Open Access Article
Yang Chena,
Xiaofang Yea,
Shilin Liua,
Wenyu Kang
*a,
Wei Jianga,
Jun Yin
*a and
Junyong Kangab
aPen-Tung Sah Institute of Micro-Nano Science and Technology, Engineering Research Center of Micro-Nano Optoelectronic Materials and Devices, MOE, College of Physical Science and Technology, Tan Kah Kee Innovation Laboratory (FDIX), Xiamen University, Xiamen 361005, China. E-mail: wykang@xmu.edu.cn; jyin@xmu.edu.cn
bHefei National Laboratory, Hefei 230088, China
First published on 23rd December 2025
The third-generation semiconductor, silicon carbide (SiC), has become increasingly crucial in emerging markets for radio-frequency and power electronic devices due to its superior physical properties. However, the insufficient growth thickness and low powder source utilization rate still limit the development of physical vapor transport (PVT) growth. In this work, a systematic investigation on the evolution progress and consumption features of the SiC powder source in PVT growth was conducted by theoretical simulations and experimental measurements. We found that the non-uniform source consumption and recrystallization negatively impacted the evolution of thermal and flow fields, resulting in a final low utilization rate of the powder source. To enhance the usage of the powder source and the quality of as-grown crystals, we designed a porous graphite plate in the PVT chamber to modulate both mass transfer processes and the thermal field. Compared to a conventional structure, the designed porous graphite plate could optimize the utilization rate (29% enhanced) and the spatial uniformity of source consumption, thereby increasing the crystal growth rates by 33%. Meanwhile, this designed plate could reduce the thermal stress gradients and thus reduce the defect density (52%) within the SiC crystals.
Conventional PVT growth of SiC single crystals relies on the thermal decomposition and sublimation of the powder source material. The resultant vapor species (primarily Si/C-containing gases) are transported along a temperature gradient to a low-temperature seed crystal, and then undergo adsorption and crystallization. The necessary axial temperature gradient in the growth chamber results in an inconsistent consumption of the powder source and a partial recrystallization in the lower-temperature region during the crystal growth process.7 This further leads to a non-uniform source consumption and a low source utilization rate, which subsequently and negatively influence the axial growth thickness and crystalline perfection. To address these challenges, researchers have explored multiple strategies to homogenize source consumption and improve crystal quality. Tan et al. developed a gas deflector within the growth chamber to suppress convection, ensuring more uniform gas-phase material transport, which in turn improved the crystal quality and yield.8 Wang et al. achieved faster growth rates by optimizing the source material's packing density, enabling consistent sublimation.9 Chao et al. enhanced the crystal quality by integrating graphite rings onto the source chamber surface and adding graphite blocks, effectively reducing crystal defects and preventing polycrystallization.10 Zhang et al. demonstrated that modifying the thickness and spatial arrangement of thermal insulation felts helped maintain uniform source sublimation while supporting a microscale convex growth interface.11 Other techniques that modify the thermal field of the growth equipment have also been reported. Recent work by Nakamura et al. demonstrated that system-level reconstruction of the thermal field can effectively improve powder-source utilization.12 Liu et al. increased the sublimation rate by modulating the relative positioning of the induction coil and crucible.7 Yang et al. reduced recrystallization losses by fine-tuning the heater coil's turns ratio, thereby improving source utilization efficiency.13 Furthermore, replacing traditional powders with recycled CVD-SiC blocks has also proven effective in increasing the growth rate and quality of SiC single crystals.14 Despite these advances, achieving uniform consumption of powder in the crucible and suppressing recrystallization in the upper area of the powder remains a major challenge. In addition, a synergistic optimization of mass transfer processes during the PVT growth is still required.
In this work, we conducted a comprehensive investigation of the evolution of the SiC powder source in PVT growth by multi-physics simulations and experimental measurements. The key evolutionary behaviours (including progressive consumption, graphitization, and recrystallization) were systematically analysed to elucidate their impact on mass transfer dynamics and crystal growth evolution. To address the limitations in the conventional PVT growth, a porous graphite (PG) plate was designed to optimize spatial consumption and mitigate recrystallization effects, thereby improving mass transfer processes.
