Open Access Article
Tanika Kessaratikoon
ab,
Silvano Del Gobboc,
Valerio D'Elia
*bd and
Paolo P. Pescarmona
*a
aEngineering and Technology Institute Groningen (ENTEG), University of Groningen (RUG), Nijenborgh 3, 9747 AG Groningen, The Netherlands. E-mail: p.p.pescarmona@rug.nl
bSchool of Molecular Science and Engineering (MSE), Vidyasirimedhi Institute of Science and Technology (VISTEC), Wangchan Valley 555 Moo 1 Payupnai, Wangchan, Rayong 21210, Thailand. E-mail: valerio.delia@vistec.ac.th
cItalian National Agency for New Technologies, Energy and Sustainable Economic Development (ENEA), Via Anguillarese 301, 00123 Roma, Italy
dDepartment of Biological and Environmental Sciences and Technologies (DiSTeBA), University of Salento, Ecotekne SP 6, 73047 Monteroni di Lecce, Italy. E-mail: valerio.delia@unisalento.it
First published on 3rd March 2026
Glycerol carbonate is emerging as a safe and sustainable CO2-based chemical with multiple attractive applications. Among various synthetic strategies, the preparation of glycerol carbonate from CO2 and glycidol, a glycerol derivative, is an atom-economic, thermodynamically favourable process that does not require the use of sacrificial reagents. In this work, we report the rational design, synthesis and application of a novel biobased catalyst for this reaction, which was prepared by grafting L-arginine onto a sodium alginate support. This synthetic approach resulted in a heterogeneous, halide-free catalyst with the desirable combination of active sites (basic, nucleophilic sites and hydrogen bond donors) for glycidol activation, leading to much higher glycerol carbonate yield and selectivity compared to previously reported biobased heterogeneous catalysts for this reaction. The catalyst can operate under mild conditions (45–80 °C, 10–30 bar CO2) and showed good recyclability. Careful physicochemical characterization by FTIR, NMR, XPS, TGA, elemental analysis and GPC allowed us to define the structure–activity relationships and to identify the suitable reaction conditions to prevent undesirable catalyst degradation processes such as active site hydrolysis and alginate decarboxylation. Overall, this work contributes to the development of a sustainable and safe catalytic process for the efficient conversion of biobased glycidol and CO2 into glycerol carbonate, a product of growing importance.
Based on such attractive properties, the development of efficient and sustainable synthetic routes to GLC is receiving increasing attention.12–14 The direct coupling of CO2 and glycerol, although highly desirable, is a thermodynamically unfavourable process that proceeds with very low yields,15 unless overstoichiometric sacrificial reagents are added as dehydrating agents.16 An alternative pathway is the reaction of glycerol with carbonylation agents such as dimethyl carbonate17 or urea.18 Although this approach is effective, it suffers from poor atom economy due to by-product formation (methanol or ammonia), and the carbonylation agent is generally used in a large excess to shift the equilibrium towards the products. A different, promising atom-economic strategy, using CO2 as a substrate, is the cycloaddition of CO2 to glycidol.12 The latter substrate can be derived from glycerol through different routes.19
Typically, the cycloaddition of CO2 to epoxides requires binary or dual-component catalytic systems including a moiety for the activation of the epoxide (a H-bond donor or a metal centre) and a nucleophilic species for its ring-opening (typically a halide anion).21–23 Producing such multifunctional catalytic systems in the heterogeneous form is often a complex endeavour requiring the co-immobilization of two different catalytic components in a suitable geometric arrangement24 through multiple synthetic steps25 and/or through the use of toxic and environmentally hazardous26 organic halogenides.27 However, in the specific case of α-epoxy alcohol substrates, such as glycidol, while the traditional halide-based catalytic approach is efficient,28,29 the cycloaddition reaction of CO2 can also proceed through an alternative substrate-specific mechanism that does not require the presence of halide nucleophiles27 and that can be catalyzed by a Lewis acidic metal complex30,31 or an organic base32 (Scheme 1a). It has been proposed that the base-catalyzed mechanism proceeds through activation of the hydroxyl group, enabling its oxygen to attack CO2 to form a hemicarbonate intermediate (Scheme 2). This intermediate then acts as a nucleophile to open the epoxide ring, followed by proton transfer, ultimately yielding glycerol carbonate.12
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| Scheme 1 (a) Cycloaddition of CO2 to glycidol catalyzed by superbase TBD (1,5,7-triazabicyclo[4.4.0]dec-5-ene) supported on Merrifield resin (TBD@resin).14 (b) Proposed mechanism of substrate activation and coordination in the cycloaddition of CO2 to glycidol by homogeneous (sodium citrate) and heterogeneous (sodium alginate) biobased catalysts.20 (c) Proposed activation of glycidol for the cycloaddition reaction with CO2 by the biobased catalyst reported in this work. | ||
