Open Access Article
Esteban Zingales
abc,
Miguel A. Huertos
bd and
Carlos Sanchez-Cano
*abd
aDonostia International Physics Center, Paseo Manuel de Lardizabal 4, Donostia, 20018, Spain. E-mail: carlos.sanchez@dipc.org
bKimika Fakultatea, Euskal Herriko Unibertsitatea UPV/EHU, 20018, Donostia, Spain
cCenter for Cooperative Research in Biomaterials (CIC BiomaGUNE), Basque Research and Technology Alliance, 20014, Donostia, Spain
dIkerbasque, Basque Foundation for Science, Bilbao 48011, Spain
First published on 11th June 2026
The nature of the ligands coordinated to the metal in cyclopentadienone iron tricarbonyl (CIC) complexes is important for the activation or H transfer steps of transfer hydrogenation (TH) catalysis. Previous reports showed an existing correlation between the electron-donating or -withdrawing nature of substituents appended to phenyl groups at 3,4 positions of tetraarylcyclopentadienones and the catalytic efficiency of the related CICs. Here we extend these studies to phenyl groups at positions 2,5. Our results show that careful selection of the substituent groups appended to the different aryl groups of tetraarylcyclopentadienones improves the solubility of CIC complexes in protic solvents and avoids the drastic reduction in catalytic efficiency for TH reactions showed by complexes carrying electron-withdrawing groups in their arene.
In this context, cyclopentadienone iron tricarbonyl (CIC) complexes are interesting due to their cheap and accessible synthesis,10,15 good stability and easy handling. With a structure analogue to Shvo's Ru catalyst (Fig. 1),16,17 these complexes are effective catalysts of TH reactions for the reduction of aldehydes, ketones, and imines or the oxidation of alcohols and amines.10,15,18,19 But they can also catalyse other reactions like dehydration of primary amides, formation of C–N bonds, hydrosilylation of carbonyl groups, alkylation of indoles, alpha-alkylation of methylketones through hydrogen borrowing, and N-ethylation and N-methylation of amines.20–28 CICs are precatalysts and can get activated through different methods like the de-coordination of CO ligands10 or Hieber base reactions.29 After activation, the arene can undergo reversible dearomatization and rearomatization, establishing an FeII/Fe0 cycle that is part of the catalytic mechanism for TH. Moreover, both cyclopentadienone arenes and iron metal centers participate in accepting the H2 from the donor solvent and transferring it to the substrate (or vice versa in the case of oxidation reactions).
Ligands coordinated to Fe in CICs are important during the activation (CO) or H transfer (cyclopentadienone) steps of TH. Therefore, different studies explored how to improve the catalytic properties of these complexes by careful tuning of such ligands. Modification of the CO groups has proven to be difficult, as strong field ligands seem to be required to maintain the catalytic activity of CICs. Still, exchange of CO ligands with different nitrile groups (CNR) permitted the CIC's activity to be maintained and removed the need for strong bases for their activation.30,31 Alteration of cyclopentadienone rings was more feasible,10,15 and multiple publications have reported the effect of different changes in the structure of those arenes on the catalytic efficiency of CICs. As such, the cyclopentadienone has been modified by adding or fusing to it not only additional aromatic or aliphatic rings,32 but also aromatic or heterocyclic amines17,33 or aliphatic chains,34 both neutral or containing charged groups (to improve the solubility of the complex).35,36 Cyclopentadienones have also been transformed into non-symmetric arenes to form chiral complexes capable of catalysing asymmetric transfer hydrogenation (ATH) reactions. Early examples of ATH performed with CICs achieved mostly low enantioselectivity,37–39 but recent examples improved greatly the enantiomeric control of the catalysts.40
Remarkably, it has been shown that the catalytic performance of CICs is linked to the electronic density of their arenes. Complexes with electron-rich cyclopentadienones were more efficient catalysts for the reduction of ketones and reductive aminations or alkylations.41–43 Recent reports expanded on these studies by placing electron-donor or -withdrawing groups of similar size at para positions of phenyl rings in 3 and 4 positions of 2,3,4,5-tetraphenylcyclopentadienone ligands. This showed that a decrease of the electron density on the cyclopentadienone due to substitutions with electron-withdrawing groups reduced catalytic efficiency significantly. Conversely, catalysts bearing electron-donating groups exhibited higher conversion rates and faster initial reaction velocities. Previous studies also probed the importance of electron-donor or -withdrawing groups in phenyl rings in positions 2,5 of the arene of CICs due to their ability to catalyse C–N bond formation reactions between amines and alcohols via hydrogen borrowing. However, results obtained seemed to be more dependent on the nature of the substrates employed than on the electron density of the cyclopentadienone.21 Moreover, the effect of similar substitutions in phenyl rings in positions 2,5 of the cyclopentadienone on their efficiency in the catalytic reduction of ketones via TH has not been studied (although some studies explored the effect of exchanging those phenyl rings with different aliphatic chains).34
This work expands previous explorations on the importance of the electronic properties of the arenes in the catalytic performance of the CICs by placing electron-donor or -withdrawing groups of similar size also on phenyl rings placed in positions 2,5 of the cyclopentadienone. For this, we synthesized and characterized a library of twelve (2,3,4,5-tetraphenylcyclopentadienone) iron tricarbonyl complexes (Fig. 2B) by combining multiple substituents at para positions of phenyl rings at all four positions of the arenes. The influence of those substituents on both the catalytic efficiency for the reduction of ketones via TH and the solubility of the complexes was studied. As such, we identified catalysts combining high catalytic performance and improved solubility in protic solvents. Moreover, our experiments showed that the negative effects of electron-withdrawing substituents on the catalytic efficiency of the complexes can be modulated by combining those groups with electron-donor groups within the same arene.
