneisen parameter obtained consistently within the quasi-harmonic treatment. When relevant, the electronic contribution to thermal transport can be linked to the electrical conductivity via the Wiedemann–Franz relation, κe = LσT, adopting the Sommerfeld Lorenz number L0; in the present work we focus on lattice and thermoelastic indicators derived from the computed elastic, Debye, and phonon descriptors.
for α-stacking and 2d
for β-stacking, while Zr and C occupy 4f sites at
with internal coordinates zZr = 0.13099 and zC = 0.93416, respectively. These 4f parameters control the separation between Zr and C planes and therefore the thickness of the M–C–M′ slabs and the spacing to the Si layers along the c axis.
![]() | ||
| Fig. 1 Chemically ordered crystal structures of the quaternary MAX phases V2ZrSiC2 and Ti2ZrSiC2 in the hexagonal P63/mmc lattice, shown for the α- and β-stacking variants. | ||
The optimized lattice parameters (Table 1) reflect the nanolaminated anisotropy typical of MAX phases: the in-plane lattice constants are compact (a = 3.11 Å for V2ZrSiC2 and a = 3.18 Å for Ti2ZrSiC2 in the α polymorph), whereas the c axis is governed by stacking periodicity and interlayer separation, yielding c = 17.24 Å (V2ZrSiC2) and c = 18.30 Å (Ti2ZrSiC2). The corresponding c/a ratios of 5.54 and 5.75 confirm pronounced structural anisotropy. Between stacking variants, the β polymorphs exhibit notably larger c and c/a (Table 1), indicating that changing the stacking registry primarily modifies the interlayer repeat distance along c rather than the in-plane metal–carbon network. This geometric change is consistent with the strong stacking sensitivity later observed in volumetric stiffness and anisotropy metrics.
), total energy Etot, elemental formation energy Eform (per atom), and energy above the convex hull ΔEhull (per atom) for V2ZrSiC2 and Ti2ZrSiC2 in the α and β stacking variants
| Compound | Ref. | Stack | a (Å) | c (Å) | c/a | B0 (GPa) | Etot (Ry) | Eform (eV per atom) | ΔEhull (eV per atom) | |
|---|---|---|---|---|---|---|---|---|---|---|
| V2ZrSiC2 | This work | α | 3.11 | 17.24 | 5.54 | 216.34 | 4.11 | −2.3465 × 104 | −0.658 | 0.137 |
| β | 2.98 | 21.84 | 7.31 | 178.07 | 4.24 | −2.3456 × 104 | −0.987 | 0.162 | ||
| Ti2ZrSiC2 | This work | α | 3.18 | 18.30 | 5.75 | 191.88 | 3.98 | −2.2693 × 104 | −0.987 | 0.100 |
| β | 3.22 | 20.29 | 6.29 | 156.78 | 4.10 | −2.2692 × 104 | −1.365 | 0.190 | ||
| V2ScSnC2 | 49 | α | 3.14 | 20.41 | 6.49 | 154.17 | 4.21 | −4.8535 × 105 | −0.093 | — |
| Zr2TiSiC2 | 26 | α | 3.26 | 18.52 | 5.68 | 184.68 | 4.01 | −4.5816 × 105 | −4.702 | — |
Equation-of-state (EOS) fits of the E(V) curves (Fig. 2) yield bulk moduli of B0 = 216.34 GPa for α-V2ZrSiC2 and 191.88 GPa for α-Ti2ZrSiC2, whereas the β polymorphs are more compressible with B0 = 178.07 GPa (V2ZrSiC2) and 156.78 GPa (Ti2ZrSiC2) (Table 1). Thus, changing the stacking sequence produces a substantial reduction in volumetric rigidity, consistent with the larger c-axis repeat distance of the β variants. The fitted pressure derivatives remain close to
, as commonly observed for mixed metallic-covalent solids. The E(V) data were fitted to the third-order Birch–Murnaghan equation of state,50,51
![]() | (1) |
is its first pressure derivative, and η is the Eulerian finite strain. The relative positions of the minima in Fig. 2 indicate that the α stacking is energetically preferred over the β polymorphs for both V2ZrSiC2 and Ti2ZrSiC2 within the present calculations.
