Open Access Article
Hongye Fraise Zhao
,
Lauri Franzon
,
Severi Juttula
,
Robert Skog
,
Nanna Myllys
and
Theo Kurtén*
Department of Chemistry, University of Helsinki, A.I. Virtasen aukio 1 (Chemicum), 00560 Helsinki, Finland. E-mail: theo.kurten@helsinki.fi; Tel: +358 (0)294150289
First published on 17th April 2026
Atmospheric peroxy (RO2˙) and alkoxy (RO˙) radical species are crucial intermediates in the formation of secondary organic aerosol (SOA). Recent computational work has demonstrated that recombination reactions of peroxy radicals (RO2˙ + RO2˙) proceed through triplet complexes consisting of two alkoxy radicals (3(RO⋯OR)). To understand how peroxy recombination reactions branch into different product channels, it is thus necessary to thoroughly investigate the reactions of these triplet alkoxy complexes. Although the reactions of free alkoxy radicals have been extensively studied, the reactivity of triplet alkoxy complexes remains relatively less explored. In this study, we have therefore developed a systematic conformer sampling workflow for 3(RO⋯OR) and applied it to four typical alkoxy systems (AceO, β-ISOPO, PhCH2O, and PhC(O)O). Rate coefficients (k) of key reactions have been calculated using multi-conformer transition state theory (MC-TST) and lowest-conformer transition state theory (LC-TST), allowing the quantitative evaluation of conformer effects. Our results demonstrate that the presence of the other RO˙ in the complex has a noticeable effect on k values. For the β-ISOPO system in particular, the predicted β-scission k values in the 3(RO⋯OR) complex are over 100 times higher than those of the free radicals.
Volatile organic compounds (VOCs) are a major source of SOA, and come from various biogenic (e.g., isoprene molecules released by vegetation)5 and anthropogenic (e.g., fuel combustion, usage of organic solvents)6 emissions. After emission, VOCs are oxidized and converted into peroxy radicals (RO2˙). Depending on its molecular structure, RO2˙ can undergo both unimolecular reactions, such as H-shifts and ring closures, and bimolecular reactions with species, including NOx, HOx and RO2˙.7 Among these channels, we are especially interested in the peroxy recombination reaction ((R1) in Fig. 1), as some subsequent channels can generate accretion products8 (e.g. (R2.3) and (R2.4) in Fig. 1), which are critical for SOA formation. Compared to the initial VOCs, accretion products have a higher number of carbon atoms and lower volatility,9 allowing them to cluster very efficiently.
As shown in Fig. 1, the peroxy recombination reaction proceeds via a tetroxide intermediate, and generally† leads to a triplet alkoxy complex (3(RO⋯OR)) after releasing one 3O2 molecule.11,12 The 3(RO⋯OR) complex consists of two alkoxy radicals (RO˙) and can undergo various reactions. Therefore, the branching of peroxy recombination channels reflects different fates of 3(RO⋯OR).
So far, four reaction channels of 3(RO⋯OR) have been discovered: dissociation13 ((R2.1) in Fig. 1), intermolecular H-shift14,15 ((R2.2) in Fig. 1), intersystem crossing (ISC)16 to the singlet surface ((R2.3) in Fig. 1), and β-scission of one of the alkoxy radicals17,18 ((R2.4) in Fig. 1). Rate coefficients (k) reported for these channels vary widely with both the structure of 3(RO⋯OR) and the calculation method. Nevertheless, all four channels share a common feature: they can proceed very rapidly, with estimated k(298 K) values often exceeding 109 s−1.14,15,17
In addition to β-scissions, other intramolecular reactions may also take place depending on the structure of the reactive RO˙. These intramolecular reactions include CO2 elimination in acyloxy radicals,19 intramolecular H-shifts20,21 and epoxide formation.22,23 We expect that any sufficiently fast intramolecular RO˙ reaction24 can also occur in 3(RO⋯OR)—but the in-complex rate is likely to differ from that of the free-radical reaction.
Among the reaction channels of 3(RO⋯OR), ISC and β-scission are of special importance, as they may lead to recombination processes that form accretion products. In general, the ester or ether products from β-scission (ROR′) are expected to be more stable and, therefore, longer-lived than the peroxide products from ISC (ROOR).17 However, note that neither ISC nor β-scission reactions guarantee the accretion product formation, as other competing processes may intervene before recombination. For example, H-shift and dissociation reactions can take place in 1(RO⋯OR) (from ISC)25 or 3(R′⋯OR⋯CH2O) (from β-scission) complexes. Additionally, the ROR′ formation after β-scission probably requires a subsequent ISC.17
Given the importance of atmospheric 3(RO⋯OR) complexes, a natural progression is to investigate the rate coefficients of their different reactions. Numerous experimental studies have probed the final product distribution of peroxy radical recombination. For example, Frandsen et al.18 recently studied the ozonolysis of tetramethyletylene (TME), where the dominant first-generation RO2˙ is the acetonyl peroxy radical, CH3C(O)CH2OO˙ (AceOO˙). Products with the elemental composition of C6H10O4 were abundantly observed, suggesting ISC as the major channel. On the other hand, Peräkylä et al.17 detected C19 esters as the primary accretion product of α-pinene (C10) ozonolysis, implying that β-scission dominates the accretion product formation.
