Open Access Article
Will J.
Dawson
abc,
Andrew R. T.
Morrison
*bc,
Simon M.
Tonge
cg,
Matthew P.
Jones
b,
Kofi
Coke
bcl,
Isabel C.
Antony
bcdef,
Kaz
Wanelik
d,
Vyacheslav
Kachkanov
d,
Partha P.
Paul
ghj,
Bratislav
Lukić
ghi,
Robert Scott
Young
b,
Zifa
Zuhair
bd,
James
Parker
ck,
Inez
Kesuma
bf,
Gargi
Giri
bcf,
Liam
Bird
bcf,
Alexander J. E.
Rettie
ab,
Rhodri
Jervis
abc,
James B.
Robinson
ac,
Denis
Cumming
ck,
Thomas S.
Miller
abc and
Paul R.
Shearing
*cf
aAdvanced Propulsion Lab, UCL East, University College London, London, E20 2AE, UK
bElectrochemical Innovation Lab, University College London, London, WC1E 7JE, UK. E-mail: andrewrt.morrison@ucl.ac.uk
cThe Faraday Institution, Didcot, OX11 0RA, UK. E-mail: paul.shearing@eng.ox.ac.uk
dDiamond Light Source, Harwell Science and Innovation Campus, Didcot, Oxfordshire OX11 0DE, UK
eISIS Neutron and Muon Source, Rutherford Appleton Laboratory, OX11 0QX Harwell, UK
fThe ZERO Institute University of Oxford, Holywell House, Osney Mead, Oxford, OX2 0ES, UK
gESRF – The European Synchrotron Radiation Facility, 71 Av. des Martyrs, 38000 Grenoble, France
hHenry Royce Institute, Department of Materials, University of Manchester, Manchester, M13 9PL, United Kingdom
iInstitut Max von Laue - Paul Langevin, ILL, 71 Av. des Martyrs, 38000 Grenoble, France
jSLAC National Accelerator Laboratory, Menlo Park, CA 94025-7015, USA
kSchool of Chemical, Materials and Biological Engineering, The University of Sheffield, Sheffield, S1 3JD, UK
lSchool of Chemistry and Chemical Engineering, University of Southampton, Southampton, SO17 1BJ, UK
First published on 12th February 2026
Drying of slurry cast electrodes is amongst the most energy intensive unit operations in battery manufacture. In spite of this, the optimisation of drying processes has been highly empirical, and there remains limited understanding of the interplay between drying dynamics and resulting microstructure. In this work, we used synchrotron X-ray computed microtomography in order to study the formation of mud cracks during the drying process, and evaluate their impact on the electrode microstructure. This was achieved by applying a reduced drying rate, which proved to be an effective means of studying the drying mechanism with a greater resolution and image contrast than otherwise possible. The rate of crack growth is measured, and the differing crack morphology resultant from changes in thickness (between 300 and 800 µm doctor blade gaps) and the presence of air bubbles in the slurry is demonstrated. Digital volume correlation is utilised to identify the specific location of crack formation before these cracks were visible, suggesting image correlation methods as an appropriate tool for process feedback in order to control or eliminate mud cracking. This new approach which enables direct quantification of the evolving microstructure during dynamic drying, in 3D, is therefore transformative in our understanding of the underlying physical processes and will guide rational optimisation of this industrially significant process.
