Open Access Article
Yoshihiro Kikkawa
*a and
Seiji Tsuzuki
*b
aNational Institute of Advanced Industrial Science and Technology (AIST), Tsukuba Central 5, 1-1-1 Higashi, Tsukuba, Ibaraki 305-8565, Japan. E-mail: y.kikkawa@aist.go.jp
bDepartment of Applied Physics, The University of Tokyo, Tokyo 113-8656, Japan. E-mail: tsuzuki.seiji@mail.u-tokyo.ac.jp
First published on 23rd February 2026
Stacked structures based on π–π stacking interactions have been widely observed in natural and artificial self-assembled systems composed of polycyclic aromatic compounds containing carbon and heteroatoms. While previous studies have quantitatively evaluated the interaction energies (Eint) and their variations with horizontal displacement (ΔEint) for polycyclic aromatic hydrocarbons (PAHs), such intermolecular interactions for heteroatom-containing aromatic compounds (HACs) incorporating elements such as sulphur, oxygen, or nitrogen remain largely unexplored. In this study, we evaluated Eint and ΔEint of HACs on a graphite model surface (C96H24) using dispersion-corrected density functional theory calculations. The Eint values of thiophene (−10.09 kcal mol−1) and pyridine (−10.31 kcal mol−1) were found to be comparable to those of benzene (−10.55 kcal mol−1), whereas those of furan (−8.13 kcal mol−1) and pyrrole (−9.18 kcal mol−1) were lower (less negative). In all cases, the Eint values were smaller than those of n-alkanes containing the same total number of carbons and heteroatoms. The dispersion force plays the dominant role in the attractive interactions between the HACs and C96H24. It was found that Eint increases linearly with the number of heavy (non-hydrogen) atoms of HACs and benzene-fused HACs, similar to the results obtained for PAHs. The stability against horizontal displacement of thiophene, furan, pyrrole and pyridine, as inferred from the changes in ΔEint was also similar to that of benzene, but lower than that of n-pentane. These results indicate that the presence of heteroatoms does not significantly affect the interaction energies or stacking stabilities, implying that the introduced HACs can be treated almost identically to PAHs in terms of their interaction energies and stability of stacking with graphite.
Gómez and Martínez-Magadán5a investigated the adsorption of dibenzothiophene on (7,7) and (10,5) carbon nanotubes (CNT) using density functional theory (DFT) calculations at the BLYP/DZVP level of theory and the calculated adsorption energies suggested that physisorption of dibenzothiophene on (7,7) CNT was preferable to that on (10,5) CNT. In an experimental study, Goering and Burghaus5b investigated the adsorption and desorption of thiophene on single-walled CNT via TPD. They reported a binding energy of 14.3 ± 0.5 kcal mol−1; however, it was pointed out that this value may be influenced by the effects of impurities.5c,d Denis and Iribarne5d studied the adsorption of thiophene inside and outside of single-walled CNT and on graphene by DFT calculations using van der Waals (VDW-DF) and LDA functionals. On graphene, parallel adsorption was preferred, and the Eint obtained by VDW-DF calculations was −8.9 kcal mol−1. Huber et al.5e performed dispersion-corrected density functional theory (DFT-D) calculations with the ωB97XD functional for benzene complexes with 13 different five- and six-membered aromatic heterocycles containing sulphur, oxygen or nitrogen as heteroatoms. They reported that the optimal structure had a parallel-displaced geometry and that dispersion forces strongly contributed to the overall interaction energy.
In addition to the above examples, the π-stacked structure of heteroatom-containing polycyclic aromatic compounds (hetero-PACs) can also be found in the “bee structure” of asphaltenes6 and in self-assemblies on highly oriented pyrolytic graphite (HOPG).7 Asphaltene is composed of large aromatic species such as PAHs as well as hetero-PACs, and it has been reported that disruption of the π-stacked structure of asphaltene (the “bee structure”) by mixing with a saccharide-derived compound significantly alters the physical properties and surface morphology of asphalt.8 Self-assemblies of HACs and hetero-PACs containing alkyl chains have been investigated by scanning tunnelling microscopy (STM) at the HOPG/solvent interface. Numerous STM studies have demonstrated that sufficiently strong adsorption and positional stability of adsorbates are essential for the stable and persistent formation of physisorbed monolayers.9 Further, electric properties of graphene-based molecular devices is governed by several factors such as the ordering, orientation, and adsorption stability of the constituent molecules.10 Therefore, it is essential to clarify the differences in the adsorption properties of PAHs and HACs, which are widely employed as building blocks in molecular devices on graphene surfaces. Because HACs contain heteroatoms, their electrostatic interactions are expected to differ from those of PAHs, potentially leading to different adsorption behaviours. However, the actual effect of introducing heteroatoms on electrostatic interactions has not yet been fully understood. Moreover, to the best of our knowledge, neither the energy of the intermolecular interactions between HACs and large PAHs such as graphene nor the resistance to lateral movement of HACs on graphene has been systematically investigated. Thus, the effect of introducing heteroatoms on electrostatic interactions and resulting adsorption properties has not yet been elucidated.