![]() | ||
| Fig. 2 Total energy versus volume, E(V), for V2ZrSiC2 and Ti2ZrSiC2 in the α and β stacking variants. | ||
Relative to the comparison entries in Table 1, the in-plane lattice constants of V2ZrSiC2 and Ti2ZrSiC2 are close to that of V2ScSnC2,49 while their c parameters are smaller in the α polytypes, reflecting differences in layer chemistry and stacking periodicity. The EOS bulk moduli of the present Zr-containing quaternaries are substantially higher than that of V2ScSnC249 and are comparable to or exceed that of Zr2TiSiC2,26 underscoring strong resistance to volume compression in these chemically ordered laminates. In particular, the large α–β stiffness difference indicates that stacking registry provides a meaningful design lever to tune compressibility in ordered MAX phases without changing overall composition.
![]() | (2) |
For multicomponent MAX phases, however, negative elemental formation energies are a necessary but not sufficient condition for synthesizability. A more stringent metric is the convex-hull energy (energy above hull), which measures stability against decomposition into the lowest-energy set of competing phases at the same overall composition. The (per-atom) energy above the convex hull is written as
![]() | (3) |
The calculated ΔEhull values (Table 1) fall in the range ∼0.10–0.19 eV per atom for the investigated stackings, indicating metastability with respect to competing phases at T = 0 K in the present hull construction. Such metastable layered carbides can still be experimentally accessible due to kinetic stabilization and non-equilibrium processing routes (e.g., rapid densification/sintering and thin-film growth), and finite-temperature vibrational entropy can reduce the free-energy driving force for decomposition.
For comparison, the Open Quantum Materials Database (OQMD) reports decomposition products for the same chemistries and provides an associated decomposition/reaction enthalpy measure.53 The OQMD-reported decomposition reactions are
| V2ZrSiC2 → SiC + ZrC + V6C5 + ZrSi, ΔHOQMD = −0.638 eV per atom | (4) |
| Ti2ZrSiC2 → TiC + ZrSi, ΔHOQMD = −0.848 eV per atom. | (5) |
While ΔHOQMD and ΔEhull are not identical quantities (they can differ in reference conventions, competing-phase sets, and definitions used in database hull constructions), both analyses indicate that competing-phase energetics must be considered beyond elemental formation energies. In our calculations, the positive energies above hull (ΔEhull ∼ 0.10–0.19 eV per atom; Table 1) support the interpretation that these ordered MAX structures are metastable at T = 0 K with respect to the adopted competing phases, motivating further stability validation using a comprehensive competing-phase set (and, ideally, finite-temperature competing-phase free energies) in the full Ti–Zr–Si–C and V–Zr–Si–C spaces.
Within a fixed composition, the relative stability of stacking variants is most robustly inferred from relative total energies computed under identical settings. Using the EOS minima in Fig. 2 and the corresponding total energies in Table 1, we identify the preferred stacking in the present FP-LAPW calculations: the α stacking is lower in energy than the β variant for both V2ZrSiC2 and Ti2ZrSiC2. In addition to static (T = 0 K) energetics, finite-temperature vibrational contributions can modify free-energy trends; accordingly, Section 3.4 reports Gibbs and vibrational free-energy trends within the Debye–Grüneisen framework to provide a complementary finite-T perspective for the assumed MAX-phase structures.
![]() | (6) |
is the dynamical matrix. In reciprocal space,
is constructed from the real-space interatomic force constants (IFCs) Φαβ(κ0,κ′l) as47
![]() | (7) |
As shown in Fig. 3, both V2ZrSiC2 and Ti2ZrSiC2 exhibit nonnegative phonon frequencies throughout the sampled high-symmetry path, indicating harmonic dynamical stability of the optimized structures at 0 K. The acoustic branches display the expected linear behavior near Γ, consistent with well-defined elastic-wave propagation. No optical branches soften toward 0 THz at the zone-boundary points (A, H, K, M, or L), suggesting no tendency toward symmetry-lowering distortions along these directions. The spectra extend to approximately ∼20 THz for both compounds, and the total phonon DOS shows pronounced contributions in the low-to-intermediate frequency range (where heavier transition-metal/Zr motions dominate) together with higher-frequency optical features associated with the lighter C sublattice and stiff M–C bonding.
