Open Access Article
Brian K. Kendrick
*a,
Hui Lib,
Jacek Kłosb and
Svetlana Kotochigovab
aTheoretical Division (T-1, MS B221), Los Alamos National Laboratory, Los Alamos, New Mexico 87545, USA. E-mail: bkendric@lanl.gov
bDepartment of Physics, Temple University, Philadelphia, PA 19122, USA
First published on 2nd April 2026
Ultracold elastic collisions of 87Rb with 40K87Rb in its ground vibrational and rotational state are investigated using a first principles based theoretical methodology. Full-dimensional ab initio computed potential energy surfaces are reported that include the two lowest-lying electronic states, their conical intersection, non-adiabatic couplings and an accurate long-range behavior. A numerically exact time-independent quantum dynamics method in hyperspherical coordinates is used to compute the elastic scattering cross sections, rate coefficients and collision lifetime spectrum. The quantum scattering calculations include all degrees of freedom and treat both electronic states and their non-adiabatic couplings using a two-state diabatic representation. The theoretically computed elastic rate coefficient is in good agreement with the recently reported experimental value. Significant non-adiabatic quantum interference effects are shown to originate from the unique properties of ultracold collisions and the geometric phase associated with the conical intersection. A high-resolution collision energy grid is used to investigate the origin of the experimentally reported long-lived 3-body collision complexes.
Ideally, a first principles based quantum dynamics calculation including all degrees of freedom, electronic and spin interactions as well as external fields is desirable. Unfortunately, such a complete treatment is beyond current computational capabilities even for atom–diatom collisions. For example, recent theoretical treatments that include both spin and external field interactions have been limited to a reduced dimensional (rigid-rotor) approximation.15,28 On the other hand, full-dimensional theoretical treatments include excited electronic state interactions but ignore spin and external fields.25,27 Both of these theoretical approaches are providing novel insight into the importance of the different kinds of interactions present in the ultracold collision regime. In the present study, we investigate ultracold collisions of 87Rb with 40K87Rb in its ground vibrational (v = 0) and rotational (j = 0) state using a numerically exact full-dimensional time-independent quantum scattering method in hyperspherical coordinates.29–34 This methodology enables the treatment of both the ground and first excited electronic states.34 As for Li + LiNa25 and K + KRb,27 the excited electronic state in Rb + KRb is energetically accessible within the interaction region even at ultracold collision temperatures and must be included in the quantum scattering calculations. The excited electronic state exhibits a conical intersection (degeneracy) with the ground electronic state near the bottom of the attractive potential well. A two electronic state diabatic representation is used which includes the geometric phase and other non-adiabatic couplings.34 The diabatic potential energy matrix is computed from first principles using state-of-the-art electronic structure methods and also includes an accurate treatment of the long range interactions.
In summary, the non-adiabatic scattering methodology is briefly outlined followed by a detailed description of the ab initio two electronic state diabatic potential energy matrix calculations (this includes two diagonal and one off-diagonal three-dimensional potential energy surfaces). The quantum scattering methodology is reviewed followed by computational details and the various parameters used in the final production runs are given. Important features of the potential energy surface are then discussed and the scattering results are presented which include the elastic cross sections, rate coefficients and resonance (complex lifetime) spectrum followed by discussion and conclusions.
, where |φdi〉 denotes the diabatic electronic basis functions and the expansion coefficients
i are the nuclear motion wave functions. The relevant diabatic Schrödinger equation for the nuclear motion is given by
![]() | (1) |
= −ħ2∇2/(2μ), μ is the three-body reduced mass and ∇ denotes derivatives with respect to the six-dimensional set of coordinates x = (x,
) relative to the center of mass of the molecule. The x denotes the three internal coordinates (e.g., internuclear distances) and
denotes the three Euler angles (α, β, γ) that specify the orientation of the molecule's body frame (BF) relative to the space fixed frame. The second term is the PEM (potential energy matrix) which couples the two diabatic electronic states. Each matrix element (i.e., the Vd11, Vd22 and Vd12 = Vd21) of the PEM is a three-dimensional PES (potential energy surface) and is a function of the x only. For reference, a conventional Born–Oppenheimer quantum dynamics calculation solves the adiabatic single surface Schrödinger equation
[ + Va1(x)]ψ1(x) = Eψ1(x).
| (2) |
Our electronic structure calculations of the KRb2 complex have been carried out with the MOLPRO software package.35 Here, the chemically inert core electrons of K and Rb are replaced by the Stuttgart–Cologne energy-consistent relativistic pseudopotentials ECP18SDF and ECP36SDF, respectively, thereby reducing the number of “active” electrons to three valence electrons. Core–valence correlation and polarization effects are included by an electron orbital angular momentum or l-independent core-polarization potential (CPP) with Müller–Meyer damping functions36 using literature values for dipole-polarizabilities as well as optimized cutoff radii37 for each atomic core. For the treatment of valence electrons, uncontracted sp basis sets augmented by additional s, p, d, and f polarization functions have been adopted.38 The motion of the three valence electrons is assumed to be non relativistic.
Multi-configurational self-consistent-field (MCSCF) calculations39,40 generate reference configurations, which are then used in multi-reference configuration–interaction (MRCI) calculations41,42 to determine the two lowest adiabatic potential energy surfaces Va1(x) and Va2(x). The potentials only depend on a limited number of coordinates of the six-dimensional vector x. This limited set of coordinates is easiest described in terms of Jacobi coordinate r and R, where three-dimensional vector r is the orientation of and separation between the 40K atom and one of the 87Rb, while three-dimensional vector R represents the orientation of and separation between the the second 87Rb atom and the center of mass of isotopologue 40K87Rb. The potentials only depend on separations r and R and angle θ between r and R. These Jacobi coordinates are the most convenient for the limited phase-space sampled by the non-reactive ultracold Rb + KRb collision.
