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Airborne measurements of peroxyacetyl nitric anhydride (PAN) and peroxyacetic acid (PAA) over the Amazon rainforest: the role of isoprene and the fate of the peroxyacetyl radical

Carolina Nelson, Matthias Kohl*, Sergey Gromov, Andrea Pozzer, Simone T. Andersen, Raphael Dörich, Jos Lelieveld and John N. Crowley*
Atmospheric Chemistry Department, Max-Planck-Institute for Chemistry, 55128-Mainz, Germany. E-mail: john.crowley@mpic.de; m.kohl@mpic.de

Received 16th December 2025 , Accepted 17th March 2026

First published on 1st April 2026


Abstract

PAN (CH3C(O)O2NO2) and PAA (CH3C(O)OOH) are formed in the atmosphere uniquely and competitively from the same precursor radical (CH3C(O)O2), whereby the relative rates of formation of PAN and PAA are determined by the abundances of HO2 and NO2. Here, we present airborne measurements of PAN and PAA in an altitude range from 0.3–15 km over the Amazon rainforest during the CAFE Brazil campaign, which took place from December 2022 to January 2023. Median PAA mixing ratios (ca. 340 pptv) across all analysed flights exceed those of PAN (ca. 65 pptv) by more than a factor of 5 in the mid troposphere around 6 km altitude, underlining the dominance of HO2 over NO2 chemistry under low NOX conditions of the Amazon rainforest. Within experimental uncertainty, the median vertical profiles of PAA and PAN throughout the entire measurement campaign are reproduced by the EMAC global chemical transport model. The EMAC analysis reveals that the oxidation of isoprene (emitted from the rainforest) is the primary source of the CH3C(O)O2 radical. With an average contribution of ∼31%, the main direct precursor of CH3C(O)O2 is methylglyoxal (CH3C(O)CHO), followed by acetaldehyde (17%) and methyl vinyl ketone (10%). At altitudes between 12 and 14 km, only a few percent (<5%) of CH3C(O)O2 radicals formed result in the production of PAN and PAA. The dominant sink of CH3C(O)O2 in the upper troposphere is NO, while at lower altitudes, its reaction with other organic peroxy radicals produces acetic acid and CH3O2. The CH3O2 production resulting (via reactions of CH3C(O)O2) from isoprene oxidation over the Amazon rainforest contributes between 9 and 44% to total CH3O2 production and surpasses the contribution from methane oxidation at altitudes below 4 km. Through the formation of CH3C(O)O2, isoprene oxidation in this region thus significantly influences not only PAN and PAA formation but also the yields of acetic acid as well as methylperoxynitrate, methylhydroperoxide and formaldehyde, which are products of CH3O2 reactions with HO2 and NO, and photochemical precursors to HOx.



Environmental significance

Emissions from the Amazon rainforest have a substantial environmental impact, both on regional and global scales. We show that the chemistry around the peroxyacetyl radical in the air above the rainforest is dominated by biogenic emissions of isoprene, the oxidation of which represents the major source of organic trace gases required to generate peroxyacetyl nitric anhydride (PAN). PAN is a centrally important atmospheric reservoir of reactive nitrogen, which is closely linked to tropospheric ozone formation. In addition, isoprene oxidation is a major source of peroxides, especially peracetic acid, with a significant contribution to methyl hydoperoxide production.

1 Introduction

Peroxyacetyl nitric anhydride (CH3C(O)O2NO2, also known as peroxyacetyl nitrate and commonly abbreviated as PAN) and peroxyacetic acid (CH3C(O)OOH, PAA) are important tropospheric trace gases whose atmospheric distribution is governed by a complex interplay of chemical and physical processes. Both PAN and PAA are formed in volatile organic compound (VOC)-fuelled and NO-catalysed chemical cycles, which drive tropospheric ozone (O3) formation.

The significance of PAN in the atmosphere and its impact on human health have been recognized for decades.1–3 PAN plays a central role in the chemistry of the troposphere on local to global scales, as it is the principal tropospheric reservoir species of NOX in many regions, especially above the boundary layer.3–5 As PAN is thermally labile, its lifetime in the temperate boundary layer is only a few hours, but in the middle to upper troposphere at temperatures between −10 and −50 °C, PAN has a lifetime of weeks to months with respect to thermal decomposition. This enables PAN to sequester NO2 from polluted areas, transport it over long distances around the globe, and release it to pristine regions when air masses descend and warm.

PAA is a ubiquitous atmospheric organic hydroperoxide (ROOH), second only in concentration to CH3OOH, with mixing ratios reaching up to 1 ppbv in urban and rural areas6–8 and tens to hundreds of pptv in the upper troposphere (UT).9,10 It can serve as a reservoir of HO2, which in turn impacts gas-phase oxidation rates and the radical budget.11 Due to its high solubility, PAA may play a potentially important role in SOA formation, and it oxidises sulphur (IV) at atmospheric pH levels.12 PAA is also an organic acid, and as such, it contributes to the acidity of the atmosphere, which has impacts on air quality and acid deposition.13,14

The Amazon rainforest, the largest global source of volatile organic compounds (VOCs),15 has a profound impact on regional weather and climate in the tropics and globally. However, the impact of specific non-methane volatile organic compounds (NMVOCs), particularly isoprene, lightning-NOX and biomass burning on PAN production, is not well quantified.16 Aircraft measurements of PAN over Amazonia are sparse, with only a few studies available.17–19 Measurements of PAA are even less common in this region. Yet, these kinds of measurements are needed to answer open questions such as the role of PAN as a source of NOX in remote areas and hence its impact on O3 chemistry.

The Amazonian region is susceptible to climate change and threatened by deforestation,20,21 which further complicates the prediction of future PAN and PAA levels and distributions.

Although they have very different physio-chemical properties, PAN and PAA are closely linked as they are competitively formed in the atmosphere from the same precursor, the peroxyacetyl radical (CH3C(O)O2). Fig. 1 depicts the most important production and loss reactions of the CH3C(O)O2 radical, which define PAN and PAA formation in the atmosphere.


image file: d5ea00169b-f1.tif
Fig. 1 Pathways to CH3C(O)O2 production from organic precursors and its further reactions forming PAN (blue) and PAA (red), as well as CH3O2.

