Open Access Article
Yosuke
Sumiya
*a and
Takahiro
Uwabe
b
aDepartment of Applied Chemistry, Yamaguchi University, 2-16-1 Tokiwadai, Ube, Yamaguchi, 755-8611, Japan. E-mail: yosuke.sumiya@yamaguchi-u.ac.jp
bInstitute for Materials Chemistry and Engineering and IRCCS, Kyushu University, Nishi-Ku, Fukuoka 819-0395, Japan
First published on 28th July 2025
This study investigates the adhesion mechanism of dental adhesives to zirconia (ZrO2) using periodic density functional theory (DFT). ZrO2 is extensively used as a prosthetic material. Dental adhesives for ZrO2 typically contain adhesive monomers such as 10-methacryloyloxydecyl dihydrogen phosphate (10-MDP) or 2-(methacryloxy)ethyl phenyl hydrogen phosphate (2-MEP), 2-(methacryloxy)ethyl phenyl hydrogen phosphate (Phenyl-P), and 4-methacryloxyethyl trimellitic acid (4-MET). This study investigates the effects of acidic functional groups, including phosphoric acid, phenyl phosphate, and phthalate, on adhesion. For all adhesive monomers on clean zirconia surfaces, no barrier proton transfer from the acidic functional group to the surface occurred, and a minimal difference in adhesive strength was detected. In contrast, on the hydroxylated surface, only the phosphate group contained in 2-MEP caused proton transfer, resulting in higher adhesive strength. After releasing a proton, the oxygen atom served as a hydrogen-bond acceptor, forming interfacial interactions involving charge transfer. This proton transfer was attributed to the high acidity of the phosphoric acid group. These results provide insights into the molecular mechanisms governing adhesion of zirconia dental materials.
Adhesive monomers such as 10-methacryloyloxydecyl dihydrogen phosphate (10-MDP), 2-(methacryloxy)ethyl phenyl hydrogen phosphate (Phenyl-P), and 4-methacryloxyethyl trimellitic acid (4-MET) have been widely used, each containing an acidic functional group. These monomers are classified as self-etching adhesives, enabling simultaneous conditioning and priming of the substrates without the need for a separate etching process.9,10 The adhesive properties of 10-MDP, Phenyl-P, and 4-MET are attributed to phosphate, phenyl phosphate, and carboxylic acid groups, respectively. Each structure of the monomers is shown in Fig. 1. An alternative to 10-MDP is 2-(methacryloxy)ethyl phenyl hydrogen phosphate (2-MEP), differing in carbon chain length (Fig. 1(a)). Although the adhesion mechanisms of these adhesives to dentin11 and 10-MDP to zirconia12,13 have been analyzed experimentally, a comprehensive understanding of their adhesion to zirconia remains limited.14 This knowledge gap primarily arises from the difficulty in directly observing the adhesive layer, which is buried by the constituent materials,15 and a detailed analysis of its interfacial interactions remains challenging. Hence, a detailed theoretical investigation of the effects of different adhesive monomers on the interactions with zirconia surfaces at the molecular level is essential.
Computational techniques such as density functional theory (DFT) calculations and molecular dynamics (MD) simulations are effective in investigating the adhesion mechanisms. These approaches have been extensively used to analyze adhesive interactions in industrial materials16–32 and hold promise for applications in dental adhesion interfaces. Our recent work has just revealed the effects of various zirconia crystals on the adhesive mechanism.33 In this study, the interfacial interactions were analyzed using DFT calculations to theoretically elucidate the molecular adhesion mechanisms of the monomers—2-MEP, Phenyl-P, and 4-MET—on zirconia surfaces, with a specific focus on the role of acidic functional groups in adhesion. Since the carbon chain length in 2-MEP is less than that in 10-MDP, 2-MEP was used to efficiently analyze the various interactions. The findings offer valuable guidance for optimizing dental adhesive formulations. They also contribute to developing more effective bonding strategies for zirconia-based restorations.