MRCI simulations have been performed on a non-equidistant grid of angles θ given by the 13-point Gauss–Legendre quadrature on the interval [0, π]. For the radial degrees of freedom, dense grids are used that span the chemically relevant region and extend into the asymptotic domain. Specifically, r is varied from 3.2a0 to 10a0 with a uniform step of 0.2a0, while R is varied from 10a0 to 19a0 using a larger increment of 0.3a0, respectively. The resulting three-dimensional grid has over thirteen thousand nuclear geometries.
At each geometry, the non-adiabatic coupling terms have been numerically evaluated using the finite-difference DDR procedure43 implemented in MOLPRO. These couplings are then integrated to obtain the mixing angle β(r, R, θ), defining the adiabatic-to-diabatic (ADT) transformation, on our grid of geometries. In fact, we have Vd11 = Va1
cos2(β) + Va2
sin2(β), Vd22 = Va2
cos2(β) + Va1
sin2(β) and Vd12 = Vd21 = (Va2 − Va1)cos(β)sin(β) dropping the arguments of β and the potential matrix elements for clarity.
In order to obtain continuous and differentiable potential energy surfaces suitable for quantum scattering calculations, the discrete sets of diabatic potential energies and coupling elements are interpolated by using a pairwise-potential model to extract an intrinsic diabatic three-body potential matrix Udij(x) from Vdij(x) and a reproducing-kernel Hilbert-space procedure44,45 to interpolate Udij(x). For these two steps, we find it convenient to change coordinates from (r, R, θ) to the equivalent coordinates (rKRba, rKRbb, θRbKRb), where rKRbk are bond lengths with k = a and b, representing the two rubidium atoms in the tri-atomic molecule, and angle θRbKRb is given by ∠Rba–K–Rbb.
As in our previous research,25,27 the 2 × 2 pairwise potential matrix is constructed from ab initio electron-spin singlet (X1Σ+) and triplet (a3Σ+) diatomic potentials of KRb and Rb2 obtained with MCSCF and MRCI calculations using the same bases as the simulations for the trimer. The singlet and triplet potentials approach the same dispersion potential −C6/x6 − C8/x8 − C10/x10 for large separations x between the two atoms in the diatom.46,47 The coefficients C2n for n = 3, 4, and 5 are positive.
The intrinsic three-body potential matrix elements Udij(rKRba, rKRbb, θRbKRb) are interpolated by first expanding the angular dependence using Legendre polynomials Pn(cos
θRbKRb) with n = 0, 1, 2,… for each pair of bond lengths. The resulting intrinsic coefficients Aij,n(rKRba, rKRbb) are then interpolated using the reproducing kernel Hilbert space (RKHS) method with two radial kernels. The matrix elements Udij(rKRba, rKRbb, θRbKRb) are forced to smoothly and rapidly go to zero for large bond lengths rKRba, rKRbb, and rRbaRbb (computed with the help of angle θRbKRb) by a switching function constructed from a product of three corresponding sigmoidal functions, each centered at separation rf = 28a0.
Fig. 1(a) shows the two interpolated adiabatic potential surfaces of KRb2 as functions of bond separations rKRba and rKRbb with a bond angle Rba–K–Rbb fixed at 63° degrees. The surfaces are symmetric with respect to the line rKRba = rKRbb. In the graph the ultracold Rb + KRb collision has an energy of approximately hc × −4250 cm−1 and “enters” the energetically lowest surface as a superposition of states with either large rKRba or rKRbb and the other bond length equal to the equilibrium X1Σ+ KRb separation of approximately 7.7a0. This superposition exhibits either even or odd symmetry with respect to the exchange of the two identical Rb atoms.
Fig. 1(a) also shows a conical intersection where the two adiabatic potential surfaces touch. This occurs at rKRba = rKRbb = 8.4a0 and is energetically accessible for our ultracold collision. In fact, as shown in Fig. 1(b) this conical intersection is part of a one-dimensional curve or seam of conical intersections that is contained within the two-dimensional plane of isosceles geometries with rKRba = rKRbb. The conical intersection in the figure has the lowest potential energy of all points on the seam at θRbKRb = 63.7° (see Table 1). Not shown in the figure is that the equilibrium geometry of the ground-state adiabatic potential Va1(rKRba, rKRbb, θRbKRb) occurs at an isosceles geometry with the two KRb bond lengths equal to 8.04a0 and a Rb–K–Rb angle of 80.9° (see Table 1). A subroutine which evaluates the two adiabatic and diabatic electronic potential energy surfaces as a function of the three internuclear distances is available for download in the SI.
| Location | Energy (eV) | (K) | ρ | θ | ϕ | rRb2 | rKRb | rKRb | R | Θ |
|---|---|---|---|---|---|---|---|---|---|---|
| V1 (C2v min) | −0.2358 | −2736.3 | 12.580 | 36.18 | 180.0 | 10.43 | 8.043 | 8.043 | 6.123 | 90.0 |
| V2 (C2v min) | −0.1682 | −1951.9 | 11.506 | 19.46 | 180.0 | 8.736 | 8.374 | 8.374 | 7.114 | 90.0 |
| V1 (bent min) | −0.2318 | −2689.9 | 11.662 | 18.11 | 127.2 | 8.358 | 9.907 | 8.030 | 7.991 | 104.6 |
| — | — | — | — | — | −127.2 | 8.358 | 8.030 | 9.907 | 7.991 | 75.4 |
| KRb (min) | 0.0 | 0.0 | 7.7034 | |||||||
| Rb2 (min) | 0.024594 | 285.40 | 7.9835 | |||||||
| Rb + KRb(0,0) | 0.004590 | 53.26 | ||||||||
| K + Rb2 (0,0) | 0.028084 | 325.90 | ||||||||
| ΔE | 0.023494 | 272.64 | ||||||||
![]() | (3) |
is the grand angular momentum operator (see ref. 31 and 34 for the explicit expression). This operator contains derivatives with respect to ϕ and the polar angle
= π − 2θ. It also contains the operators Jx, Jy, Jz which denote the BF components of the total angular momentum operator J. For ultracold collision energies, we only need to consider the single orbital angular momentum l = 0 (i.e., s-wave scattering). Since the KRb molecule is in its ground rotational state j = 0, this corresponds to total angular momentum J = l + j = 0.
