Open Access Article
Danqing Maa,
Kanak Kanti Bhowmika,
Lin Zhua,
Anton V. Ievlev
b,
Yongtao Liu
b and
Lianfeng Zhao
*a
aHolcombe Department of Electrical and Computer Engineering, Clemson University, Clemson, South Carolina 29634, USA. E-mail: lianfez@clemson.edu
bCenter for Nanophase Materials Sciences, Oak Ridge National Laboratory, Oak Ridge, Tennessee 37830, USA
First published on 8th June 2026
Vacuum thermal evaporation is widely used to deposit buffer layers and metal electrodes in perovskite solar cells, but the associated thermal radiation can damage the perovskite surface before the device stack is completed. Here we show that, under practical evaporation conditions, this hidden process stress drives near-surface degradation at the perovskite interface, leading to grain-boundary-localized morphological weakening and a shift in surface energetics toward a higher-work-function, more electron-deficient near-surface state. By integrating an Ag-mesh trapping experiment with X-ray photoelectron spectroscopy, we directly verify iodine outgassing from irradiated films. An L-ascorbic acid (LAA) surface treatment suppresses iodine volatilization, largely preserves the surface energetic landscape, and mitigates the associated solar cell degradation. These results move beyond simply recognizing evaporation-induced damage by identifying a chemically addressable interface-degradation mechanism and a practical strategy for protecting scalable perovskite solar cell fabrication.
Broader contextPerovskite solar cells are approaching performance levels relevant to large-scale deployment, but scale-up requires fabrication steps that do not quietly damage the active layer. Vacuum thermal evaporation is widely used to deposit charge-transport and metal contact layers in high-efficiency single-junction and tandem devices because it offers conformal coverage and precise thickness control. Our work shows that this useful process can also impose an underappreciated radiative stress that destabilizes the perovskite surface before the device is completed. By directly capturing iodine-containing volatile species and tracking the associated interfacial energetic reconstruction, we show how a common fabrication step can create hidden recombination losses and shorter device lifetime. We also demonstrate that a simple L-ascorbic-acid surface treatment can suppress this damage pathway. These findings highlight process compatibility as a central challenge for scalable photovoltaic manufacturing and suggest that chemically protecting the perovskite interfaces could improve yield, reproducibility, and durability in next-generation solar technologies. |
In perovskite solar cells, vacuum thermal evaporation is a core manufacturing step for depositing buffer layers and metal contacts. This route is attractive because it offers conformal coverage, accurate thickness control, and compatibility with multilayer device integration. While macroscopic thermal degradation of perovskite solar cells from environmental heat has been widely documented,9–17 the impact of thermal radiation emitted directly from evaporation sources onto the underlying perovskite remains poorly understood. In fact, the vacuum thermal evaporation process that is generally treated as a passive finishing step may instead impose a damaging stress on the perovskite surface. Previous studies have shown that thermal stress can drive the oxidation of lattice iodide into molecular iodine and related iodine species.18 Recent work further suggests that thermal radiation during vacuum processing can aggravate this iodine loss from perovskite surfaces.19 However, the electronic consequences of this process—which directly dictate non-radiative recombination and open-circuit voltage losses—remain largely unexplored.
In this work, we systematically investigate the degradation induced by thermal radiation during vacuum evaporation and demonstrate a chemical strategy to mitigate it. By integrating an in situ Ag-mesh trapping experiment, we directly capture and verify the release of volatile iodine-containing species. We show that source-generated thermal radiation drives this near-surface chemical loss, along with grain-boundary-localized morphological weakening and a coupled reconstruction of the perovskite interface energetic landscape. We further demonstrate that an L-ascorbic acid (LAA, Fig. S1a, SI) surface treatment suppresses this degradation pathway and improves device robustness. Together, these results show that vacuum evaporation is not merely a passive finishing step, but a chemically consequential stage that can be actively engineered in scalable perovskite solar cell processing.