![]() | ||
| Fig. 3 Phonon dispersion relations (left) and total phonon density of states (right) for (a) V2ZrSiC2 and (b) Ti2ZrSiC2 along the hexagonal high-symmetry path Γ–A–H–K–Γ–M–L–H. | ||
The absence of imaginary phonon modes provides a necessary baseline for the quasi-harmonic thermodynamic trends discussed in Section 3.4. It should be emphasized that harmonic dynamical stability is distinct from competing-phase thermodynamic stability: even if a structure is dynamically stable, establishing synthesizability requires an explicit assessment against alternative Ti–Zr–Si–C and V–Zr–Si–C phases (e.g., via convex-hull analysis) and, where relevant, finite-temperature phase equilibria.
, and (C11 + 2C12)C33 > 2C132, where Cij are the elastic constants in Voigt notation (GPa).
All calculated constants for V2ZrSiC2 and Ti2ZrSiC2 in Table 2 satisfy the Born criteria, confirming mechanical stability. Both compounds exhibit large axial stiffness (C33 > C11), indicating strong resistance to deformation along the c direction. Relative to V2ScSnC2,49 the present Zr-containing phases show substantially higher C33 and C44, reflecting enhanced resistance to uniaxial compression and shear. Their stiffness is comparable to Zr2TiSiC2,26 with Ti2ZrSiC2 showing the largest C11 and C33 among the listed entries.
To compare compounds on an equal footing and connect elastic response with screening-level mechanical indicators, we employ Voigt–Reuss–Hill (VRH) averaging.57–59 For hexagonal symmetry, the Voigt bounds are BV = {2(C11 + C12) + C33 + 4C13}/9 and GV = {C11 + C12 + 2C33 − 4C13 + 12C44 + 6(C11 − C12)}/30. The Reuss bounds are obtained from the elastic compliances Sij (inverse of the stiffness matrix) as BR = [2(S11 + S12) + 4S13 + S33]−1 and GR = 15/{4(2S11 + S33) − 4(S12 + 2S13) + 3(2S44 + S66)}.
The Hill averages and related isotropic descriptors are then
![]() | (8) |
Table 3 shows that V2ZrSiC2 is the less compressible of the two targets (B ≈ 214 GPa), consistent with its larger EOS bulk modulus, whereas Ti2ZrSiC2 exhibits higher shear rigidity (G ≈ 136 GPa) and Young's modulus (E ≈ 328 GPa), indicating greater resistance to shape change. The Pugh ratio further differentiates ductility trends: V2ZrSiC2 (G/B ≈ 0.56) lies near the conventional ductile-brittle boundary, while Ti2ZrSiC2 (G/B ≈ 0.72) lies in the brittle regime, comparable to Zr2TiSiC2.26 Relative to V2ScSnC2,49 both Zr-containing phases show markedly larger B, G, and E, reflecting a stiffer transition-metal–carbon framework.
| Compounds | B | G | G/B | E | HV | ν | PCauchya | PCauchyc | |
|---|---|---|---|---|---|---|---|---|---|
| V2ZrSiC2 | This work | 213.82 | 121.00 | 0.56 | 305.40 | 13.98 | 0.26 | −47.84 | −12.40 |
| Ti2ZrSiC2 | This work | 187.88 | 135.79 | 0.72 | 328.29 | 21.19 | 0.20 | −70.55 | −41.52 |
| V2ScSnC2 | 49 | 156.00 | 83.00 | 0.53 | 212.00 | 9.00 | 0.27 | 23.00 | 15.00 |
| Zr2TiSiC2 | 26 | 183.00 | 133.00 | 0.73 | 321.00 | 21.00 | 0.20 | −68.00 | −44.00 |
Vickers hardness was estimated using the Tian empirical relation,60 HV = 2[(k2G)]0.585 − 3, where HV is in GPa, k = G/B, and G is the Hill shear modulus (GPa). The resulting estimates indicate that Ti2ZrSiC2 is substantially harder (HV ≈ 21 GPa) than V2ZrSiC2 (HV ≈ 14 GPa). As with other empirical hardness relations, this estimate is used here as a consistent screening metric and is not a substitute for microstructure-dependent experimental hardness.