On a global scale, the major direct CH3C(O)O2 precursor reactions are the OH-initiated oxidation of acetaldehyde and the photolysis of acetone and methyl glyoxal (MGLY; CH3C(O)CHO),22 all of which result in the formation of the CH3CO radical, which is quasi instantaneously converted to CH3C(O)O2 via reaction with O2 (R1). Depending on temperature and pressure, between 2 and 8% of the reaction proceeds via a bimolecular channel to form OH and a cyclic lactone that decomposes to HCHO and CO (R2).23,24

 
CH3CO + O2 + M → CH3C(O)O2 + M (R1)
 
CH3CO + O2 → OH + HCHO + CO (R2)

As shown in Fig. 1, the reaction of CH3C(O)O2 with NO2 leads to the formation of PAN (R3), which can thermally decompose back to the reactants (R4) and is also lost via photolysis to reform CH3C(O)O2 (R5a) or CH3CO2 (R5b).

 
CH3C(O)O2 + NO2 + M → CH3C(O)O2NO2 (PAN) + M (R3)
 
CH3C(O)O2NO2 (PAN) + M → CH3C(O)O2 + NO2 + M (R4)
 
CH3C(O)O2NO2 (PAN) + → CH3C(O)O2 + NO2 (R5a)
 
CH3C(O)O2NO2 (PAN) + → CH3CO2 + NO3 (R5b)

CH3CO2, which is also formed in the reaction of CH3C(O)O2 with NO (R6), is unstable and (in the presence of O2) forms CH3O2 + CO2 (R7).

 
CH3C(O)O2 + NO → CH3CO2 + NO2 (R6)
 
CH3CO2 + M (+O2) → CH3O2 + CO2 + M (R7)

The CH3C(O)O2 radical can also react with HO2 (R8) to form PAA (R8a) and other products:

 
CH3C(O)O2 + HO2 → CH3C(O)OOH (PAA) + O2 (R8a)
 
CH3C(O)O2 + HO2 → CH3C(O)OH + O3 (R8b)
 
CH3C(O)O2 + HO2 → CH3CO2 + O2 + OH (R8c)

According to IUPAC's temperature-dependent parameterisation of the branching ratio, (R8a)–(R8c) account for 37%, 13% and 50% of the reaction, respectively, at room temperature. At a temperature of −50 °C (e.g. as in the upper troposphere), the fractional contributions are 26%, 47% and 27%.25 CH3C(O)O2 can also react with other organic peroxy radicals (RO2) (R9) and NO3 (R10):

 
CH3C(O)O2 + RO2 → CH3CO2 + RO + O2 (R9)
 
CH3C(O)O2 + NO3 → CH3CO2 + NO2 + O2 (R10)
where RO represents an organic alkoxy radical.

The rate coefficient for the reaction of PAA with OH is very slow, and above the boundary layer, where deposition will play a role,6 the most significant tropospheric loss process for PAA is its photolysis (R11),9,26 with a small contribution from reaction with OH (R12).

 
CH3C(O)OOH + → CH3CO2 + OH (R11)
 
CH3C(O)OOH + OH → CH3C(O)O2 + H2O (R12)

From the set of reactions above, we see that not only PAN and PAA are formed from reactions of the CH3C(O)O2 radical, but via several different pathways ((R5b), (R6), (R8c), (R9), (R10) and (R11)), also the CH3CO2 radical and thus (via (R7)) the methylperoxy radical (CH3O2) are formed.

Since both PAN and PAA are uniquely formed via the CH3C(O)O2 radical,27 their overall production rates depend on the abundance of NO2 and HO2 relative to the other reactants and the ratio of PAN to PAA serves as an indication of the ratio of NO2 and HO2 during their photochemical generation.6,28

The fraction of the CH3C(O)O2 radical that reacts to form PAN (f) or PAA (g) is given by:

 
f = k3[NO2]/(k3[NO2] + k8[HO2] + k6[NO] + k9[RO2] + k10[NO3]) (1)
 
g = k8a[HO2]/(k3[NO2] + k8[HO2] + k6[NO] + k9[RO2] + k10[NO3]) (2)
In these expressions, ki represents the rate coefficient associated with reaction Ri.

2 The CAFE Brazil campaign

Between 11/20/2022 and 01/29/2023, 16 research flights (RF05–RF20) were performed over the Amazon rainforest as part of the CAFE Brazil measurement campaign (Chemistry of the Atmosphere: Field Experiment in Brazil), which was based at Manaus Airport, Brazil (3.03 °S, 60.04 °W, UTC-4 hours). An overview of all research flights has been published by Curtius et al.29

PAN and PAA were measured during 12 research flights (RF05–RF07, RF10, RF11, RF13–RF18 and RF20) with 90% data coverage. The flight tracks (presented in Fig. 2 and S1) covered a geographical extent from approximately 75 °W to 47 °W and 12 °S to 5 °N, as well as an altitude range of approximately 300–14[thin space (1/6-em)]000 m, resulting in a total flight distance of almost 70[thin space (1/6-em)]000 km.


image file: d5ea00169b-f2.tif
Fig. 2 Flight tracks where PAN and PAA were measured during the CAFE Brazil campaign and included in this analysis.

2.1 Flight tracks and regions covered

As depicted in Fig. 2, the research flights targeted continental regions almost exclusively. The research flights RF06 and RF14 towards the far south of Manaus targeted deforested areas, in contrast to the intact rainforest surrounding Manaus. The flight patterns also included late-evening and nocturnal flights (RF13, RF16, and RF18) and early-morning flights (RF15, RF17, and RF20) to cover nighttime chemistry and particle formation after sunrise. Most data were captured at altitudes between 9 and 15 km, with a focus on sampling outflow from convective systems. Some flights were also dedicated to sampling the tropical forest boundary layer (RF15) and performing vertical profiling (RF05, RF07, and RF18).

The CAFE Brazil campaign took place during the transition phase from the dry to wet season and hence outside the peak biomass burning season in southern America and southern Africa. Satellite observations indicate that fire activity in Amazonia during CAFE Brazil was generally low and decreased over the course of the campaign as the transition from dry to wet season progressed. Fig. S2 in the SI depicts the open fires detected with >95% confidence by the MODIS instrument mounted on the Terra and Aqua satellites and provided by the NASA FIRMS tool during the CAFE Brazil campaign and shows that most of the fire events in Brazil took place along the north-east coast at the beginning of the campaign.