To verify the device-level impact of this processing step and to separate the effect of high vacuum from that of source-generated thermal radiation, we compared pristine samples with samples held in vacuum for 30 min and samples exposed to thermal radiation for the same duration (Fig. S3, S4, and Table S2, SI). Under the exposure conditions used here, holding the films in high vacuum for 30 min produced only minor changes, whereas source-generated thermal radiation caused clear performance losses, most notably in open-circuit voltage (Voc) and fill-factor (FF). This trend is consistent with the PL lifetime distributions in Fig. 1g, which shift progressively to shorter lifetimes from the pristine film to the C60-removed film and then to the full-stack-removed film. Because the damage is created at the perovskite/electron-selective interface, such voltage and FF penalties are consistent with increased interfacial non-radiative recombination and less favorable charge extraction. Together, these results identify source-generated thermal radiation as the dominant driver of evaporation-induced interfacial degradation in the present experiments.
To further isolate the thermal radiation component from the complex vacuum thermal evaporation environment, we simulated the evaporation environment using an empty Ag boat operated at 93.9 W (2.64 V, 35.6 A), i.e., the same electrical conditions used during Ag deposition but without depositing material. Microscopy surveys reveal that this radiation induces distinct morphological deterioration. Before thermal radiation exposure, the pristine film exhibits a compact and continuous polycrystalline surface in SEM (Fig. 2a and b). After radiation, SEM reveals grain-boundary-localized pinhole-like defects and local surface discontinuities (Fig. 2c and d), indicating localized structural weakening near the surface.21–23 AFM does not resolve comparably pronounced pinhole-like features; instead, the irradiated surface shows roughened topography with shallow depressions and a locally pitted/porous, partially cellular texture in the enlarged image (Fig. 2g and h). One possible reason is that thermal radiation first produces a weakened, partially voided intergranular morphology, which AFM captures as pitted or porous depressions. SEM, however, accentuates these vulnerable regions as pinhole-like defects because beam-sensitive perovskites may undergo additional volatilization under vacuum/e-beam exposure.24,25
Because this morphological degradation is strongly localized at the grain boundaries, we hypothesized that the density of grain boundaries should dictate the severity of optoelectronic damage. To test this, we examined bare perovskite films prepared from precursor solutions of 1.5, 1.25, and 1.0 M. As established in previous studies, lower precursor concentrations yield thinner perovskite films with correspondingly smaller average grain sizes, thereby inherently possessing a higher density of grain boundaries per unit area.26 Time-resolved photoluminescence (TRPL) measurements confirm this grain-boundary-mediated degradation. As shown in Fig. 2i–k, the TRPL decays exhibit a clear thickness dependence after 30 min of thermal-radiation exposure. The average carrier lifetime of the 1.5 M film decreases from 29.58 to 23.12 ns (an attenuation of 21.86%). In contrast, the 1.25 M and 1.0 M films show much more severe relative lifetime attenuations of 35.34% and 39.24%, respectively (Table S3, SI). The higher density of radiation-induced defective grain boundaries in the thinner films acts as a sink for diffusing carriers, which accounts for the accelerated non-radiative recombination and lifetime quenching.
We further examined the influence of starting Pb/I stoichiometry using nominally stoichiometric, 5% PbI2-deficient, and 5% PbI2-rich films (Fig. S5 and Table S4, SI). The nominal and PbI2-rich films show lifetime attenuation from 29.310 to 25.355 ns and from 29.684 to 24.457 ns, respectively, after radiation exposure. In contrast, the PbI2-deficient film has a much shorter initial lifetime (10.504 ns) but becomes more spatially uniform after radiation and shows a slight increase to 11.346 ns. These results indicate that the thermal-radiation response is strongly influenced by the starting Pb/I stoichiometry, but not in a simple monotonic manner. The PbI2-rich film has a relatively long initial lifetime, consistent with the commonly observed passivation effect of slight PbI2 excess. However, it also undergoes the largest lifetime attenuation after thermal radiation exposure, suggesting that a PbI2-rich or iodide-rich near-surface environment can remain chemically vulnerable to radiation-activated halide-loss processes under vacuum. The 5% PbI2-deficient film behaves differently. Although its average lifetime slightly increases after radiation exposure, this should not be interpreted as beneficial passivation or improved radiation stability, because its absolute lifetime remains much lower than those of the nominal and PbI2-rich films even after irradiation. Instead, this distinct response is best interpreted as radiation-induced homogenization of an initially heterogeneous, recombination-limited film rather than true improvement of film quality.