We expand the total diabatic nuclear motion wave function
in eqn (1) in terms of the angular functions (Φ) for a given sector ρ = ρξ as
![]() | (4) |
, ϕ, α, β, γ) denotes the angular coordinates of the 5D hypersphere. The radial coefficients ζJpqit are computed numerically from the propagation of the CC radial equations
![]() | (5) |
![]() | (6) |
![]() | (7) |
and potential coupling matrices defined in eqn (6) at each sector. These are then used to solve the CC radial eqn (5) using Johnson's log-derivative propagator.48,49
As ρ becomes large, the different arrangement channels (i.e., Rb + KRb and K + Rb2) become isolated and well separated by repulsive energy barriers. Thus, at some optimal large value of ρ = ρm (determined by convergence studies), the radial solution is transformed into a Delves coordinate basis using the appropriate overlap matrices between the APH and Delves functions both computed at the matching radius ρm. The propagation is then continued to a very large final value of ρ = ρf using an equivalent set of Delves CC radial equations.50 The Delves hyperspherical coordinates are much more efficient and accurate for large ρ since the primitive basis functions are localized within each arrangement channel. At the final value of ρf, the asymptotic scattering boundary conditions are applied and the full state-to-state scattering (S) matrix is computed.29,31,34 The relevant cross sections σfi and rate coefficients Kfi = vσfi (where v is the relative collision velocity) can then be computed from the S matrix using standard expressions.29 The indices f, i denote the collective final and initial quantum numbers of the diatomic molecules (i.e., f = (τ′, v′, j′) and i = (τ, v, j)) where τ′ and τ denote the diatomic arrangement channel (Rb2 or KRb), respectively. In the present study, we consider ultracold Rb + KRb elastic collisions for which the K + Rb2 channel is closed (i.e., non-reactive so that τ = τ′ = KRb and also v′ = v = 0 and j′ = j = 0).
The 5D surface functions in eqn (7) are expanded in terms of Jacobi polynomials in
labeled by l, complex exponential functions in ϕ labeled by m and symmetrized Wigner D functions in the Euler angles.31,34 The number of basis functions in
and ϕ are specified by the parameters lmax and mmax, respectively. In addition, an energy cut-off is specified at each sector ρξ which is used to significantly truncate the size of the total direct product basis in
and ϕ (via the Sequential Diagonalization Truncation technique51). Convergence studies are required to determine the optimal values of lmax, mmax and Ecut for each value of ρξ. The sparse Hamiltonian matrix in eqn (7) is diagonalized numerically using the parallelized version of the ARPACK library.52 For the 2 × 2 diabatic case (eqn (1)) this matrix is complex Hermitian whereas for the adiabatic single surface case (eqn (2)) this matrix is real symmetric. Thus for the 2 × 2 diabatic case, the radial solutions of the CC eqn (5) and the associated potential coupling and overlap matrices are complex valued.
For the alkali systems (e.g., Rb + KRb, K + KRb, Li + LiNa and Li + Li2) the excited electronic state is energetically accessible only in the interaction region (small ρ). Asymptotically at large ρ this excited electronic state lies very high in energy and is closed. Thus, the calculations can be greatly simplified by including the excited electronic state and solving the 2 × 2 diabatic eqn (1) only in the interaction region. At some intermediate value of ρ = ρDAT where the electronic state becomes sufficiently closed, the 2 × 2 diabatic radial solutions are projected onto the ground electronic state adiabatic solutions obtained from solving eqn (2). This projection is performed using the diabatic-to-adiabatic transformation (DAT) matrix which is the inverse of the 2 × 2 ADT matrix.34 In practice, to preserve unitarity this transformation must be performed using many sub-steps.34 Once the 2 × 2 radial solutions have been projected onto the adiabatic ones at ρ = ρDAT, the radial propagation is continued using the CC equations for the adiabatic ground electronic state. As discussed above, this radial propagation continues until ρ = ρm where the radial solutions are transformed to the Delves coordinates and the propagation continued to the final asymptotic value ρ = ρf. At each projection step additional computational savings can be obtained by reducing the number of CC after each projection. This is possible since many of the open channels in the interaction region become highly closed as ρ increases and can be dropped from the CC equations at large ρ (see Appendix for more details). In summary, we perform two sets of scattering calculations: (1) a standard adiabatic calculation on the ground electronic state PES by solving eqn (2), and (2) a non-adiabatic calculation including two electronic states by solving eqn (1). The non-adiabatic 2 × 2 calculation is only required in the interaction region where the excited electronic state is important ρ ≤ ρDAT, for ρ > ρDAT both sets of scattering calculations are identical and are performed on the ground electronic state (except that the radial solutions are complex valued for the non-adiabatic case). The radial matching points (ρDAT, ρm and ρf), the number of CC, lmax, mmax, Ecut and other parameters are determined from extensive convergence studies and are discussed in detail in the Appendix.
