Open Access Article
Kento Hiroishia,
Hikaru Matsumoto
*a,
Hidetaka Kasai
b,
Masanori Nagao
a,
Eiji Nishibori
c and
Yoshiko Miura
*a
aDepartment of Chemical Engineering, Faculty of Engineering, Kyushu University, 744 Motooka, Nishi-ku, Fukuoka 819-0395, Japan. E-mail: hmatsumoto@chem-eng.kyushu-u.ac.jp; miuray@chem-eng.kyushu-u.ac.jp
bDepartment of Materials Science, Osaka Metropolitan University, 1-1 Gakuen-cho, Naka-ku, Sakai, Osaka 599-8531, Japan
cDepartment of Physics, Institute of Pure and Applied Sciences and Tsukuba Research Center for Energy Materials Science, University of Tsukuba, Tsukuba 305-8571, Japan
First published on 23rd December 2025
Fine chemical synthesis under solvent-free or solvent-less mechanochemical conditions is highly desirable from a green chemistry perspective. However, the inherently low contact efficiency between the catalyst and solid substrates often results in low reaction efficiency. Polymer-assisted grinding (POLAG) in a ball mill has been developed for solvent-less organic synthesis, where polymers are used as additives to effectively disperse solid reactants. Specifically, polymer-supported catalysts have been shown to function as POLAG additives to enhance catalytic performance. However, the effects of the structures of polymer-supported catalysts on their catalytic performance have not been fully investigated. Here, we prepared polymer-supported catalysts bearing the Hayashi–Jørgensen catalyst with different polymer backbones and chemical structures of spacer monomers. In an asymmetric Michael addition reaction in the presence of solid reactants in a ball mill, the polymer-supported catalyst exhibited a significantly higher turnover number compared to its small-molecule counterpart. Additionally, a correlation between the glass transition temperature of the polymer-supported catalyst and the turnover frequency was confirmed, which suggested that the flexible polymer support facilitated solid dispersion and boosted subsequent catalytic cycles.
Green foundation1. This work introduces a mechanochemistry-directed design of polymer-supported organocatalysts for solvent-less organic synthesis, which demonstrates a green and sustainable practice for producing chiral compounds via solvent reduction and improvement of catalytic performance.2. The methodology can avoid bulk solvents, shorten reaction time, and prolong catalytic durability for the mechanochemical organic synthesis of fine chemicals with a ball mill. Compared with small-molecule catalysts, our polymer-supported catalyst can dramatically accelerate the catalytic reaction with a durable catalytic lifetime. Furthermore, the E-factor of the polymer catalyst system was much lower (0.1) than that of the solution-based system (57), aligning with green chemistry principles by solvent usage reduction and catalyst lifetime improvement. 3. Further greening can include the development of fully solvent-free asymmetric reactions and extension of this strategy to continuous-flow mechanochemistry with twin-screw extrusion, enhancing scalability and sustainability. |
Mechanochemistry is a discipline that deals with physical and chemical changes induced by mechanical forces such as compression, shear, and friction in small molecules,5–8 crystals,9,10 and polymers.11–13 Recent progress in mechanochemical protocols has witnessed the utilization of mechanochemistry in organic synthesis, which is termed “mechanochemical organic synthesis”.5,14 Mechanochemical organic synthesis is driven by mechanical energy input from sonication13,15 and physical grinding.16,17 Unlike traditional solution processes, ball milling processes have attracted considerable attention owing to their solvent-less conditions, shorter reaction times, and unique reactivity and selectivity.16,17 In a ball mill, mechanical energy is transferred to substrates and catalysts by collision and friction at the surfaces of the balls and the inner wall of the jar during shaking or rotation (Fig. 1a). To date, numerous reports have demonstrated the advantages of solvent-less mechanochemical organic synthesis such as reduced solvent usage, accelerated reaction rates, and efficient conversion of hardly soluble reactants.7,8
One unique advantage of mechanochemical organic synthesis is that solid-state organic reactions can be promoted under solvent-less conditions. In this system, mixing efficiency is strongly correlated with the resultant reaction performance. This is primarily due to limited contact efficiency at substrate–substrate and substrate–catalyst interfaces in solid-state systems compared to conventional solution systems (Fig. 1a).16 In this sense, previous studies have shown that additives could improve the mixing efficiency and the reaction yields. Liquid-assisted grinding (LAG) is one of the strategies to alter reactivity and selectivity by adding trace amounts of liquid (<2 µL liquid per mg solid).18–20 It has been recognized that the LAG could promote partial dissolution of the solid substrate at the surfaces and increase its molecular mobility, resulting in a dramatic improvement in mixing and reaction efficiencies.21 Another method is known as polymer-assisted grinding (POLAG), in which polymers are used as additives. For instance, Lamaty and co-workers reported the synthesis of pharmaceutical ethotoin from solid substrates using poly(ethyleneglycol) (PEG).22,23 They also reported the application of the PEG additive to Pd-catalyzed Mizoroki–Heck reactions under solvent-free conditions.24 Kubota and Ito reported Pd-catalyzed Suzuki–Miyaura cross-couplings in the presence of solid substrates by utilizing a poly(tetrafluoroethylene) (PTFE) additive.25 These pioneering studies on the use of POLAG in solid-state mechanochemical organic synthesis suggest that substrate–polymer interactions at their interfaces could efficiently disperse the solid substrates and subsequently accelerate the reactions.