In this study, we performed dispersion-corrected DFT calculations to evaluate the energy of the interaction (Eint) between HACs and a graphite model surface (C96H24), and the changes in Eint associated with the horizontal displacement of HACs (ΔEint). The Eint values of HACs such as thiophene, furan, pyrrole, pyridine, and their fused derivatives (benzene-fused HACs), in which one or two benzene rings are fused to the heteroaromatic core, were evaluated and ΔEint values were obtained by migrating thiophene, furan, pyrrole, and pyridine along the x- and y-directions of C96H24. Additionally, the Eint and ΔEint values of the HACs were compared with those of PAHs and n-alkanes to gain insight into the energetic and structural features of the π-stacked assemblies of HACs and hetero-PACs.
Eint calculated for the coronene complexes with HACs at the B3LYP-D3 level of theory (EB3LYP-D3) was compared with the estimated CCSD(T) level Eint16 at the basis set limit (ECCSD(T)(limit)) to confirm the accuracy of the EB3LYP-D3. Note that ECCSD(T)(limit) values have been reported to be close to the experimental Eint values in the gas phase.17 The optimised geometries and EB3LYP-D3 values calculated for the coronene complexes with HACs are shown in Fig. S1. ECCSD(T)(limit) were obtained according to the previously reported method.18 Briefly, MP2-level Eint at the basis set limit (EMP2(limit)) was estimated from the MP2-level19 Eint obtained using the aug-cc-pVDZ and aug-cc-pVTZ basis sets, according to the method of Helgaker et al.20 Then, ECCSD(T)(limit) was estimated from the EMP2(limit) values and the CCSD(T) correction term (difference between CCSD(T) and MP2 Eint values), which was obtained from CCSD(T) calculations using the 6-31G* basis set. As shown in Table S1, the values of EB3LYP-D3 and ECCSD(T)(limit) were very close to each other within an error of less than 0.6 kcal mol−1, indicating that B3LYP-D3/6-311G** calculations are sufficiently reliable for Eint evaluation.
The change in Eint associated with the horizontal displacement (ΔEint) of aromatic molecules along x- and y-axes (Fig. 1) was calculated according to the following equation:3d,21
| ΔEint = Eint − Eint(0), |
The calculated Eint values for the flat-on thiophene, furan, pyrrole, and pyridine complexes are summarised in Table 1. The attractive interactions in the π-stacking of PAHs are mainly attributed to dispersion forces.2 The differences between Eint (corresponding to EB3LYP-D3) and the Hartree–Fock interaction energy (EHF) obtained using the 6-311G** basis set (Edisp), which arise mainly from the contributions of dispersion forces, are summarised in Table 1. The contributions of the dispersion correction (Edisp-corr) are also shown in Table 1.
| Adsorbate | Formula | Eintb | EHFc | Eesd | Einde | Edispf | Edisp-corrg |
|---|---|---|---|---|---|---|---|
| a Energy in kcal mol−1.b Interaction energy at the B3LYP-D3/6-311G** level of theory.c Interaction energy at the HF/6-311G** level of theory.d Contribution of electrostatic interactions obtained by SAPT calculations using 6-31G* basis set.e Contribution of induction interactions obtained by SAPT calculations using 6-31G* basis set.f Dispersion energy estimated according to Edisp = Eint − EHF.g Dispersion-correction term in DFT calculations.h Not determined. | |||||||
| Thiophene | C4H4S | −10.09 | 5.39 | −4.98 | −0.84 | −15.48 | −14.28 |
| Furan | C4H4O | −8.13 | 4.27 | −4.00 | −0.71 | −12.40 | −11.53 |
| Pyrrole | C4H5N | −9.18 | 4.47 | −4.82 | −1.15 | −13.65 | −12.59 |
| Pyridine | C5H5N | −10.31 | 5.55 | −4.63 | −0.92 | −15.86 | −14.66 |
| Benzene3d | C6H6 | −10.55 | 5.77 | −4.86 | −0.83 | −16.32 | −15.11 |
| n-Pentane3d | C5H12 | −11.72 | 6.80 | n.d.h | n.d.h | −18.52 | −16.90 |
| n-Hexane3d | C6H14 | −13.81 | 8.05 | n.d.h | n.dh | −21.86 | −19.92 |
The SAPT energy decomposition analysis was performed for the C96H24 complexes with HACs and benzene using the 6-31G* basis set to evaluate the contributions of the electrostatic and induction interactions as summarized in Table S3. The electrostatic (Ees) and induction (Eind) energies obtained by the SAPT calculations are also shown in Table 1. The contributions of the dispersion interactions were discussed based on the Edisp in Table 1, which is the difference between the interaction energy obtained by the dispersion corrected DFT calculation and that obtained by HF level calculation, since the SAPT calculations using the 6-31G* basis set underestimate the dispersion energy.25
These results indicate that the nature of the interaction between HACs and C96H24 is very similar to that between benzene and C96H24. The electrostatic energies between C96H24 and HACs (−4.0 to −5.0 kcal mol−1) are comparable to that between C96H24 and benzene (−4.9 kcal mol−1). The induction energy between C96H24 and HACs was small (−0.7 to −1.2 kcal mol−1). They are nearly identical to that between C96H24 and benzene (−0.8 kcal mol−1). The dispersion interactions between C96H24 and HACs (−12.4 to −15.9 kcal mol−1) are significantly larger (more negative) than the electrostatic and induction interactions, indicating that the attractive interaction is dominated by dispersion, as in the case of the interaction between C96H24 and benzene. The negligible effects of heteroatom substitution on the electrostatic and induction interactions suggest that differences in electronegativity and polarisability of the heteroatoms, and multipole moments of molecules have only a limited influence on the interaction between HACs and C96H24.