2.2 Meteorological conditions and back trajectories

During the first half of the campaign in December, the conditions were still relatively dry and hot, while in January, rain events became more frequent. Basic meteorological parameters (including wind speed and direction, temperature and pressure) were recorded during the flights by the BAHAMAS instrument onboard the HALO aircraft30 and provided by the German Aerospace Center (DLR). As depicted in Fig. S3, the predominant wind direction at all heights during the January flights was from the southeast, indicating a continental origin of the sampled air masses. In December, the wind direction ranged from northeast to southeast. In addition, high wind speeds between 25 and 30 m s−1 were slightly less frequent during December than during January.

Ten-day back-trajectories depicting the origin of the air sampled along the flight tracks were calculated at 1-minute intervals using HYSPLIT (Version 5.2;31) with one-degree archived meteorological data from the Global Data Assimilation System (GDAS). As shown in Fig. 3, the origin of the air masses sampled during CAFE Brazil depended heavily on altitude. With few exceptions, trajectories starting at mid (8–11 km, yellow) and high altitudes (>12 km, red) were confined to the continent, suggesting that the impact of long-range transport on the observed PAN and PAA levels in the mid and upper troposphere was likely low. In contrast, most low-altitude trajectories (<3 km, green) originated from the central Atlantic and West Africa, and passed over the north-west coast of Brazil, where satellite observations recorded biomass burning events. Hence, the PAN and PAA measurements at low altitudes could be impacted by urban pollution and/or biomass burning from source regions in South America or West Africa.


image file: d5ea00169b-f3.tif
Fig. 3 Ten-day backward trajectories of air masses sampled during CAFE Brazil, calculated with HYSPLIT for every ten minutes along the flight tracks. The panels are separated by the altitude of the starting point along the flight track: low altitudes (green, <3 km, bottom panel), mid altitudes (orange, 8–11 km, middle panel), and high altitudes (red >12 km, upper panel).

3 Methods

The CAFE Brazil campaign was conducted using the High Altitude and Long-Range Research aircraft (HALO, Gulfstream G550) as the platform for an instrument payload similar to that deployed on previous CAFE campaigns.32 Here we focus on the PAN and PAA data obtained using an iodide-chemical ionisation mass spectrometer (CIMS).

3.1 Iodide-chemical ionisation mass spectrometer (CIMS)

The measurement principle of the CIMS instrument is based on the thermal dissociation of PAN to the peroxy radical (CH3C(O)O2), which reacts with iodide to form the acetate anion (CH3CO2), detected at m/z 59.33,34 PAA is also detected via its conversion to the acetate anion subsequent to reaction with I.

The instrument details, its ion-source and its configuration during aircraft measurements have been described elsewhere.7,9,35,36 For the CAFE Brazil campaign, the primary iodide ions were generated using photo-ionisation of CH3I37 rather than an electrical discharge36 or α particles emitted by 210Po,35 as on previous missions. The photo-electron generated by irradiation of CH3I at ∼120 nm attaches to CH3I to form I. As both PAN and PAA are detected as the same anion at m/z 59, the periodic titration (once every 150 s with a duty cycle of 50% for each trace gas) of CH3C(O)O2 in the heated thermal-dissociation inlet was used to differentiate between the two molecules.

PAN was calibrated hourly, in flight, using a photo-chemical PAN source based on the photolysis of acetone in the presence of known amount of NO.38,39 In the calibration source, acetone in air is photolysed at ∼285 nm to generate CH3C(O)O2 and CH3O2 radicals that progressively oxidize NO to NO2, 90 ± 5% of which forms PAN. The calibration was performed by adding PAN to air that had been zeroed by passing it over steel wool at 140 °C, which removes e.g. acids and nitrates without affecting the mixing ratio of H2O. The total measurement uncertainty for PAN is estimated as 30% as described in the SI.

The instrument sensitivity for PAA was derived once during the campaign (on the ground) using a CH3C(O)OOH diffusion source, which was sampled by both the CIMS and a modified commercial instrument for total organic peroxides (HYPHOP, see ref. 9 for details), and assigned an uncertainty of a factor two, as described in the SI. In addition, PAA data were corrected for the humidity dependence of its sensitivity, which was derived post-campaign in laboratory experiments (for details see the SI).

The instrumental background signal (usually <6 counts) on m/z = 59 was derived for each flight after landing, when the instrument was flushed with pure nitrogen. This was used to derive the limits of detection (LODs) for PAA of 14–98 pptv (3σ). The LOD (3σ) of PAN was derived from the variability of the PAA titration signal (20–59 pptv).

3.2 Global chemistry transport model (EMAC)

The EMAC model couples the Modular Earth Submodel System (MESSy2)40,41 to the ECHAM5 (ref. 42) general circulation model. Simulations use a horizontal resolution of 1.875° × 1.875° with 31 layers up to 10 hPa (22 layers in the troposphere), and a time step of 7.5 minutes. The chemistry scheme implemented in EMAC is the Mainz Organic Mechanism (MOM),43 comprising about 600 species and 1600 reactions, and including a large selection of organic precursors, including isoprene. We adopt the setup of Pozzer et al.44 with the following updates: gas phase rate coefficients related to PAN and PAA formation and loss follow the latest IUPAC recommendations,25 anthropogenic emissions are taken from the CEDS inventory45 and biomass and agricultural waste burning emissions follow Andreae,46 based on fire type and observed dry matter burnt.47 Biogenic emissions are calculated online using the Model of Emissions of Gases and Aerosols from Nature (MEGAN48) and lightning NOX is parameterized following Grewe.49 Total production and loss rates of relevant species, as well as key individual reaction rates, are diagnosed online. All model data presented were sampled along the CAFE Brazil flight tracks corresponding to time steps by the submodel S4D.50