Having established that thermal radiation structurally weakens the perovskite primarily along its grain boundaries, we hypothesized that this physical deterioration is coupled with a chemical degradation process—specifically, the outgassing of iodine-containing volatile species from these vulnerable intergranular sites. To obtain direct evidence for this release, we performed an in situ trapping experiment inside the evaporation chamber (Fig. 3a). An Ag-coated stainless-steel mesh (20 mesh) was suspended 1–2 mm below the sample holder using vacuum-compatible tape. Because Ag readily captures iodine-containing species, the coated mesh served as a getter during irradiation. After 30 min thermal-radiation exposure, XPS of the mesh positioned beneath the perovskite sample shows clear I 3d signals at 619.4 eV (3d5/2) and 630.89 eV (3d3/2) (Fig. 3b), providing direct evidence that iodine-containing species are released from the film under thermal radiation.
Taken together, these observations indicate that the observed grain-boundary widening and morphological changes are physical manifestations of a broader near-surface chemical imbalance driven by iodine loss. The most immediate consequence is a perovskite interface that is chemically distinct from the pristine perovskite surface used to build the device stack. Because this volatilization of iodine-containing species is likely triggered by the oxidation of iodide at the exposed surfaces and weakened grain boundaries, we sought a chemical strategy to suppress this redox degradation pathway. We applied L-ascorbic acid (LAA, Fig. S1a, SI) as a post-deposition surface treatment. As a mild redox-active surface modifier, LAA is well-suited to passivate these vulnerable sites, suppressing early halide-loss chemistry during irradiation and thereby preserving both the stoichiometric and energetic integrity of the perovskite interface. No discernible I 3d signal is detected on the mesh beneath the LAA-treated sample (Fig. 3b), confirming that the surface treatment strongly suppresses this volatilization pathway. Although the present data do not identify every transient intermediate, they clearly show that the treatment suppresses iodine volatilization and stabilizes the near-surface electronic state.
Spatially resolved PL lifetime mapping (Fig. 4) provides direct visual support for the mitigation effect of the LAA treatment. Before thermal-radiation exposure, both films exhibit relatively uniform lifetime distributions (Fig. 4a and c). After 30 min of thermal radiation, the untreated film shows pronounced lifetime quenching and broadening of the distribution (Fig. 4b), whereas the LAA-treated film changes much less and retains a higher, more uniform lifetime response (Fig. 4d). These results show that the surface treatment substantially suppresses, although does not completely eliminate, the degradation. This benefit also carries over to the practical evaporation step: in the PL maps after C60 deposition and washing off (Fig. S6, SI), the treated films exhibit much less interfacial damage than the untreated films. The spatial contrast further supports that managing the early surface chemistry helps preserve the optoelectronic integrity of the active layer during both external irradiation tests and actual vacuum deposition.
Additional characterizations further confirm this protection. SEM images of LAA-treated films show that the surface remains compact after radiation, with no obvious radiation-induced pinholes or severe grain-boundary widening, although a small number of nanoscale particulate surface features remain visible (Fig. S7, SI). Mapping-derived lifetime fitting also shows that LAA nearly eliminates radiation-induced lifetime quenching: the PL lifetime of the untreated film decreases from 29.310 to 25.355 ns, whereas the LAA-treated film essentially preserves its average lifetime from 31.176 to 31.322 ns (Fig. S8 and Table S5, SI).