Further reaction of the arenes with iron pentacarbonyl following methods previously described47 led to the corresponding iron tricarbonyl complexes (0–12). Different substituents were used to modify phenyl rings at 2 and 5 (e.g. –H, –CF3 or –OH) or 3,4 positions (e.g. –Br, –F, –CH3 or –OCH3), and our synthetic strategy allowed us to generate catalysts both homo-substituted (bearing identical substituents on both of those phenyl rings) and hetero-substituted (incorporating different substituents on each of the phenyl rings; see 1, 4, 6 and 10) at 2,3 positions. Substituents used included both electron-withdrawing (e.g. –Br, –F or –CF3) and electron-donor groups (e.g. –CH3, –CH3O or –OH) with different strengths and polarities (aiming to enhance the solubility of the complexes in protic solvents).
Across the library, the yields of the complexes isolated do not show a clear dependence on the electronic nature of their aryl substituents (see Fig. 2). For example, complexes 0 and 1, which are unsubstituted at the 2,5-positions and carry –H or –Br/–OH substituents at the 3,4-postions, were obtained in relatively low yields (23% and 21%, respectively). Instead, it was possible to isolate analogues with both electron-withdrawing CF3 or electron-donating OH groups at 2,5-positions (complexes 5 and 6 and 9 and 10) with increased yields. Similarly, changing H groups at 3,4-positions for electron-withdrawing or electron-donating substituents can lead to increases (i.e., complexes 2, 3 and 8) or decreases (i.e., complexes 7, 11 and 12) in the isolated yields obtained, which are not related to the electronic properties of the new groups introduced. Nevertheless, electron-withdrawing fluorinated substituents seemed to decrease the stability of the complexes (e.g., 4–8), and they seemed to get easily degraded once in solution, when compared to other series of complexes.
Nevertheless, most CICs in the library could be purified easily via silica-gel column chromatography using gradients of various eluents. Additionally, all intermediates, cyclopentadienone ligands and tricarbonyl iron complexes were fully characterized by IR spectroscopy, multinuclear NMR (1H, 13C, 19F, 1H–1H COSY and 1H–13C HSQC), and high-resolution mass spectrometry (ESI-MS and MALDI-TOF). 13C NMR shows clear signals corresponding to the three carbonyl groups at around 200 ppm, while the ketone carbon atom of the cyclopentadienone ligand appears at approximately 170 ppm in all cases (see the SI for further details). Equally, the ν(CO) stretching bands are clearly visible at around 2000 cm−1 in the IR spectra of all compounds (see the SI for further details). Finally, compounds 2, 3, 6, 7, and 9 were characterized structurally in the solid state by X-ray diffraction (see SI Tables S1 and S2). The atomic connectivity for this class of compounds is well established by previous studies.†
| Entry | Conversion 16 h (%) | Conversion 24 h (%) | TOF1/2 (h−1) |
|---|---|---|---|
| a Reaction conditions: BLK: acetophenone (0.25 mmol, 1 equiv.), 4 mol% trimethylamine N-oxide (TMAO) in 1 mL of dry isopropanol (iPrOH); 80 °C, 16 h, Ar atmosphere. Reaction conditions: 16 h end-point: acetophenone (0.25 mmol, 1 equiv.), 4 mol% trimethylamine N-oxide (TMAO) in 1 mL of dry isopropanol (iPrOH), 2 mol% catalysts (0–12); 80 °C, 16 h, Ar atmosphere. Reaction conditions: kinetics and TOF1/2: acetophenone (0.5 mmol, 1 equiv.), 4 mol% trimethylamine N-oxide (TMAO) in 2 mL of dry isopropanol (iPrOH), 2 mol% catalysts; 80 °C, Ar atmosphere; aliquots of the reaction were taken at 30 min, 1, 2, 4, 8 and 24 h. Conversions were calculated by 1H-NMR. Averaged results of duplicates. | |||
| BLKa | — | — | — |
| 0 | 93 | 93 | 12.8 |
| 1 | 95 | 95 | 14.4 |
| 2 | 76 | 73 | 4.2 |
| 3 | 97 | — | — |
| 4 | 46 | 60 | 7 |
| 5 | 76 | — | — |
| 6 | 51 | 40 | (N/R) |
| 7 | 41 | — | — |
| 8 | 85 | — | — |
| 9 | 88 | 83 | 7.5 |
| 10 | 78 | 80 | 7.8 |
| 11 | 52 | 58 | 3.5 |
| 12 | 73 | 76 | 7.1 |