Fig. 3 plots both the adiabatic (blue) and non-adiabatic (red) APH surface function energies as a function of ρ (i.e., the eigenvalues εJpqt(ρξ) of eqn (7)). For better visualization, only every 100th adiabat is plotted. Asymptotically for large ρ, the surface function energies approach the diatomic KRb (v, j) and Rb2 (v, j) rovibrational energies. The solid and dashed horizontal brown lines denote the energy of Rb + KRb (v = 0, j = 0) and K + Rb2 (v = 0, j = 0), respectively. As expected the non-adiabatic (red) curves approach and eventually become identical with the adiabatic (blue) curves for large ρ > 20.0a0 where the excited adiabatic electronic state becomes highly closed. For small ρ the excited adiabatic electronic state becomes energetically accessible (i.e., where the short-long dashed black curve lies below the horizontal brown curve for 10 < ρ < 13.5a0). In addition, the conical intersection is readily encircled even when it lies above the Rb + KRb (v = 0, j = 0) threshold energy for 13.5 < ρ < 19a0 (e.g., the low energy green region in Fig. 2 panel (b)). In this region we see significant differences between the adiabatic (blue) and non-adiabatic (red) curves in Fig. 3. These differences are due to the geometric phase (sign change) that occurs across the C2v symmetry line (negative x-axis) between the conical intersection (red dot) and equator (outer black circle) in Fig. 2 panels (a) and (b). The points labeled A through E in Fig. 3 correspond to those in Fig. 2. Specifically, the label A denotes the large ρ region (ρ = 30a0), B labels the intermediate ρ region where the conical intersection is readily encircled but is energetically inaccessible, C labels the region of the global C2v minimum energy well, D labels the transition state between the global minimum and the two symmetric wells that occur for bent geometries denoted by E (see Fig. 2 panel (a)). The vertical series of short horizontal lines on the left edge of the plot denote the vibrational bound state energies of the cone states which are localized inside the cone (Va2) of the excited adiabatic electronic state. The E and O label the bound states of even and odd exchange symmetry, respectively. These vibrational bound states were computed numerically in full-dimensionality using the Numerov propagator on just the uncoupled adiabatic excited electronic state PES (Va2). The inset plot shows a zoomed-in region near the Rb + KRb threshold. The vertical energy scale on the inset plot has been converted to collision energy in units of Kelvin relative to the Rb + KRb (v = 0, j = 0) threshold energy. We see that the density of cone states near threshold (Ec < 1.16 K) is relatively low. A total of six states (four even plus two odd) lie in this energy range. A primary goal of the current study is to investigate the possibility of long-lived Feshbach53 type scattering resonances associated with these cone states (see Section 3.3).
![]() | ||
| Fig. 3 The APH surface function energies are plotted as a function of the hyperradius ρ. Only every 100th adiabat is plotted. The blue and red adiabats correspond to the adiabatic and 2 × 2 diabatic calculations, respectively. The thick solid and dot-dashed black curves plot the minimum energy of the ground V1 and excited V2 adiabatic electronic states at each ρ, respectively. The horizontal solid brown line denotes the energy of the Rb + KRb (v = 0, j = 0) elastic collision channel (53.3 K). For reference, the dashed horizontal brown line denotes the energy of the closed K + Rb2 (v = 0, j = 0) collision channel (325.9 K). The series of energy levels labeled by the E (even exchange symmetry) and O (odd exchange symmetry) are the three-dimensional vibrational bound state energies computed on the excited electronic state V2 (i.e., cone states). All energies are relative to the minimum energy of the asymptotic adiabatic ground electronic state of Rb + KRb. The labels A through E denote points for discussion (see also Fig. 2). The inset shows the zoomed region near threshold and the vertical scale is plotted in collision energy (K) relative to the Rb + KRb (v = 0, j = 0) energy. | ||
![]() | ||
| Fig. 5 Same as in Fig. 4 for J = 0 except that here the dashed curves correspond to the elastic cross sections computed on the single adiabatic ground electronic state PES and the solid curves correspond to the 2 × 2 diabatic calculations (the red and blue colors correspond to even and odd exchange symmetry, respectively). | ||
To understand the intriguing quantum interference effects observed in Fig. 5, we express the total scattering amplitude in terms of the direct (
direct) and looping (
loop) scattering amplitude contributions:
.54–56 The cross sections are proportional to the square modulus of the total scattering amplitude
![]() | (8) |
direct = fdirect
exp(iδdirect),
loop = floop
exp(iδloop) and Δ is the relative phase Δ = δdirect − δloop. The direct and looping scattering amplitudes can be computed from the total adiabatic and non-adiabatic scattering amplitudes via
and
.56 If the magnitudes of the direct and looping scattering amplitude are similar in magnitude, we can set them equal (i.e., fdirect ≈ floop = f) so that eqn (8) simplifies to
| total|2 ≈ f 2 (1 + cos Δ).
| (9) |
total|2 ≈ 2f 2 or 0, respectively. That is, we have maximum constructive or destructive quantum interference that effectively turns the collision on or off.23,24 The integral π nature of Δ is due to the unique properties of ultracold collisions. Specifically, it follows from Levinson's theorem for which the scattering phase shifts are shown to preferentially approach integral values of π as the wavenumber k goes to zero.57 In practice, the direct and looping magnitudes are not always identical and Δ is not an exact multiple of π. These conditions vary with collision energy and exchange symmetry as well as with the initial and final scattering states involved. They are also sensitive to the PES and its associated bound state structure. External fields can also be used to “tune” the degree of quantum interference and control the collision outcome.58 We note that eqn (8) and (9) ignore the geometric phase, when the geometric phase associated with the conical intersection is taken into account there is an additional π phase shift in the relative phase. That is, the sign of the interference term containing cos
Δ changes sign (i.e., cos
Δ→ −cos
Δ) and the nature of the quantum interference reverses (i.e., constructive becomes destructive and vice versa).