Notably, this mitigation is highly molecule-dependent, rather than a simple physical-overcoating effect. As summarized in Fig. S8 and Table S5 in the SI, hydroquinone (Fig. S1c, SI) and 5-methoxy-2-benzimidazolethiol (5MMBI, Fig. S1d, SI) also preserve the average lifetime after thermal radiation, whereas D-(−)-isoascorbic acid (DIA, Fig. S1b, SI) undergoes substantial lifetime loss, and BCP provides only partial protection (Fig. S8 and Table S5, SI). These comparisons indicate that effective protection requires suitable interfacial chemistry and molecular compatibility, not merely the presence of an additional molecular layer.
To probe the chemical and electronic evolution of this structurally and chemically weakened surface, we performed X-ray photoelectron spectroscopy (XPS) on the films before and after thermal-radiation exposure. The perovskite film without LAA treatment exhibits a pronounced shift of all major core levels toward lower binding energy after irradiation. The I 3d doublet (Fig. 5a) moves from 630.72/619.23 eV to 630.44/618.95 eV, corresponding to a shift of ∼0.28 eV. The Pb 4f peaks (Fig. 5c) shift from 143.30/138.44 eV to 143.05/138.19 eV (∼0.25 eV), and the dominant FA-associated N 1s component (Fig. 5e) shifts from 400.59 to 400.33 eV (∼0.26 eV), while the MA-associated peak changes more modestly.27 The comparable magnitude of these shifts across multiple elements is more consistent with a nearly rigid change in the surface electronic landscape than with an isolated chemical change of one species.28 Combined with the KPFM results discussed below, these XPS shifts indicate that radiation exposure increases the surface work function and drives substantial interfacial electronic reconstruction toward a higher-work-function, more electron-deficient near-surface state. Notably, no detectable Pb0 shoulder appears in the Pb 4f spectra, suggesting that the dominant consequence of iodine loss is not simple reduction of the lead framework. By contrast, the LAA-treated film shows only minimal spectral movement after the same exposure: the I 3d peaks shift by ∼0.05 eV (Fig. 5b), the Pb 4f peaks by ∼0.04 eV (Fig. 5d), and the FA/MA N 1s components by only ∼0.04/0.03 eV (Fig. 5f). The LAA treatment therefore strongly suppresses the chemical/electronic changes induced by thermal radiation.
AFM/KPFM measurements were subsequently used to correlate the surface topography with local contact potential difference (CPD) changes (Fig. 6). The untreated film exhibits a pronounced negative shift in the overall CPD after thermal-radiation exposure, corresponding to an increased surface work function. This trend is consistent with the concerted XPS core-level shifts and supports a substantial radiation-induced modification of the near-surface electronic structure. In other words, the irradiated untreated surface becomes energetically distinct from the pristine surface in a manner consistent with a more electron-deficient interfacial state.29 By contrast, the LAA-treated films exhibit a distinct surface-potential evolution, suggesting that the CPD response is influenced by the LAA-rich surface layer and its radiation-induced chemical evolution. Before radiation, the fresh LAA-treated surface exhibits a highly negative CPD compared to the pristine perovskite (Fig. S10 and Note S1, SI), indicating that the initial surface potential is influenced by the LAA-rich surface layer and its associated molecular dipole/surface-chemistry environment. After thermal-radiation exposure, however, the CPD of the LAA-treated film does not follow the pronounced negative shift observed for the untreated film. Instead, it remains much closer to that of the pristine, unexposed perovskite, indicating that the LAA treatment mitigates the radiation-induced energetic reconstruction of the perovskite surface. We therefore interpret the CPD evolution cautiously as a coupled effect of surface chemistry, molecular dipole environment, and defect formation/passivation. Consistent with this view, C 1s XPS spectra show LAA-derived oxygenated-carbon components that shift toward higher binding energy after radiation exposure (Fig. S9, SI), suggesting chemical evolution of the LAA-rich surface layer while protecting the samples from thermal-radiation-induced degradation.
