Open Access Article
Maxime
Provost
a,
Joao
Tanepau
bc,
Thierry
Buffeteau
d,
Marie
Gressier
a,
Frédéric
Lamaty
b,
Julien
Pinaud
*c,
Xavier
Bantreil
*be,
Marie-Joëlle
Menu
a and
Sandrine
Duluard
*a
aCIRIMAT, Univ Toulouse, Toulouse INP, CNRS, Toulouse, France. E-mail: sandrine.duluard@utoulouse.fr
bIBMM, Univ Montpellier, CNRS, ENSCM, Montpellier, France. E-mail: xavier.bantreil@umontpellier.fr
cICGM, Univ Montpellier, CNRS, ENSCM, Montpellier, France. E-mail: julien.pinaud@umontpellier.fr
dUniversité de Bordeaux, ISM, UMR 5255 CNRS, 351 Cours de la Libération, 33405 Talence, France
eInstitut Universitaire de France (IUF), France
First published on 22nd January 2026
Mechanocatalysis combines mechanical energy and chemical reactivity to perform solvent-free catalytic transformations. Direct mechanocatalysis involves using reactor-supported catalysts to boost reaction performances while avoiding solvents and energy-consuming post-reaction purification steps. This process aims at increasing the reaction yield and decreasing drastically the E-factor. Herein, we report the first examples of direct mechano-organocatalysis with a piperazine-based organocatalyst, covalently grafted onto amine-functionalized zirconia milling balls. This unprecedented milling system catalyzed Knoevenagel condensations under solvent-free conditions, operating faster (with a thousand-fold less catalyst used than that in traditional methods), achieving full conversion within only3 hours, and remained active after multiple reaction cycles. The turnover frequency (TOF) reached 5700 h−1, far exceeding that of homogeneous analogues (40 h−1), due to the low catalyst loading and efficient energy transfer. Comprehensive surface characterization of the milling balls (XPS and original PM-IRRAS), before and after grafting, and after catalysis, elucidated the structure–activity relationship. This work establishes the first demonstration that a robust organocatalyst can be efficiently used in supported mechanocatalysis, highlighting the promise of surface-engineered zirconia systems for green chemistry.
Green foundation1. For the first time, covalently grafted organic catalytic species were shown to resist the demanding conditions of mechanochemistry without performance loss or catalyst release. This highly sustainable and resource-efficient durable organocatalytic system is completely solvent-free, with no solvent required for either the reaction or the purification.2. This system addresses most of the pillars of green chemistry owing to zero use of solvent (both for the reaction and separation of chemicals) during the catalytic reaction: no waste production, atom economy, safer solvents, catalysis and energy efficiency. The specific green chemistry achievement is a high RME factor (around 90%) with an E-factor of nearly 0 (0.2), much lower than in equivalent solution chemistry or mechanochemical reactions (22 and 17, respectively). 3. The demonstrated concept of direct mechano-organocatalysis with catalysts supported on the milling system could be made greener by increasing the number of available catalytic sites to decrease the reaction time; tuning the nature of the catalyst will open large opportunities in future research. |
In this context, mechanochemistry has recently emerged as a powerful technology, enhancing the sustainability, efficiency, and practicality of chemical transformations.14–16 It enables the activation of solid reagents through mechanical energy, typically via a planetary (pbm) or vibratory ball-mill (vbm), facilitating solvent-free transformations and avoiding the use of often toxic and volatile organic solvents.17 It is particularly well suited for the synthesis of bioactive compounds and pharmaceutical ingredients.18 In 2006, Bolm's group demonstrated the efficiency of an L-proline-catalyzed aldol reaction under solvent-free ball-milling conditions, paving the way for the merger of organocatalysis and mechanochemistry.19 Since then, numerous transformations have been developed using this combined approach, employing both covalent and non-covalent activation mechanisms with promising results.20 In these approaches, the catalyst is added to the reaction media and must be separated afterwards from the desired product. Another concept developed for combining ball-milling and metallic catalysis is “direct mechanocatalysis”.21–24 This concept represents a major advance in sustainable synthesis as it relies directly on the catalytic activity of the milling media, typically the balls or walls of the jar. It was pioneered by Mack's group in 2009, using a copper milling vessel co-catalyst in the Sonogashira cross-coupling reaction, effectively replacing the conventional copper(I) iodide catalyst (Fig. 1).21 This discovery marked the beginning of what is now known as direct mechanocatalysis, including the use of metallic vials or metal vials coated with Cu,21,25,26 Au,27 Ni,28 and Pd,23,24 vial-surface charged with metal powders,29 and metal-oxide milling media such as zirconia balls.30
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| Fig. 1 Concepts for direct mechanocatalysis with metals vs. direct mechano-organocatalysis with tailored zirconia balls. | ||
To extend the possibilities of direct mechanocatalysis to organocatalysis, our original approach proposes the anchoring of catalytically active organic moieties onto the mechanochemical balls. Yttria-stabilized zirconia (YSZ) was selected due to its excellent mechanical properties, which minimize surface abrasion during repeated milling cycles, as well as its high chemical resistance to harsh environments, including acids, bases, and organic solvents. YSZ balls serve both as a support to the catalyst and as an energy-transfer medium, since the catalysis is carried out by a molecular organocatalyst covalently immobilized on the surface of the zirconia balls. Piperazine has already been reported as an efficient organocatalyst in the mechanochemical solvent-free Knoevenagel condensation.31–33 Based on these findings, our approach was to graft a piperazine analogue onto the surface of YSZ milling balls and to evaluate their performance as catalyst supports for the Knoevenagel condensation under direct mechanocatalysis conditions. Different approaches enabled YSZ to be efficiently functionalized in order to obtain reactive balls that could catalyze the Knoevenagel condensation with excellent conversion and recyclability.