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| Fig. 2 Top and side views of unit cells of t-ZrO2(101). (a) Dry and (b) hydroxylated surfaces; fixed atoms in density functional theory (DFT) optimization are drawn as thin lines. | ||
DFT calculations under periodic condition were performed using the Vienna Ab initio Simulation Package (VASP) 5.4.4.38–40 The Perdew–Burke–Ernzerhof (PBE) form of the generalized gradient approximation (GGA) was used as the exchange–correlation functional.41 Dispersion interactions were accounted for using the Grimme D3BJ method.42 The electron–ion interactions were treated with the projector augmented wave (PAW) method.43,44 Computational parameters were set as follows: a cutoff energy of the plane-wave basis set of 500 eV, a k-point mesh spacing of 2π × 0.05 Å−1, a self-consistent field (SCF) convergence criterion of 1.0 × 10−5 eV, and an atomic force threshold of 0.03 eV Å−1.
The adhesive interface models constructed in this manner were minimal, enabling an efficient analysis of the interactions between the surface and adhesives. The effects of metastable conformations and interactions between the adhesive molecules were excluded from these models. Moreover, in a more realistic setting, such as the oral environment, factors such as physisorbed water layers on the zirconia surface, oral cavity contaminants, surface modifications induced by pretreatment, and trace yttrium content in zirconia could play important roles. Addressing these issues remains an avenue for future research.
Regarding surface pretreatment, the effects of sandblasted zirconia surfaces on the adhesion of 2-MEP have been discussed in our previous study.33 In this work, we showed that the methacryloyl group, which is responsible for polymerization, undergoes structural deformation on the monoclinic surface exposed by sandblasting.48,49 Since both Phenyl-P and 4-MET also contain a methacryloyl group, comparable analyses are required for these monomers as well. With respect to physisorbed water layers, it has been reported that such layers weaken the adhesion performance of industrial epoxy resins.50 A similar negative impact is anticipated for dental adhesives. For yttria doping, yttria segregation could occur depending on the fabrication process of Y-TZP.51 The effect of segregation on adhesion is unclear due to alterations in the active sites on the surface,52 and further investigation is required.
| E = D(1 − e−aΔr)2 | (1) |
![]() | (2) |
The maximum value in the adhesive force–displacement (F–Δr) curve was estimated as the adhesive strength Fad:
| Fad = max(F) | (3) |
The total energy E can be decomposed into two components: the dispersion term and the remaining DFT term. This relationship was expressed as the sum of the dispersion energy Edispersion and DFT energy EDFT:
| E = Edispersion + EDFT | (4) |
By differentiating both sides, the adhesive force F can also be decomposed into the dispersion and DFT forces (Fdispersion and FDFT).
| F = Fdispersion + FDFT | (5) |
To evaluate these contributions, EDFT was fitted to eqn (1). The derivative of the fitted curve with respect to the displacement yields FDFT, and further subtraction from the total force F yields Fdispersion.
| Δρad = ρcomplex − (ρsurface + ρadhesive) | (6) |
To estimate the binding energies of interaction sites identified through charge density difference analysis, crystal orbital Hamilton population (COHP) calculations were used.54 This analysis required projecting the plane wave functions onto a localized basis set, and this process was carried out using the local orbital basis suite towards electronic-structure reconstruction (LOBSTER) software.55 Using the Hamiltonian matrix elements and crystal orbital expansion coefficients, the density of states (DOS) for a given atomic pair was separated into bonding and antibonding energy regions, yielding the projected COHP (pCOHP).56 Bonding interactions correspond to negative values. The binding energy of an atomic pair is determined by integrating pCOHP up to the Fermi level EF, producing the integrated crystal orbital Hamilton population (ICOHP), which is expressed as follows:57
![]() | (7) |
A more negative ICOHP value indicates a stronger bonding interaction, facilitating a comparison of the interaction strengths. In this study, we emphasize the distinction between DFT calculations and classical force-field methods: DFT calculations enable the precise analysis of interactions involving charge transfer and chemical bond rearrangements that are difficult to simulate using a force-field-based approach.