Fig. 6 plots the ratio of the square modulus of the direct and looping scattering amplitudes as a function of collision energy for both even (solid red) and odd (solid blue) exchange symmetries. The corresponding cos
Δ are also plotted with dashed red and blue curves. These quantities are computed from the adiabatic and non-adiabatic scattering amplitudes for the cross sections plotted in Fig. 5. We see that in the ultracold limit, the cos
Δ for both the even and odd exchange symmetries approach +1 (i.e., an even integral multiple of π). On the other hand, for this particular case the ratio of the square modulus of the ultracold scattering amplitudes are smaller than unity (they approach 0.054 and 0.035 for even and odd symmetry, respectively). Thus, the quantum interference effects are not maximum but range between approximately 1.52 (1.408) and 0.588 (0.661) for even (odd) symmetry using the general expression of eqn (8) with ±cos
Δ. These ranges correspond to cross section ratios of 1.52/0.588 ≈ 2.58 (1.408/0.661 ≈ 2.13) for even (odd) symmetry. Indeed the ratios of the dashed and solid red (blue) curves in the ultracold limit in Fig. 5 are consistent with these ratios (as they should be): 7.322 × 10−12/2.835 × 10−12 ≈ 2.58 (4.289 × 10−11/2.014 × 10−11 ≈ 2.13). For higher collision energies, we see that the cos
Δ swing to −1 around 0.5 to 1 mK then rapidly back to +1. Thus, the quantum interference reverses and in the energy ranges where cos
Δ < 0 we see that the adiabatic (dashed) cross sections lie below the 2 × 2 diabatic ones (solid) in Fig. 5. Fig. 6 shows that the direct scattering amplitude dominates at ultracold energies where the ratio is small. As the collision energy increases, the ratio for even (odd) symmetry rapidly approaches unity near 1 mK (0.5 mK), increases to approximately 10 (70) by 1.6 mK (0.65 mK) and then rapidly decreases again. In the energy ranges where the ratio is greater than unity, the looping scattering amplitude is dominate. The direct scattering amplitude corresponds to the minimum energy pathway denoted by the C–D–E arrows in Fig. 2 panel (a) that then turns around at E and reverses direction (or more generally encircles the conical intersection an even number of times). The looping scattering amplitude corresponds to the same C–D–E pathway but instead of turning around at E it continues to encircle the conical intersection via the transition state across the x-axis between the two symmetric wells labeled by E (or more generally encircles the conical intersection an odd number of times).
The total rate coefficients summed over the appropriately weighted even and odd cross sections are plotted in Fig. 7 (the black solid and dashed curves). The weights are determined by the number of nuclear spin states of the two identical Rb nuclei for each exchange symmetry. The nuclear spin of 87Rb is I = 3/2 so that the total number of nuclear spin states for the two Rb is (2I + 1)2 = 16. Out of this total, there are (2S + 1)(S + 1) = 10 symmetric and (2S + 1)S = 6 antisymmetric nuclear spin states under exchange of the two identical Rb nuclei. The electronic wave function for Rb2 is a 1Σ+g state which is symmetric under exchange of the Rb. Since the total molecular wavefunction is a direct product of the electronic, nuclear motion and nuclear spin wave functions, we know that for a symmetric electronic wave function the product of the nuclear motion and nuclear spin wave function must be antisymmetric since 87Rb is a fermion. Thus, the even (odd) nuclear motion wave functions must be multiplied by the antisymmetric (symmetric) nuclear spin wave functions. Upon averaging over the initial and summing over the final symmetrized nuclear spin states, we find that the weights of the even and odd cross sections are 3/8 and 5/8, respectively. The experimentally14 measured rate coefficient (6.8 × 10−11cm3 s−1) at 1 µK is also plotted (black dot with error bars) in Fig. 7. The adiabatic rate coefficient (dashed black curve) at 1 µK is 5.12 × 10−11cm3 s−1 and the corresponding 2 × 2 diabatic rate coefficient (solid black curve) is 2.42 × 10−11 cm3 s−1. The ratio of the two theoretical rate coefficients is 2.1 which is consistent with the ratios discussed above due to constructive and destructive quantum interference.
Summing over both the even and odd cross sections with the appropriate statistical nuclear spin weights is the standard approach when all of the nuclear spin states are present and no distinction or measurement of the nuclear spins is made in the initial and final states of the collision. However, in the Rb + KRb experiments the initial states of the Rb and KRb are prepared in specific hyperfine states (and therefore specific nuclear spin states): Rb (F = 1, mF = 1, mRbI = 3/2) and KRb (mKI = −4, mRbI = 1/2).14 Due to energy constraints and angular momentum conservation, the above mixture is expected to be stable against inelastic, spin-changing collisions.14 Thus, experimentally the nuclear spin states are the same before and after the collision. However, during the collision, the deep attractive potential of the three-body Rb–K–Rb complex allows for the two identical Rb nuclei to freely move and exchange places with each other (see Fig. 2). Therefore, within the interaction region we also have Rb(mRbI = 1/2) and KRb(mKI = −4, mRbI = 3/2) and we can construct symmetric and antisymmetric combinations: ψ± = |Rb(mRbI = 3/2)〉 |KRb(mRbI = 1/2)〉 ± |Rb(mRbI = 1/2)〉 |KRb(mRbI = 3/2)〉. From the above symmetry discussions, we know that the even and odd cross sections correspond to the antisymmetric (ψ−) and symmetric (ψ+) nuclear spin states, respectively. The blue solid (2 × 2) and blue dashed (adiabatic) curves in Fig. 7 are the rate coefficients computed from the corresponding odd cross sections in Fig. 5 for a single symmetric (ψ+) nuclear spin state (i.e., no averaging over initial and summing over final nuclear spin states). We see that this combination gives the best agreement with the experimental rate coefficient at 1 µK: 7.41 × 10−11 cm3 s−1 for the adiabatic and 3.56 × 10−11 cm3 s−1 for the 2 × 2 diabatic. The universal value is 7.0 × 10−11 cm3 s−1 which is in excellent agreement with the experimental one but it ignores the 3-body interaction region entirely and the associated quantum interference effects that are present in both of the adiabatic and 2 × 2 diabatic calculations. These quantum interference effects are sensitive to the details of the PES and as shown recently for the Li + LiNa reaction, scaling the 3-body ab initio contributions to the PES by a few percent can significantly alter the nature and magnitude of the interference.25 While such a study is beyond the scope of the present work, we anticipate that tuning the ab initio 3-body contribution within its estimated numerical uncertainty will likely reverse the nature of the quantum interference (i.e., swap the dashed and solid curves in Fig. 7) bringing the 2 × 2 diabatic rate coefficient into better agreement with the experimental value.