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| Fig. 1 (a) Schematic illustration of the 150-mm PVT growth system; (b) 3D-temperature distribution in the crucible during the growth. | ||
The multi-physics model in this study coupled conjugate heat transfer, surface radiation, laminar flow, low-concentration species transport in porous media, and solid mechanics to construct a full-process simulation model. The detailed multi-physics model and parameters can be found in the Theoretical simulation model section in the SI. Experimental validation guided parameter calibration, requiring adjustment of the resistive-heater power to maintain a seed surface temperature of 2220 °C under an argon pressure of 5 Torr (Fig. 1b). The SiC powder source material (particle diameter of 1 mm with a porosity of 0.65) was modelled as distinct porous media domains.
The velocity field was further extracted for analysis (Fig. 2b and Fig. S1c, d), and the results revealed a distinct evolution of the flow regimes. At the initial stage (0 hour), a uniform gas flow was observed within the powder source and dominated by the sidewall-driven convection. Meanwhile, an approximately 10-time higher convection velocity was found in the growth chamber. After growing for 168 hours, the main convection region in the source chamber changed to the bottom region near the crucible wall, and the velocity also increased significantly. This was caused by the increased porosity of the source material near the crucible wall due to the severe graphitization15 and also attributed to the reduced porosity at the upper center region of the source due to recrystallization. In addition, the convection in the growth chamber was suppressed (70% weakened) due to the recrystallization at the upper region of the SiC source. This suppressed vapor transport would limit the growth rate of the SiC crystal, as evidenced by the significantly reduced net flux of reactive vapor species (32% average flux reduction), such as SiC2 (Fig. S2). This consistently altered vapor transport was not good for the growth of high-quality and thick SiC bulks, as well as the high utilization of the SiC powder source.
To understand the detailed evolution of the source along the growth process, the gasification/solidification rate, recrystallized/consumed powder source ratio, graphitized volume ratio, and source porosity were calculated (Fig. 2c). The gasification rate distribution demonstrated a 70% decline in the reaction rate at the source sidewalls and bottom from 0.12 mol m−3 s−1 (Fig. S3) to 0.035 mol m−3 s−1 at 168 hours. Concurrently, the negative gasification rate (presented as SiC formation) in the upper-central source chamber decreased by 74% from −0.15 mol m−3 s−1 to −0.039 mol m−3 s−1, reflecting attenuated gaseous component generation due to insufficient source replenishment. The inhomogeneity of the gasification across the source cross-section persisted along with growth duration, as indicated by the value distribution of the nine points at the typical regions (marked as triangles) in Fig. 2d. The result indicated that continuous inhomogeneous gasification and solidification (recrystallization) existed in the source chamber. The recrystallized/consumed powder source ratio (Fig. 2e) showed a deteriorated high variation due to this high inhomogeneity of the gasification within the source chamber. As a result, loose graphite accumulated progressively on the sidewalls and bottom of the source chamber during growth, attaining 90 vol% in these regions by 168 hours, as seen from the graphite volume ratio distribution in the solid phase (Fig. 2c(iii)). This reduced the thermal conductivity of the crucible bottom, thereby diminishing upward heat transfer and weakening the axial temperature gradient and growth driving force.16,17 The inhomogeneous gasification and solidification (recrystallization) within the source chamber further resulted in the spatial variation of source porosity. The porosity and SiC consumption profiles (Fig. 2c(iv)) indicated that 94% of the SiC source was depleted in the sidewall and bottom regions by 168 hours. The porosity in these zones approached 0.56 owing to SiC consumption and a large amount of graphite accumulation, restricting gaseous component convection primarily to the source periphery.18
To validate the simulation results, the graphitization feature of the SiC source was compared with the XPS experimental results based on the measured C/Si atomic ratio for the typical residual powder source sample. Fig. 3a displays the cross-sectional photograph of the residual source material from a 6-inch crystal after 40 hours of growth, where peripheral regions (sidewalls and base) had extensive dark, loose graphite clusters (partially exfoliated during sampling), while the up-centre region showed light-coloured dense SiC polycrystals due to recrystallization. Notably, the lower temperature in the source surface area caused the recrystallization effect. This effect obviously increased the source surface density after a period of growth. The measured C/Si atomic ratio distribution by XPS (Fig. S4) clearly confirmed the graphitized peripheral zones. The slightly higher C/Si ratios obtained at the source top relative to its center should have originated from the loose graphite particles entrained in the convective gas flows. The calculated graphite volume ratio is shown in Fig. 3b with a comparison of the simulation result. The results from the experimental and simulation data present a consistent trend in graphitization distribution, indicating that the theoretical simulation is reasonable and reliable.