4 Results and discussion

The flights included in the analysis are listed in Table 1 and the corresponding flight tracks depicted in Fig. 2. Details of measured PAN and PAA along all flight tracks are given in Fig. S1 and S4 in the SI. Limits of detection (LODs) and measured mixing ratios are given in parts per trillion per volume or parts per billion per volume, which are further referred to as pptv and ppbv, respectively. The variation in the LOD for PAN is related to atmospheric variability and size of the PAA signal (an interpolated value of which has to be subtracted from the sum-signal to derive PAN mixing ratios). The occasionally poor LOD for PAA (e.g. flights RF07 and RF20) is due to a large difference in the background signals at m/z 59 when comparing the two pre-flight and post-flight zero values.
Table 1 Overview of flights during the CAFE Brazil campaign when PAN and PAA were measureda
Flight Take-off (UTC) Landing (UTC) PAN min-max (LOD)a PAA min-max (LOD)a
a Approx. min and max values are given in pptv. The LOD (in pptv) is defined as 3σ background.
RF05 22-12-04 12:30 22-12-04 20:30 0–300 (36) 200–800 (17)
RF06 22-12-07 14:20 22-12-07 22:50 0–250 (36) 50–800 (18)
RF07 22-12-09 15:20 22-12-10 10:00 0–300 (33) 100–1150 (98)
RF10 22-12-16 16:05 22-12-17 00:30 0–300 (59) 100–900 (14)
RF11 22-12-19 14:33 22-12-19 21:57 0–200 (45) 200–1000 (33)
RF13 23-01-08 20:20 23-01-09 05:30 0–100 (30) 200–500 (19)
RF14 23-01-12 13:50 23-01-12 22:10 0–150 (33) 100–550 (27)
RF15 23-01-14 11:49 23-01-04 20:48 0–150 (24) 50–350 (28)
RF16 23-01-17 03:40 23-01-17 12:39 0–120 (26) 100–300 (27)
RF17 23-01-18 12:17 23-01-18 21:43 0–120 (20) 50–350 (18)
RF18 23-01-21 19:25 23-01-22 04:01 0–200 (26) 100–750 (28)
RF20 23-01-26 08:48 23-01-26 18:38 50–150 (29) 150–450 (50)


4.1 Vertical profiles of PAN and PAA and the PAN-to-PAA ratio

Fig. 4 shows the vertical distribution of the measured (CIMS) and modelled (EMAC) PAN and PAA mixing ratios, where the median values per altitude bin (1 km) are shown as large data points connected with a solid line.
image file: d5ea00169b-f4.tif
Fig. 4 Measured (CIMS) and modelled (EMAC) mixing ratios of PAN (left panel) and PAA (right panel) during CAFE Brazil. The median for each altitude bin (1 km) is marked by large symbols connected by a line.

The PAN mixing ratios range from below the detection limit (most frequently encountered in the boundary layer) to maxima of ∼370 pptv detected in single plumes. The median PAN mixing ratio exhibits a mid-tropospheric maximum of ∼100 pptv at about 8 km altitude, above which it decreases slowly with increasing altitude to ∼70 pptv at ∼14.5 km. At these altitudes, in the absence of long-range transport from PAN-rich regions (see Fig. 3), the presence of PAN in the upper troposphere is likely due to in situ production resulting from convectively uplifted VOCs and lightning NOx evidence for which is presented in Curtius et al.29 The EMAC simulations reproduce the low PAN mixing ratios accurately up to about 3 km, above which the simulated mixing ratios are lower than the measurements by 30–40%. The model reproduces the flattening of the vertical profile above 9 km and the non-zero mixing ratios at altitudes as high as 14.5 km.

With median 1 km-altitude-binned mixing ratios up to almost 400 pptv, the PAA mixing ratios over the Amazon rainforest are clearly much higher than those of PAN (by about a factor of 20 at low altitudes, a factor of 5 at mid altitudes and factor of 2 at high altitudes), which reflects the enhanced rate of reaction of CH3C(O)O2 with HO2 compared to NO2 in this low-NOX environment. The vertical profile of PAA shows a maximum around 2 km with a quasi-monotonic decrease from 2 km to 14 km and lower values in the boundary layer, presumably due to deposition-related loss of PAA and the organic precursors.

As for PAN, the EMAC simulation reproduces the median vertical profile of PAA within the measurement uncertainty, with the largest deviation at ∼7 km (1.5-fold model overestimation).

The largest deviations between the EMAC simulation and the measurements are found in the mid and upper troposphere for PAN and in the mid and lower troposphere for PAA. As we show later, these are the regions where the respective in situ production rate is expected to be highest and may indicate that discrepancies between the model and measurements in these altitude regions are associated with bias in the chemical production mechanisms rather than in the loss terms.

By summing the mixing ratios of PAN and PAA and comparing them with the EMAC simulation, we can examine how well the model captures the fate of the CH3C(O)O2 radical with respect to reactions with NO2 and HO2 (to form PAN and PAA, respectively) or with NO and other RO2. In the left panel of Fig. 5, we plot the measured (CIMS) and simulated (EMAC) sum of PAN and PAA.


image file: d5ea00169b-f5.tif
Fig. 5 Measured (CIMS) and modelled (EMAC) sum of PAN + PAA (left panel) and ratio of PAN/PAA (right panel) during the CAFE Brazil campaign. The median for each altitude bin (1 km) is marked by large symbols connected by a line.

Good agreement (deviations of up to 20%) is observed between the measured and simulated median vertical profiles of PAN + PAA. This does not necessarily imply that the modelled CH3C(O)O2 levels are correct, as the sum of PAN and PAA is determined by both the total production rate of CH3C(O)O2 and its fractional reaction with HO2 and NO2 (in competition with RO2 and NO).

When plotting the simulated and measured PAN/PAA ratio (right panel in Fig. 5), we see greater model–measurement deviations, close to a factor of two overestimation by EMAC at 7–8 km and 14 km. The PAN-to-PAA ratio is controlled by both the relative rate of reaction of the CH3C(O)O2 radical with NO2 and HO2, respectively, and the relative loss frequencies of PAN and PAA. The loss term of PAA is dependent mainly on its photolysis frequency, for which measured and simulated values are in good agreement (see Fig. S5 in the SI), and at altitudes above 5 km where the lifetime of PAN is dominated by photolysis, the same applies. The model–measurement deviation is thus most likely driven by a positive bias in the simulated HO2/NO2 ratio.

The overall model (numerical) uncertainty depends on the errors in emissions, transport and photochemical processes, which are different for each gas species and location. An important contribution to the uncertainty associated with the simulation of PAN is the model accuracy in reproducing NOx. As shown by Nussbaumer et al.,51 the model shows very good agreement with the observations, reproducing the vertical profile of the observations, with median values that agree within 20% along the entire troposphere. In the absence of HO2 measurememts (unavailable owing to ongoing calibration concerns) and NO2 measurements (available only as estimates based on measurements of NO, J-NO2 and O3), we cannot test the hypothesis that the model–measurement deviation is driven by a positive bias in the simulated HO2/NO2 ratio. The (possible) model HO2/NO2 bias will be revisited in a future publication exploring the coupling of the HOX and NOX chemical cycles when HOX data become available.