The amines of the ZrO2-APPA and ZrO2-PAMAM balls were then reacted with bromoethyl-N-Boc-piperazine in the presence of KOtBu, and then treated in acidic and basic media to cleave the Boc protecting group and recover free amines, which are required for further use in organocatalysis (ZrO2-APPA-N and ZrO2-PAMAM-N). To ensure that our strategy of functionalization would be efficient on milling balls, the same approach was performed on zirconia plates of the same composition as the balls used in mechanochemistry, and which would be easier to analyze and characterize. Polarization-modulation infrared reflection-absorption spectroscopy (PM-IRRAS) and X-ray photoelectron spectroscopy (XPS) experiments were carried out. For the first time, PM-IRRAS was used to characterize organic layers grafted onto YSZ substrates with spectra as presented in Fig. 3. The deconvolution of XPS spectra in the O 1s, C 1s, and Zr 3d regions are reported in Fig. 4, revealing the bonding nature in the synthesized species.
To reveal the very small contribution of the grafted organic layers, it was necessary to subtract the PM-IRRAS spectrum of the non-functionalized zirconia substrate from the PM-IRRAS spectrum of functionalized zirconia substrates (see the supplementary information for details). The successful grafting of APPA on ZrO2 is evidenced by the presence of several bands on the PM-IRRAS spectrum of ZrO2-APPA (Fig. 3, dark blue curve). The symmetric (νsO–P–O) and asymmetric (νaO–P–O) stretching vibrations of O–P–O groups are observed at 995 and 1090 cm−1, respectively. The presence of the band at 1250 cm−1 is related to the stretching vibration of the P
O groups and reveals the bidentate binding of the phosphonate groups.37–39 Finally, a broad band is detected around 1500 cm−1, assigned to the symmetric bending vibration of NH3+ groups (δsNH3+).40 The grafting of APPA on ZrO2 is also evidenced in XPS spectra within the O 1s region by the presence of the peak at 531.0 eV corresponding to P–OH and P–O–Zr bonds and the component around 532.8 eV related to P
O groups or adsorbed water (H2O), and in the Zr 3d region by the presence of the two components at 182.7 and 185.1 eV attributed to Zr–O–P interactions.41,42
Upon reaction with the polyanhydride (ZrO2-ANHY), new bands at 1760, 1700 and 1690 cm−1 appear, while the decrease of the amine band suggests the grafting of ANHY by amide bond formation. The two bands at 1760 and 1700 cm−1 can be assigned to unreacted anhydride carbonyls (in-phase and out-of-phase stretching vibrations of the two C
O groups, respectively), whereas the band at 1690 cm−1 can be assigned to the stretching vibration of the carbonyl group of reacted species. Although the amide C
O stretching band is not clearly visible in PM-IRRAS, XPS analysis confirms the covalent bonding of ANHY by amide bonds through the appearance of the C 1s peak at 287.8 eV, characteristic of amide carbonyls.43 Additional C 1s and O 1s signals confirm the presence of the polymer and the coexistence of anhydride and amide functions, indicating partial conversion and the availability of remaining reactive sites.