The merger of the POLAG strategy and excellent catalytic systems has seen significant advancement in solid-state mechanochemical organic synthesis. For example, Kubota and Ito developed phosphine–Pd catalysts covalently bound to PEG as efficient catalytic systems for solid-state Suzuki–Miyaura cross-couplings. This phosphine-PEG hybrid material featured good dispersion of solid substrates and effective suppression of Pd aggregation in the flexible PEG chains.26 Yu and co-workers reported regioselective Heck reactions using cyclodextrin (CD)-supported Pd catalysts by leveraging the substrate inclusion properties of the CD matrix.27 The catalyst reactivity and selectivity were significantly altered by placing the catalyst and polymer in close proximity, thereby enabling cooperative effects for efficient solid substrate dispersion, metal catalyst stabilization, and selective molecular transformations (Fig. 1a). Thus, mechanochemistry-directed catalyst design featuring unique polymer properties provides green synthetic protocols with unprecedented reactivity and selectivity. To this end, it is important to understand the polymer-supported catalyst system in solid-state mechanochemical organic synthesis. However, deep insights are still lacking. For example, the effects of polymer structure on catalytic performance have not yet been systematically investigated, which would lead to design guidelines for efficient solvent-less organic synthesis and thereby contribute to green chemistry.
Herein, we systematically elucidated the influence of polymer support structures on catalytic performance in solid-state mechanochemical synthesis. As a model catalyst, the Hayashi–Jørgensen catalyst (HJ) was selected, as it is a useful asymmetric organocatalyst for the synthesis of fine chemicals such as chiral γ-amino acid derivatives (Fig. 1b). The utility of HJ has been demonstrated not only in solution processes,28,29 but also in mechanochemical processes using a ball mill.30 In addition, the incorporation of the HJ moiety into synthetic polymers has been reported.31–33 In this study, the polymer-supported HJ was synthesized through a simple radical copolymerization of vinylated HJ with a spacer monomer (Fig. 1b). To vary the structures of the polymer, different chemical structures of spacer monomers were copolymerized. Using the polymer catalyst, asymmetric Michael addition of aldehydes to nitroalkenes was performed under solvent-less conditions using a planetary ball mill (Fig. 1b). In situ powder X-ray diffraction (PXRD) analysis during ball milling was performed to monitor the solid state of the reaction mixture. Comparative experiments with small-molecule counterparts were performed to highlight the superior catalytic performance of polymer-supported HJ. Through the systematic investigation of the series of polymer catalysts, we found a correlation between the chemical structure of the spacer monomer and catalytic performance, which was explained by the flexibility of the polymer-supported catalyst. Furthermore, green chemistry metrics (e.g., E-factor, process mass intensity (PMI), and solvent intensity (SI)) were estimated for the present catalytic system for the contribution of polymer-supported HJ to sustainable and green organic synthesis through waste prevention.
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6 and 87
:
13 syn/anti, respectively, entries 2 and 3). However, a black powder was observed in the reaction mixture processed at 400 rpm (Fig. S2a–c). Energy dispersive X-ray spectroscopy (EDX) analysis revealed that this powder was mainly composed of Zr (Fig. S2d). This suggested that ZrO2 powder from the jar and balls contaminated the reaction mixture due to vigorous milling and abrasion. No abrasion of the jar or balls occurred at 200 rpm. Thermographic analysis showed that the temperature of the reaction mixture was approximately 30 °C immediately after opening the milling jar (Fig. S3). This confirmed that there was no excessive heat generation and reaction promotion under the ball milling conditions.