In contrast, Fig. 5(c) and (d) show that both the energy curves and adhesive strengths for the hydroxylated surface differ significantly from those of the clean surface. The D values for the hydroxylated interface 1w–3w were 3.6, 1.7, and 1.9 eV, respectively, and Fad values were 2.2, 1.4, and 1.6 nN, respectively. The adhesive strengths of all the adhesive molecules on the hydroxylated surface were reduced compared to those on the clean surface by 42%, 26%, and 30%, respectively. The Fad value of 1w was the highest, indicating that the decrease in adhesive strength owing to surface hydroxylation was most suppressed by 2-MEP. What causes the difference in adhesive strength on the hydroxylated surface? To clarify the origin, the energy and adhesive force curves are divided into DFT and dispersion contributions using eqn (4) and (5).
Fig. 6(a) and (b) show the maximum values of the F, FDFT, and Fdispersion curves for 1–3 and 1w–3w, respectively. The black, red, and blue colors correspond to F, FDFT and Fdispersion, respectively. The adhesive force curves are shown in Fig. S1. On the clean surface (1–3), the adhesive strengths of the DFT components were larger than those of the dispersion components. The adhesive strengths of the DFT components in 1–3 were 4.2, 4.1, and 3.9 nN, respectively, while those of the dispersion components were 1.1, 1.5, and 1.7 nN, respectively. The DFT component of 1 and the dispersion component of 3 were slightly larger, but not significant. In contrast, different trends were observed for the hydroxylated surfaces (1w–3w). The DFT component remains dominant for 1w, whereas the dispersion component becomes dominant for 2w and 3w. The adhesive strengths of the DFT components of 1w–3w were 1.6, 0.4, and 0.5 nN, respectively, while those of the dispersed components were 0.7, 1.0, and 1.1 nN, respectively. The order of the adhesive strengths of the DFT components corresponded to the order of Fad. The difference in the DFT component of the adhesive strength between 1w and the others (2w and 3w) was larger than the corresponding difference in the dispersion component. This finding suggested that the difference in the adhesive strength of each structure was attributed to the DFT component. The interactions associated with the DFT components involved charge transfer. In the next section, we visualize the interfacial interactions with charge transfer based on the charge density difference and discuss the differences in adhesion to clean and hydroxylated surfaces, as well as the factors contributing to the high adhesive strength of 1w.
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| Fig. 6 Maximum values of DFT and dispersion components obtained by decomposition of the adhesive force curve. (a) and (b) Clean and hydroxylated t-ZrO2(101) surfaces, respectively. | ||
In Fig. 7(a), dotted lines (1) and (2) represent the sites where significant changes in the charge density are observed in 1. These enlarged views from different angles are shown in Fig. 7(b), where the distances d of the interacting atomic pairs and their ICOHP values are detailed. In 1, proton transfer from the phosphate group of 2-MEP to the surface occurred before and after DFT optimization, as shown in Fig. 7(c). After proton transfer, as labeled in (1A) and (1B), the two oxygen atoms of the phosphate group strongly interacted with the surface zirconium atoms, with their ICOHP values of −2.72 and −2.76 eV. Furthermore, the interaction between the oxygen atom and the hydrogen atom transferred to the surface after proton release was (1C), with an ICOHP value of −0.48 eV. The ICOHP value of interaction between the methacryloyl group and the zirconium atom referred as (2) was −2.76 eV. In this study, the adsorption structure was obtained by DFT optimization calculations, suggesting that proton transfer proceeds without energy barriers as 2-MEP approaches the clean zirconia surface.
In Fig. 8(a) and (d), the dotted lines indicate the sites for a significant change in charge density for 2 and 3, respectively. The corresponding enlarged views from different angles are shown in Fig. 8(b) and (e). In 2 and 3, proton transfer to the surface occurs as in 1, and the structures highlighting these changes are shown in Fig. 8(c) and (f). In 2, the oxygen atoms of the phenyl phosphate group interact strongly with the surface and are labeled as (1A) and (1B), respectively. These ICOHP values were −4.05 and −1.19 eV, respectively, and (1B) is the hydrogen bond formed with the hydrogen atom transferred to the surface. The interaction (2) is formed between the methacryloyl group and the zirconium atom, with an ICOHP value of −2.65 eV. In 3, the two carboxylic acids strongly interacted with the surface and were labeled as (1A), (1B), and (1C). These ICOHP values were −0.88, −1.50, and −4.09 eV, respectively, and (1A) represented the hydrogen bond formed with the hydrogen atom transferred to the surface.