The grafting of the 4th generation PAMAM dendrimer is clearly demonstrated by PM-IRRAS, since different amide bands are observed at 1637 cm−1 (νC
O, amide I), 1538 cm−1 (δNH + νC–N, amide II) and in the 1360–1300 cm−1 region (amide III). The broad shoulder around 1600 cm−1 confirms the presence of free NH2 groups, whereas the two bands at 1080 and 1030 cm−1 reveal the presence of the tertiary aliphatic amine (νN–(CH2)3) as expected for the PAMAM dendrimer. The grafting of the PAMAM dendrimer is also confirmed by XPS through the relative intensity of the C
O signal at 531.5 eV in the O 1s region (from amide functions present in the PAMAM structure), which increases significantly, while the Zr–O–Zr signal intensities decrease markedly. These observations are consistent with the presence of PAMAM on the surface. In addition, XPS experiments in the N 1s region for PAMAM-grafted samples (Fig. SII-1 in the supplementary information) showed that the chemical environment of the nitrogen atom varies from primary amine groups at the extreme surface (sputtering time = 0 s), to a predominance of amide groups at greater depths (30 s, 90 s, and 270 s). This clearly confirmed the presence of a high number of terminal primary amines from PAMAM at the outermost surface, which remain free and available for further functionalization, whereas the amide groups are located deeper within the dendrimer structure and at the interface with the polyanhydride layer. Such free NH2-rich surfaces are ideal for the covalent anchoring of catalytic species. Hence, surface analysis using PM-IRRAS and XPS clearly demonstrated the progressive modification of the zirconia surface with the formation of covalent bonds at each step: Zr–O–P bonds with APPA, amide bonds upon coupling with ANHY, and additional amide linkages after PAMAM grafting.
Finally, a colorimetric assay, adapted from the protocol developed by Uchida et al.,44 was performed to quantify the surface density of accessible primary amine groups on 1 cm diameter ZrO2-APPA or ZrO2-PAMAM balls. The organic dye Acid Orange 7 was used to react with available amines (see the SI for details). The mean value obtained from five replicates for the ZrO2-APPA balls was 3.7 NH2 groups per nm2, which is consistent with the formation of a complete monolayer. This density aligns with the reported maximum calculated density of hydroxyl groups on activated zirconia surfaces (3–4 OH groups per nm2),45 considering that each phosphonic acid molecule reacts with one hydroxyl group. In contrast, the ZrO2-PAMAM samples exhibited a significantly higher amine density, reaching 27 NH2 groups per nm2, about seven times higher than that for ZrO2-APPA. The quantification of the grafted catalyst (ZrO2-PAMAM-N and ZrO2-APPA-N samples) is not available since the colorimetric assay is dedicated to primary amines and XPS analysis cannot be performed on the balls. However, it was verified that all the primary amines present on the balls were consumed following grafting of the piperazine analogue since no colorimetric response was observed on the catalyst-grafted samples. This strongly supports the presence of piperazine moieties on the surface.
When using non-functionalized zirconia balls, only 17% conversion was reached after 8 h of milling (Fig. 5A). As soon as functionalized balls were used, a catalytic effect was observed, regardless of ball size, number, or functionalization type, consistently yielding full conversion into the desired product in 5–7 hours. Both ball size and number significantly increased reaction kinetics for both types of functionalized balls. The most effective conditions corresponded to the use of forty 0.5 cm diameter balls in the pbm, followed by two 1 cm-diameter balls in the vbm, then five 0.5 cm balls, and finally one 1 cm ball. The surface area of forty and five 0.5 cm balls is approximately 10-fold and 1.25-fold greater, respectively, than that of a single 1 cm ball. This total available catalytic surface area is in clear correlation with the trend in catalytic performance. Under the optimal conditions to catalyze the Knoevenagel condensation (40 ZrO2-PAMAM-N balls of 0.5 cm diameter in a 20 mL zirconia jar in a pbm), complete conversion was attained in 3 hours. The comparison under identical conditions with ZrO2-PAMAM balls highlights the benefit of piperazine grafting, which led to improved catalytic activity (Fig. 5D). The turnover frequency (TOF), defined as the number of catalytic cycles per active site per unit of time, is calculated from eqn (1):
![]() | (1) |
For each reuse cycle, complete conversion to the desired product was achieved within 2 to 3 hours except in the fifth cycle with deviation to slightly slower kinetics. Such variations are probably related to the time required for the reagents to sufficiently agglomerate around the catalytic milling balls. This series of tests highlights the strong robustness of these organocatalyst-functionalized balls. Trace amounts of leached catalyst were evaluated by LC-MS analyses. However, no detectable catalyst-related species were observed by LC-MS, indicating that any catalyst leaching is below the detection limit of the technique. Under standard conditions and in the absence of matrix effects, the LC-MS detection limit is typically in the range of ng mL−1. In the present case, assuming a worst-case scenario for catalyst leaching and considering the sampling conditions (2 mg of crude reaction mixture dissolved in 1 mL of acetonitrile), the expected catalyst concentration would be in the range of several hundred ng mL−1. In consequence, the absence of any detectable signal demonstrates that catalyst leaching during the reaction, if occurring, is much less than 1% of the initial catalyst content, after 10 reuse cycles.