Based on these observations, we propose a comprehensive degradation pathway: thermal radiation induces structural widening at the grain boundaries, facilitating the escape of volatile iodine. This iodine outgassing is likely accompanied by the removal of charge-compensating organic species. Rather than leaving behind isolated donor-like iodide vacancies, this extensive localized volatilization favors an acceptor-dominant interfacial defect landscape. Such defect enrichment alters the surface termination and dipole, giving rise to a downward shift of the surface Fermi level and severely disrupting the interfacial energetic alignment—a degradation pathway that is successfully arrested by the targeted LAA redox treatment. This chemically selective protection mechanism is consistent with the Ag-mesh/XPS trapping experiment, SEM/lifetime mapping controls, and the additional C 1s XPS evidence for radiation-induced evolution of the LAA-derived surface layer.
Because the radiation-induced structural widening and chemical volatilization primarily occur along the grain boundaries, we hypothesized that these defective intergranular pathways could act as fast-diffusion channels, exacerbating ion migration throughout the entire film thickness. To determine whether this top-surface damage propagates to the buried layers, we conducted ToF-SIMS depth profiling using adjacent small pieces cut from the same parent sample before and after thermal-radiation exposure. As shown in Fig. S11, the untreated film exhibits broader iodine-related signals near the buried SAM/ITO side after radiation exposure, together with a broader PO3− signal from the SAM region. Notably, these ToF-SIMS profiles should be interpreted qualitatively because secondary-ion intensities and sputtering behavior can depend on local matrix composition and morphology. Nevertheless, the relative comparison suggests that radiation-induced top-surface degradation is correlated with enhanced ionic redistribution near the buried interface. In contrast, the LAA-treated film shows more confined I− and PO3− distributions before and after radiation exposure, consistent with suppressed radiation-induced interfacial ion redistribution.
Having established that the LAA surface treatment suppresses radiation-induced grain-boundary degradation and the ensuing ion migration, we next assessed its impact on device performance. As summarized in Fig. 7, the untreated devices—particularly those subjected to thermal radiation—show the largest losses in open-circuit voltage (Voc) and fill factor (FF), whereas short-circuit current (Jsc) changes are more modest. This pattern directly corroborates our mechanistic findings: the structural widening and iodine outgassing at the grain boundaries create electron-deficient defect states that severely increase non-radiative recombination (reducing Voc), while the resulting energetic misalignment and disrupted interfacial contacts impair charge extraction (reducing FF). In contrast, by chemically passivating these intergranular sites, the LAA-treated devices consistently show higher median values and narrower parameter distributions, indicating both performance improvement and better reproducibility. The champion LAA-treated device (Fig. S12 and Table S6, SI) reaches a PCE of 20.34%, with a Jsc of 23.23 mA cm−2, a Voc of 1.093 V, and an FF of 80.07%.
Beyond the initial efficiency gains, the device stability was evaluated under standardized stress conditions. Fig. S13a in the SI shows the light-soaking behavior under continuous one-sun illumination at 25 ± 5 °C (ISOS-L-1), and Fig. S13b (SI) shows the thermal stability of unencapsulated devices aged at 85 °C in the dark (ISOS-D-2).30 Under both stress conditions, the untreated devices—especially those pre-exposed to thermal radiation—degrade rapidly and largely irreversibly. This is consistent with our ToF-SIMS data: once the top-surface grain boundaries are structurally opened and chemically compromised by evaporation, they serve as active conduits for continuous ion migration during operation. In contrast, the LAA-treated devices retain the highest normalized PCE throughout the 1008 h test, demonstrating that securing the grain-boundary chemistry during fabrication vastly improves long-term operational resilience.
Interestingly, the treated devices exhibit periodic performance fluctuations rather than a strictly monotonic decay during long-term testing (Fig. S13a and b, SI), suggesting that a reversible component may coexist with the irreversible degradation processes.31–33 To probe this secondary observation, devices at the end of the stability test were subjected to mild heating at 50 °C (Fig. S13c). The average PCE partially recovered after this treatment. We hypothesize that this recovery is driven by thermally activated structural relaxations within the protected grain boundaries. Gentle heating likely provides the activation energy necessary for any redistributed mobile halide species to diffuse away from the interfaces, or for localized intergranular defect complexes to temporarily anneal. This suggests that alongside irreversible chemical degradation, partially recoverable energetic rearrangements occur in the treated devices, presenting an intriguing avenue for future operational stability engineering.