Still, the positioning within the cyclopentadienone arene of the phenyl rings that are substituted with those groups is also important. When the different substituents are placed in phenyl rings in positions 3,4 of the arene (in our case –OCH3, –CH3, –H, –Br or –F groups) the correlation between catalytic efficiency and electron-donation is almost direct (see Table 1, Fig. 3, and SI Fig S118–S119). If catalysts carry the same substituents in both of those phenyl rings, their efficiency follows the trend –CH3 > –H > –Br (although the –OH series follows marginally the trend –H > –CH3 > –Br). Catalysts carrying electron-donating –CH3 groups (3 and 8) are the most active, and those with electron-withdrawing –Br (2, 7 and 11) the least. Nevertheless, when substituents with different electronic properties were combined in the same cyclopentadienone arenes, we observed behaviours that could be considered as intermediate between those with single ligands. As such, catalysts carrying both –Br and –F electron-withdrawing groups in their structure showed low catalytic efficiency (4). Yet, when –Br and –OCH3 groups were combined in the same arene (1, 6 and 10), the methoxy group seemed to compensate electronically the presence of the –Br group, and the catalysts recover their catalytic activity to be similar or close to that of –H analogues (0, 5 and 9).
Kinetic analysis of the catalysis reactions confirmed these results and suggested possible exhaustion of the catalysts after 16 h (as no great changes in conversions were observed between 16 and 24 h). Observed TOF1/2 showed similar trends (–OCH3/Br > –(CH3)2 ≈ –(H)2 > –F/Br > –(Br)2) to those observed previously with our end-point analysis (after 16 h). Still, while in the –H series Hammett plots used to analyse the initial rates of the reduction of acetophenone showed linear relationship between the logarithm of the initial reaction rates (relative to CICs with –H groups in phenyls in positions 3,4 of the cyclopentadienone) and Hammett's substituent constants, this was not the case for CIC complexes in the –OH series (Fig. S120).48
In contrast, catalytic properties seem to be only partially correlated with the electronic properties of the substituents when they are located in phenyl rings found in positions 2,5 of the arene (–OH, –H or –CF3 groups). In this case, the efficiency of CICs for the reduction of acetophenone via TH follows the trend –H > –OH > –CF3. This was confirmed by conversions after 16 h of reaction and kinetic studies (see Table 1, Fig. 3, and SI Fig S118 and S119). Catalysts with non-substituted phenyl rings (0–3) showed always the highest conversion rates and TOF1/2 (around 13–14 per hour for 0 and 1), while those carrying electron-donating –OH groups (9–12) also achieved good conversions at 16 h but halved TOF1/2 (around 7–8 h per hour for 9, 10 and 12). Complexes 5–8 featuring electron-withdrawing CF3 groups were the poorest catalysts, showing the lowest conversions at 16 h and poor stability that complicated the kinetic data of their catalytic properties. Moreover, Hammett plots did not show a linear relationship between the logarithm of the initial reaction rates (relative to CICs with –H in phenyls in positions 2,5 of the arene) and Hammett's substituent constants, as –OH substituted 10 showed initial reaction rates lower than that expected (Fig. S120).48 Hammett plots obtained for the –OH series with modifications in 3,4 positions were also similar. Therefore, it seems feasible that factors other than the electronic properties of the substituents (may be steric hindrance or interactions of substituents with the substrate) are of greater importance for the catalytic properties of CICs when phenyl rings in positions 2 and 5 are modified with certain chemical groups.
Overall, these experiments show that the modification of 2,3,4,5-tetraphenylcyclopentadienone arenes with electron-withdrawing groups has a negative effect on the catalytic performance of CICs, independent of the position of the arene where the substituents are introduced. Nevertheless, those negative effects can be compensated through strategic pairing in the cyclopentadienone of electron-withdrawing and electron-donor groups. We showcased this by generating CICs carrying simultaneously a single –Br and –OMe substituent in equivalent positions (3,4 phenyl rings), which maintained their catalytic efficiency when compared with analogue complexes carrying only –H or electron-donating substituents.