4.2 Sources and sinks of the CH3C(O)O2 radical in the EMAC model

As EMAC is able to accurately reproduce the sum of PAA and PAN mixing ratios, we now examine the model sources of CH3C(O)O2 in detail, initially focusing on the globally most important ones according to Fischer et al. (2014), which are acetone (CH3C(O)CH3), acetaldehyde (CH3CHO) and methylglyoxal (MGLY; CH3C(O)CHO). The modelled mean vertical profiles for 1-km altitude bins of each of these are depicted in the left panel of Fig. 6.
image file: d5ea00169b-f6.tif
Fig. 6 Left panel: mean vertical profiles of modelled methylglyoxal (purple), acetone (pink) and acetaldehyde (lime) by EMAC during the CAFE Brazil campaign. Right panel: mean vertical profiles of 1 km-altitude bins of modelled CH3C(O)O2 production from acetone photolysis (pink), acetaldehyde oxidation (lime) and methylglyoxal photolysis and oxidation reactions (purple). The grey line represents the summed contribution of the three depicted precursors, and the black line represents the total model production of CH3C(O)O2.

The modelled mixing ratios of CH3C(O)CHO, acetone and acetaldehyde all decrease with increasing altitude since their primary sources are in the boundary layer. Acetone is longer lived (lifetime ∼10 days in the UT and 20 days in the boundary layer52,53 and is much more abundant than the other two precursors, with mixing ratios reaching up to 1.27 ppbv at low altitudes and 570 pptv at high altitudes. At values close to 100 pptv, the mixing ratios of acetaldehyde and MGLY are similar at around 4 km. MGLY is more abundant than acetaldehyde at lower altitudes and the opposite is true above 4 km. This reflects the differences in loss terms, which are dominated by photolysis for MGLY and by reaction with OH for acetaldehyde.

In the right panel of Fig. 6, we plot the mean modelled individual production rate of each of acetaldehyde, acetone and CH3C(O)CHO contributing to CH3C(O)O2 production retrieved from following reactions in the model, as well as the total production rate from all CH3C(O)O2-producing reactions included in the EMAC chemical mechanism:

 
CH3CHO + OH (+O2) → CH3C(O)O2 + H2O (R13)
 
CH3C(O)CH3 + (+2 O2) → CH3C(O)O2 + CH3O2 (R14)
 
CH3C(O)CHO + (+2 O2) → CH3C(O)O2 + HO2 + CO (R15)
 
CH3C(O)CHO + OH (+O2) → CH3C(O)O2 + CO + H2O (R16)
 
CH3C(O)CHO + NO3 (+O2) → CH3C(O)O2 + CO + H2O (R17)

Reactions (R13)–(R17) are composite reactions in which the initially formed CH3CO radical reacts instantaneously with O2 to form CH3C(O)O2 (R1).

The total CH3C(O)O2 production in the model ranges between 0.003 and 0.05 pptv s−1, with the maximum at the lowest altitudes. The largest single contribution to the CH3C(O)O2 production rate is from MGLY, which has its maximum value in the lower troposphere <3 km (0.02 pptv s1). Although all three MGLY degradation terms (R15)–(R17) contribute to CH3C(O)O2 formation, photolysis (R15) is dominant during the day at all altitudes (68–90%). The second largest contribution to CH3C(O)O2 formation in the model is from acetaldehyde, which is most important at the lowest altitudes (ca. 5 × 10−3 pptv s1). Above 8 km altitude, the absolute CH3C(O)O2 production from acetone and acetaldehyde is in a comparable range (around 5 × 10−4 pptv s1). Compared to MGLY and acetaldehyde the mean absolute contribution from acetone increases slightly with altitude (around 4–7 × 10−4 pptv s1), which is related to the higher photolysis frequency at higher altitudes. At altitudes lower than 5 km, the photolysis of acetone plays a negligible role compared to the dominant production of CH3C(O)O2 from MGLY photolysis.

Fig. 7 depicts the average fractional contributions to CH3C(O)O2 formation along all flight tracks during the CAFE Brazil campaign. The left panel in Fig. 7 shows that the vast majority of CH3C(O)O2 in the model during CAFE Brazil results from primary production via the intermediate precursor CH3CO radical (90%, blue), while the recycling of CH3C(O)O2 via the thermal decay of PAN only accounts for around 8% (orange) on average over the whole campaign. The remaining fraction “others” (grey, 2%) includes CH3C(O)O2 production from reactions with single contributions of less than 2%.


image file: d5ea00169b-f7.tif
Fig. 7 Percentage contributions of CH3C(O)O2 production in the model averaged along the flight tracks during the CAFE Brazil campaign (left panel) and identified principle CH3CO precursors in the model leading to the primary production of CH3C(O)O2 (right panel).

In the right panel of Fig. 7, we depict the campaign-averaged contributions of selected, specified CH3CO precursors. The fraction “others” (grey, 15%) includes the contribution of all unspecified reactions (∼8.7%) and reactions with single contributions of less than 2% (∼6.6%). Fig. 7 (right panel) highlights the dominant role of the isoprene-oxidation product MGLY in the generation of CH3CO and hence CH3C(O)O2 over the Amazon rainforest. MGLY is a second- and third-generation product of isoprene (C5H8) oxidation, while global primary sources of MGLY, such as biomass burning (5%), biofuel use (3%) or other anthropogenic emissions (5%), are minor.54 As the Amazon rainforest is a vast source of biogenic VOCs, with isoprene being the dominant compound emitted from vegetation,15,55,56 the important role of MGLY in CH3C(O)O2 production over the Amazon rainforest is readily understood. The large contribution of MGLY is consistent with the global average contribution of around 30%, as reported in ref. 22. As seen in Fig. 7 (right panel), the primary single contribution to CH3CO production in the model is the photolysis of MGLY (ca. 25%). Adding the reaction of MGLY + OH, the isoprene oxidation product MGLY accounts for about 31% of the total model CH3CO production.

With a contribution of ∼17%, the second-largest single contribution to CH3CO production is the oxidation of acetaldehyde. The sources of acetaldehyde in the model are manifold and can result from both anthropogenic and biogenic sources, among others within the isoprene photooxidation chain. Compared to the global average of 44% estimated by Fischer et al.,22 the acetaldehyde contribution during CAFE Brazil is less than half of this value, highlighting the strong regional variability of CH3C(O)O2 production mechanisms and the dominance of isoprene chemistry over the Amazon.