Finally, a systematic study of the Knoevenagel condensation reaction between various substituted aromatic aldehydes and malononitrile was conducted using ZrO2-PAMAM-N milling balls in a pbm under the previously optimized conditions. Reaction performance was evaluated in terms of HPLC-determined conversion and isolated yield following simple acetone recovery and evaporation. The tested aldehydes feature a wide range of electronic substituents (electron-donating groups such as –OMe and –OH, and electron-withdrawing groups such as –Cl and –NO2) and melting points spanning from −26 to 116 °C (Fig. 7). This diversity enabled assessment of the robustness of the mechanochemical protocol, particularly with respect to aldehyde reactivity and the physical state of the reagents, which is an essential parameter in mechanochemistry as well as giving more insight into the reaction mechanisms. Of note, the same set of milling balls, recovered after washing, was used throughout the study, showing once again the reusability of the functionalized balls, even with different substrates, in the absence of contamination from the previous operation.
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| Fig. 7 Range of aromatic aldehydes with different electronic substituents and physical states, tested under direct mechano-organocatalytic Knoevenagel conditions. | ||
Remarkably, all substrates achieved 100% conversion and very high isolated yields (from 95% to 99%), highlighting the efficiency of the extraction protocol with minimal material loss. Indeed, working under stoichiometric conditions with the catalyst-supported milling balls enabled the pure Knoevenagel product to be recovered by washing the milling jar/balls with acetone, as confirmed by 1H and 13C NMR (see the SI). The reaction times required to reach full conversion range from 3 to 5 hours. A slightly slower kinetics was observed with two strong electron-donating groups around the aromatic ring, such as 2,3-dimethoxy or 4-hydroxy-3-methoxybenzaldehyde, but this effect remained relatively insignificant suggesting that the direct mechano-organocatalytic conditions successfully compensated for the electronically unfavorable effects. Interestingly, the physicochemical nature of the reaction medium did not appear to impact the catalytic efficiency. Whether using two liquid substrates at room temperature or a liquid/solid combination, the level of conversions into the desired products remained excellent within comparable reaction times.
These metrics enable a holistic characterization of the green nature of a chemical process by integrating waste minimization, atom utilization, and solvent management considerations, thus guiding the design of more sustainable synthetic methodologies. In this study, the E-factor, RME and SI were calculated for the same chemical transformation, the synthesis of 2-amino-3-cyano-7,7-dimethyl-4-(4-chloro-phenyl)-5-oxo-5,6,7,8-tetra-4H-chromene. This reaction proceeds via a Knoevenagel condensation followed by a Michael addition. It was previously reported taking place under conventional conditions in solution50 and in a ball-mill,32 using 10 mol% of piperidine and 15 mol% of piperazine as catalyst, respectively, and giving the final compound in 91% yield. Using the ZrO2-PAMAM-N milling balls in a pbm, full conversion was obtained after 4 h at 250 rpm, and the pure product could be recovered directly from the milling jar, without using solvent, in 95% yield.
The three green chemistry metrics were then determined for the three synthesis conditions and the results summarized in Table 1. As the amount of solvent used for purification was not specified in the literature methods (solution and classical mechanocatalytic reactions), a solvent-to-purified-product-mass ratio of 14 for the purification step was considered.
The RME is similar across the approaches (86–89%), reflecting efficient incorporation of reactants and minimal material losses during purification regardless of the method. However, direct mechano-organocatalysis drastically reduces the E-factor and, consequently, the environmental impact by eliminating solvents both during the reaction and in post-reaction purification, achieving an SI of 0. In contrast, classical mechanochemistry only reduces the solvent used during the reaction, which is largely supplemented by the solvent used for purifications, thus limiting its overall effect as compared to solution chemistry (SI = 16.8 versus 21.8 in solution and E-factor = 17.0 versus 22.1). In comparison with conventional mechanochemical organocatalysis, where the free organocatalyst is simply added to the milling vial, catalyst immobilization enables true catalyst integration, allowing efficient separation, recyclability, and purification-free processing. The covalent anchoring of the organocatalyst prevents catalyst loss during milling, which directly accounts for the observed recyclability and contributes to the low E-factor of the process. These results demonstrate that direct mechano-organocatalysis represents a far more sustainable alternative to conventional solution-phase or classical mechanochemical methods due to it being a near solvent-free and low-waste process.
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