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| Scheme 2 Proposed mechanism for the reaction of CO2 with glycidol to produce glycerol carbonate via a proton-shift mechanism catalyzed by organic bases (B). | ||
The state-of-the-art heterogeneous catalyst for this reaction consists of organic superbases immobilized on polymer beads (TBD@Merrifield, Scheme 1a), which can operate in a continuous flow reactor.14 Recent years have witnessed a growing interest in advancing organocatalysts for CO2 conversion through the development of biobased catalytic systems.33–37 These are considered as inherently sustainable, nontoxic, and readily available.38 In this context, it has been shown that GLC formation from CO2 and glycidol can be catalyzed by simple biobased compounds such as sodium citrate in the homogeneous phase and sodium alginate (NaAlg) as a heterogeneous catalyst.20 Based on different experimental evidence, it was proposed that these compounds catalyze the cycloaddition of CO2 to glycidol by virtue of the simultaneous presence of mild basic sites (sodium carboxylates) and H-bonding sites for the activation of glycidol and coordination of the substrates (Scheme 1b). However, the catalytic performance of NaAlg as a heterogeneous catalyst was moderate and required long reaction times (typically 24 h) and a high catalytic loading (10 wt%) to achieve high substrate conversions. Against this backdrop, we reasoned that the functionalization of alginates with biobased compounds bearing suitable active sites (basic moieties, H-bond donors) would lead to an improved catalytic performance in the cycloaddition of CO2 to glycidol while preserving the bioderived nature of the catalyst. In this work, this strategy was realized by functionalizing alginate biopolymers, extracted from seaweed, with L-arginine, a naturally occurring amino acid endowed with a basic functionality (guanidine group) and H-bonding moieties (Scheme 1c). The resulting catalyst could efficiently promote the cycloaddition of CO2 to glycidol yielding GLC by using low catalytic loading (1.5 and 3 wt%) in short reaction times (3 h). Additionally, the catalytic system showed good recyclability and an environment-friendly profile based on its fully biobased nature. Moreover, it strongly enhanced the catalytic performance compared to previously reported biobased heterogeneous catalysts for the same application.
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| Fig. 1 Amino acid precursors used in the synthesis of the catalyst. The pKa values for the amino acid form of these compounds are shown next to each basic group.41 | ||
At small scale, both arginine methyl ester (Arg-COOMe) and lysine methyl ester (Lys-COOMe) were successfully immobilized onto sodium alginate (as shown by 1H NMR in Fig. S2 and S3, SI). However, the grafting of histidine methyl ester (His-COOMe) was unsuccessful under the tested conditions (Fig. S4, SI), possibly due to the steric hindrance caused by the imidazole group, which is located in proximity of the α-amino group through which the grafting to the alginate should take place. The unsuccessful immobilization was corroborated by the presence of the unreacted activated ester obtained by reaction of alginate with DMTMM, as indicated by a singlet at 3.96 ppm corresponding to the methyl groups of the triazine ester42 in the 1H NMR spectrum of His-NaAlg (Fig. S4, SI).
Upon catalyst synthesis upscaling, Lys-COOMe consistently led to the formation of a gel-like material (Fig. S5, SI), which hindered workup and utilization. This gel formation may be attributed to the primary amino side chain of lysine, which could engage in additional covalent (deprotonated) or electrostatic (protonated) interactions with the carboxylate groups of alginate, which could lead to crosslinking and gelation.43 The different reactor configuration used in the upscaled synthesis (see Experimental section) might have promoted the gelation compared to the small-scale method. Different from what was observed with Lys-COOMe, the upscaled immobilization procedure was effective with Arg-COOMe, as shown by FTIR (Fig. S6, SI) and 1H NMR (Fig. 2 and S7, SI) spectroscopy. Therefore, further experiments were conducted using only alginate-supported arginine methyl ester (Arg-NaAlg). In the (NH4)2CO3 buffer used to immobilize the amino acids, the α-amino groups of the arginine molecules (in their methyl ester form, Arg-COOMe) are expected to be in their deprotonated form, thus enabling the amidation with the DMTMM activated carboxylate groups of NaAlg. On the other hand, the guanidino group (see Fig. 1 for the pKa) of Arg-COOMe is expected to be mainly in its protonated form due to stabilization through resonance between the three neighbouring amino groups (Scheme 3).41,44 Based on these considerations, the grafting of the amino acid onto alginate should occur mainly through the α-amino groups. The expected structure of Arg-NaAlg is shown in Scheme 3.