Although experiments can probe the final product distribution of the RO2 + RO2 reactions and even have recently captured the tetroxide intermediate in the gas phase (observed as R2O4(H2O)H+),26 current techniques are still unable to detect 3(RO⋯OR) directly, as this complex is too short-lived for spectroscopic detection or isolation. Alternatively, theoretical methods can reveal the structures of key intermediates and estimate the stepwise reaction rates.
Previous theoretical studies14,15 have shown the difficulties of studying the in-complex reactions: (1) the 3(RO⋯OR) complex, an open-shell species with two unpaired electrons, is different from the benchmarking species used by major computational chemistry methods, up to and including state-of-the-art methods such as coupled cluster. It is noteworthy that the training sets of the xTB methods, which are commonly used for semi-empirical conformer sampling, are primarily closed-shell species.27–29 (2) The structural variety of 3(RO⋯OR) conformers affects the accuracy of the predicted thermodynamic and kinetic parameters. By definition, each conformer corresponds to a distinct potential energy minimum.30 Energetically low-lying conformers influence the rate coefficient as their Boltzmann population is non-zero.31,32 Previous computational studies have suggested that ignoring conformers other than the global minimum may lower the accuracy of the rate coefficient prediction, especially at higher temperatures relevant to combustion.31,33 Furthermore, compared to RO˙, a larger number of conformers can be expected for 3(RO⋯OR) due to intermolecular interactions.
Based on the discussions above, to compute the reaction rate coefficients of 3(RO⋯OR) more accurately, a systematic conformer search workflow is required. In this study, we improve the conformer sampling workflow reported by Hasan et al.14,15 and Møller et al.,31 with a special focus on intermolecular H-shift reactions. Since these reactions involve both RO˙ in the 3(RO⋯OR) complex and certain computational tools (e.g. GOAT) had not been developed at that time, previous studies14,15 encountered challenges to sample the transition state (TS) conformers of intermolecular H-shift reactions comprehensively. Then, we apply our updated workflow to four 3(RO⋯OR) systems corresponding to representative RO2˙ + RO2˙ pairs in the atmosphere. We determine the k values of β-scission, intermolecular H-shift and other selected reactions, such as RO˙ addition to a double bond (R3.2.2(a) and (b) in Fig. 3) and epoxy formation–decomposition (R3.3.2(1) and (2) in Fig. 4). In addition to investigating the relevance of these novel pathways, our main purpose is to assess how clustering with another RO˙ affects the reactivity of alkoxy radicals, which is achieved by comparing the free-radical and in-complex k values.
This study does not include the rate coefficients of dissociation and ISC channels. For the dissociation channel, k strongly depends on the binding energy (D) of 3(RO⋯OR),13 and the D values are reported in Table S2 of the supplementary information (SI) (relevant notations are defined in Table S1). For the ISC channel, determining both the ISC rate and the post-ISC product distribution requires additional calculations on the highly multireference open-shell singlet surface, which is beyond the scope of this work.
The names and RO˙ molecular formulas of the four systems are listed in Table 1. Each system includes both free radicals and triplet complexes. The simplified notations for 3(RO⋯OR) are similar to those of their corresponding RO˙.
These four systems were selected based on experimental evidence and atmospheric importance: AceO˙ can be formed in tetramethylethylene (TME) ozonolysis, and several experimental studies18,34,35 have investigated its product distribution. β-ISOPO˙, as the name implies, can be generated in the ˙OH-oxidation processes of isoprene.36 Since stereochemistry is not the focus of this study, we selected only (S)-enantiomers of β-ISOPO˙ for simplicity. PhC(O)O˙ and PhCH2O˙ were selected as representative aromatic alkoxy radicals as they are formed during the oxidation of toluene. In brief, Cl˙, ˙OH or NO3˙ initiate a methyl H-abstraction reaction from toluene,37 followed by O2 addition to form PhCH2OO˙. Recombination reactions of PhCH2OO˙ then generate the corresponding alkoxy radical, PhCH2O˙, as well as benzaldehyde (PhCHO).38 Subsequently, PhCHO can be oxidized into PhC(O)O˙.39
| Simplified notation in this paper | Detailed descriptions |
|---|---|
| Reactant monomer | An isolated RO˙ radical. |
| TS monomer | A transition state conformer of intramolecular RO˙ reactions. |
| Reactant dimer | A triplet alkoxy complex, 3(RO⋯OR). |
| TS H-shift conformer | A transition state conformer of the intermolecular H-shift reaction of 3(RO⋯OR), which involves both RO˙ in the complex. |
| TS dimer | A transition state conformer of other intramolecular reaction channels of 3(RO⋯OR), which takes place within one RO˙ of the complex. |
| B3LYP | B3LYP/ma-def2-SVP. |