Directional Cauchy pressures provide a qualitative indicator of central-force versus angular (directional) bonding character.49,61 For hexagonal crystals, common forms are
| PCauchya = C12 − C44, PCauchyc = C13 − C44. | (9) |
In Table 3, both compounds yield negative PCauchya and PCauchyc, consistent with directional bonding contributions in the load-bearing M–C framework; the more negative values for Ti2ZrSiC2 are consistent with its lower Poisson's ratio and higher hardness estimate.
Shear anisotropy on the principal planes and the ratio of linear compressibilities62 are evaluated as
![]() | (10) |
![]() | (11) |
To further relate stiffness to screening-level damage-tolerance and elastic-wave descriptors, we estimated fracture toughness, brittleness index, acoustic impedance, and radiation intensity using elastic-modulus-based relations. The fracture toughness was estimated as
, and the brittleness index as MB = HV/KIC.63 Acoustic impedance and radiation intensity were evaluated as
and
, where ρ is the density.
The anisotropy factors in Table 4 deviate from unity for both compounds, confirming elastically anisotropic behavior consistent with their layered crystal chemistry. The ratios kc/ka < 1 imply that the c axis is more compressible than the a axis for the present Zr-containing phases, consistent with nanolaminated bonding in which the interlayer direction is comparatively more compliant. In chemically ordered MAX phases, such anisotropy is sensitive to how the two transition metals partition between distinct M layers, since this modifies the local M–C stiffness and the interlayer registry that primarily governs C13- and C44-related responses.
| Compounds | A1 | A2 | A3 | kc/ka | KIC | MB | Z × 106 | I |
|---|---|---|---|---|---|---|---|---|
| V2ZrSiC2 | 0.45 | 1.79 | 0.82 | 0.70 | 3.68 | 3.79 | 26.10 | 0.82 |
| Ti2ZrSiC2 | 0.73 | 1.27 | 0.93 | 0.75 | 3.72 | 5.69 | 25.93 | 1.05 |
In layered coating stacks, thermo-mechanical compatibility is often as important as intrinsic stiffness because mismatch strains can drive cracking and spallation during thermal cycling. High-temperature studies of YSZ coatings on alumina-forming MAX substrates emphasize that improved compatibility between the MAX layer and the thermally grown alumina (TGO) can reduce mismatch stresses and delay failure compared with conventional metallic bond-coat systems.16 In this context, the combination of high stiffness (Tables 2 and 3), moderate elastic anisotropy (Table 4), and bonding/ductility indicators (Cauchy pressures and G/B trends) suggests considering the present Zr-containing ordered MAX phases as mechanically resilient candidates for conductive interlayers adjacent to bond-coat regions. Coating lifetime, however, is also governed by oxidation/TGO evolution and interfacial phase stability, which must be evaluated separately before application-specific conclusions are drawn.
![]() | ||
| Fig. 4 Electronic band structures of (a) V2ZrSiC2 and (b) Ti2ZrSiC2 along the hexagonal high-symmetry path Γ–M–K–Γ–A. | ||
The TDOS/PDOS in Fig. 5 show that the states at and near EF are dominated by transition-metal d orbitals: V-d and Zr-d for V2ZrSiC2, and Ti-d and Zr-d for Ti2ZrSiC2. Si-p and C-p states contribute primarily at lower energies in hybridized features below EF, consistent with stronger covalent components in the M–C framework. The larger TDOS at EF for V2ZrSiC2 indicates a higher electronic spectral weight at the Fermi level than that for Ti2ZrSiC2.