Broader contextSolvent-based slurry processing is the means by which the majority of battery electrodes of all chemistries are presently manufactured, typically with a slot die coater head, as part of a roll-to-roll electrode manufacturing line. These approaches are also increasingly applied in the manufacture of perovskite solar cells and other functional coatings. The slurry drying process can have a major impact on the structure and performance of coatings. One such impact is the formation of mud cracks, which result from capillary stress which builds as solvent evaporates. Here we apply in situ X-ray computed tomography in a time-resolved study of the electrode drying process, developing key insights necessary to better understand, control or prevent mud cracking. |
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In Li-ion battery electrodes, the capillary action process has also been shown to cause the migration of binder and conductive carbon towards the upper region of the electrode.2–8,19,20 This effect, which is influenced by drying conditions such as drying temperature and time, can negatively affect adhesion to the current collector and resistivity of the electrode.2–10 In addition to binder migration, Jaiser et al. showed using cryo-SEM with EDS mapping (in work following on from studies in silica coatings by Price et al.) that the formation of ‘pendular rings’ of solvent between particles in the final stage of the drying process causes the binder to precipitate largely between closely-packed active particles, whilst binder is not present in larger pore spaces.16,21 The conditions of the drying process are therefore a major influence on electrode performance.
As discussed above, the drying process can also result in mud cracking of Li-ion battery electrodes above a critical thickness. Mud cracking refers to the formation of cracks in the electrode during the drying process as a consequence of drying stress.22 Mud crack formation in Li-ion battery electrodes has been shown to be promoted by high drying temperatures, as well as increased electrode thickness, both of which are a hindrance to the manufacture of thick electrodes for higher energy density batteries.19,22–25 The inverse relationship between critical cracking thickness and solvent surface tension is also a barrier to a move towards aqueous processing and fluorine-free binders, since water has a higher surface tension than alternative organic solvents.14,22,23,26,27 Similarly, LFP and LMFP particles are commonly processed as primary particles hundreds of nanometres in diameter, rather than micron-scale secondary particles, so are likely to have a lower critical cracking thickness and so be even less amenable to thick slurry coating.28,29
In contrast, studies by Bryntesen et al., and our own work, have demonstrated a relationship between the presence of cracking and improved electrochemical performance of electrodes.25,30 It is believed that this improvement is due in part to enhanced ion transport in cracked electrodes, since cracks provide a directional pore channel which facilitates ion transport through the electrode thickness.25,31 In this respect mud cracks are similar to various pore structure engineering methodologies, such as laser ablation,32–36 templating,37–41 mechanical pore punching42 and acoustic patterning.43 These approaches aim to provide enhanced ion transport through directional porosity, enabling improved rate performance in thick electrodes, which are otherwise hindered by poor ion transport.44 Controlled mud cracking offers the potential to achieve this effect without additional electrode processing.45 The motivation to understand crack formation is therefore two-fold: to prevent excessive cracking which can result in coating delamination, electronic disconnection or other electrode failure mode; and to identify and facilitate an optimal degree of cracking which enhances ion transport without harming performance.
In order to understand the mechanism of the drying process, several imaging approaches have been applied to observe structural changes. Jaiser et al. applied time-resolved cryo-SEM of electrode cross sections to investigate solvent binder distribution during the drying process.21 They also proposed heterogeneous pore emptying at the drying electrode surface with in situ optical fluorescence microscopy.5 However, the inherently three dimensional nature of the drying process limited the extent of their study. Higa et al. used high speed X-ray radiography to monitor the changing density of drying aqueous SiOx slurries, and paired this in situ analysis with three dimensional X-ray computed tomography (X-ray CT) to show that particles settled in a ring around a drying drop of coating.9 A second study on NMC-based cathodes drying showed poor image contrast of active material, and in both studies in situ X-ray CT was not attempted, since the drying times of several minutes were too short to carry out tomographic imaging.46 Yang et al. resolved this issue using a high-speed dynamic tomography mode which achieved 0.5 s per tomograph, and applied digital volume correlation (DVC) to resulting reconstructions of a drying slurry of NMC 622 in NMP with a PVDF binder, in order to capture particle motion.47 Whilst the rough position of active particles could be resolved, the full electrode microstructure was not visible, again due to the short drying time of under 10 minutes.