| ωB97X-D3 (Grid2) | ωB97X-D3/ma-def2-TZVP, with the default grid size of ORCA 6.0.1. |
| ωB97X-D3 (Grid3) | ωB97X-D3/ma-def2-TZVP, with the largest predefined grid size of ORCA 6.0.1. |
| DLPNO-CCSD(T)-F12 | UHF-DLPNO-CCSD(T)-F12/cc-pVDZ-F12, with the keyword “tightPNO” and “tightSCF”, cc-pVDZ-F12-CABS as the auxiliary basis set, and aug-cc-pVDZ/C as the RI approximation basis set. |
| f(DFT) | Values calculated at the ωB97X-D3/ma-def2-TZVP (DefGrid3) level of theory, where f can be an energy term (E) or rate coefficient (k). |
| f(CC) | Values calculated at the UHF-DLPNO-CCSD(T)-F12/cc-pVDZ-F12 level of theory, where f can be E or k. |
| Eel | Electronic energy. |
| Eelzc | Zero-point corrected electronic energy. |
| G | Gibbs free energy. |
| D | Dissociation energy of a complex. |
| Esp | Single-point energy. |
| ΔbE | The energy barrier of a reaction (ΔbE = ETS − Ereactant), which reflects the kinetic feasibility of the reaction. |
| ΔrE | The reaction energy (ΔrE = EProduct − EReactant), which reflects the thermodynamic feasibility of the reaction. |
The initial structures of isolated RO˙ were built using SPARTAN′24.40 Reactant and transition state (TS) dimers were generated using the artificial bee colony algorithm for cluster global optimization (ABCluster) 3.3 program.41,42 Transition state structures of intermolecular H-shift reactions (TS H-shift) were generated using the global optimization algorithm (GOAT)43 implemented in ORCA 6.0.1.44 Semi-empirical calculations were performed using XTB 6.7.1.45,46 Calculations at higher level of theories, including density functional theory (DFT) and coupled cluster methods, were performed using ORCA 6.0.1.44 Filtering and analysis of the results were done using the Jammy Key for Configurational Sampling (JKCS) 2.1 program.47–49
Therefore, reaction rate coefficients in this study are calculated using the elementary transition state theory (TST).51,52 Although absolute k values predicted by elementary TST are often inaccurate, the relative rates are more reliable (e.g., the
factor, which is further discussed in Section 3.5). In addition, according to Hasan et al.,14 variational effects are unlikely to be a major source of error even for rapid reactions in alkoxy complexes. The differences between their H-shift rate coefficients computed using elementary and variational TST are generally within a factor of two,14 suggesting that elementary TST is capable of describing such systems, and consequently, sufficient for this study.
In practice, elementary TST is applied in two forms when calculating k:31 multi-conformer TST (MC-TST),31,53 which accounts for contributions from multiple conformers (within an energy cutoff) in eqn (1); or lowest-conformer TST (LC-TST),31 which includes only the conformer with the lowest (free) energy value, and thus with the highest Boltzmann probability, in eqn (2).
![]() | (1) |
![]() | (2) |
In eqn (1) and (2), κmin is the tunneling coefficient, T is the temperature, kB is the Boltzmann constant, h is the Planck constant, R is the gas constant, GTS is the Gibbs free energy value of the transition state and GR is the Gibbs free energy value of the reactant. The subscripts indicate the following information: “min” is for the lowest-energy conformer, “i” is for any TS conformer, and “j” is for any reactant conformer.
As Møller et al.31 reported, one κ value is often sufficient to represent the tunneling effect for all conformers of the same reaction. This coefficient corresponds to the tunneling coefficient of the lowest-energy TS conformer,31 denoted κmin. In practice, the κmin value was calculated using the Eckart tunneling method,54 which requires the forward and backward barrier heights and imaginary frequency (ωi) of the TS on the potential energy surface (PES). The PES was obtained using the intrinsic reaction coordinate (IRC)55 approach in ORCA 6.0.1. The IRC endpoints were then optimized, and their zero-point corrected electronic energy (Eelzc) values were used to compute the barrier heights for the κmin calculation.31,32
After optimization at the B3LYP level, the reactant monomer was optimized at the ωB97X-D3 level in two subsequent steps: first with the default grid size (no additional keywords required, or specified by the keyword “DefGrid2”)44,66 and then with the largest predefined grid size in ORCA 6.0.1 (invoked by the keyword “DefGrid3”).66,67 These two steps at ωB97X-D3 level will be referred to as “ωB97X-D3 (Grid2)” and “ωB97X-D3 (Grid3)” throughout this paper. Grid3 was applied to eliminate the imaginary frequencies caused by numerical noise.68 If there were still small imaginary frequencies after optimizations with Grid3, approaches such as subtle displacement along the vector or applying tighter convergence criteria would be applied.
The TS monomer was determined by relaxed surface scans at the B3LYP level of theory. The TS structure from scans were then optimized at the B3LYP, ωB97X-D3 (Grid2) and ωB97X-D3 (Grid3) levels, similar to its corresponding reactant monomer.