![]() | ||
| Fig. 5 Total density of states (TDOS, top) and atom/orbital-resolved partial DOS (bottom) for (a) V2ZrSiC2 and (b) Ti2ZrSiC2. | ||
For quantitative reference, we estimate the Sommerfeld coefficient γ64,65 and Pauli molar susceptibility χP64,66 from the density of states at the Fermi level, N(EF). With N(EF) in states eV−1 f.u.−1 (both spins), the electronic specific-heat coefficient is
![]() | (12) |
| χP = μ0μB2N(EF)NA(1 eV)−1 ⇒ χP[10−4 emu mol−1] ≈ 0.323N(EF), | (13) |
spin. If a code reports DOS per unit cell, the DOS should additionally be divided by the number of formula units Z per cell; if the energy axis is in Rydberg, 1 Ry = 13.605693 eV.
Table 5 shows that V2ZrSiC2 has larger N(EF) and therefore larger γ and χP than Ti2ZrSiC2. A larger N(EF) implies a stronger electronic contribution to the low-temperature heat capacity and a larger Pauli (spin) susceptibility component for V2ZrSiC2 within the non-interacting DOS approximation. Conversely, the reduced N(EF) of Ti2ZrSiC2 indicates lower metallic spectral weight at EF, consistent with its higher stiffness/hardness trends and more negative bonding indicators discussed in Section 3.2. Overall, the FP-LAPW+PBE electronic structures provide a consistent basis for comparing transport-relevant metallicity and Fermi-level descriptors in these ordered MAX phases, while environment-dependent oxidation and interface stability must be evaluated separately for coating-specific deployment.
spin. N(EF) is in states eV−1 f.u.−1 (both spins). γ and χP are obtained from eqn (12) and (13)
| Compound | N (EF) (both) | γ (mJ mol−1 K−2) | χP (10−4 emu mol−1) |
|---|---|---|---|
| V2ZrSiC2 | 5.3748 | 12.668 | 1.736 |
| Ti2ZrSiC2 | 3.1616 | 7.452 | 1.021 |
![]() | (14) |
To capture pressure and temperature effects on thermoelastic response (via V), bulk modulus, heat capacity, and Debye temperature, we employ the semi-harmonic Debye model as implemented in Gibbs2.48 Within this framework, the Debye temperature is written as68
![]() | (15) |
![]() | (16) |
The static (adiabatic) bulk modulus is obtained from the EOS curvature as
![]() | (17) |
As summarized in Table 6, Ti2ZrSiC2 has a lower density and higher sound velocities, leading to a larger Debye temperature (ΘD = 726.05 K) than that for V2ZrSiC2 (ΘD = 669.19 K). This ranking is consistent with the larger shear and Young's moduli of Ti2ZrSiC2 (Table 3), since vt and thus vm are governed primarily by shear rigidity through eqn (14). Relative to V2ScSnC2,49 both Zr-containing phases show higher velocities and ΘD, reflecting a stiffer elastic response; their Debye temperatures are comparable to that of Zr2TiSiC2.26
| Compounds | Ref. | ρ | vl | vt | vm | ΘD | Tm | kmin | kph | α |
|---|---|---|---|---|---|---|---|---|---|---|
| V2ZrSiC2 | This work | 5.6334 | 8160.74 | 4634.68 | 5152.65 | 669.19 | 1862.98 | 1.03 | 9.99 | 2.42082 |
| Ti2ZrSiC2 | This work | 4.9516 | 8631.93 | 5236.88 | 5786.91 | 726.05 | 1928.67 | 1.08 | 11.11 | 2.42767 |