The Eint values for the thiophene and pyridine complexes are nearly the same as that of the benzene complex with C96H24, whereas those of the furan and pyrrole complexes were approximately 1 to 2 kcal mol−1 smaller (less negative) than those of the benzene, pyridine and thiophene complexes. Table 1 shows that the stronger attraction in the benzene, pyridine, and thiophene complexes compared to that in the furan and pyrrole complexes arises from stronger dispersion forces. The polarisabilities calculated for benzene, pyridine, thiophene, furan, and pyrrole were 69.8, 64.3, 64.6, 49.1 and 55.1 au, respectively. Thus, benzene, pyridine, and thiophene have larger polarisabilities and, therefore, stronger dispersion forces. The differences between the molecular polarisabilities can be understood based on the differences in their composition. The polarisability of a molecule can be approximated as the sum of the polarisabilities of its atoms. Owing to the small polarizability of hydrogen atoms, their contribution to the molecular polarisability is generally small, and molecular polarizability is controlled by the contributions from the atomic polarisabilities of heavy (non-hydrogen) atoms. Therefore, the polarisabilities of benzene and pyridine, which have six heavy atoms, are larger than those of furan and pyrrole, which have five heavy atoms, and the polarisability of thiophene is greater than that of furan because thiophene contains a sulphur atom, which is more polarisable than the oxygen atom of furan.
For a given total number of heavy atoms, the Eint values of all HAC complexes were smaller than those of n-alkanes (Table 1). This suggests that the intermolecular interactions in HACs are weaker than those in n-alkanes with the same number of heavy atoms.
Edge-on adsorption structures, in which HACs were adsorbed in different directions, were also optimised and the optimised structures and their Eint values are shown in Fig. S2 and Table S4. The Eint values calculated for edge-on HACs are smaller than those for the corresponding edge-on n-alkanes with the same number of heavy atoms. In addition, the Eint values calculated for the edge-on HACs were approximately 3 to 5 kcal mol−1 smaller than those for the corresponding flat-on HACs, indicating that the flat-on orientation was more favourable than the edge-on orientation, as in the cases of benzene and n-alkanes.3d,18b Therefore, in subsequent investigations we focused only on adsorbed molecules with flat-on orientation.
| Adsorbate | Formula | Eintb | EHFc | Edispd | Edisp-corre |
|---|---|---|---|---|---|
| a Energy in kcal mol−1.b Interaction energy at the B3LYP-D3/6-311G** level of theory.c Interaction energy at the HF/6-311G** level of theory.d Dispersion energy estimated by Edisp = Eint − EHF.e Dispersion-correction term in DFT calculations. | |||||
| Benzothiophene | C8H6S | –16.00 | 8.42 | –24.42 | –22.51 |
| Benzofuran | C8H6O | –13.86 | 7.27 | –21.13 | –19.60 |
| Indole | C8H7N | –15.14 | 7.47 | –22.61 | –20.88 |
| Quinoline | C9H7N | –16.27 | 8.66 | –24.93 | –23.10 |
| Dibenzothiophene | C12H8S | –21.71 | 11.46 | –33.17 | –30.59 |
| Dibenzofuran | C12H8O | –19.43 | 10.35 | –29.78 | –27.60 |
| Carbazole | C12H9N | –20.70 | 10.51 | –31.21 | –28.84 |
| Acridine | C13H9N | –22.27 | 11.78 | –34.05 | –31.55 |
| Naphthalene3d | C10H8 | –16.57 | 8.86 | –25.43 | –23.56 |
| Anthracene3d | C14H10 | –22.62 | 12.11 | –34.73 | –32.10 |
Geometry optimisation of the C96H24 complexes with HACs that have a higher number of fused benzenes was performed (Fig. S4) and the Eint values were calculated (Table S5). The Eint values presented in Tables 1, 2 and Table S4 are plotted as functions of the total number of heavy atoms in Fig. 3. The data points for HACs and benzene-fused HACs fall on the same line as those of the PAHs. Based on the linear regression analysis of the data, Eint per heavy atoms was calculated as −1.43 kcal mol−1, which is close to the values previously reported for PAHs (between −1.2 and −1.4 kcal mol−1).3 The Eint values for HACs, benzene-fused HACs, and PAHs are smaller (less negative) than those for n-alkanes with the same total number of heavy atoms. In fact, the Eint per the heavy atom for n-alkanes was found to be −1.96 kcal mol−1,3d which is approximately 1.4 times larger than those for HACs, benzene-fused HACs and PAHs. These results further confirm that the interactions of HACs, benzene-fused HACs, and PAHs with C96H24 are substantially weaker than those of the corresponding n-alkanes.