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1 v/v; 800 µL DMF and 200 µL DMSO). For the stoichiometry-control experiments, the PbI2 mass was adjusted to 726 mg for the +5% PbI2 solution and 657 mg for the −5% PbI2 solution, while the other precursor components and solvent volume were kept the same. The solutions were stirred at room temperature until fully dissolved and filtered through a 0.45 µm PTFE filter before use.
X-ray photoelectron spectroscopy (XPS) measurements were performed using a PHI Versa Probe III spectrometer equipped with a monochromatic Al Kα X-ray source (hν = 1486.6 eV). The Al anode was operated at 25 W and 15 kV, with instrument calibration performed using Au and Ag metallic binding energies. The base pressure during analysis was maintained below 1 × 10−7 Torr. The analysis area measured 500 × 500 µm2 and was scanned using a focused beam of 100 µm in diameter. Samples were prepared by mounting on double-sided carbon adhesive tape and were subjected to dual-beam charge neutralization for charging compensation. Sample binding energies were calibrated to the C 1s peak at 284.8 eV. Survey spectra were acquired with a step size of 0.8 eV, a dwell time of 50 ms, and a pass energy of 224 eV, with three sweeps per spectrum. The C 1s spectra were obtained with three sweeps to ensure data accuracy and reproducibility.
Scanning electron microscopy (SEM) measurements were performed using a Hitachi SU 8230 ultra-high resolution cold-field emission scanning electron microscope.
The thickness of each device layer was measured using KLA-Tencor Alpha-Step IQ surface profilometer.
AFM topography and KPFM measurements were performed on a commercial VERO AFM system (Asylum Research, Oxford Instruments) using a Pt/Ir coated tip (ElectriMulti75 G, Budget Sensors, stiffness ∼3 N m−1) in ambient atmosphere.
Time-of-flight Secondary Ion Mass Spectrometry (ToF-SIMS) measurements were performed using a TOF.SIMS5-NSC instrument (ION.TOF GmbH), using a Bi3+ primary ion source (30 keV energy, 0.5 nA current in DC mode, ∼120 nm spot size), combined with a Cs+ sputter source (1 keV energy, 80 nA current in DC mode, ∼10 mm spot size) and a time-of-flight mass analyzer. Characterizations were carried out in non-interlaced mode, where each scan by the primary ion beam (100 × 100 µm, ∼1 s) was followed by 2 s of Cs sputtering (300 × 300 µm). For comparisons before and after thermal radiation, adjacent small pieces cut from the same parent sample were used to minimize sample-to-sample variation.
Time-resolved PL measurements for iodide-based perovskites were taken using an Excelitas photon-counting module and a MicroTime 100 time-resolved fluorescence microscope (PicoQuant). The samples were excited by a pulsed laser diode (Sepia PDL 828) with a center wavelength of 482 nm and a pulse rate of 0.19 MHz. The PL decay curves were fitted using a standard tri-exponential decay model to extract the carrier lifetimes:
Supplementary information: additional experimental details Fig. S1–S13, Tables S1–S6, and Note S1. See DOI: https://doi.org/10.1039/d6el00062b.
Footnote |
| † This manuscript has been authored by UT-Battelle, LLC, under contract DE-AC05-00OR22725 with the US Department of Energy (DOE). The United States Government retains and the publisher, by accepting the article for publication, acknowledges that the United States Government retains a nonexclusive, paid-up, irrevocable, worldwide license to publish or reproduce the published form of this manuscript, or allow others to do so, for the United States Government purposes. The Department of Energy will provide public access to these results of federally sponsored research in accordance with the DOE Public Access Plan (https://energy.gov/downloads/doe-public-access-plan). |
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