| V2ScSnC2 | 49 | 5.6195 | 6908.14 | 3855.40 | 4292.41 | 526.98 | 1533.32 | 0.48 | 68.94 | — |
| Zr2TiSiC2 | 26 | 5.4951 | 8108.53 | 4923.28 | 5439.94 | 668.44 | 1891.66 | 0.61 | 81.85 | — |
| Nb2ScAlC2 | 69 | — | — | — | — | 660.5 | 1842.6 | 1.256 | 46.03 | — |
| Nb2ScSiC2 | 69 | — | — | — | — | 642.3 | 1863.0 | 1.251 | 34.49 | — |
| Ti2AlC | 70 | — | — | — | — | — | 1548–1639 | 1.35 | 14.6 (1300 K) | — |
| Ti2AlC | 71 | — | — | — | — | — | — | 1.373 | 14.71(1300 K) | — |
| Ti2AlC | Expt.3 | — | — | — | — | — | — | — | 16 (1300 K) | — |
| Al2O3 | 72 | — | — | — | — | — | 2323 | — | — | — |
| Y4Al2O9 | 73 | — | — | — | — | 564 | — | 1.12 | — | — |
| Ti3ZnC2 | 11 | — | — | — | — | 617.9 | 1718.9 | 1.229 | 22.84 | — |
| Ti3GaC2 | 11 | — | — | — | — | 702.1 | 1872.0 | 1.399 | 45.59 | — |
| Ti3GeC2 | 11 | — | — | — | — | 707.0 | 1913.1 | 1.420 | 41.91 | — |
| Ti3AlC2 | 11 | — | — | — | — | 780.7 | 1866.5 | 1.550 | 53.74 | — |
| Ti3SiC2 | 11 | — | — | — | — | 806.4 | 1975.9 | 1.631 | 52.12 | — |
| Ti3InC2 | 11 | — | — | — | — | 620.6 | 1782.2 | 1.208 | 36.31 | — |
| Ti3SnC2 | 11 | — | — | — | — | 629.3 | 1808.8 | 1.230 | 36.24 | — |
The melting temperature (Tm) is used here as a comparative indicator and is estimated using the semi-empirical relationship74
| Tm = 354 + 1.5(2C11 + C13), | (18) |
For thermal transport, we report both a minimum (amorphous-limit) estimate and a crystalline (phonon) estimate. In the minimum-thermal-conductivity estimate, heat-carrying vibrational modes are assumed to have mean free paths limited to near-interatomic spacings.75 A convenient expression is
![]() | (19) |
Alternatively, Cahill's form is75
![]() | (20) |
= nNAρ/M (where
= M/n).
For crystalline phonon transport, a Slack-like model51 is used, which yields an approximate 1/T behavior when Umklapp scattering dominates:
![]() | (21) |
![]() | (22) |
Here
= M/n is the average atomic mass, δ is the cube root of the volume per atom, and γ is the Grüneisen parameter. To compute δ, we use δ = Vatom1/3,
and the density–volume relation is
with Z = 2 and N = Zn = 12 for the conventional 312 hexagonal cell. The Grüneisen parameter is defined as76
![]() | (23) |
At T = 300 K, the resulting Slack-like values are kph = 9.99 W m−1 K−1 for V2ZrSiC2 and 11.11 W m−1 K−1 for Ti2ZrSiC2 (Table 6). The lattice term decreases monotonically with T (Fig. 10), consistent with Umklapp-dominated thermal resistance and the explicit 1/T factor in eqn (21). Because Slack-type estimates depend sensitively on γ and volumetric descriptors, differences relative to ref. 26,49 should be interpreted primarily as model-based trends rather than absolute experimental benchmarks.
| G*(V,P,T) = E(V) + PV + Avib(ΘD;T), | (24) |
![]() | (25) |
![]() | (26) |
![]() | (27) |
![]() | (28) |
![]() | (29) |
The equilibrium volumes obtained from eqn (26) are shown in Fig. 6. In both compounds, V(T) increases with temperature at all pressures due to vibrational expansion, while increasing pressure shifts the curves to lower volumes and reduces the temperature slope.