![]() | ||
| Fig. 3 Plots of interaction energy (Eint): orange triangles, blue circles, red crosses, pink asterisks, and green squares indicate Eint calculated for thiophene-, furan-, pyrrole-, pyridine-based HACs and PAHs,3d respectively. The linear regression equation showing red dotted line is Eint = −1.43N − 1.99 (R2 = 0.992), whereas that of blue dotted line derived from the n-alkanes plots is Eint = −1.96N − 1.76 (R2 = 0.997): kcal mol−1.3d | ||
As shown in Fig. 4(a) and (b), the trend of the change in ΔEint and the maximum values of ΔEint associated with the horizontal displacement in the HAC complexes were almost the same as those in the benzene complex, regardless of the direction of the horizontal displacement. Furthermore, the maximum values of ΔEint for the complexes of HACs were smaller than those for the complexes of n-alkanes.3d,21 This result indicates that HACs exhibit a resistance to horizontal displacement that is comparable to that of benzene, but lower than that of n-pentane.
The ΔEint values calculated for the horizontal displacement of the HACs along the x-axis in the C96H24 complexes are summarised in Tables S6–S11. The plots of ΔEint obtained by the HF calculations showed similar trends to those obtained by the B3LYP-D3 calculations, as shown in Fig. S6. The observed similarity implies that the dispersion interactions contribute little to ΔEint. Rather, the change in ΔEint associated with the horizontal displacement is attributed to the interactions included in the HF calculations, particularly the exchange-repulsion interactions in the configurations where the carbon atoms of the adsorbate and those of C96H24 nearly overlap.
In addition to horizontal displacement, variations in ΔEint caused by rotation were investigated. Pyridine was rotated around the axis perpendicular to the C96H24 plane, passing through the intersection of the lines connecting the C2 and C5 positions and the C3 and C6 positions of the pyridine ring. The other five-membered molecules were rotated around the axis perpendicular to the C96H24 plane, passing through the midpoint between the two carbon atoms connected to the heteroatom (C2 and C5). The magnitude of ΔEint variations with rotation was quite small (less than 0.5 kcal mol−1), as shown in Table S12 and Fig. 4(c). The maximum value of ΔEint due to the rotational motion was much smaller than that observed for the horizontal displacement. These results indicate that exchanging a single carbon atom of PAH with a heteroatom has little effect on the adsorption energy or resistance to rotational or lateral displacement, i.e., the substitution of a single carbon of PAH with a heteroatom has minimal effect on the stability of the π-stacked structure of PAC and the interaction energy.
SAPT energy decomposition analysis was performed to reveal the contributions of each energy term. These calculations indicate that the nature of the interaction between HACs and C96H24 are very similar to that of the interaction between benzene and C96H24. The magnitude of electrostatic and induction interactions between C96H24 and HACs is nearly identical to that between C96H24 and benzene, suggesting that our results can also be applied to adsorption of PAHs and HACs on other polycyclic aromatic hydrocarbons such as carbon nanotubes, fullerene and larger PAHs including graphene. The interactions between C96H24 and HACs are stronger than the heteroatom-mediated interactions (hydrogen bonds and halogen bonds),26 suggesting that the influence of these heteroatom-mediated interactions are limited when they compete with the interactions of HACs with large PAHs. The interactions between C96H24 and benzene-fused HACs are much stronger. Therefore, heteroatom-mediated interactions will be even more limited in the interactions of polycyclic HACs with graphene. Our results are expected to provide guidance for the fabrication, decomposition and structural modification of functional materials based on the π–π interactions of PAHs and hetero-PACs.
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