| Entry | Revolution rate [rpm] | Reaction time [h] | Catalyst [mol%] | Yieldc [%] | syn/antic |
|---|---|---|---|---|---|
| a Reaction conditions: 1a (1.8 mmol, 1.0 eq.), 2a (3.6 mmol, 2.0 eq.) and HJ were milled in a 20 mL ZrO2 jar with four ZrO2 balls (Φ = 10 mm) under an ambient atmosphere.b Reaction conditions: 1a (1.8 mmol, 1.0 eq.), 2a (3.6 mmol, 2.0 eq.), and HJ were stirred in toluene (9 mL) at 25 °C with a magnetic stirring bar.c Determined by HPLC. | |||||
| 1 | 200 | 4 | — | Trace | n.d. |
| 2 | 200 | 4 | 1 | 51 | 94 : 6 |
| 3 | 400 | 4 | 1 | 41 | 87 : 13 |
| 4 | 200 | 4 | 5 | 99 | 65 : 35 |
| 5 | 200 | 4 | 10 | 94 | 67 : 33 |
| 6b | — | 24 | 1 | 38 | 94 : 6 |
By fixing the revolution rate at 200 rpm and increasing the catalyst loading to 5 and 10 mol%, the yields increased to 99 and 94%, respectively (entries 4 and 5). On the other hand, a decrease in stereoselectivity was observed (65
:
35 and 67
:
33 syn/anti), suggesting that an increase in the contact frequency between 3a and HJ induced epimerization.32 For comparison, the Michael addition reaction was performed in a solution process with toluene as the reaction solvent. Even after 24 h, the Michael addition in toluene gave a lower yield (38%, entry 6). The optimization of the reaction conditions using a ball mill allowed for the rapid and stereoselective mechanochemical organic synthesis, which highlighted the usefulness of solvent-less molecular transformations.
Throughout the in situ PXRD analysis, the solid reactant (1a) initially existed in the present catalytic system in the ball mill. In this situation, mixing of reactants and the catalyst might be severely limited under the solvent-less conditions. Using a polymer-supported catalyst as a POLAG additive, substrate–polymer interactions would efficiently disperse the solid substrates and drastically accelerate the catalytic reactions.
300 g mol−1, Fig. 3b and S15). DSC measurements for the polymers were performed to obtain the glass transition temperature (Tg) (Fig. 3c). Tg is a thermophysical property that correlates with polymer chain flexibility (a lower Tg indicates higher polymer chain flexibility). The Tg of the polymer catalysts with different spacer structures ranged from 22.8 to 137.1 °C, strongly depending on the chemical structure of the spacer monomer and the feed ratio. Notably, the introduction of ethylene glycol units dramatically lowered the Tg of the polymer catalysts (22.8 and 57.9 °C for pHJ-EGS and pHJ-S-EGS, respectively). This suggested that the presence of flexible ethylene glycol structures enhances polymer chain flexibility.37
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16–91
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9 syn/anti, Table 2). In the initial reaction time (0.25 to 0.5 h), the yield increased almost proportionally with increasing reaction time. Interestingly, in the initial reaction time, the turnover frequencies (TOFs) of pHJ-S and pHJ-MMA (64 and 62 h−1, respectively) were significantly higher than that of HJ (54 h−1, Table 2). After 1 h, however, the reaction drastically slowed, except for the pHJ-S system. The turnover numbers (TONs) at a reaction time of 4 h were 51, 84, and 68 for HJ, pHJ-S, and pHJ-MMA, respectively. It should be noted that the TON of pHJ-S was 1.6-fold higher than that of HJ. No clear correlation was found between catalytic activity and molecular weight or catalyst loading in the pHJ-S system (Tables S2 and S3). When HJ was mixed with catalyst-free polystyrene (PS) as a POLAG additive (HJ + PS), HJ exhibited a high TOF (106 h−1, Table 2), but the TON was still low (47).