![]() | ||
| Fig. 6 Temperature dependence of the unit-cell volume V(T) at pressures P = 0–30 GPa for (a) V2ZrSiC2 and (b) Ti2ZrSiC2 within the quasi-harmonic Debye–Grüneisen model. | ||
The Debye temperatures in Fig. 7 decrease gradually with increasing temperature but increase markedly with pressure. Within the Debye–Grüneisen picture, the pressure enhancement follows from eqn (23): compression reduces V and increases ΘD, consistent with lattice stiffening. Across the full (T,P) window, Ti2ZrSiC2 maintains a higher ΘD than V2ZrSiC2, consistent with its higher vm values in Table 6.
![]() | ||
| Fig. 7 Debye temperature ΘD(T) at pressures P = 0–30 GPa for (a) V2ZrSiC2 and (b) Ti2ZrSiC2 within the Debye–Grüneisen model. | ||
The thermal expansion coefficient in Fig. 8 rises rapidly at low temperature and approaches a smoother high-temperature regime, while increasing pressure systematically reduces α(T) for both compounds. Eqn (29) makes explicit why α is suppressed under pressure: BT increases and V decreases, reducing α at fixed CV and γ.
![]() | ||
| Fig. 8 Thermal expansion coefficient α(T) at pressures P = 0–30 GPa for (a) V2ZrSiC2 and (b) Ti2ZrSiC2 within the Debye–Grüneisen model. | ||
The isochoric heat capacity curves in Fig. 9 follow the expected Debye behavior.65,77 At low temperature they increase rapidly with T, while at high temperature they approach the classical Dulong–Petit limit, CV → 3nR per mole of formula units.65,78
Fig. 10 summarizes the predicted lattice thermal conductivity kph(T) for V2ZrSiC2 and Ti2ZrSiC2. The higher kph of Ti2ZrSiC2 across the temperature window is consistent with its higher ΘD and sound velocities, while the overall decay with temperature is consistent with the approximate 1/T scaling expected for Umklapp-dominated phonon scattering in Slack-like models.51,75
![]() | ||
| Fig. 10 Predicted lattice thermal conductivity kph(T) for V2ZrSiC2 and Ti2ZrSiC2 from the Slack-like model. | ||
To visualize the corresponding free-energy trends, Fig. 11 presents the Gibbs free energy G(T,P) and vibrational free energy Fvib(T,P) obtained within the same Debye–Grüneisen framework.
Here, Fvib(T,P) represents the vibrational Helmholtz contribution (eqn (25)) up to the chosen reference. For both compounds, G decreases with increasing temperature at all pressures due to the increasing vibrational contribution, while increasing pressure shifts G through the PV term and the pressure-driven reduction in equilibrium volume. The vibrational free energy becomes increasingly negative with temperature, and its pressure dependence reflects the pressure-enhanced Debye temperature and reduced vibrational entropy under compression. These free-energy trends provide a finite-temperature thermodynamic baseline within the present quasi-harmonic Debye treatment and complement the V(T,P), ΘD(T,P), α(T,P), and CV(T,P) responses reported above.
Overall, both ordered MAX phases exhibit high vibrational stiffness (high ΘD), a pressure-suppressed thermal expansion response, and a decreasing kph(T) trend with temperature. In the context of coating architectures, these thermoelastic and transport indicators position V2ZrSiC2 and Ti2ZrSiC2 as screening-level candidates for conductive, mechanically resilient layers rather than stand-alone insulating TBC top coats, while emphasizing that oxidation resistance and interfacial phase stability must be evaluated separately for application-specific conclusions.
A useful benchmark comes from high-temperature durability studies of YSZ deposited on alumina-forming MAX substrates, where improved CTE compatibility among YSZ, α-Al2O3, and the MAX layer was identified as a contributor to delayed failure and tolerance of comparatively thicker TGOs under stepped furnace exposure up to 1300 °C.16 Representative linear CTE values reported in ref. 16 include YSZ (∼ 11.7 × 10−6 K−1), α-Al2O3 (∼ 9 × 10−6 K−1), and Ti2AlC (∼ 10.2 × 10−6 K−1), illustrating why alumina-forming MAX layers can reduce mismatch at the critical interface compared with higher-CTE metallic substrates.