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| Fig. 2 1H NMR spectra of Arg-COOMe (top), of the NaAlg support (bottom), and of the synthesized Arg-NaAlg (middle). | ||
The upscaled Arg-NaAlg was characterized through a combination of techniques to ascertain the immobilization of arginine on sodium alginate. The 1H NMR spectrum of the upscaled Arg-NaAlg measured in D2O (Fig. 2), in which the material is soluble, corresponds to that of the small-scale counterpart (Fig. S2, SI). The successful immobilization is indicated by the peaks of protons in positions 3, 4, 5, and 6 of Arg-COOMe in the spectrum of Arg-NaAlg, with the signals being slightly shifted and significantly broadened compared to the free Arg-COOMe molecule. It is worth noting that the peak of the methyl group of the ester of Arg-COOMe is not visible in the spectrum of Arg-NaAlg, either because it is absent or because it so small that it is covered by the broad alginate signal in that region. This suggests that during the immobilization process, most of the ester groups of the grafted Arg-COOMe are hydrolyzed. The characteristic broad peaks of the NaAlg support are all present in Arg-NaAlg, although the shape of the convoluted multipeak profile between 3.5 and 4.2 ppm slightly differs from that in the parent NaAlg. This can be attributed to the grafting of the arginine, as the peaks in this region are associated with the protons of the uronate rings (mannuronate and guluronate) of the alginate.45
Further insight into the structure of Arg-NaAlg was provided by 13C NMR (Fig. 3). Overall, the carbon signals of the arginine moiety shifted after the immobilization step, suggesting successful grafting on sodium alginate. In particular, the carbonyl carbon (2) of the carboxylate group shifted significantly downfield to 177.8 ppm and showed a distinct decrease in intensity compared to the 169.6 ppm peak of carbonyl carbon in the L-arginine methyl ester (Arg-COOMe), suggesting conversion of the ester group into a sodium carboxylate (Scheme 3).46 With the formation of this sodium carboxylate group, all the carbon atoms along the chain were deshielded.47 The extent of the shift of the peaks compared to the free L-arginine methyl ester was used to determine in which position(s) the arginine was grafted through the formation of amide bonds. A clear shift downfield of the α-carbon peak of Arg-COOMe (3) from 52.9 ppm to 54.9 ppm indicates that NaAlg preferentially reacts with Arg-COOMe at the α-amino group rather than at the guanidino group, for which only a smaller shift from 156.0 ppm to 156.7 ppm was observed for the carbon peak at position 7.47 This observation matches our expectation of a preferential grafting through the amino group connected to the α-carbon at the pH in which the immobilization was carried out (vide supra). The resonance stabilization of the guanidino group implies that the formation of an amide bond with NaAlg is less likely than with the α-amino group, which is a primary amine.48 The new peak at 169.4 ppm in the spectrum of Arg-NaAlg (middle) stems from the carbonyl group of the amide bond formed with arginine species,46 further confirming successful immobilization. Finally, the methyl carbon of the methyl ester (1) disappeared in the spectrum of Arg-NaAlg (middle) due to hydrolysis in the presence of NaOH.
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| Fig. 3 13C NMR spectra of Arg-COOMe (top), of the NaAlg support (bottom), and of the synthesized Arg-NaAlg (middle). | ||
The immobilization of Arg-COOMe onto NaAlg was also investigated by ATR-FTIR (Fig. 4). Arg-NaAlg (Fig. 4c) contained the three main peaks arising from the NaAlg support (Fig. 4a), which appear at 1032 cm−1 (C–O stretching of the pyranose ring), 1402 and 1593 cm−1 (C–O and C=O stretching of sodium carboxylate groups, respectively).20,45 Slight shifts in the wavenumbers of the characteristic peaks of NaAlg and a shoulder peak at around 1657 cm−1 originating from C=O stretching of the formed amide bonds40 further confirm successful immobilization. The absence of the signal at 1742 cm−1 in Arg-NaAlg, corresponding to the C=O stretching of the methyl ester of Arg-COOMe (Fig. 4b), confirms the hydrolysis of the ester group upon grafting.