Based on the optimized reactant and TS monomer structures, conformer searches were performed using GOAT with the GFN2-xTB28,45 method in ORCA, with an energy cutoff of 15 kcal mol−1.‡ Conformers generated by GOAT were then optimized at the B3LYP level, followed by filtering based on their uniqueness and relative energy values. Detailed selection criteria are:
• Any two selected conformers must differ by more than 0.01 Å in gyration radius (ΔRg > 0.01), 0.001 Hartree in electronic energy (ΔEel > 0.001 Hartree), and 0.1 Debye in dipole moment (Δp > 0.1 Debye).14,49 This criterion, which is also the default setting in JKCS 2.1, will hereafter be referred to as the “uniqueness filter” or “filtered by uniqueness”.
• The Gibbs free energy value of every selected conformer must not be more than 5 kcal mol−1 (ref. 14 and 31) above the global minimum (G − Gmin < 5 kcal mol−1). This criterion will be referred to as “Gcutoff = 5 kcal mol−1” hereafter. Other energy-based filters will also be written in the form of “Eenergy
type,
cutoff = x kcal mol−1”.
B3LYP-optimized and filtered conformers were further optimized at the ωB97X-D3 (Grid2) level, and the optimized structures were filtered by uniqueness. Following this, the conformers were optimized at the ωB97X-D3 (Grid3) level, and then filtered by uniqueness and Gcutoff = 2 kcal mol−1.
Conformers satisfying all the criteria discussed above were forwarded to the next step. To improve the accuracy of relative energy predictions, single-point energy calculations on top of the ωB97X-D3 (Grid3) optimized structures were performed using the following coupled cluster method: UHF69-DLPNO-CCSD(T)70-F1271/cc-pVDZ-F12,72 with the keywords “tightPNO”73 and “tightSCF”, cc-pVDZ-F12-CABS72 as the auxiliary basis set, and aug74-cc-pVDZ75/C as the RI approximation basis set. This method was suggested by our benchmarking results and previous studies on atmospheric molecular clusters.63,76 Coupled cluster calculations were only carried out on lowest-energy conformers (Gmin), as suggested by previous studies.14,15,31,32
Following the DLPNO-CCSD(T)-F12 calculations, energy corrections were computed as Esp(CCSD(T)) − Eel(DFT) for the lowest-energy reactant and TS monomers, respectively, and applied to other conformers of the same type. The coupled cluster-corrected GR and GTS values were applied to calculate the k(CC) of free-radical reactions.
Finally, k(DFT) and k(CC) were computed using both MC-TST (eqn (1)) and LC-TST (eqn (2)) methods to evaluate the effects of coupled-cluster corrections and contributions from multiple conformers. Consequently, four k values were reported for each reaction channel.
Reactant dimers were collected and optimized using the GFN1-xTB27,45 method with necessary constraints. For atmospheric molecular clusters, the GFN1-xTB method was reported to have better agreement with the DFT energy values than GFN2-xTB.81,82 In addition, GFN1-xTB showed less problems than GFN2-xTB during the geometry optimization of alkoxy dimers. GFN1-optimized structures were then filtered by uniqueness and Eel,
cutoff = 15 kcal mol−1.15
The filtered conformers were then optimized at the B3LYP level in ORCA. Based on our benchmarking results, applying the Eel cutoff of 5 kcal mol−1 was equivalent to applying the G cutoff of 5 kcal mol−1. Thus, frequency calculations were omitted at this step to reduce computational cost. After B3LYP optimization, reactant dimers were filtered by uniqueness and Eel,
cutoff = 5 kcal mol−1.15,31
Subsequently, reactant dimers were optimized at the ωB97X-D3 level in ORCA. Geometry optimizations and frequency calculations were first performed with Grid2 and filtered by uniqueness. Similar calculations were then performed with Grid3, with special attention to convergence and frequencies, and the final structures were filtered by uniqueness.
The reactant dimer with the lowest G value at the ωB97X-D3 (Grid3) level was selected for the coupled cluster calculation. Its Esp was calculated using the DLPNO-CCSD(T)-F12 method, and the energy correction (see Section 2.3) was applied to other reactant dimers. The coupled cluster-corrected G values of the reactant dimers were substituted into the GR terms of eqn (1) and (2).
TS H-shift conformers from GOAT were then optimized using the B3LYP method. A constrained optimization without frequency calculation was first performed. The constrained optimization step fixes the distance between the two atoms strongly involved in the TS, while relaxing and optimizing the rest of the structure.83 For the alkoxy systems studied, this step can reduce the computational cost and allow the following TS optimization to converge more easily. Each imaginary frequency was checked carefully to ensure it corresponded to the expected vibrational mode. Conformers that converged with correct vibrational modes at the B3LYP level were filtered by uniqueness and Gcutoff = 5 kcal mol−1.
Following that, TS H-shift conformers were optimized at the ωB97X-D3 level in three steps: constrained optimization, TS optimization with Grid2, and TS optimization with Grid3. Frequencies were carefully examined, and de-noise approaches described in Section 2.3 were applied if necessary. A uniqueness filter was applied both before and after the ωB97X-D3 (Grid3) optimization.