In the present work, the quasi-harmonic Debye–Grüneisen treatment yields the volumetric thermal expansion coefficient αV(T) through eqn (29). To compare directly with conventional linear CTE values used in TBC design, we use the isotropic relation αL(T) ≈ αV(T)/3. Fig. 12 places the resulting αL values for V2ZrSiC2 and Ti2ZrSiC2 evaluated at T = 1300 K and P = 0 alongside representative YSZ and α-Al2O3 values. The ordered MAX phases fall between the TGO and top-coat values (V2ZrSiC2: 0.95 × 10−5 K−1; Ti2ZrSiC2: 1.06 × 10−5 K−1 at 1300 K), compared with YSZ (1.17 × 10−5 K−1) and α-Al2O3 (0.90 × 10−5 K−1). If the substrate has a substantially higher CTE than the MAX interlayer, graded or intermediate designs may be required to minimize stress concentrations during thermal cycling.
The CTE comparison in Fig. 12 provides only one necessary compatibility criterion for TBC interlayers. Practical TBC lifetime is frequently dominated by oxidation kinetics, TGO growth stresses, and interfacial phase equilibria/reaction products with YSZ and alumina. These chemistry- and environment-specific factors are not explicitly modeled here (e.g., no oxidation thermodynamics, no interface reaction modeling, and no competing-phase stability analysis at finite temperature beyond the present Debye–Grüneisen free-energy trends). Accordingly, the present results position V2ZrSiC2 and Ti2ZrSiC2 as screening-level candidates for further evaluation as conductive, thermally compatible layers in coating architectures, while emphasizing that oxidation behavior, particularly for V- and Si-containing compositions, and interface stability must be established through dedicated thermodynamic calculations and experiments before application-specific conclusions can be drawn.
Both compounds are metallic, with transition-metal d states dominating near the Fermi level; V2ZrSiC2 exhibits the larger N(EF) and therefore larger electronic spectral weight at EF. Within the quasi-harmonic Debye–Grüneisen framework, the computed thermodynamic trends (V(T,P), ΘD(T,P), α(T,P), and CV(T,P)) together with the reported Gibbs and vibrational free-energy curves provide a finite-temperature baseline for the assumed MAX-phase structures. Debye temperatures of ∼669 K (V2ZrSiC2) and ∼726 K (Ti2ZrSiC2), and semi-empirical melting estimates near 1863 K and 1929 K, further support comparative screening of high-temperature robustness.
Competing-phase stability was further assessed using the energy above the convex hull, ΔEhull (Table 1). The nonzero ΔEhull values (∼0.10–0.19 eV per atom across the investigated stackings) indicate metastability at T = 0 K with respect to competing phases within the adopted phase set. Accordingly, the present results are best interpreted as a first-principles property screen for ordered MAX prototypes; a definitive synthesizability assessment would require a comprehensive competing-phase analysis (and, ideally, finite-temperature competing-phase free energies).
From an application viewpoint, these Zr-containing ordered MAX phases are not intended as insulating TBC top coats; rather, their combination of stiffness, metallic conduction, and thermoelastic response motivates consideration as conductive, mechanically resilient layers within coating architectures. The computed linear CTE values at 1300 K (αL ≈ 0.95 × 10−5 K−1 for V2ZrSiC2 and αL ≈ 1.06 × 10−5 K−1 for Ti2ZrSiC2) fall between representative α-Al2O3 (∼ 0.90 × 10−5 K−1) and YSZ (∼ 1.17 × 10−5 K−1) values, indicating CTE-level compatibility at the TGO/top-coat side of the stack. At the same time, practical TBC performance is controlled by oxidation/TGO evolution and interfacial phase equilibria; these chemistry-specific factors are not explicitly modeled here and must be assessed separately before application-specific conclusions can be drawn. Overall, the present dataset identifies Ti2ZrSiC2 as the more attractive option for load-bearing and wear-related roles (higher G, E, and HV), while V2ZrSiC2 offers higher incompressibility and larger electronic spectral weight at the Fermi level, motivating further targeted thermodynamic analysis and experimental investigation.
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