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| Fig. 4 FTIR spectra of (a) the NaAlg support, (b) Arg-COOMe, (c) the synthesized Arg-NaAlg, and the used Arg-NaAlg after 4 catalytic runs under conditions (d) 2a-d and (e) 1a-u. | ||
Elemental analysis allowed estimating the degree of substitution (DS) of NaAlg with arginine moieties. The obtained DS value (46%, Table S3, SI) indicates that the Arg-NaAlg catalyst is rich in the desired active sites. This DS agrees well with literature results for the grafting of another amino acid (e.g., L-alanine) on alginate oligosaccharides.40 The prepared Arg-NaAlg catalyst was further characterized by high-resolution XPS (Fig. 5). The C 1s spectral region of Arg-NaAlg (Fig. 5a) shows four main components centred at 284.8 eV, 286.3 eV, 287.4 eV and 288.4 eV (Table S4, SI). Compared to the XPS spectrum of NaAlg reported in the literature,20 the C 1s XPS spectrum of Arg-NaAlg shows an increase in the relative intensity of the component centred at 284.8 eV, which is attributed to sp3-type carbon atoms of aliphatic C–C bonds. The increase in intensity of this component upon arginine grafting is in agreement with the introduction of several new C–C bonds due to the presence of the aliphatic side chain of arginine. Aside from this difference, the presence of arginine in Arg-NaAlg did not result in a significant variation in the position and identity of the fitted synthetic components compared to NaAlg. Indeed, the signals of the carbon atoms from the C–N and –N–C=O (amide) moieties and the guanidino group of the grafted arginine overlap with those of the NaAlg backbone. The binding energy of C–N-type carbon atoms in arginine, reported at about 286.0 eV,49 overlaps with that of the C–O carbon atoms of NaAlg at about 286.0 eV,20 giving rise to the signal observed at 286.3 eV for Arg-NaAlg (Table S4, SI). The amido carbon of the –N–C
O moiety of Arg is expected at 288.0–289.0 eV,50 which is in the same region as the binding energy of the –O–C=O– signal of NaAlg (288.3 eV),20 giving rise to a single component observed for Arg-NaAlg at 288.4 eV (Table S4).51 Finally, the guanidine carbon, HN
C– (NH, NH2), is expected to show a binding energy of ca. 287.7 eV,49 which overlaps with the –O–C–O– carbon atoms of the NaAlg backbone at ca. 287.6 eV20 (component observed at 287.4 eV in Arg-NaAlg, Table S4). The high-resolution O 1s XPS signal of Arg-NaAlg (Fig. 5b) shows components centred at 531.1 eV, 532.6 eV and a minor peak at 533.5 eV (Table S4). The components at 531.1 eV and 532.6 eV, with peak intensity ratio close to 1
:
2, are in good agreement with the literature-reported spectrum of NaAlg52 and are attributed, respectively, to oxygen atoms of the sodium carboxylate group (COONa) and to the C–O–R (R = C, H) moieties53 of the alginate backbone. Additionally, the former component should overlap with the peak of the O=C–OH moiety of the grafted arginine (expected at 530.8–531.9 eV in amino acids).49 The broad minor component at 533.5 eV may indicate the presence of weakly adsorbed oxygen species and moisture in the sample.54 The appearance of a signal centred at about 400 eV (Fig. 5c) in the XPS spectrum is consistent with the grafting of arginine as observed by NMR and FTIR investigations. Analysis of the high-resolution N 1s spectrum (Fig. 5c) shows a main peak at 399.8 eV, as expected based on the presence of the protonated guanidinium group and of the amido nitrogen (N–C=O), which have been reported to occur at about 400 eV.55 A minor component at particularly low binding energies (398.2 eV) is consistent with the presence of imine-type nitrogen atoms (C=NH)55,56 and may derive from the presence of unprotonated guanidine moieties. Finally, the XPS spectrum shows the presence of sodium cations based on a peak centred at 1071.5 eV, which is similar to that observed in the XPS spectrum of unfunctionalized NaAlg,20 showing that the alginate backbone of Arg-NaAlg bears unprotonated sodium carboxylate groups. Additionally, it is worth noting that a broad scan survey spectrum of Arg-NaAlg did not reveal the presence of chlorine, if not in very minor amounts, close to the detection limit (Fig. S8 and S9). This indicates that the initial hydrochloride salts of Arg-COOMe underwent neutralization (as supported by the successful Arg grafting and by the presence of unprotonated guanidine moieties discussed above) and/or anion exchange with hydroxy and hydrogen carbonate anions.
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| Fig. 5 High-resolution XPS spectra of Arg-NaAlg in the (a) C 1s, (b) O 1s, (c) N 1s and (d) Na 1s spectral regions. | ||
Further characterization of the Arg-NaAlg catalyst was carried out by gel permeation chromatography (GPC), which allowed investigating whether the grafting procedure altered the molecular weight of the NaAlg support (Table S6 and Fig. S11, SI). Sodium alginate is a biobased polymer with a high weight-average molecular weight (Mw = 221
800 g mol−1) and a broad distribution of chain lengths, as reflected by its high dispersity value (Đ = 76). After modification of NaAlg with arginine, the weight-average molecular weight decreased (Mw = 53
020 g mol−1) and the distribution of chain length became narrower as indicated by the lower dispersity value (Đ = 9). The decrease in Mw is attributed to partial hydrolysis of the high-molecular-weight NaAlg chains under the mildly basic conditions (pH 8–9) used during the prolonged immobilization step (16 h), generating shorter fragments.57 On the other hand, the number-average molecular weight (Mn) of Arg-NaAlg approximately doubled relative to pristine NaAlg, which is consistent with the successful incorporation of arginine units and an overall increase in the average molecular weight per chain, but probably also stems from loss of the lower-molecular-weight alginate oligomers during the washing steps of the grafting protocol. The combination of the lower Mw value and higher Mn value in Arg-NaAlg compared to NaAlg leads to a narrower molecular-weight distribution and thus to the lower dispersity.58
Collectively, these observations indicate simultaneous grafting of arginine species and partial degradation of the higher-molecular-weight alginate chains under the applied immobilization protocol.