![]() | (10) |
Sij = δij exp(i2κi(E)).
| (11) |
![]() | (12) |
![]() | (13) |
![]() | (14) |
Q ≈ Qi. Computing Tr
Q on a sufficiently dense energy grid allows for the fitting of eqn (14) to extract the resonance energy and width parameters. In practice, we apply a polynomial interpolation to the computed set of Tr
Q which is very good at identifying the locations of narrow resonance peaks.59,60 We then add additional energy points near the predicted peaks until the interpolated resonance profile is unchanged and fully characterized. In this study, we are interested in resolving potentially very narrow (long-lived) 3-body complexes including those that might be localized in the excited adiabatic electronic state PES (i.e., cone states). Thus, a dense energy grid was used consisting of 4352 collision energies for each exchange symmetry and both the adiabatic and 2 × 2 diabatic calculations for a total of 4352 × 4 = 17
408. A detailed discussion of the energy grid and computational methods for the log-derivative propagation are given in the Appendix.
The collision lifetimes for Rb + KRb (v = 0, j = 0) computed on the single adiabatic ground electronic state are plotted in Fig. 8 as a function of collision energy. The inset in Fig. 8 shows the low energy range below 0.1 mK. Both the even (red) and odd (blue) lifetime curves are smooth functions of energy with no sign of complex formation (resonances). The negative lifetimes are due to the attractive potential well in the interaction region which accelerates the collision leading to a smaller collision time relative the same process but with no interaction potential. At around 6 mK the first 3-body collision complex (resonance) occurs for even symmetry (red) with a peak lifetime of 200 ns. The first complex of odd symmetry (blue) occurs near 8 mK with a peak lifetime of 1.2 µs. Two more notable complexes of odd symmetry occur near 65 and 100 mK with peak lifetimes of 2.9 µs and 650 ns, respectively. The lifetimes for almost all of the other resonances lie below 100 ns. The negative dip in the lifetime at 0.106 K is due to the opening of the KRb (v = 0, j = 1) channel. Similar dips are also seen at 0.319 K and 0.639 K which are the j = 2 and j = 3 threshold energies. The j = 4 threshold lies at 1.065 K which is above the 1 K maximum collision energy considered in this work. The lifetimes for J = 1− are plotted in Fig. 9. In the ultracold regime they are smooth functions of collision energy except that now we see the appearance of shape resonances near 50 µK due to p-wave (l = 1) scattering. As for J = 0 the 3-body resonances start to appear near 6 mK. The lowest energy and most prominent resonance is the 4.3 µs one of even symmetry (red). Two notable resonances of odd symmetry (blue) occur near 65 and 80 mK with lifetimes of 2.5 and 3.9 µs, respectively. The lifetimes for the majority of the other resonances are smaller than 200 ns. The three negative dips in the lifetimes at the j = 1, 2 and 3 threshold energies are clearly visible. The lifetimes for J = 0 computed using the 2 × 2 diabatic approach are plotted in Fig. 10 as a function of collision energy. As in Fig. 8 for the adiabatic calculation, the inset shows smooth lifetime behavior in the ultracold regime. No 3-body resonances appear until about 6 mK where we see the appearance of an odd symmetry (blue) complex with a lifetime of 120 ns. The most prominent complex is of odd symmetry (blue) and occurs near 30 mK with a lifetime of 1.7 µs. As in Fig. 8 and 9, the three negative dips at the three KRb rotational thresholds are clearly visible. While there are qualitative similarities, the 2 × 2 diabatic resonance spectrum in Fig. 10 is very different than the adiabatic resonance spectrum in Fig. 8. Interestingly, no long-lived complexes are seen that might correspond to the bound vibrational states localized in the excited adiabatic electronic state (i.e., cone states). This is most likely due to a lack of good coupling or overlap between the scattering wave function and the localized cone state wave functions.
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| Fig. 9 Same as in Fig. 8 except for total angular momentum J = 1−. Shape resonances occur near 50 µK and the one for even exchange symmetry (red) is most prominent. Starting at around 6 mK 3-body collision complexes (resonances) begin to appear and increase in density at higher energies. The maximum lifetimes of the three longer lived collisions complexes of odd (blue) and two even (red) symmetry are denoted near the top of the plot. | ||
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| Fig. 10 Same as in Fig. 8 except that the calculations are based on the 2 × 2 diabatic approach. The inset shows the ultracold energy range below 0.1 mK. The lifetimes are smooth functions of energy from 1 nK up to 5 mK. Starting at around 6 mK 3-body collision complexes (resonances) begin to appear and increase in density at higher energies. The maximum lifetimes of the two longer lived collisions complexes of even (red) and one of odd (blue) symmetry are denoted near the top of the plot. | ||
The number of resonances counted within several energy intervals for each of the three resonance spectrums shown in Fig. 8–10 are tabulated in Table 2. From this table we see that the number of resonances for each exchange symmetry is about the same for all of the calculations and energy intervals. Also the number of resonances within the upper two energy intervals (0.1–0.5 K and 0.5–1.0 K) are about the same for all of the calculations and about two to three times larger than the number of resonances in the lowest energy interval (0.005–0.1 K). The total number of resonances for each calculation summed over both exchange symmetries over the full collision energy range 0.005 to 1.0 K are listed in bold in the bottom row of the table. We note that the total number of resonances for the 2 × 2 diabatic calculation is about 20% larger than the adiabatic one. Also, the total number of resonances for the adiabatic J = 1− calculation is about twice that for the J = 0 adiabatic one. This is due to the doubling of states for J = 1− (due to the two Ω = ±1 contributions) versus J = 0 (for which Ω = 0).31 The average density can be computed by dividing the total resonance counts by the full energy interval 0.995 K to obtain ρ = 117.6, 141.9 and 230.1 K−1 for the adiabatic, 2 × 2 diabatic and adiabatic J = 1− calculations, respectively. From Table 2 we see that the adiabatic J = 0 even exchange density is ρ = 58/0.995 = 58.3 K−1 which is about twice the one reported for Rb + K2 elastic collisions ρ = 29 K−1.60