To obtain a more detailed picture of the powder source consumption during the growth process (including graphitization and recrystallization), the computed tomography (CT) imaging technology was introduced to observe the distribution of porosity and the density of the residual powder source after 40 hours of growth, and 3D reconstruction was performed (Fig. 3c). The typical cross-sectional CT tomographic image of the residual powder source is shown in Fig. 3d, and the full-scan vertical and horizontal cross-sectional CT images are presented in Videos S1 and S2. Based on the identification of the powder source morphology by the different density gray values (especially the pore area) the pore distribution diagram of the residual powder source could be easily derived from the CT image, as shown in Fig. 3e, and the full scan vertical and horizontal cross-sectional pore distribution diagrams are presented in Videos S3 and S4. In the graphic, colors represent the different pore sizes, with the real photo of the source surface area shown in the background for comparison. The image revealed abundant small pores peripherally, transitioning to sparse larger pores centrally, with negligible porosity at the source apex. This porosity gradient, highest at the periphery and lowest at the core/top, reflected spatially heterogeneous graphitization and recrystallization. The upper-middle source region contained densely packed recrystallized SiC macroparticles underlaid by variably sized voids, beneath which acicular SiC crystals formed. This phenomenon was consistent with the simulation results on vapor transport within the powder source: on the one hand, the gaseous species that were not consumed by crystal growth transferred to the surface area of the source after strong convection, resulting in significant recrystallization on the upper surface of the source. On the other hand, due to the characteristics of downward transport of the gas phase in the upper part of the source near the center, voids formed in the lower part of the recrystallized SiC polycrystalline blocks. In addition, needle-shaped gas transport channels formed toward the source bottom and sidewalls.
The above experimental and simulation results reveal the evolution of the source during conventional PVT crystal growth. The uneven distribution of powder within the chamber significantly impacted the heat transfer characteristics of the crucible, complicating the control of the optimal thermal field distribution required for crystal growth. Key parameters, such as the axial and radial temperature gradients, were affected. Fig. S5a shows the evolution of the local temperature gradient at the central and peripheral regions of the crystal growth surface as growth progressed over time. The result revealed that the temperature gradient on the crystal growth surface steadily diminished over time. This decline weakened the driving force required for crystal growth, leading to a corresponding reduction in the crystal growth rate.19 Moreover, the results further showed that, under the influence of the changing temperature gradient, the difference in the crystal growth rate between the center and edge areas of the crystal continued to increase (Fig. S5b). From the perspective of crystal growth evolution and growth rate, this inhomogeneous source consumption process in spatial position was not good for the stable growth of the crystal and the effective consumption of the source.
Having determined the optimal porosity of the PG plate, we next evaluated its critical influence on the thermal field distribution, a key factor governing vapor generation and transport dynamics, by comparing the structures with and without the PG under identical seed-top temperatures. As shown in Fig. 4b (initial growth stage), the optimized PG plate raised the average source chamber temperature by 15 °C and reduced the axial temperature difference in the source chamber from 95 °C to 82 °C. Crucially, Fig. 4c highlights that the most significant axial temperature gradient shifted to the graphite plates (19 °C), while the growth chamber thermal profiles remained identical between structures. Radial temperature distributions (Fig. S7) further demonstrated improved thermal homogeneity at the source top (center-edge ΔT reduced to 17 °C from 20 °C), though accompanied by a slight increase in the seed-zone gradient (15 °C vs. 10 °C). This overall thermal redistribution, visualized dynamically in Videos S5 and S6, is attributed to enhanced radiative heat transfer from the PG surfaces. The net effect of these thermal modifications is the obviously enhanced growth environment: the elevated source temperature markedly increases the concentration of SiC vapor species. Consequently, under the same seed-surface temperatures, the growth rate accelerates due to this rapid vapor concentration increase coupled with the stable local temperature gradient enabled by the PG structure.