Next, we assessed the thermal stability of the Arg-NaAlg catalyst and of the NaAlg support by thermogravimetric analysis (TGA, Fig. S12, SI). The TGA curve of NaAlg exhibited three main mass-loss events. The first stage, between 35 and 200 °C, involved an 11% mass loss, which is attributed to the removal of residual and structurally bound water, although it might also include partial decarboxylation of the alginate, as previously reported.20 The second stage, from 200 to 500 °C, accounted for 55% mass loss and is consistent with thermal degradation of the anhydrous polymer backbone and possible formation of sodium carbonate (Na2CO3). The third stage, occurring between 500 and 800 °C, showed a further 16% mass loss, likely due to decomposition of Na2CO3 into sodium oxide (Na2O) with concurrent release of CO2.59,60 In contrast, the TGA curve of Arg-NaAlg displayed two main thermal events. The first, between 35 and 200 °C, involved an 11% mass loss analogous to the one observed for NaAlg, and similarly was attributed to moisture removal and possible partial decarboxylation. The second event, occurring between 200 and 800 °C, resulted in a 79% mass loss and is consistent with cleavage of the amide bonds linking grafted arginine units to the NaAlg backbone, and the concomitant degradation of the polymer backbone.59,61 These TGA results indicate that the grafted arginine and the polymeric alginate backbone of Arg-NaAlg are expected to be stable under the envisaged reaction temperature for the catalytic conversion of CO2 and glycidol to glycerol carbonate (<100 °C).
| Entry | Catalyst | Loadingd (wt%) | T (° C) | Yield (%) | Selectivity (%) | TONArg | TONactive sites | TOFe (h−1) |
|---|---|---|---|---|---|---|---|---|
| Conditions: 20 mmol glycidol (1.482 g), 10 bar CO2, 3 h, 400 rpm. TONArg = moles of glycerol carbonate per mole of arginine after 3 h of reaction. TONactive sites = moles of glycerol carbonate per mole of active sites after 3 h of reaction (see the Experimental section for further details). NMR yields were determined by using 1,2,4,5-tetramethylbenzene as an internal standard.a The catalytic test reported in this entry was done in quadruplicate. The average value of glycerol carbonate yield is reported.b The catalytic test reported in this entry was done in triplicate. The average value of glycerol carbonate yield is reported.c The catalytic test reported in this entry was done in duplicate. The average value of glycerol carbonate yield is reported.d Relative to glycidol.e TONactive sites was used to calculate the TOF for the catalysts applied in our work. | ||||||||
| 1a | Arg-NaAlg | 3 | 80 | 92 | 98 | 230 | 72 | 24 |
| 2b | Arg-NaAlg | 1.5 | 80 | 78 | 97 | 388 | 122 | 41 |
| 3c | Arg-NaAlg | 1.5 | 60 | 15 | 99 | 71 | 22 | 7 |
| 4 | Arg-COOMe | 3 | 80 | 96 | 97 | 110 | 55 | 18 |
| 5 | Arg-COOMe | 1.5 | 80 | 95 | 97 | 213 | 106 | 35 |
| 6c | Arg-COOMe | 0.05 | 80 | 18 | >99 | 1135 | 567 | 189 |
| 7 | Arg-COOMe | 1.5 | 60 | 59 | >99 | 120 | 60 | 20 |
| 8 | Guanidine | 1.5 | 60 | 80 | >99 | — | 65 | 22 |
| 9 | NaAlg | 3 | 80 | 18 | >99 | — | 14 | 5 |
| 10 | NaAlg | 1.5 | 80 | 11 | >99 | — | 17 | 6 |
To rationalize the catalytic performance of Arg-NaAlg, it is worth noting that each of the catalysts reported in Table 1 displays different types of basic active sites. More specifically, the active sites of the NaAlg support are sodium carboxylate (COONa) moieties, whereas those of Arg-COOMe are the basic α-amino and guanidino groups in their deprotonated form, but might also be the chloride anions if the α-amino and guanidino groups are in their protonated form. Our catalyst, Arg-NaAlg, combines the sodium carboxylate moieties and the guanidino groups (in non-chlorinated form, see XPS results in Fig. S8 and S9, SI), with the latter expected to be more active due to their higher basicity. The basic carboxylate groups of NaAlg have been reported to efficiently catalyze the conversion of glycidol and CO2 into glycerol carbonate (84% yield) at a high catalyst loading of 10 wt% under 5 bar CO2 in 24 h.20 Notably, the lower glycerol carbonate yields observed for NaAlg alone (Table 1, entries 9 and 10) compared to the Arg-NaAlg catalyst (Table 1, entries 1 and 2) in our tests at 80 °C indicate that the stronger basicity (pKa ∼12.5, see Fig. 1)41 of the guanidino groups of grafted arginine species are more active than the milder sodium carboxylate groups (pKa ∼4.4)39 present in alginate in catalyzing the reaction through activation of the hydroxyl group of glycidol (Scheme 1). Therefore, it can be concluded that although Arg-NaAlg contains both COONa and guanidino active sites, the enhanced catalytic performance is mainly attributed to the guanidino groups.