In previous work, we have studied the three dimensional structure of mud cracks with ex situ X-ray CT, showing the importance of three dimensional crack structure in influencing ion transport and electrode performance, but without clear resolution of the full electrode microstructure.25 In this study we extend that work, to analyse the electrode drying and mud cracking processes in situ, with full resolution of the electrode microstructure (Fig. 1). The relationship between mud crack formation and the local microstructural reorganisation is probed, and we demonstrate using DVC that the position of mud cracks can be predicted minutes before they are visible in tomograms.
| Mass of solid components/% | Total solid content/% | ||
|---|---|---|---|
| NMC 622 | C65 | PVDF | |
| 84 | 9 | 7 | 45 |
Tomographic series at Diamond Light Source (DLS) beamline i13-2 were taken using a pink beam with a peak at 30 keV and an sCMOS detector (pco.edge 5.5, 2560 × 2160 pixels) with 2x optical magnification to give an FOV of 4.5 × 3.2 mm (horizontal × vertical) and an effective pixel size of 1.625 µm, allowing for the imaging of the full sample within the field of view. Samples were therefore rotated through 180° with a step size of 0.18° and an exposure time of 0.05 s. For each tomogram 20 dark field and 20 flat field images were taken. Tomograms were reconstructed using a standard filtered back projection algorithm available in Savu.49
The fine cracks present in the electrode after 49 minutes of drying were segmented in ilastik, preserving voxel size such that the segmented image could be used as a mask to separate cracked and uncracked regions from localised particle number and volume maps. The greyscale histogram, plotted as a distribution, was used to compare particle packing density in cracked and uncracked regions.
The solvent level was also clearly visible above the solid electrode material in the 800 µm coatings, which is shown in X-ray CT cross sections in Fig. 2d. The much larger gap between solvent and solid layers (of 180 µm) in the 800 µm coating likely resulted from a combination of the tendency of the solvent to form a curved meniscus on 4 mm pins, causing separation between solvent and solid material, a behaviour more marked at higher thickness, and possibly a degree of slurry degradation over time which caused poorer slurry phase suspension (electrode slurries were retained for 12 hours during the experiment before being replaced). In the 800 µm electrode, the solid layer did not change in thickness until 24 minutes, at which point the excess solvent had reduced from 180 µm to 50 µm above the solid layer. The solid layer then reduced in a linear fashion until the coating thickness stopped reducing (in other words, the electrode was consolidated) after 72 minutes and at 298 µm thick. The 300 µm electrode, which began with an excess solvent layer only 30 µm thick, began reducing thickness linearly in the solid phase immediately after coating, to a final thickness of 129 µm after 37 minutes. Imaging of the 500 µm failed during the first 35 minutes of the drying process, due to an error in the centre of rotation, and the coating had largely consolidated once imaging was successful. The coating height for this sample is shown in Fig. S2b. The experiments reveal a complex interplay between slurry age, coated thickness and solvent height.
In addition to evaluating solvent height and macro-crack behaviour, the experimental approach employed in this study enables the analysis of the porosity within the electrode microstructure. Fig. 2b and c represent the porous phase of the composite electrode (where porosity is defined here for simplicity as the non-active particle volume of the coating, shown in Fig. 2e) of the 300 µm electrode during the initial 37 minutes of the drying process. Fig. 2b shows overall porosity and Fig. 2c shows the porosity as a function of the percentage distance from the base of the electrode coating, relative to the porosity at the base of the electrode. Porosity data was extracted from segmented tomograms at each time step. In Fig. 2b the porosities given are an average of those determined from three machine learning-based segmentations of each volume, in order to adapt to the challenge of segmenting a large series of images where the materials are in motion. The total porosity of the coating reduced from 79% to 73% over the course of this initial drying period. This relatively high porosity reflects the large proportion (9%) of low-density porous conductive carbon binder domain (CBD) in the slurry formulation (Table 1), which cannot be resolved directly by X-ray CT, and is therefore included within the pore phase. Porosity calculations continued up to 37 minutes, since beyond this time cracking occurred, so porosity changes no longer related to vertical electrode consolidation. Further porosity changes are analysed in Fig. 6.