We also show that although the addition of electron-donating groups to the cyclopentadienone increases the catalytic efficiency of CICs, this positive effect is less than the reduction caused by electron-withdrawing groups. Moreover, the overall effect observed also depends on the position within the arene where the new substituents are located. In particular, electron-donating groups introduced close to the carbonyl group of the arene seem to affect the properties of CICs not only by modifying the electron density of the arene, but also in other ways that remain unknown as yet. The similar size of all the substituents used in our library suggests that the changes observed in the catalytic efficiency are not linked to steric effects. Equally, the distance between the substituents and the carbonyl group of the cyclopentadienone (separated by a phenyl ring) discards possible interactions between the –OH and the different keto/enol tautomeric forms of the C
O from the same molecule (which can affect H transfer during the TH reaction). Still, we cannot rule out a possible interaction between the –OH substituent and the substrate, or other interactions that could slow down the H transfer. Moreover, kinetic data could be altered by air insertion during sampling (especially for most unstable catalysts), even if an overpressure of argon was used during the process to avoid it. However, further experiments are needed to explore these possibilities.
Finally, the capacity of the catalysts from the –OH series to reduce other types of substrates through transfer hydrogenation reaction was confirmed (Table 2 and Fig. S121–S123). For this, three new substrates including aliphatic, cycloaliphatic and aromatic ketones were reduced with 9 under standard conditions. The catalyst was able to reduce aliphatic and cycloaliphatic ketones effectively (with yields over 80% in 16 h reaction), while the conversion of the aromatic ketone selected was lower (below 70%). Still, this was expected, as the aromatic substrate (para-methylacetophenone) was deactivated in the reaction due to the presence of a methyl group in the para position to the ketone.
:
1) and iPrOH/H2O (1
:
1) at room temperature, 40 °C and 80 °C. Solubility was monitored for 4 h under each condition. Entries are marked in green when a clear homogeneous phase was observed and in red when solids remained visible under the corresponding conditions
Remarkably, –OH-functionalized catalysts also showed marginally improved catalytic efficiency for the reduction of acetophenone in isopropanol at lower temperatures than that normally used. This was independent of the other substituents present in the arene. As such, –OH complexes carrying –H or –Br groups in phenyl groups in 3 and 4 positions (9 and 11, respectively) reduced 10% more acetophenone in isopropanol at 40 °C than –H analogues (0 and 2, respectively). This is interesting if we consider that the same –H analogues showed between 10 and 20% better conversions at 80 °C (Fig. S124). Performing the same reaction in 1
:
1 isopropanol
:
water mixtures allowed faster activation of the complexes via Hieber-base reactions.20 This amplified the reduction of acetophenone achieved by all catalysts at 80 °C. However, it also greatly increased the difference in catalytic efficiency between –OH (9, 10 and 11) and –H (0, 1, and 2) analogues when the reaction was performed at 40 °C (Fig. 4).
The improved catalytic activity of –OH carrying CICs at 40 °C might stem from better availability of active species in solution (as shown in the 1H NMR spectra of 0 and 9 in 1
:
1 isopropanol
:
D2O mixtures, Fig. S125), as precipitation or aggregation of more hydrophobic –H analogues could be a problem at lower temperatures and water mixtures. Overall, the capacity to act under milder conditions (e.g. lower temperatures and aqueous solutions) of –OH-functionalized complexes can help to generate catalysts that reduce energy costs and decrease losses in volatile organic solvents.
Furthermore, our work also demonstrates that it is possible to optimize properties like catalytic activity or solubility in protic solvents (even simultaneously) of the CIC complexes by careful tuning of the substituents carried by their cyclopentadienone ligands. As such, pairing electron-withdrawing with electron-donating groups within the same cyclopentadienone arene can compensate for the decreased electron density and deactivation for TH reactions promoted by electron-withdrawing substituents. Equally, the addition of –OH groups to the aryl ring at 2,5 positions improves the solubility of the complexes and enhances their catalytic performance at low temperatures and aqueous mixtures.
Overall, these findings help to establish new and meaningful design principles that can direct the development of new CIC-based catalysts for TH with improved utility in milder industrial contexts.
CCDC 2536500, 2536501, 2536502, 2536503 and 2536504 contain the supplementary crystallographic data for this paper.49a–e
Footnote |
| † The most representative bond distances and angles for these compounds are listed in Tables S1 and S2 in the SI. In addition, the complete crystallographic structures have been deposited at the Cambridge Crystallographic Data Centre (CCDC) under deposition numbers 2536500 and 2536504. |
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