While the yield and selectivity towards glycerol carbonate provide a straightforward accessible way to compare the performance of the different catalysts, further insights can be gained by considering the turnover numbers (TONs) achieved by the different catalysts within the chosen reaction time (3 h). However, this a challenging task because the nature of the active sites differs among the catalysts. To reflect such complexity, we chose to define two types of TON, which are TONactivite sites (based on the moles of all active sites) and TONArg (based on the moles of arginine units); see section S1 of the SI for further details. Each of the two provides different information, as there are 2 amino active sites per arginine in Arg-COOMe; 1 amino active site and 1 carboxylate active site per grafted arginine unit and 1 carboxylate active site per ungrafted NaAlg unit in Arg-NaAlg; and 1 carboxylate active site per monomer unit in NaAlg.
For the arginine-containing catalysts, TONArg was used as the basis for comparison. At first inspection, the heterogeneous Arg-NaAlg catalyst appears more active than the homogeneous Arg-COOMe, as reflected by its higher TONArg values (Table 1, entries 1 and 2 vs. 4 and 5). This observation seemingly contradicts the general trend that homogeneous catalysts exhibit higher intrinsic activity than their heterogeneous analogues. The apparent inconsistency likely arises from comparing Arg-NaAlg at the rising portion of its substrate conversion profile with Arg-COOMe operating near the conversion plateau. To obtain a more reliable comparison, both catalysts were therefore evaluated at a lower temperature of 60 °C using 1.5 wt% catalyst loading (Table 1, entries 3 and 7). Under these conditions, the glycerol carbonate yield decreased substantially for both systems, but the reduction was more pronounced for Arg-NaAlg (from 78% at 80 °C to 15% at 60 °C, compare entries 2 and 3 in Table 1). Based on the tests at 60 °C, the TONArg values clearly indicate that the homogeneous Arg-COOMe is more active, delivering a TONArg of 120 (Table 1, entry 7), whereas the heterogeneous Arg-NaAlg shows a lower TONArg of 71 (Table 1, entry 3). This is also true when TONactive sites is considered. To accurately compare the activity of catalysts containing different types of active site species as Arg-NaAlg and NaAlg, the TON per active sites (TONactive sites) was applied. When comparing Arg-NaAlg with NaAlg at either catalyst loading, the arginine-grafted catalyst clearly showed higher catalytic activity, exhibiting a five- to sevenfold larger TONactive sites than the NaAlg support alone. This enhancement reinforces our previous conclusion that the basic sites introduced by the grafted arginine moieties are significantly more active than the carboxylate groups. This is further highlighted by the fact that when Arg-NaAlg and NaAlg produced similar yields of 15% (Table 1, entry 3) and 11% (Table 1, entry 10), respectively, at the same catalyst loading (1.5 wt%), Arg-NaAlg reached this conversion at a temperature that was 20 °C lower.
To further elucidate the catalytic contributions, we conducted control experiments at 60 °C under 10 bar CO2 for 3 h using guanidine in the hydrochloride form (Table 1, entry 8). This compound contains only one of the two active sites in Arg-COOMe. Guanidine exhibited a slightly higher TONactive sites (65) compared to Arg-COOMe (60). Moreover, the glycerol carbonate yield obtained with guanidine was 80%, suggesting that the reaction is nearing a plateau under the applied conditions. These observations suggest that the guanidino site is more active than the α-amino group in Arg-COOMe.
Next, we compared the catalytic performance of Arg-NaAlg to that of the state-of-the-art heterogeneous halide-free catalyst for the cycloaddition of CO2 to glycidol into glycerol carbonate, which was prepared by immobilizing 1,5,7-triazabicyclo[4.4.0]dec-5-ene (TBD), a superbase, onto Merrifield resin (Scheme 1a).14 It is worth noting that TBD@Merrifield and Arg-NaAlg were applied under different reaction conditions and reactor configurations (see data in Table S7 of the SI) and display different types and amounts (per unit mass) of active sites, making a direct comparison difficult. However, it is possible to conclude that Arg-NaAlg is competitive with respect to TBD@Merrifield, as it requires a much shorter reaction time (3 vs. 18 h) to achieve an almost equivalent yield (78 vs. 82%) at a slightly higher temperature and pressure (80 °C, 10 bar CO2 vs. 70 °C, 5 bar CO2). Similar considerations apply to the comparison with other halide-free heterogeneous catalysts in Table S7 (see the SI),62–64 though it is worth noting that they require higher reaction temperatures, and either longer reaction times or higher catalyst loading to afford comparable yields to Arg-NaAlg. The notable catalytic performance of Arg-NaAlg is ascribed to the combined presence of basic guanidino sites from grafted arginine and a biobased polymer support rich in mild basic sodium carboxylate (COONa) groups and hydrogen bond donor (–OH) functionalities, which can act as a cooperative catalytic environment (Scheme 1c). In addition, the amide linkages formed during grafting may provide additional hydrogen-bonding interactions that could assist substrate activation (Scheme 1c).