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| Fig. 4 Time–yield profile for solvent-less Michael addition using ball milling with HJ, pHJ-S, pHJ-MMA, and HJ + PS. | ||
| Catalyst | TOF [h−1]b,c | TON [—]b | syn : antib |
|---|---|---|---|
| a Reaction conditions: 1 (1.8 mmol, 1.0 eq.), 2 (3.6 mmol, 2.0 eq.) and catalyst (1 mol% as HJ unit) were milled in a 20 mL ZrO2 jar with four ZrO2 balls (Φ = 10 mm) under an ambient atmosphere.b Determined by HPLC.c Determined at reaction times from 0.25 to 0.5 h. | |||
| HJ | 54 | 51 | 90 : 10–94 : 6 |
| pHJ-MMA | 62 | 68 | 88 : 12–91 : 9 |
| pHJ-S | 64 | 84 | 84 : 16–90 : 10 |
| HJ + PS | 106 | 47 | 91 : 9–95 : 5 |
As expected, the polymer backbone of the catalyst functioned as a POLAG additive by effectively dispersing solid substrates to increase the contact efficiency between the reactants and the catalyst to improve the TOF. It is noteworthy that the TON also dramatically increased by using pHJ-S. To gain insight into this amazingly high catalyst durability, the reaction mixture was analyzed by SEC and 1H NMR spectroscopy after the catalytic reaction in the ball mill for 4 h. The SEC analysis of the spent pHJ-S showed that the molecular weight remained almost the same before and after the reaction (Fig. S16). On the other hand, a drastic decrease in the 1H NMR peak integral of the methyl protons of the TMS group on the HJ unit was observed (Fig. S17). Based on the peak integral ratio of the TMS group to the methylene protons on the five-membered ring of the HJ unit, it was confirmed that only 20% and 22% of the TMS groups remained in the spent HJ and pHJ-MMA, respectively. Surprisingly, 49% of the TMS groups remained in the spent pHJ-S.
From the 1H NMR analyses, degradation of the TMS group in HJ was suggested, while pHJ-S showed the highest stability. During the catalytic cycle of HJ in the asymmetric Michael addition reaction, nucleophilic attack of the N atom of HJ on the aldehyde occurs, which eliminates H2O to form an enamine. If H2O molecules in the reaction system hydrolyzed the TMS group, a parasitic oxazolidine might form from the enamine, leading to the subsequent stagnation of the catalytic cycle.38,39 In our system, immobilizing the HJ moiety on the polystyrene backbone (i.e., pHJ-S) suppressed the hydrolysis of the TMS group, resulting in an improved TON. From a comparison with pHJ-MMA, it was suggested that choosing an appropriate polymer backbone polarity was crucial to boost both the reaction rate and the catalytic durability of water-labile organocatalysts in mechanochemical organic synthesis.
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| Fig. 5 (a) Time–yield profile of the Michael addition reaction using ball milling. (b) TOF and TON vs. Tg of polymer-supported HJ with different chemical structures of side chains. | ||
Through comparative experiments, the thermophysical property (Tg) of the polymer-supported HJ was found to affect its TOF in the mechanochemical organic synthesis using a ball mill. The reaction acceleration with the flexible polymer catalyst was probably due to the following two factors: (i) a high mixing degree for solid dispersion and (ii) high contact efficiency between the reactants and catalytic sites within the polymer phase (Fig. 6).
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| Fig. 6 Schematic of (i) a high mixing degree for solid dispersion and (ii) high contact efficiency between the reactants and catalytic sites within the polymer phase. | ||
As for (i), the ball mill provided mechanical energy to abrade and mix solid reactants in the Michael addition reaction. Subsequently, the polymer catalyst functioned as a POLAG additive to disperse the solid reactant. Compared with rigid polymer catalysts with high Tg, the high flexibility of the polymer catalyst with low Tg could promote dispersion through mechanical deformation of the polymer chains to interact with newly generated surfaces of the solid reactants.40
As for (ii), the dispersed reactant should access the catalytic site within the polymer phase. It has been reported that solid-state modification of polymers with external reagents in a ball mill was pronounced within the mobile polymer phase.41,42 These studies suggested that the flexible polymer with low Tg can smoothly accommodate external reactants in their polymer phase. Given this, the low-Tg polymer catalyst might utilize the input mechanical energy to deform its polymer chain, expose the active sites to external reactants, and facilitate reactant access for reaction acceleration. The polymer flexibility was one of the factors that determines catalytic efficiency in the solvent-less mechanochemical organic synthesis.
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20 and 85
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15 syn/anti, Table S5). The small-molecule counterpart (HJ) showed low yields of 3b and 3c (56% and 34% respectively), which emphasized the superiority of the polymer-supported HJ system. When bulky aldehydes were used, the product was obtained in significantly lower yields (Table S5). This was likely due to inhibition of the enamine formation in the catalytic cycle of HJ. Throughout the screening of the scope, it was demonstrated that the excellent catalytic activity of the polymer-supported HJ for various nitrostyrenes (Scheme 1).
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