Finally, a single point calculation of the TS H-shift conformer at the DLPNO-CCSD(T)-F12 level was performed on top of the ωB97X-D3 (Grid3) optimized structure with the lowest G value. Energy corrections were calculated as discussed in Section 2.3. The coupled cluster-corrected G values of TS H-shift conformers were then substituted into the GTS terms of eqn (1) and (2). Together with the GR terms from Section 2.4.1, these values were applied to calculate the k(CC) of the intermolecular H-shift reaction. In addition, the k(DFT) values were also calculated as described in Section 2.3.
cutoff = 15 kcal mol−1 filters, TS dimers were optimized at the B3LYP level in two steps: constrained and TS optimization. Geometry convergence and frequencies were carefully examined, followed by the uniqueness and Gcutoff = 5 kcal mol−1 filters.After B3LYP optimizations and filtering, the TS dimers were optimized at the ωB97X-D3 level in three steps, as described in Section 2.4.2. A uniqueness filter was applied both before and after the ωB97X-D3 (Grid3) optimization. Frequencies were examined as mentioned in Section 2.4.2, and when required, de-noise approaches (see Section 2.3) were applied. Thereafter, the Esp values were calculated at the DLPNO-CCSD(T)-F12 level, and energy corrections were applied as mentioned in Section 2.3. The coupled cluster-corrected G values of TS dimers were substituted into the GTS terms of eqn (1) and (2). Together with the GR terms from Section 2.4.1, these values were employed to compute the k(CC) of other intramolecular 3(RO⋯OR) reactions. Additionally, the k(DFT) values were also calculated as described in Section 2.3.
| System | Conformer type | Number |
|---|---|---|
| a The total number of conformers was counted after excluding the high-energy conformers which had a small imaginary frequency that could not be eliminated (see Sections 3.3 and 3.4 for detailed discussion). | ||
| AceO | Reactant monomer | 2 |
| TS monomer (β-scission) | 2 | |
| Reactant dimer | 7 | |
| TS dimer (β-scission) | 3 | |
| TS H-shift conformer | 11 | |
| β-ISOPO | Reactant monomer | 8 |
| TS monomer (β-scission, hydroxymethyl side) | 6 | |
| Reactant dimer | 25 | |
| TS dimer (β-scission, hydroxymethyl side) | 26 | |
| PhCH2O | Reactant monomer | 1 |
| TS monomer (epoxy formation) | 1 | |
| Epoxy radical | 1 | |
| TS monomer (epoxy decomposition) | 1 | |
| Reactant dimer | 3 | |
| TS dimer (epoxy formation) | 7 | |
| Epoxy–PhCH2O complex | 12 | |
| TS dimer (epoxy decomposition)a | 12 | |
| TS H-shift conformer | 3 | |
| PhC(O)O | Reactant monomer | 1 |
| TS monomer (β-scission) | 1 | |
| Reactant dimera | 9 | |
| TS dimer (β-scission)a | 7 | |
| System | Reaction type | κmin (DFT) | κmin (CC) | kLC (DFT) | kLC (CC) | kMC (DFT) | kMC (CC) |
|---|---|---|---|---|---|---|---|
| a Only the β-scission reaction from the hydroxymethyl side is reported here (Rm3.2.1 in Fig. 3, see Section 3.2 for further discussion).b The epoxy formation and decomposition reactions of PhCH2O˙ and the β-scission reaction of PhC(O)O˙ only have one conformer for each species. Thus, for these reactions kMC-TST = kLC-TST.c High-energy dimers with a small imaginary frequency were excluded from k calculations (see Sections 3.3 and 3.4 for detailed discussion).d The reactant monomer obtained from IRC showed nonphysical imaginary frequencies after DFT optimization. Instead, a reactant monomer with the same geometry (RMSD = 0.09 Å) was used to calculate κmin values. | |||||||
| AceO | β-Scission, free-radical | 1.0 | 1.0 | 2.33 × 108 | 3.57 × 109 | 2.33 × 108 | 3.56 × 109 |
| β-Scission, in-complex | 1.0 | 1.0 | 1.65 × 109 | 1.54 × 1010 | 6.40 × 108 | 5.99 × 109 | |
| Intermolecular H-shift | 1.7 | 1.7 | 8.91 × 106 | 6.22 × 105 | 1.29 × 107 | 8.98 × 105 | |
| β-ISOPOa | β-Scission, free-radical | 1.2 | 1.2 | 2.91 × 109 | 7.44 × 108 | 3.70 × 109 | 9.47 × 108 |
| β-Scission, in-complex | 1.1 | 1.1 | 7.49 × 1011 | 6.46 × 1011 | 3.73 × 1011 | 3.22 × 1011 | |
| PhCH2O | Epoxy formation, free-radicalb | 1.3 | 1.3 | 1.19 × 103 | 1.59 × 104 | 1.19 × 103 | 1.59 × 104 |
| Epoxy formation, in-complex | 1.2 | 0.9 | 2.93 × 103 | 2.33 × 104 | 3.13 × 103 | 2.49 × 104 | |
| Epoxy decomposition, free-radicalb | 1.7 | 1.7 | 1.21 × 106 | 1.29 × 107 | 1.21 × 106 | 1.29 × 107 | |
| Epoxy decomposition, in-complexc | 1.7 | 1.7 | 7.19 × 105 | 9.99 × 106 | 5.40 × 105 | 7.50 × 106 | |
| Intermolecular H-shift | 3.5 | 4.0 | 6.79 × 106 | 2.96 × 106 | 6.30 × 106 | 2.75 × 106 | |
| PhC(O)O | β-Scission, free-radicalb | 1.1d | 1.1d | 1.97 × 107 | 2.49 × 108 | 1.97 × 107 | 2.49 × 108 |
| β-Scission, in-complexc | 1.1 | 1.0 | 1.05 × 107 | 1.32 × 108 | 6.40 × 106 | 8.02 × 107 | |
Table 4 and previous theoretical studies indicate that the in-complex β-scission is among the fastest of the four reaction channels of 3(AceO⋯OAce): its rate coefficient (109–1010 s−1) exceeds that of the intermolecular H-shift (105–107 s−1, this study) and ISC (4 × 108 s−1 (ref. 14 and 16)) reactions, and is comparable to that of dissociation (1.5 × 109 s−1 (ref. 13)). Moreover, for all four methods employed to compute k values, the presence of another AceO˙ in 3(AceO⋯OAce) consistently increases the β-scission rate (see the k values in the same column of Table 4).