Finally, XPS analysis was conducted on the spent Arg-NaAlg catalyst after 4 runs (Fig. S10, SI), to further elucidate structural changes induced by the reaction conditions. The survey spectrum showed an almost complete disappearance of Na, indicating the loss of sodium carboxylate (COONa) functionalities. In the O 1s region, the oxygen species assigned to COONa shifted by approximately +1 eV in binding energy and increased in relative intensity by nearly twofold, whereas the C 1s components corresponding to C–O and O–C–O decreased substantially (Tables S4 and S5). Notably, the C 1s signal corresponding to the carbon in O–C
O remained largely unchanged (Tables S4 and S5), indicating that the carboxyl carbons themselves were largely retained, while the loss of Na and shift in O 1s suggest conversion of COONa into neutral carbonyl-containing species (COOH or C=O), rather than being removed entirely from the polymer backbone. The FTIR spectrum of the spent catalyst supports this interpretation, showing not only attenuated bands characteristic of carboxylate groups (1400 and 1593 cm−1) but also the appearance of a carbonyl band at 1736 cm−1 (Fig. 4e and S13). This newly observed band may arise from adsorbed glycerol carbonate residues (see Fig. S14 in the SI for comparison of the 1H NMR spectra of glycerol carbonate and spent Arg-NaAlg catalysts) and/or from neutral carbonyl species formed following the loss of Na. Concurrently, the relative C–C contribution in the C 1s XPS signal increased, attributable to renormalization after Na loss and/or to polymer chain scission, as reflected by the proportional decrease in O–C–O and C–O–C species associated with the alginate glycosidic linkages (Tables S4 and S5). This structural degradation is consistent with the decrease in Mn and Mw values for Arg-NaAlg_1a-u relative to the pristine catalyst shown by GPC (Table S6, SI).
The elemental analysis and XPS data indicated a pronounced decline in N-containing species in the Arg-NaAlg catalyst upon recycling (Tables S3–S5). This, together with the loss/conversion of the basic COONa groups, contributes to the observed gradual deactivation and also rationalizes the reduced water solubility of the spent material. Collectively, the XPS, FTIR, and GPC analyses indicate loss of active sites and partial depolymerization of the alginate backbone during catalysis. The use of more robust crosslinked alginates65 could be a way to bypass such stability limitations and provide ground for further catalyst engineering.
To evaluate to what extent the arginine moieties leached upon hydrolysis of the amide linkage connecting the amino acid to the alginate backbone can contribute to the observed catalytic performance, we carried out a control test with an amount of the homogeneous Arg-COOMe catalyst that should mimic the amount of arginine lost in each cycle. The glycerol carbonate yield obtained under these conditions was 18% (Table 1, entry 6), which is much lower than the 93% yield obtained by Arg-NaAlg under the same conditions (Table 1, entry 1). This test suggests that the leached species are not a major contributor to catalytic performance, which is thus mainly ascribed to the heterogeneous Arg-NaAlg catalyst.
Since the possible causes of deactivation described above are expected to be temperature dependent, we conducted another set of recyclability tests of Arg-NaAlg under milder reaction conditions (45 °C, 24 h, and 30 bar CO2). The catalyst exhibited improved reusability, maintaining stable yields (43–44%) after a small drop from the first run (51% yield) (Arg-NaAlg_2a-d, Fig. 6). Nevertheless, a reduction in the intensity of the characteristic FTIR bands at 1653, 1593, and 1400 cm−1 was still observed after 4 runs (Fig. 4d), albeit to a lesser extent. GPC analysis further supports that the lower reaction temperature (45 °C) mitigates the risk of catalyst degradation, as the molecular-weight parameters (Mn and Mw) of the spent Arg-NaAlg_2a-d samples remained comparable to those of pristine Arg-NaAlg (Table S6, SI). Although the Đ values of the spent catalysts (Đ = 6–11 across four independent recyclability tests, see Table S6) were broadly similar to the pristine material (Đ = 9), the samples recovered from reactions conducted at 80 °C (Arg-NaAlg_1a-u, 1b-u, 1b-d) consistently exhibited lower Mn and Mw values. This trend indicates that the higher temperature promotes partial degradation of the alginate backbone and/or the loss of grafted segments.