| Energy range (K) | Adiabatic J = 0 | 2 × 2 diabatic J = 0 | Adiabatic J = 1− | ||||||
|---|---|---|---|---|---|---|---|---|---|
| Even | Odd | Total | Even | Odd | Total | Even | Odd | Total | |
| 0.005–0.1 | 10 | 10 | 20 | 10 | 11 | 21 | 22 | 19 | 41 |
| 0.1–0.5 | 26 | 26 | 52 | 28 | 31 | 59 | 45 | 48 | 93 |
| 0.5–1.0 | 22 | 23 | 45 | 32 | 29 | 61 | 48 | 47 | 95 |
| 0.005–1.0 | 58 | 59 | 117 | 70 | 71 | 141 | 115 | 114 | 229 |
From the density of states, we can estimate an overall average lifetime of the collision complexes via the well-known statistical RRKM lifetime expression16,17,19
![]() | (15) |
The non-adiabatic quantum interference effects were quantified by comparing the non-adiabatic scattering results to the adiabatic ones computed on the single adiabatic ground electronic state. It was found that the non-adiabatic ultracold elastic cross sections and rate coefficients were suppressed by a factor of approximately two relative to the adiabatic ones. This suppression is due to destructive quantum interference. The theoretical ultracold rate coefficients are in good agreement with the experimental value. In particular the adiabatic rate coefficient for a single symmetric nuclear spin state gave excellent agreement whereas the corresponding 2 × 2 diabatic one was approximately two times smaller due to the destructive interference. We expect that improvements in the ab initio 3-body interactions will likely reverse the nature of the quantum interference. A high resolution collision energy grid was used to explore the possible formation of 3-body complexes (resonances) within the interaction region. The non-adiabatic calculations include the excited electronic state where localized complexes might form within the inverted cone shaped potential energy surface (i.e., Feshbach type resonances). Such localized resonant states could lead to very long lifetimes. Interestingly, no evidence for long-lived cone state complexes were found in the present study. The resonance spectrum for both the adiabatic and non-adiabatic scattering calculations were smooth functions of collision energy in the ultracold regime. In the cold regime (T > 1 mK) a few longer lived complexes were observed with lifetimes in the 2 to 4 µs range. The lifetimes for the majority of resonances were below 200 ns. The density of resonances was analyzed and a statistical analysis gave complex lifetime estimates that were consistent with previous theoretical estimates.20 These statistical estimates are approximately three orders of magnitude smaller than the experimentally reported lifetime.14
A full dimensional first-principles based quantum mechanical treatment including non-adiabatic effects from multiple electronic states is required in order to accurately describe ultracold collisions. However, questions remain as to the origin and mechanism behind the mysteriously long-lived collision complexes reported experimentally for the elastic Rb + KRb collisions.14 As suggested recently, perhaps spin–spin and/or spin-rotation interactions might be responsible.15 In future work we plan to include these interactions within the present theoretical framework and investigate this possibility. Advances in both theory and experiment are continuing to provide novel insight into the mechanisms of ultracold collisions. We hope that this work will provide a theoretical benchmark to help unravel the intriguing mysteries of the ultracold regime.
Supplementary information (SI) is available in the form of a subroutine which evaluates the two adiabatic and diabatic electronic potential energy surfaces as a function of the three internuclear distances. See DOI: https://doi.org/10.1039/d6cp00282j.
The optimal size of the primitive basis sets for the 5D angular solutions of eqn (7) increases with ρ. Eight regions in ρ were used: 7.0 ≤ ρ ≤ 12.06a0, 12.06 < ρ ≤ 20.05a0, 20.05 < ρ ≤ 23.99a0, 23.99 < ρ ≤ 28.15a0, 28.15 < ρ ≤ 35.41a0. 35.41 < ρ ≤ 41.12a0, 41.12 < ρ ≤ 50.2a0. and 50.2 < ρ ≤ 60.07a0. The optimal lmax and mmax in each region are: lmax = 159, 191, 223, 255, 287, 287, 319, and 351; and mmax = 380, 410, 440, 480, 520, 560, 600, and 640, respectively. For the J = 0 adiabatic calculations, the dimension of the angular 5D Hamiltonian matrix in each region is given by (lmax + 1) × (2mmax + 1) = 121
760, 157
632, 197
344, 246
016, 299
808, 322
848, 384
320 and 450
912, respectively. The size of these matrices is reduced dramatically using an energy cut-off and applying SDT at each value of ρ. The corresponding Ecut values at the center of each region in ρ are respectively: 3.92, 0.73, 0.91, and 1.07 eV for the first four regions and 1.19 eV for the last four regions. After applying SDT the dimension of the largest angular 5D Hamiltonian matrix in each of the eight regions is 48
242, 47
620, 67
344, 93
225, 121
393, 133
552, 164
333, and 197
054, respectively. For the J = 1− adiabatic calculations, the dimension of the primitive basis is twice that for J = 0 due to contributions from the two Ω = ±1 blocks.31 Thus, after applying SDT the dimension of the largest angular 5D Hamiltonian matrix for J = 1− in each of the eight regions is twice the values quoted above for J = 0. For the J = 0 2 × 2 diabatic calculations, the size of the primitive basis is also twice that of the adiabatic ones due to the second electronic state. After applying SDT the dimension of the largest angular 5D Hamiltonian matrix in each of the four regions within the interaction region (ρ < 27.05a0) is 94
077, 79
173, 124
909, and 174
953, respectively. These matrices are smaller than twice the size of the J = 0 adiabatic ones due to the localized (conical) nature of the adiabatic excited electronic state PES.