However, in contrast to the high theoretical k values, accretion products corresponding to the β-scission reaction (acetonyl acetate, C5H8O3) were only observed at concentrations close to the detection limit in a recent experimental study.18 Meanwhile, peroxide products (C6H10O4) corresponding to ISC were more abundant. The discrepancy between theoretical and experimental results implies that competing processes, rather than direct recombination on the triplet surface, may take place after the β-scission reaction. Our preliminary calculations on the 3(CH3C(O)⋯OAce) complex¶ indicate that although recombination on the triplet surface is thermodynamically feasible, it is prevented by a substantial barrier (see Table S11). Thus, the formation of ROR′-type products likely requires an ISC after β-scission.
For the intermolecular H-shift reaction, our k(DFT) values agree well with the reported value (8.85 × 106 s−1 (ref. 14)), while our k(CC) values are two orders of magnitude higher than the reported value (1.62 × 103 s−1 (ref. 14)). The lowest-energy TS H-shift conformer found by our conformer sampling workflow has lower Eelzc and G than that reported by Hasan et al.14 (see Table S12), suggesting that part of this variation may arise from different geometries used for CCSD(T) calculations. In addition, subtle differences in the CCSD(T) methods employed by the two studies may also contribute.
![]() | ||
| Fig. 3 Reaction scheme of the β-ISOPO system. All 3D structures presented are the lowest-G conformers, with the same level of theory and color coding as in Fig. 2. | ||
Given the expected large number of reaction channels and conformers of the β-ISOPO system, we first calculated the energy barriers (ΔbEelzc and ΔbG, as defined in Table 2) of the following reactions, prior to comprehensive conformer sampling: three β-scission channels of isolated β-ISOPO˙ (Rm3.2.1–3.2.3) and two radical-double bond addition channels of 3(β-ISOPO⋯β-ISOPO) (R3.2.2 (a) and (b)). This step aimed to determine the energetically most favorable pathway, which was then selected for systematic conformer sampling. The barrier heights are listed in Table S13.
As shown in Table S13, Rm3.2.1 has significantly lower energy barriers than the other channels. The barrier heights of the three β-scission channels align with the trend of unimolecular RO˙ reactions predicted by the structure–activity relationship (SAR) models19 (ΔbEelzc(–CH2OH) < ΔbEelzc(–CH3) < ΔbEelzc(–CH
CH2)). Furthermore, differences among ΔbEelzc and ΔbG values are large enough that the presence of another β-ISOPO˙ is unlikely to change this conclusion. Thus, the systematic conformer sampling workflow was applied only to β-scission reactions from the hydroxymethyl side (Rm3.2.1 and R3.2.1 in Fig. 3). The number of conformers and calculated k values are presented in Tables 3 and 4, respectively.
For Rm3.2.1, our k(CC) values (2.33 × 108 s−1) are around 10 times larger than the reported values (107 s−1 at 300 K and 760 Torr).84,85 This discrepancy may result from different computational methods and kinetic models between earlier studies and this study (e.g. B3LYP84,85 and ωB97X-D3, CCSD(T)84,85 and DLPNO-CCSD(T)-F12, and RRKM85 and elementary TST, where in each pair the latter method is used in this study).
According to the first two sections in Table 4, the presence of another RO˙ in 3(RO⋯OR) has a stronger impact on β-scission rates for the β-ISOPO system than for AceO. For β-ISOPO, the k(in-complex) values are over two orders of magnitude higher than k(free-radical) values. We note that the ΔbG of R3.2.1 is only 1.30 kcal mol−1 at the ωB97X-D3 (Grid3) level, implying that elementary TST may not provide accurate k values.86 Nevertheless, the notable difference in barrier heights (ΔbG(free-radical, DFT) − ΔbG(in-complex, DFT) = 3.34 kcal mol−1) supports our qualitative conclusion: the in-complex β-scission reaction of β-ISOPO proceeds much faster than its free-radical counterpart.