Acetone, as a direct precursor to CH3C(O)O2, accounts for around 6% during CAFE Brazil, which aligns with the global average contribution reported by Fischer et al.22 When its indirect contributions from reactions of its oxidation products CH3C(O)CH2O2 + RO2 (4.2%) and CH3C(O)CH2O2 + NO (3.7%) are taken into account, the impact of acetone approximately doubles. However, together, the relative contribution of acetaldehyde and acetone to CH3C(O)O2 -production during CAFE Brazil over the Amazon rainforest accounts for only about a quarter of the total model CH3C(O)O2 production.

The total contribution to CH3C(O)O2 production via reactions that are directly or indirectly linked to isoprene (isoprene + O3, MGLY, BIACET(OH), methylvinylketon (MVK), methacyl acid) sums up to 54%, allowing us to conclude that CH3C(O)O2 formation over the Amazon rainforest is predominately driven by the oxidation of isoprene.

Note that during CAFE Brazil, the highest data coverage was at high altitudes and during daytime; therefore, the average over the EMAC simulations along the flight track represents primarily the daytime conditions in the upper troposphere, where the thermal decomposition of PAN is very slow and photolysis frequencies are high.

After identifying the model routes to the production of CH3C(O)O2, we now analyse its sink terms. The median relative contributions of the modelled loss terms of the CH3C(O)O2 radical are depicted in Fig. 8. In the upper troposphere above ∼10 km, the major loss process for CH3C(O)O2 is the reaction with NO (R6), which is generated largely by lightning, reducing the concentration of CH3C(O)O2 available for PAN and PAA formation. The relative contribution of the reaction of CH3C(O)O2 with HO2 peaks in the mid altitude-range, and the reactions with RO2 (the sum of all organic peroxy radicals) species make up the dominant fraction at altitudes below 6 km. Fig. 8 also shows that, on average, only a few percent (1–7%) of the CH3C(O)O2 radical reacts with NO2 to form PAN. Over the whole vertical profile, the CH3C(O)O2 + HO2 reaction (forming PAA and other products; reactions (R8a–c)) exceeds PAN formation up to a factor of 20, underscoring that, in the model, the formation of PAA is favoured over that of PAN. However, only approximately a third of the reaction of CH3C(O)O2 with HO2 leads to PAA formation in the mid altitudes (right panel in Fig. 8). As depicted in the right panel of Fig. 8, the reaction of CH3C(O)O2 with HO2 mainly leads to the formation of acetic acid (CH3C(O)OH) (reaction (R8b)) at altitudes above 9.5 km and to CH3C(O)O (reaction (R8c)), which dissociates to form CH3 (and CO2) and thus CH3O2 (reaction (R7)). The branching ratio (α) of the reaction forming PAA (α = k8a/(k8a + k8b + k8c)) decreases from 37% at the lowest altitude to 19% at the highest altitude.


image file: d5ea00169b-f8.tif
Fig. 8 Modelled median vertical profiles of the fractional loss reactions of CH3C(O)O2 with NO3 (pink), RO2 (olive), NO (orange), NO2 (blue) and HO2 (red) of the total modelled CH3C(O)O2 losses during the CAFE Brazil campaign (left panel). Branching ratios of the reaction of CH3C(O)O2 with HO2 leading to the formation of PAA (red), acetic acid (CH3C(O)OH, brown) and CH3O2 (purple) based on the latest IUPAC recommendations on the respective rate coefficients (right panel).

Using the modelled loss reactions of CH3C(O)O2 with NO, NO2, NO3, RO2 and HO2, we calculated the fraction of CH3C(O)O2 that reacts to form PAN (defined as f in eqn (1)) and the fraction that reacts to form PAA (defined as g in eqn (2)). The median vertical profiles of f and g for all flights during the day (squares) and during the night (triangles) are depicted in Fig. 9. Nighttime is defined when photolysis frequencies of PAN and acetone were equal to zero, and daytime when photolysis frequencies of PAN and acetone were above 1 × 10−7 s−1. The medians of 1 km vertical bins is given by the solid (day) and dashed (night) lines.


image file: d5ea00169b-f9.tif
Fig. 9 Median vertical profiles of the fraction of CH3C(O)O2 forming PAN (f, left panel) and PAA (g, right panel) based on EMAC model data for CAFE Brazil. Solid lines with squares represent the median of daytime data, where photolysis frequencies of PAN were above 1 × 10−7 s−1, and dashed lines with triangles represent the median of nighttime data, where photolysis frequencies of PAN are zero.

As seen in Fig. 9 (left panel), the fraction f of the CH3C(O)O2 radicals forming PAN during CAFE Brazil is very low (median <0.04) during the day, with the largest values at lower altitudes. The decrease in f with altitude (<0.01 at the highest altitudes) is mainly due to the reaction of CH3C(O)O2 with NO. During the night, NO is converted to NO2, and hence median PAN formation can reach up to 70% of the total CH3C(O)O2 losses at 13 km altitude. However, the high value of f during the night in the middle and upper troposphere does not lead to a significant accumulation of PAN because of the low concentration of CH3C(O)O2, which is around two to three orders of magnitude lower at night than during the day at these altitudes. Therefore, the absolute production rate of PAN at 8–14 km altitude is 16–250 times lower during the night than during the day.

As seen in the left panel of Fig. 8, at low altitudes, reaction with RO2 is the dominant sink for CH3C(O)O2, which is true during both day and night. During the night, 12% of CH3C(O)O2 reacts to form PAN at the lowest altitude. However, as PAN is thermally unstable at these altitudes, even large values of f do not lead to a significant increase in the PAN concentration.

During the day, the median fraction g of the CH3C(O)O2 radical forming PAA increases steeply from around 0.03 in the boundary layer up to 0.15 in the mid troposphere. Above 9 km altitude, g decreases again to 0.04 in the UT. In the middle troposphere, the daytime maximum in g results from the dominance of the reaction of CH3C(O)O2 with RO2 at the lower altitudes and with NO in the UT. In addition, the calculated decrease in g at high altitudes results from a decrease in the branching ratio to PAA in the reaction of CH3C(O)O2 with HO2. During the night, PAA formation is negligible (g < 0.01) at almost all altitudes.