As mentioned above, the angular 5D Hamiltonian matrices at each sector (ρξ) are diagonalized using the parallel sparse matrix eigensolver library PARPACK.52 The J = 0 and J = 1− adiabatic matrices are real symmetric but the 2 × 2 diabatic matrices are complex Hermitian. Fortunately, the explicit construction of these large matrices is not required, only the action of the matrix on a vector is needed. The sparse matrix-vector multiply has been efficiently parallelized and discussed in detailed in previous work.31,34 The eigensolutions were computed using a 128 node CPU machine where each Intel Sapphire Rapids node contains two 56-core 1.9 Ghz CPUs with 128 Gb of High Bandwidth Memory (HBM). The HBM was found to significantly accelerate the calculations giving a 4× speed-up relative to a conventional non-HBM CPU node. The total number of eigensolutions were computed in blocks using the projection technique.32 For example, the 3600, 4200 and 7125 eigensolutions for the J = 0 adiabatic, J = 0 2 × 2 diabatic and J = 1− adiabatic calculations were computed in blocks of 240, 105, and 125 at a time using 15, 40, and 57 projection steps, respectively. The CPU time for the sparse eigensolver scales as tcpu = Nd × nsol where nsol denotes the number of desired solutions, N is the dimension of the matrix and d is the scaling law33 which is nominally d = 2. However, due to the banded structure of the sparse matrix and efficient parallelization of the matrix-vector multiply, the actual scaling exponent on the HBM nodes is d = 1.25. For a given exchange symmetry, the computation time for the J = 0 adiabatic surface function calculations for the interaction region (ρ < 27.05a0) was 1.2 days. For the intermediate range (27.05 ≤ ρ ≤ ρm = 60.07) the calculations required an additional 2.8 days for a grand total of 4 days. The J = 1− adiabatic surface function calculations required approximately twice the CPU time as the J = 0 calculations for a total of 8 days. The J = 0 2 × 2 diabatic surface function calculations in the interaction region required approximately five times the CPU time as the J = 0 adiabatic calculations for a total of 6 days. The DAT at ρ = ρDAT = 27.05a0 required an additional 160 surface function calculations totaling 7 days. Thus, a grand total of 13 days was required for the 2 × 2 diabatic surface function calculations. In summary, for a given exchange symmetry the entire set of surface function calculations required 4, 8, and 13 days for the J = 0 adiabatic, J = 1− adiabatic and J = 0 2 × 2 diabatic calculations, respectively. Thus, the total computation time including both even and odd exchange symmetries was approximately 2 × (4 + 8 + 13) = 50 days. The computational cost for the CC radial propagation is discussed below.
The long-range (60.07 < ρ ≤ 325a0) Delves basis calculations are quite fast since the rotational wave functions are the well known spherical harmonics. Thus, only a one-dimensional Schrödinger equation in the internuclear distance must be solved numerically. A Numerov propagator61 is used to compute the vibrational wave functions for each diatomic arrangement channel and rotational quantum number. At ρ = ρm = 60.07a0 the 300 Delves ro-vibrational basis functions include the first four vibrational levels of KRb: v = 0, 1, 2, 3 and for each vibrational state the corresponding maximum rotational quantum numbers for KRb are 84, 72, 57 and 36, respectively. For the Rb2 arrangement channel, the v = 0 and 1 vibrational states are included with corresponding maximum rotational quantum numbers of 58 and 32 for even exchange symmetry, respectively. Asymptotically at ρ = ρf the open ro-vibrational Jacobi basis functions for a 1 K collision energy include the single KRb(v = 0, j = 0) elastic collision channel and the higher-lying KRb(v = 0, j = 1, 2, 3) rotational channels with threshold collision energies of 0.106, 0.319, and 0.639 K, respectively. The Delves basis, overlap and potential coupling matrix calculations are parallelized and can be completed within one day using a single CPU node with 128 cores.
The CC radial propagation for J = 0 and a given exchange symmetry was performed using a high-resolution energy grid consisting of 4352 energies partitioned in the following manner: 10, 20, 1440, 1440, and 1442 points spaced logarithmically between 1 to 10 nK, 10 to 100 nK, and linearly between 100 nK to 1 mK, 1 to 10 mK, and 0.1 to 1 K, respectively. The J = 1− calculations were restricted to just the adiabatic case and were done at lower resolution using half the number of collision energies: 2176 for each exchange symmetry for a total of 4352. A GPU version of the log-derivative propagator was implemented using Nvidia's CUDA BLAS library. The GPU acceleration was crucial for enabling the treatment of a large number of collision energies and the relatively large number of coupled channels in the interaction region (3600, 4200 and 7125 for the adiabatic, 2 × 2 diabatic and J = 1− adiabatic, respectively). A large GPU machine (Chicoma) was used which has 118 nodes with 4 Nvidia A100 GPUs each for a total of 472. The A100 tensor cores are ideally suited for the dense BLAS operations (e.g., matrix–matrix multiplication and matrix inversion) required by the log-derivative propagator. A single A100 GPU gives a factor of 55 speed-up relative to a conventional CPU node running a parallel ScaLAPACK version of the log-derivative propagator on 16 cores. The double-precision floating point performance of the matrix-matrix multiply routine (dgemm) on a single A100 was measured to be 17.4TFLOPS. Comparing this value to a single CPU performance of 57GFLOPS or 16 CPUs running ScaLAPACK 450GFLOPS, the GPU advantage is significant. Since each compute node on Chicoma contains four A100 GPUs, we divided the 4352 energies into eight groups of 544 and each set of 544 energies were distributed across 34 compute nodes. Thus, each of the four GPUs per node was assigned four energies (i.e., 16 energies total per node). Since each energy calculation is independent, the energies can be distributed across all available GPU resources. In practice, due to resource availability, we typically submitted the 8 batches of 544 energies sequentially two batches at a time using 68 nodes (4 × 68 = 272 A100 GPUs). The two batches of 544 energies for the adiabatic 3600 CC propagations across the interaction region took approximately 24 hour. Since the number of CCs were truncated at large ρ (see Section 2.2), the long-range propagation was significantly accelerated and took approximately one day as well. Thus, two days were required for two batches of 544 energies which resulted in eight days total for the full set of 8 × 544 = 4352 energies. The 2 × 2 diabatic calculations require complex matrix operations and that together with the slightly larger number of CCs (4200) resulted in about a factor of two longer propagation times. The J = 1− propagations required nearly twice as many CCs (7125) but were done at half as many energies so that they required about three times longer propagation times. In summary, a single exchange symmetry required about 8, 16, and 24 days for the adiabatic, 2 × 2 diabatic and J = 1− adiabatic propagations, respectively. Thus, about three months were required to complete the entire set of propagations for the 4352 × 5 = 21
760 collision energies.
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