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| Fig. 4 Reaction scheme of the PhCH2O system. All 3D structures presented are the lowest-G conformers, with the same level of theory and color coding as in Fig. 2. | ||
Each monomer of the PhCH2O system (see Table 3) has only one conformer because of the rigid benzene ring. Thus, k(MC-TST) equals k(LC-TST) for free-radical epoxy formation and decomposition reactions. Besides, one high-energy TS dimer of the epoxy decomposition reaction showed a second small imaginary frequency (−8.39 cm−1), which could not be eliminated by the Grid3 optimization or manual displacements as described in Section 2.3. This conformer was therefore excluded from the k calculation.
Table 4 summarizes the k values for the free-radical and in-complex reactions of the PhCH2O system. Compared to earlier studies,22,87 the epoxy formation reaction shows a larger energy barrier in isolated PhCH2O˙ (ΔbEelzc(CC, this study) = 12.86 kcal mol−1) than in aliphatic RO˙ (ΔbE(coupled cluster, earlier studies) = 4.6022–9.587 kcal mol−1). This gap is significant regardless of the different coupled cluster methods applied. We further examined their reaction energies (ΔrE, defined in Table 2). The epoxy formation reaction in aliphatic RO˙ is isoergic or slightly endoergic (ΔrE(coupled cluster, earlier studies) = −0.66–2.23 kcal mol−1 (ref. 22)), while in PhCH2O˙ it is much more endoergic (ΔrEelzc(CC) = 10.27 kcal mol−1) and, therefore, thermodynamically less favorable.
Although the epoxy decomposition channel has k values comparable to those of intermolecular H-shift, its contribution is not expected to exceed 1% of the final products. This is because its prerequisite step, epoxy formation, proceeds around two orders of magnitude more slowly than the intermolecular H-shift (see Table 4).
Unlike the two systems mentioned in Sections 3.1 and 3.2, the presence of another PhCH2O˙ does not exhibit a consistent effect on the reactions of 3(PhCH2O⋯OCH2Ph): it slightly increases the k values of epoxy formation, but decreases those of epoxy decomposition (see Table 4).
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| Fig. 5 Reaction scheme of the PhC(O)O system. All 3D structures presented are the lowest-G conformers, with the same level of theory and color coding as in Fig. 2. | ||
As shown in Table 4, free-radical and in-complex β-scission reactions are relatively fast for the PhC(O)O system. The presence of another PhC(O)O˙ in the complex increases k(CC) while decreasing k(DFT). However, based on previous studies on CH3C(O)O˙,88,89 the CO2 ejection transition state likely has substantial multireference characters, suggesting that neither k(DFT) nor k(CC) is particularly accurate.
From Fig. 6, the in-complex β-scission reaction roughly follows the trend k(β-ISOPO) > k(AceO) > k(PhC(O)O), which is consistent with the SAR-predicted order of unimolecular RO˙ reactions.19,87 While Fig. 6 shows the overall magnitude of k for β-scission reactions, we also evaluate factors that influence the calculated k values of all studied reaction channels. These factors include: (1) the reaction takes place in 3(RO⋯OR) or in isolated RO˙. (2) k was calculated using the MC-TST or LC-TST method. (3) The ΔbG values were calculated at the ωB97X-D3 (Grid3) or DLPNO-CCSD(T)-F12 level of theory.
To quantify the effects of those factors on k, we defined three parameters: p(d/m), p(MC/LC) and p(CC/DFT). For computing p(d/m) (eqn (3)) and p(CC/DFT) (eqn (5)), only k(LC-TST) values are used to eliminate the effect of multiple conformers. Since intermolecular H-shift reactions involve two RO˙ in the 3(RO⋯OR) complex, p(d/m) does not apply to them. p(MC/LC) reflects the effects of multiple conformers and is computed using only k(in-complex) values. For some free-radical reactions, there is only one conformer for each species (see Table 3), and consequently, their p(MC/LC) always equals 1. The calculated p values are listed in Table 5.
![]() | (3) |
![]() | (4) |
![]() | (5) |
| System and reaction | p(d/m) | p(MC/LC) | p(CC/DFT) |
|---|---|---|---|
| AceO, β-scission | 4.33 | 0.39 | 9.35 |
| AceO, intermolecular H-shift | — | 1.44 | 0.07 |
| β-ISOPO, β-scission | 868.81 | 0.50 | 0.86 |
| PhCH2O, epoxy formation | 1.46 | 1.07 | 7.96 |
| PhCH2O, epoxy decomposition | 0.77 | 0.75 | 13.89 |
| PhCH2O, intermolecular H-shift | — | 0.93 | 0.44 |
| PhC(O)O, β-scission | 0.53 | 0.61 | 12.52 |
According to Tables 4 and 5, the formation of 3(RO⋯OR) significantly increases the β-scission rates of aliphatic systems. In particular, the presence of the other β-ISOPO˙ raises the k(β-scission) by a factor of 868 at the DLPNO-CCSD(T)-F12 level. This increase possibly results from an intermolecular hydrogen bond that stabilizes the TS dimer (O3–H12⋯O1 in Fig. S2b). Although the TS monomer also has a hydrogen bond (O1–H3⋯O2 in Fig. S2a), it is much weaker compared to its counterpart in the TS dimer: the O⋯H distance is longer (2.4 Å vs. 1.7 Å in the TS dimer), and the O–H⋯O angle is less favorable (103° vs. 177° in the TS dimer).