In order to achieve comparison despite changing electrode thickness and variation in image characteristics between time steps, the x and y axes in Fig. 2c are normalised. The bottom of the electrode was chosen as the normalised 0 point, since theoretically its porosity shouldn't change over the drying time, as active particles were resting on the bottom surface at the time of coating. This principle can been seen in the cut-outs in Fig. 2e. At the start of the drying process the porosity was greater with increased distance from the base of the electrode, from which observation it can be inferred that the active particles had a greater degree of compaction at the bottom of the coating, and were suspended more sparsely towards the upper surface. As drying progressed this trend reduced rapidly towards a roughly even distribution of porosity through the thickness, as can be seen between 8 and 10 minutes. Between 10 and 37 minutes the decrease in porosity in upper portions of the electrode continued, such that up to 50% of the full distance from the base of the electrode, the porosity remained roughly constant, but closer to the upper surface porosity reduced sharply, reversing the original trend. This difference was stark, with a minimum porosity at the top of electrode 4% lower than that at the base of the electrode after 37 minutes of drying. A reduced porosity at the upper surface would clearly have negative impacts on ion transport, and this effect may have been a consequence of the meniscus of the coating having lower initial density of active material causing greater compaction at the highest point as it dried. This further highlights the importance of consistent coating thickness. The steep increase in porosity in the top 5–10% of the electrode coating was due to the tendency of porosity towards 100% above the upper surface.
Following crack initiation, shown in Fig. 3, in the case of the 300 µm and 500 µm electrodes, crack propagation was immediate, with cracks progressing from near the electrode surface downwards towards the substrate. Crack volume increased linearly in both cases until 75 minutes, as shown in Fig. 4g, in which the 3D cracking intensity factor (3D CIF; defined in previous work as the crack volume fraction25) is plotted against drying time.25 In both electrodes, the crack volume increased at approximately the same rate, peaking at a 3D CIF of 18.7% and 19.0% for 300 µm and 500 µm electrodes respectively. Though similar in volume, the crack morphology showed clear structural differences, with a greater degree of crack branching and inter-connectedness in the 300 µm electrode. In the 500 µm electrodes cracks developed which were larger with a lesser degree of cross-linking, as has been shown previously in Li-ion battery electrodes and a number of other particulate coating systems, where thicker coatings have larger crack spacings.12,25,52,53 The 300 µm electrode also formed a number of fine radial cracks around the outer edge of the electrode, not present in thicker coatings. These radial cracks are considered to be stochastic, rather than a consequence of lateral solvent transport towards the edges during drying, as has been noted previously in drying droplets, since this mechanism would result in crack initiation at the droplet edge, which is evidently not the case in this study.53,54
The air bubble present in the 800 μm electrode (Fig. 3b) which occurred due to incomplete degassing of the sample, resulted in a different pattern of crack initiation. In the first scan at t = 0 (Fig. S3o and q) the bubble had a maximum height and width of 84 µm and 229 µm respectively, which increased to 125 µm and 405 µm after 19 minutes. A second smaller bubble with a maximum height and width of 63 µm and 109 µm respectively was visible from the beginning of drying, and did not change in size during the initial phase of the drying process described. The larger bubble retained consistent geometry between 19 and 55 minutes, at which point air was seen to escape from the bubble towards the upper surface, which caused permanent deformation of the highly viscous, partially-dried coating. This feature underwent no further growth until 74 minutes, during which the electrode coating continued to consolidate and contained an excess of solvent (Fig. 2a). As in the other electrodes, once consolidation had completed, crack propagation occurred, forming a connection between the upper surface and the bubble, and extending across the electrode.