As described above, for all the three monomers 1–3, barrierless proton transfer occurred from the acidic functional group to the surface, and multiple atomic pairs interacted between the acidic functional group and the surface via charge transfer. Notably, the absolute ICOHP value of the interaction between the oxygen atom of the acidic functional group and the zirconium atom, that is |ICOHP|, was large, indicating a strong interaction. In addition, the methacryloyl group contributed to interfacial interactions at all interfaces. The large DFT components of 1–3 shown in Fig. 6(a) are attributed to these interactions. These results were obtained by DFT calculation-based analysis. However, proton transfer and charge transfer interactions are difficult to handle using force-field calculations.
Charge density difference analysis was also applied to 1w–3w. The charge-density differences for 1w are shown in Fig. 9, and those for 2w and 3w are shown in Fig. 10. In Fig. 9(a), dotted lines (1)–(3) represent the sites where significant charge density changes occur in 1w. Enlarged views from different angles are represented in Fig. 9(b). The isosurface value was set to 0.005 e Å−3. The structures before and after the proton transfer, as determined by DFT optimization, are shown in Fig. 9(c). After proton transfer, the two oxygen atoms formed hydrogen bonds with the hydroxyl groups on the surface, as indicated by (1A), (1B), (1C), and (2). Their ICOHP values were −0.92, −0.48, −0.65, and −0.99 eV, respectively. The interaction of the methacryloyl group with the surface was labeled as (3A) and (3B), and their ICOHP values were −1.18 and −0.33 eV. Notably, interaction (2), which exhibited the largest |ICOHP| value, corresponded to the hydrogen bonding between the hydrogen atom transferred to the surface and the oxygen atom of 2-MEP. This hydrogen bond formation is facilitated by two concerted proton transfers mechanism, as shown in Fig. 9(c). First, a hydrogen atom originally present in 2-MEP is transferred to a water molecule adsorbed on the surface. Then, a hydrogen atom from that water molecule is transferred to a hydroxyl group on the surface. Such a proton relay mechanism is rarely observed in adhesives like epoxy resins.16,17,19,20,22–29,31 Through the charge density and COHP analysis of 1 and 1w, it was found that chemical bond interactions involving significant charge transfer between 2-MEP and the surface were formed. These results are consistent with previous studies based on contact angle measurements59 and spectroscopy,12 which suggested that chemical bonds are formed between 10-MDP and zirconia surfaces.
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| Fig. 9 (a) Charge density difference of 1w. (b) Enlarged views of (1)–(3) sites. (c) Structural change of 2-MEP on the hydroxylated surface. | ||
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| Fig. 10 (a) and (c) Charge-density differences of 2w and 3w. (b) and (d) Enlarged views of (1) and (2) sites in (a) and (c). | ||
In Fig. 10(a) and (c), the dotted lines (1), (2), and (3) indicate sites with significant charge density changes in 2w and 3w, respectively. Enlarged views from different angles are shown in Fig. 10(b) and (d). Notably, no proton transfer occurred from the adhesive monomer in 2w and 3w, unlike in 1w and clean surfaces (2 and 3). For 2w, the oxygen atom of the phenyl phosphate group formed interactions (1A) and (1B) with the hydroxy groups on the surface, and their corresponding ICOHP values were −0.88 and −0.14 eV, respectively. Additional interactions (2A) and (2B) were formed between the methacryloyl group and the surface with ICOHP values of −0.51 and −0.33 eV, respectively. In 3w, the oxygen atom of the carboxy group formed interactions (1A) and (1B) with the hydroxy groups on the surface, with ICOHP values of −0.13 and −0.12 eV, respectively. Interactions (2A), (2B), (2C), and (2D) were formed between the methacryloyl group and surface, with the corresponding ICOHP values of −0.62, −0.51, −0.21, and −0.13 eV.