In addition, the binding energy of 3(RO⋯OR) may also affect the p(d/m) values. For example, 3(β-ISOPO⋯β-ISOPO) is among the strongest-bound complexes (Delzc(DFT) = 7.96 kcal mol−1 and Delzc(CC) = 6.52 kcal mol−1; see Table S2), and its p(d/m) is exceptionally large. However, the other three complexes have similar binding energies (within 6–8 kcal mol−1, see Table S2), while their p(d/m) values are between 0.5 and 5. This observation suggests that while the binding energy may contribute to differences between k(in-complex) and k(free-radical), it is unlikely to be the determining factor.
p(MC/LC) depends on the relative number of low-energy TS and reactant conformers (see Table 3). For example, the intermolecular H-shift reaction of 3(AceO⋯OAce) has 11 low-energy TS conformers, leading to p(MC/LC) > 1. However, all p(MC/LC) values are between 0.3 and 1.5, indicating that multiple conformers change the k value by less than a factor of three. Thus, the multi-conformer effects are a relatively minor source of error, as long as the global minimum conformers (with the lowest G) have been correctly identified by the sampling workflow.
p(CC/DFT) is an indicator of consistency between k(DFT) and k(CC) values. If the differences between the DFT and CCSD(T) results were consistent and systematic among the four systems, the four p(CC/DFT) values could be expected to be similar. However, p(CC/DFT) varies from 0.07 to 13.89 (see Table 5). Notably, the two H-shift reactions have p(CC/DFT) < 1, while the β-scission reactions have p(CC/DFT) values close to or above one. Considering the typical uncertainties when applying DFT and CCSD(T) methods to complex open-shell systems, the disagreement shown in Table 5 is within an acceptable range.
We examined the established channels of these systems, including β-scission and intermolecular H-shift reactions. Our workflow improved the conformer sampling, especially for intermolecular H-shift reactions. For example, we identified a lower-energy TS dimer for the β-scission of 3(AceO⋯OAce), compared to the best TS conformer reported previously.14 Furthermore, we investigated two novel pathways: RO˙ addition to the double bond of the other RO˙ in the complex (R3.2.2(a) and (b) in Fig. 3) and epoxy formation–decomposition of PhCH2O˙, leading to a phenoxymethyl radical (R3.3.2(1) and (2) in Fig. 4). However, neither novel pathway was competitive compared to in-complex β-scission and intermolecular H-shift reactions (see Table 4).
Our conformer sampling workflow was tested and found to be robust for both aliphatic and aromatic systems. Including multiple conformers in k calculations has a modest effect (less than a factor of three, see Table 5), provided that the lowest-energy conformers have been correctly identified. On the other hand, CCSD(T) energy corrections influence k values by less than a factor of 15 (see Table 5). Interestingly, our CCSD(T) corrections tend to slow down intermolecular H-shift reactions, while accelerating β-scission reactions (see Table 5).
For β-scission reactions in the other three alkoxy systems, the k(in-complex) and k(free-radical) values are comparable. However, in the β-ISOPO system, the k(in-complex) is two orders of magnitude higher than k(free-radical). This rate enhancement is likely due to the intermolecular hydrogen bond that stabilizes the transition state (see Fig. S2).
Our observations on k values tentatively suggest that, for β-scission reactions, k(free-radical) can constrain the lower limit of k(in-complex), as well as estimate the order-of-magnitude for k(in-complex) in relatively simple or weakly-bound systems. However, for aerosol-relevant systems with H-bonding functional groups, k(in-complex) may be significantly enhanced. This may help explain the substantial ester formation detected in α-pinene ozonolysis.17
Footnotes |
† According to the experimental results of Murphy et al.,10 for certain peroxy radicals such as HOCH2CH2OO˙, the recombination reaction might also proceed through a 1(RO⋯O2⋯OR) complex and produce HO2˙. The reaction can be summarized as follows: RO2˙ + RO2˙ → 1(RO⋯O2⋯OR) → R–H O + HO2˙ + RO˙. |
| ‡ The conformer search will stop going uphill if E(new conformer) − E(initial conformer) > 15 + 3Natom kcal mol−1, where Natom is the number of atoms in the conformer. This is invoked by the keyword “MaxEn 15.0”.43 |
| § For example, if there are two conformers of AceO˙, the number of possible 3(AceO⋯OAce) combinations will be three, and the ABCluster step will generate 3000 initial structures of 3(AceO⋯OAce). |
| ¶ This complex corresponds to the product complex of the β-scission reaction after ejecting the formaldehyde. The processes can be summarized as follows: 3(AceO⋯OAce) → 3(CH3C(O)⋯CH2O⋯OAce) → 3(CH3C(O)⋯OAce) + CH2O. |
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