As a consequence, cracking in the 800 µm electrode was starkly morphologically different, and much greater in volume (the final 3D CIF was 41.5%), than the two thinner coatings, though the rate of increase of the 3D CIF was similar. The air bubble acted as the nucleation point of a crack when the drying capillary stress increased, concentrating stress in a single region. A single large crack subsequently formed through the centre of the electrode, with branching at either end. Two further examples of crack initiation at bubbles are show in Fig. S4, where both electrodes were coated with a 500 µm doctor blade gap. The first (Fig. S4a) had a single small bubble and the other (Fig. S4b) contained seven bubbles of varying sizes. In both cases cracks nucleated exclusively from bubbles, and the largest four bubbles in Fig. S4b had similar protrusions connecting them to the electrode surface, seven minutes before crack initiation. The final crack morphology differed from the electrode of the same blade gap without a bubble shown in Fig. 4d, with fewer, less connected cracks, concentrated around the position of the bubbles. This suggests that the morphology of the cracking in the 800 µm electrode (Fig. 4f and Fig. S3o–v), where only a single crack was observed, likely resulted due to the bubble, rather than as a consequence of the trend towards fewer, larger cracks with increasing coating thickness. Although bubbles were not the target of this study, they are known to arise in manufacturing and their presence in this study has provided valuable mechanistic insight.
As shown in Fig. 3a, cracks propagate downwards from the upper electrode surface, and it was believed that they may initiate and propagate where there were less closely-packed particles since, as noted above, the binder forms between particles which are close together at the end of the drying process.21 The temporal resolution (two minutes per image) of the tomographic imaging was insufficient to capture the precise position of crack initiation, so in order to investigate the principle that local binder formation may determine crack nucleation position, an analysis of the volume and number of neighbouring particles for each voxel in cracked and uncracked regions, as a proxy for inter-particle distance, was carried out. This analysis, which is shown in Fig. S5, found no clear correlation between crack position and the density of particles in a region. Whilst cracks may initiate at such structural features, they may be too small in comparison to the full volume to resolve by this method.
Fig. 4h–j show the 2D CIF, which represents the cracking area fraction for each horizontal slice through the coating thickness, enabling the disentanglement of the magnitudes of mud cracking and delamination. Since the coating thickness did not change measurably in the period during which cracking occurred, distance from the electrode base can be given in absolute terms. In the 300 µm electrode, between crack initiation at 39 minutes and 56 minutes, the 2D CIF remained fairly even through the thickness, with a slight increase towards the upper surface, in line with ex situ observations in previous work, indicating an absence of delamination.25 Between 63 and 78 minutes a small increase in the 2D CIF at the current collector was seen, indicating a delamination distinct from the reduction of contact resultant between electrode coating and current collector resulting from vertical cracking. Delamination events are seen clearly in the 2D image slices from 51 and 82 minutes (Fig. S3e and g). Concurrent with this delamination, far larger increases in the 2D CIF close to the electrode surface were observed, as 2D CIF increased at the surface increased from 11% to 20.5% at the upper surface between 56 and 63 minutes. This trend developed through 70 and 78 minutes of drying, with the appearance of a region of near constant 2D CIF between 15 µm and 60 µm from the electrode base where no substantial increase was seen over time, and large increases in 2D CIF at the electrode surface, suggesting the vertical mud cracking had ceased, but drying stresses acting in parallel to vertical cracks continued to cause delamination.
A similar pattern could be seen in the 500 µm and 800 µm electrodes (Fig. 4i and j respectively), with three distinct regions within the 2D CIF profile: delamination at the base; a plateau in the middle; and greater separation at the electrode surface. Delamination occurred sooner and with greater severity in thicker electrodes; whilst for the 300 µm electrode delamination in excess of the 2D CIF plateau was notable after 20 minutes of cracking, it occurred within 10 and 9 minutes for the 500 µm and 800 µm electrodes respectively. The maximum 2D CIF values at the electrode base were 16%, 19% and 33% for electrodes in ascending order of thickness. Peak 2D CIF values at the electrode surface were 34%, 37% and 30% for 300 µm, 500 µm and 800 µm electrodes respectively. The trend, showing higher 2D CIF at the surface than the base, was reversed at the surface of the 800 µm electrode after 89 minutes of drying, with delamination making an increased contribution to the overall 3D CIF. At some points the curves overlap, showing decreasing 2D CIF over time, which is likely the result of the degree of uncertainty in segmentation. These uncertainties are greater at the electrode surface and where cracks are wider, owing to challenges differentiating between cracks and the empty space above the electrode. In Fig. 4j the two small peaks seen from 70–74 minutes, centred at 40 µm and 255 µm from the current collector, correspond to the two air bubbles present in the slurry (Fig. S3o and p). As cracking progressed at 79 minutes these signals were no longer apparent in the data, instead forming part of the baseline 2D CIF.