The ratio (g/f) is equivalent to α k8[HO2]/k3[NO2]9 and has a value of ∼10 at 10 km during the day, corresponding to a factor 5 more HO2 than NO2 above the Amazon rainforest at this altitude (see Fig. S7 in the SI).

The low values of both f and g (<0.04) during the day in the UT make prediction of PAN and PAA mixing ratios challenging for global models, as uncertainty in the NO, NO2, HO2 and RO2 mixing ratios has a large impact on PAN and PAA formation. This underlines the importance of an accurate model representation of these species, notably NO (the major reaction partner for CH3C(O)O2 in the UT), for a correct simulation of PAN and PAA. Below, we examine the repercussions of the inefficient conversion of CH3C(O)O2 to PAN on the formation of CH3O2 and CH3OOH, which are products of the reactions of CH3C(O)O2 with HO2, RO2 and NO.

4.3 Impact of CH3C(O)O2 chemistry on CH3O2 and CH3OOH

As shown above, our model results indicate that the photooxidation of isoprene leads to a high rate of production of CH3C(O)O2 radicals over the Amazon rainforest and that only a small fraction of CH3C(O)O2 reacts to form PAN or PAA. The largest fraction of CH3C(O)O2 reacts with one of NO, RO2 or HO2 ((R6), (R9), and (R8)) to form acetic acid and the methylperoxy radical, CH3O2 (see Fig. 1). The fate of the methylperoxy radical is reaction with NO (R18), NO2 (R19), HO2 (R20) and other RO2 (R21), ultimately leading to the formation of methylperoxynitrate (CH3O2NO2, MPN), methylhydroperoxide (CH3OOH, MHP) and formaldehyde (HCHO) (R22):
 
CH3O2 + NO → CH3O + NO2 (R18)
 
CH3O2 + NO2 + M → CH3O2NO2 + M (R19)
 
CH3O2 + HO2 → CH3OOH + O2 (R20)
 
CH3O2 + RO2 → CH3O + RO + O2 (R21)
 
CH3O + O2 → HCHO + HO2 (R22)

CH3OOH is one of the most abundant hydroperoxides in the atmosphere, while CH3O2NO2 can be an important reservoir of NOX at high altitudes where it is thermally stable.57 HCHO is a central source of HOx radicals at all altitudes58 and has been used to indirectly estimate surface isoprene emissions59,60 (Millet et al., 2006; Mahajan et al., 2011).

All these C1 trace gases are generally recognized as resulting from the OH-initiated oxidation of methane. Here, we examine the vertically resolved contributions of methane and isoprene oxidation to the formation of CH3O2 and thus CH3OOH, CH3O2NO2 and HCHO over the Amazon rainforest.

Fig. 10 compares the modelled absolute and relative production rates of CH3O2 from the reactions of CH3C(O)O2 with NO, RO2, and NO3, and from the OH-initiated oxidation of methane. As seen in Fig. 10 (left panel), the median total production of CH3O2 in the model ranges from 0.16 pptv s−1 in the boundary layer down to around 0.01 pptv s−1 in the UT. The CH3O2 production from the OH-initiated oxidation of methane has a maximum at about 4 km altitude (0.05 pptv s−1), while the maximum median production from CH3C(O)O2 is in the lowest altitude bin, with around 0.06 ppvt s−1.


image file: d5ea00169b-f10.tif
Fig. 10 Median vertical profiles of calculated methyl peroxy radical (CH3O2) production rates via the reactions of CH3C(O)O2 with NO, RO2 and HO2 (green) and OH + methane (orange) based on EMAC model results for the CAFE Brazil campaign (left panel). Median relative contribution of CH3C(O)O2 (green) and OH + methane (orange) to the total CH3O2 production in the model and the summed contribution of both terms (grey) (right panel).

As depicted in Fig. 10 (right panel), the reactions of OH with methane and CH3C(O)O2 with NO, RO2 and HO2 together contribute approximately 60% of the total CH3O2 production in the model (grey dashed line). The other 40% arise from e.g. CH3 radical generation via acetone photolysis and the further photochemical degradation of isoprene products. The production of CH3O2 from CH3C(O)O2 is most important at low altitudes, where the reaction with RO2 is dominant, accounting for around 43%. In the UT above ∼10 km, the contributions of CH4 and CH3C(O)O2 are both around 30% and hence equally important for the production of CH3OOH, CH3OONO2 and HCHO over the Amazon rainforest.

4.4 Role of in situ chemistry and transport for PAN and PAA during CAFE Brazil

Here, based on model results, we examine to what extent in situ chemical production and loss or transport are the main factors controlling the abundance and vertical distribution of both trace gases. To do this, we derive the instantaneous chemical production rate of PAN and PAA (P_PAN and P_PAA) based on modelled concentrations of CH3C(O)O2 and its reaction partners as follows:
 
P_PAN = k3[CH3C(O)O2][NO2] (3)
 
P_PAA = k8a[CH3C(O)O2][HO2] (4)

The instantaneous loss frequencies (L_PAN and L_PAA in s−1) are given by:

 
L_PAN = J5b + (J5a + k4)(1 − f) (5)
 
L_PAA = J11 + k12[OH] (6)
In these expressions, Ji represents the photolysis frequency associated with reaction Ri.

Using expressions (3–6), and concentrations of CH3C(O)O2, NO, NO2, HO2 and RO2 from the EMAC model output (7.5 min time steps along the flight tracks), we can calculate in situ production and loss terms for both PAN and PAA and their dependence on altitude. The median daytime and nighttime vertical profiles of modelled NOX, HOX and CH3C(O)O2 mixing ratios are depicted in Fig. S7 in the SI.

Fig. 11 shows the results for daytime production and loss rates. As shown in Fig. S6 in the SI, the loss rate of PAN is dominated by thermal decomposition up to 6 km altitude, after which photolysis becomes the dominant term. The PAA losses due to reaction with OH are slower (by up to a factor of 20) than those due to photolysis during the day and are hence almost negligible.


image file: d5ea00169b-f11.tif
Fig. 11 Median total production rate of PAN (blue) and PAA (red) calculated from modelled CH3C(O)O2 concentrations (left panel). Median total loss rate of PAN (blue) and PAA (red) calculated from modelled photolysis frequencies and reaction with OH (right panel).