The ICOHP values of the interfacial interactions in 1w–3w are classified by their origin from the acidic functional group and the methacryloyl group, respectively, as shown in Table 1. Among these, 1w exhibited the highest total |ICOHP| values for the acidic functional group- and methacryloyl group-derived interactions. The total ICOHPI values for 1w, 2w, and 3w were −4.55, −1.86, and −1.72 eV, respectively, and the order of these absolute values was 1w > 2w ≈ 3w. This result indicated that the adhesive strength and DFT components of 1w were larger than those of 2w and 3w. This difference could be attributed to proton transfer to the surface, which was observed exclusively in 1w. After proton transfer in 1w, the oxygen atoms of the phosphate group served as hydrogen bonding acceptors on the surface, and four atomic pairs were involved in hydrogen bonding. The likelihood of proton transfer is based on the acidity of the adhesive monomer. The acidity of 10-MDP has been reported to be higher than that of Phenyl-P and 4-MET,60,61 and 2-MEP may have a similar tendency. This finding indicated that proton transfer in 1w occurred owing to the high acidity of 2-MEP. This high acidity was proposed to be the primary factor responsible for its superior adhesive strength. Notably, the total |ICOHP| value of the acidic functional group moiety of 4-MET (3w) was smaller than those of 2-MEP(1w) and Phenyl-P (2w). Considering that the methacryloyl group serves as a polymerization site of the monomer, the adhesive strength of 3w might actually be even lower.
| ICOHP (eV) | ||
|---|---|---|
| Acidic functional group | Methacryloyl group | |
| 1w | (1A) −0.92, (1B) −0.48, (1C) −0.65, (2) −0.99 | (2A) −1.18, (2B) −0.33 |
| 1w total | −3.04 | −1.51 |
| 2w | (1A) −0.88, (1B) −0.14 | (2A) −0.51, (2B) −0.33 |
| 2w total | −1.02 | −0.84 |
| 3w | (1A) −0.13, (1B) −0.12 | (2A) −0.62, (2B) −0.51, (2C) −0.21, (2D) −0.13 |
| 3w total | −0.25 | −1.47 |
Finally, we discuss the theoretical estimation of adhesive strength performed in this study. The shear bond strength of 10-MDP measured experimentally in previous work was ∼50 MPa at most,12 which differs greatly from the adhesive strength estimated theoretically in this study. This discrepancy originates from the assumptions in the theoretical model. Specifically, the theoretical calculations assume the most stable conformation of the adhesive on the surface that the failure occurs at the adhesive–adherend interface, and an ideal surface without roughness and or defects. Quantitatively predicting adhesive strength beyond these model assumptions is important, but remains a challenging task. Nevertheless, the minimal models of this study enable efficiently capture the key molecular interactions at the interfaces and to provide qualitative insights into the relative adhesive affinities of different monomers and the origins of their interfacial interactions. These interfacial interactions are not easily observed directly through experiments. Verification through collaboration with experimental groups will be a topic for future work. No significant difference was observed in the adhesive performance between 2-MEP, Phenyl-P, and 4-MET for clean zirconia surfaces, but 2-MEP exhibited the highest adhesive strength for the hydroxylated surface. Among the adhesive monomers, 2-MEP demonstrated the highest acidity and induced proton transfer. Consequently, the oxygen atom served as a hydrogen bond acceptor after proton transfer, leading to an increase in adhesive strength. These findings provide valuable guidelines for the adhesion of zirconia dental materials.
By applying charge density difference analysis, large changes in charge density were observed on all surfaces, indicating that interactions involving charge transfer played an important role in adhesion to zirconia. By applying COHP analysis to these interfacial interactions, the phosphate group of 2-MEP was observed to form multiple interactions with the hydroxylated surface, with the oxygen atom serving as the hydrogen bond acceptor to the hydroxyl groups on the surface after proton transfer. This proton transfer was attributed to the high acidity of 2-MEP.
The insights into the high adhesive performance of 2-MEP can contribute to the selection and improvement of active ingredients in commercially available zirconia bonding kits. The adhesion mechanism involving charge transfer interactions with the zirconia surface, initiated by proton transfer from the phosphoric acid group, supports the effectiveness of 10-MDP-type monomers,12 which are widely used in clinical practice. This charge transfer interaction can be enhanced with increasing acidity of the functional group in adhesive monomers, providing a valuable design principle for future monomer development.
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