The upscaled syntheses are described here in detail. 6 mmol (sodium uronate unit, 198.11 g mol−1) of sodium alginate (NaAlg) were added to a magnetically stirred ammonium carbonate buffer (40 mL, 0.1 M, pH 9). The NaAlg was allowed to fully dissolve before the addition of an equivalent amount of amino acid methyl ester (6 mmol) and twice the amount of DMTMM (12 mmol), respectively. The reaction mixture was stirred for 16 h at 25 °C. Subsequently, an aqueous NaOH solution (60 mL, 1 M) was added to hydrolyze the methyl esters and the mixture was stirred for 2 h at 25 °C. The reaction mixture was then neutralized with a 1 M aqueous solution of HCl. The AA-functionalized NaAlg was then precipitated by adding the reaction mixture to absolute ethanol (900 mL). After 5 min, the precipitate was centrifuged (4 °C, 4000 rpm, 10 min) and then resolubilized in 50 mL of deionized water (or as much water as required to completely dissolve the precipitate). Absolute ethanol (900 mL) was added to the resolubilized mixture to precipitate the AA-functionalized NaAlg once again. The suspension was centrifuged to separate the solid product, which was then dried at 40 °C in a vacuum oven overnight (16–18 h) to remove residual water and ethanol.
Fourier-transform infrared (FTIR) spectra were acquired over the range 4000–600 cm−1 on an IRTracer-100 spectrometer, with 64 scans averaged at a spectral resolution of 4 cm−1.
The size of the synthesized catalysts was analyzed by gel permeation chromatography (GPC) on an Agilent Technologies 1200 series system equipped with three SUPREMA PSS columns (100 Å, 1000 Å, and 3000 Å; 300 × 8 mm, 10 μm) tempered at 40 °C and a refractive index detector. To minimize background noise, the catalysts (5–10 mg) were stirred overnight (16–18 h) at 25 °C in 1 mL of eluent (0.05 M aqueous NaNO3) along with a drop of ethylene glycol, serving as the internal standard, to ensure dissolution. Before sample injection, the solutions were filtered through a 0.45 μm PTFE syringe filter. The samples (injection volume: 50 μL) were eluted with an aqueous solution of NaNO3 (0.05 M) at a flow rate of 1 mL min−1.
Nuclear magnetic resonance (NMR) spectra were measured on a Bruker BioSpin 600 MHz spectrometer. 1H NMR spectra were recorded at 25 °C using 16 scans, a relaxation delay of 1 s, a pulse width of 12 μs, and an acquisition time of 2.75 s. 13C NMR spectra were acquired at 25 °C using 1024 scans, a relaxation delay of 2 s, a pulse width of 10 μs, and an acquisition time of 0.92 s. To study the structure of Arg-NaAlg, an aliquot of the sample was dissolved under ambient conditions in 1 mL of D2O, and 600 μL of this solution was used for measurement (25 mg for Arg-COOMe and DMTMM, 50 mg for NaAlg and Arg-NaAlg). For determining glycidol conversion and product yields after the catalytic tests, a small aliquot of the reaction solution was collected with a glass pipette and dispensed into an NMR tube. To facilitate the dispensing and to dilute the sample, 600 μL of DMSO-d6 was dispensed through the pipette.
To determine the monomer ratio in sodium alginate (NaAlg), the 1H NMR spectrum of 1% (w/v) NaAlg in D2O was recorded on a Varian INOVA 500 MHz spectrometer at 90 °C. The standard parameters were 32 scans, a relaxation delay of 4 s, a pulse width of 3 μs, and an acquisition time of 4 s. The elevated temperature decreased the viscosity of the solution and facilitated separation of characteristic peaks corresponding to mannuronate and guluronate monomers, enabling accurate analysis of their relative abundance.
Thermogravimetric analysis (TGA) measurements were carried out under N2 from 35 to 800 °C with a heating rate of 10 °C min−1 using a PerkinElmer thermogravimetric TGA-4000 analyzer.
X-ray photoelectron spectroscopy (XPS) analysis was carried out using a JEOL JPS-9010MC spectrometer equipped with twin anode X-ray sources (Al Kα and Mg Lα). Before measurement, the samples were kept overnight under high vacuum (10−8 mbar) in the pre-chamber to allow degassing. All samples were measured by using Al Kα (1486.6 eV) as X-ray probing radiation. The analyzed area of each sample was a circular spot with a diameter of 6 mm. The survey scan spectra were measured with a pass energy of 50 eV, a binding energy range of 0–1100 eV and energy step of 1 eV. The narrow scan spectra were measured with a pass energy of 10 eV and energy step of 0.1 eV. High resolution core spectra were fitted using synthetic Voigt function components, LF (a–e), with CasaXPS software (version 2.3.35PR1.0). All spectral energies were referenced to the binding energy of 284.8 eV of the sp3 carbon synthetic component from the C 1s peak.
The yield and selectivity of glycerol carbonate (GLC) and mole balance of the cycloaddition reaction were calculated using the following formulas:
Selected tests were carried out in duplicate or triplicate, generally showing a high degree of reproducibility.
000 rpm, 10 min) to separate the catalyst from the reaction mixture. The catalyst was then washed and centrifuged twice with ethanol and once with acetone before being dried overnight at 60 °C (16–18 h). The dried catalyst was weighed and used in the next cycle.| This journal is © The Royal Society of Chemistry 2026 |