In addition to modifying the thermal field, we further investigated how the PG structure impacts the vapor flow dynamics—a critical factor influencing mass transport uniformity and crystal growth stability. The modified flow-field distribution within the crucible, extracted both at the initial (0-hour) and later (168-hour) growth stages, is shown in Fig. 4d. Crucially, a direct comparison with the conventional flow field (without the PG plate, shown previously in Fig. 2b) revealed a dramatic suppression of convection. Specifically, convection within the growth chamber was greatly reduced. Quantitatively, average convective velocities decreased by approximately 26% in the source chamber and 60% in the growth chamber, respectively. However, after introducing the PG structure, the powder source maintained an impressively stable and uniform vapor supply. Even after 168 hours of growth, notable gas-phase transport persisted in the upper source region. Conversely, the conventional crucible design developed substantial recrystallization in this region due to its near-complete blockage of vapor transport. The results indicated that the PG structure effectively promoted the homogeneous sublimation of the powder source in the crucible and suppressed recrystallization at the top area of the powder source. The modified flow dynamics in 3D mode at the top area of the source for the crucible, with and without the PG plate, are visually compared in Fig. 4e and f. The PG in the optimized growth chamber reduced the source surface's average convective velocity from 1.7 × 10−3 m s−1 (conventional) to 4.8 × 10−4 m s−1. At the same time, the net mass flux at the source surface increased by 58.3% (from 2.4 × 10−3 mol m2 s−1 to 3.8 × 10−3 mol m2 s−1) for the PG-modified crucible structure. This increased net flux here meant a significantly increased crystal growth rate, which was consistent with the result of the increased surface temperature gradient of the seed crystal discussed above. Notably, similar to the recent system-level thermal-field reconstruction method,12 the PG plate design offers an effective, alternative approach to modulate internal mass transfer and suppress recrystallization within conventional PVT setups, providing a cost-effective solution that boosts powder utilization.
Following a detailed analysis of the changes in the growth rate and quality of SiC crystals after the introduction of PG, the porosity evolution and source consumption dynamics of the SiC powder source were further investigated, as shown in Fig. S9a, b and Videos S7 and S8. Compared with the conventional structure, the PG-modified structure demonstrates a 43% reduction in the SiC recrystallization volume ratio and a 50% porosity increase at the source top region. The reduced SiC powder recrystallization can also be seen in the extracted recrystallized (+) and consumed (−) powder source volume ratio distribution patterns of the conventional and PG-modified crucibles shown in Fig. 5c. The observed improvements in source consumption for the optimized crucible structure (with PG) stem from two synergistic mechanisms. First, enhanced surface radiation due to PG elevates the source surface temperature, delivering a relatively uniform temperature distribution and more homogeneous SiC sublimation within the source region. Second, suppressed convection inside the powder source inhibits recrystallization in the upper part of the source, mitigating pore blockage and ensuring sustained gas phase transport after long-term growth. These thermal and flow-field modifications collectively mitigate spatial heterogeneity in source consumption and recrystallization, ultimately improving source utilization.
To clearly illustrate the effect of the PG plate on crystal growth, a radar chart comparing the two structures across multiple performance metrics is displayed in Fig. 5d. The results clearly indicate that the PG-modified crucible increases the growth rate by 33% relative to the conventional structure. And after 168 hours of growth, the crystal thickness achieved with the PG-modified crucible exceeded that of the conventional structure by 51%, confirming the pivotal role of PG in boosting SiC yield. Convexity, defined as the center-to-edge thickness ratio, serves as a key indicator of crystal quality. Lower convexity correlates with a flatter surface morphology, reduced thermal stress, and suppressed polycrystal/defect formation. Compared to the conventional structure, the PG structure showed an 18% reduction in convexity, resulting in a 52% lower average defect density. Furthermore, this PG structure improves the powder source utilization by 29%, where utilization is defined as the net mass of effective SiC sublimation relative to the initial loading. Specifically, utilization (%) = (total mass of sublimated powder − total mass of recrystallized SiC)/(initial mass of powder) × 100%. This improvement underscores the effectiveness of PG in minimizing material waste and production costs.
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