The higher degree of delamination in thicker electrodes indicates a greater stress resulting from the drying process, which even where cracking does not occur is likely to cause crimping around the edge of coatings on a conventional metal foil current collector. The increase in 2D CIF close to the upper electrode surface towards the end of the drying process likely has two components. In part, a separation between opposite crack walls is driven by the delamination at the base of the electrode, and this in turn increases 2D CIF at the upper surface. However increased 2D CIFs near the upper electrode surface were also observed in previous work in the absence of delamination, so it can be concluded that additional expansion occurs towards the upper region of the electrode.25 This through thickness analysis also suggests that crack growth does not continue below the surface when it has stopped at the surface. Surface optical imaging can therefore be used reliably to determine the period during which cracks grow, which may enable in-line surface characterisation to predict 3-dimensional features.
At 39 and 42 minutes, the background displacement observed outside cracking regions was 0 µm, so displacement magnitude could be determined directly from the map values. In these maps, larger cracks became visible, again showing that displacement could be identified before each crack itself was clearly visible in the raw image. Longer, wider cracks showed larger displacement magnitudes, and a more rapid growth rate. Whilst the first, smallest crack had a maximum displacement of 7 µm, the largest crack (approximately 3 mm in total length) had a maximum displacement of 10 µm at 39 minutes. Additionally, hot spot regions of high displacement were identified, with a maximum combined value of 13 µm at 42 minutes. The largest displacement values tended to be focused at the centre of the cracks’ length, rather than at the opening tip of the cracks, where the perpendicular driving force of cracking acts (Fig. S1). At all time-steps the z-direction displacement was lesser in magnitude, with a maximum of 5 µm, and was entirely negative, indicating the downwards movement of material towards the electrode substrate. This corroborates the observation in Fig. 6c, which suggested that cracking resulted in the forcing of some electrode material downwards. It is not believed that this effect is a continuation of the settling of particles during drying, since the coating thickness reached a plateau prior to crack initiation.
The displacement fields around cracks were observed are over a much longer length scale and encompass regions that had not yet cracked. DVC displacement could therefore be observed earlier and more clearly than cracks themselves. Given previous work correlating 3D crack structure with surface cracking, this work suggests digital image correlation, the 2D equivalent of DVC, may be a viable tool to rapidly identify crack formation before crack growth has caused critical damage to the electrode.25 Coupled with an understanding of processing parameters which influence cracking, such a coating thickness and drying temperature, this approach may enable the rapid feedback and control to halt cracking, particularly during the initial period of process optimisation during battery manufacturing. An in situ analysis of crack distribution and rate of opening may also enable the responsive tailoring of drying conditions to control, rather than totally eliminate, cracking.
These experiments provide new mechanistic insight into the drying process, which remains one of the most stubbornly energy intensive operations in battery manufacture. Whilst the experimental conditions studied here demand the use of model samples, we have corroborated our findings with studies of more conventional drying setups to provide generalisable insight. Moreover, we propose future directions for integration of advanced metrology within the manufacturing processes, which can be validated against these laboratory measurements. Collectively, this provides a pathway to optimise the manufacturing process, and the resultant electrode microstructure towards high performance and sustainable battery manufacture.
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