Ignoring the role of transport and assuming the chemical system is in steady-state, the mixing ratios of PAN and PAA can be calculated from the ratio of production and loss terms, i.e. SS_PAN = P_PAN/L_PAN and SS_PAA = P_PAA/L_PAA. The results are displayed as median vertical profiles (using data from all flights where PAN and PAA were measured) in Fig. 12, which compares “steady state” PAN and PAA mixing ratios calculated from model reactant concentrations, rate coefficients and photolysis frequencies with those output by the model for each time step. The calculated steady-state PAN mixing ratios (grey dashed line in the left panel of Fig. 12) are up to a factor of 6.5 higher than modelled median PAN (light blue) in the mid and upper altitudes, whereas the calculated steady-state concentration of PAA exceeds the modelled median by almost a factor of 8 in low altitudes <3 km, indicating that the chemical steady-state assumption may not be applicable for PAN and PAA under the conditions during CAFE Brazil. This relates to the timescales required to establish a steady state compared to those for vertical mixing.


image file: d5ea00169b-f12.tif
Fig. 12 Median vertical profiles of measured (solid line with circles), modelled (solid line with squares) and calculated “steady state” concentrations (grey dashed line with squares) for PAN (left panel) and PAA (right panel) during CAFE Brazil.

Based on EMAC vertical updraft velocities, air parcels are estimated to rise to an altitude of 6 km within around 3–4 min. The time it takes to establish a steady state can be approximated by the loss rate constant and the first-order production rate. In the case of PAN, the time (τss) required to establish steady state depends on the rates of the forward reaction (R3) and reverse reactions (e.g. (R4)). Rate coefficients, retrieved from the model, at 6 km altitudes are around 1.0 × 10−11 cm3 molecule−1 s−1 for k3 and 8 × 10−7 s−1 for k4. With typical NO2 concentrations of around 1.2 × 108 molecule cm−3 at this altitude, this results in an approximate time to establish a steady state of >20 min.

Hence, vertical mixing due to convection can be much faster than in situ production at mid-tropospheric altitudes during CAFE Brazil. Rapidly upward-moving air masses from the boundary layer, where almost no PAN is present, would lead to a dilution of PAN-rich layers in the mid and upper troposphere. In contrast, the lifetime of PAA in the boundary layer due to photolysis is almost two weeks (see Fig. S8 in the SI). Therefore, the vertical transport of PAA-rich air from the boundary layer would lead to an increase in PAA levels in the mid and upper troposphere.

Since EMAC-modelled PAN and PAA are in good agreement with the observations, we conclude that the vertical profiles of PAN and PAA during CAFE Brazil are strongly influenced by vertical mixing and altitude-dependent chemistry along back-trajectories rather than in situ chemistry in the UT. In the absence of accurate, altitude dependent HO2 and RO2 measurements required to validate the model concentrations of these radicals, we cannot, however, rule out that the good agreement between the model and measurement partially reflects cancellation of errors in both the chemical production and loss terms of PAN and transport.

5 Conclusions

A unique dataset of simultaneous airborne CIMS measurements of PAN and PAA in an altitude range from 0.3–15 km over the Amazon rainforest has been used to evaluate the production and losses of the precursor CH3C(O)O2 radical with the help of the global chemical transport model EMAC.

Generally, PAA mixing ratios exceeded observed PAN levels by up to a factor of 5 in the mid troposphere, underlining the dominance of HO2 over NO2 chemistry in the pristine, natural environment under low NOX conditions of the Amazon rainforest. The mixing ratios of PAN and PAA during the CAFE Brazil aircraft campaign over the Amazon rainforest were well represented by the EMAC model within the measurement uncertainties. The tendency of the model to overestimate the PAA/PAN ratio may indicate a positive bias in the HO2-to-NO2 ratio.

The analysis of model production terms for the common PAN and PAA precursor radical, CH3C(O)O2, revealed that CH3C(O)O2 formation over the Amazon rainforest is primarily (>50%) driven by isoprene and its photooxidation products. Only around 8% of the CH3C(O)O2 radicals in the model was recycled via thermal dissociation of PAN; the vast majority was produced primarily via photochemical formation of CH3CO. The most important single contribution to the total modelled CH3CO production during CAFE Brazil was the isoprene oxidation product methylglyoxal (CH3C(O)CHO), which contributed more than 30% via photolysis (25.3%) and the reaction with OH (5.8%). The second and third most important precursors of CH3CO were acetaldehyde (ca. 17%), which may also partly originate from biogenic VOC emissions of the rainforest, and methyl vinyl ketone (ca. 10%), another isoprene oxidation product. The contribution of acetone and its oxidation products to the modelled CH3CO production totalled ∼14%, which can be a result of both anthropogenic and biogenic emissions.

The fraction of CH3C(O)O2 radicals that react with NO2, forming PAN (f), or with HO2, forming PAA (g), was very low (<4% during daytime in the UT). The major loss reaction for CH3C(O)O2 in the UT is its reaction with NO, while at low altitudes, the reaction with RO2 is dominant. Both reactions lead to the formation of acetic acid and the methyl peroxy radical CH3O2, which is a precursor of methylperoxy nitrate (CH3O2NO2), methylhydroperoxide (CH3OOH) and formaldehyde (HCHO). We showed that CH3O2 production from CH3C(O)O2 chemistry competes with that from methane oxidation in the UT and even exceeds methane-driven CH3O2 production at altitudes below 4 km, further underlining the importance of isoprene emissions on photochemical processes over the Amazon rainforest.

By calculating a chemical steady-state based on the model CH3C(O)O2, HO2, and NOX concentrations, it became evident that the vertical profile of PAN and PAA during CAFE Brazil was significantly influenced by vertical mixing and photochemistry along the back trajectories, which circulated above the South American continent in the mid and upper troposphere at least 10 days before sampling.

Author contributions

Conceptualization: JL, JC, and AP. Formal analysis: CN and JC. Funding acquisition: JL. Investigation-field work: CN, RD, and SA. Investigation-model simulations: MK, SG, and AP. Writing (original draft): CN. Writing (review and editing): JC and all authors.

Conflicts of interest

There are no conflicts to declare.

Data availability

Measurement and model data for this article (time series in ASCII format) are available at the Max-Planck repository [EDMOND] at https://doi.org/10.17617/3.VBUKAV.

Supplementary information (SI) is available. See DOI: https://doi.org/10.1039/d5ea00169b.

Acknowledgements

We thank the HALO pilots and ground crew for their indispensable participation in the CAFE Brazil mission.

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