Yosuke
Sumiya
*a and
Takahiro
Uwabe
b
aDepartment of Applied Chemistry, Yamaguchi University, 2-16-1 Tokiwadai, Ube, Yamaguchi 755-8611, Japan. E-mail: yosuke.sumiya@yamaguchi-u.ac.jp
bInstitute for Materials Chemistry and Engineering and IRCCS, Kyushu University, Nishi-Ku, Fukuoka 819-0395, Japan
First published on 26th March 2025
This paper analyses the adhesion mechanisms of phosphate-based dental adhesives to zirconia materials based on density functional theory (DFT). Zirconia can be a mixture of three crystal structures: monoclinic, tetragonal and cubic. We investigated how these crystal surfaces influence adhesion. On all crystal surfaces, proton transfer occurs from the phosphate group in the adhesive to the zirconia surface. Among the surfaces, the monoclinic surface exhibits the highest adhesive strength. Interfacial interactions involving charge transfer are observed at all adhesive interfaces, which are particularly significant on the monoclinic surface. This is attributed to the low-coordination number of zirconium atoms specific to the monoclinic surface. Moreover, the strong Lewis basicity of these low-coordination zirconium atoms induces structural changes in the methacryloyl group, which acts as polymerization sites in the adhesive. These findings provide valuable insights for guiding the design of zirconia-based dental materials.
In dental treatment using zirconia prosthetic materials, adhesives containing 10-methacryloyloxydecyl dihydrogen phosphate (10-MDP) as an adhesive monomer are commonly used.11–13 10-MDP is composed of methacryloyl groups, phosphate groups, and carbon chains linking them as shown in Fig. 1. The methacryloyl group acts as a polymerization group, the phosphate group as an adhesive functional group, and the carbon chain as a spacer. These compounds are referred to as 10-MDP, 6-MHP, and 2-MEP depending on the length of the carbon chain (n = 5, 3, 1), respectively. 10-MDP has been experimentally suggested to form chemical bonds with zirconia surfaces.14,15 However, the influence of pretreatments applied to zirconia surfaces should not be ignored. For example, sandblasting treatment increases the proportion of the monoclinic phase on the material, resulting in a mixture of the three crystal structures.16,17 The zirconia surface activity depends on the crystal structure,18–20 which may have a non-trivial effect on adhesion. The effect of this difference in crystal structure on adhesive strength and mechanisms is of interest, but direct observation of the adhesive layer remains a challenge as the layer is buried by the constituent materials.21 Thus, the molecular-level effects of the different zirconia crystal structures on the interactions with 10-MDP need to be clarified theoretically.
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Fig. 1 Chemical structure of the phosphate-based adhesive monomer. For n = 5, 3, and 1, these are called 10-MDP, 6-MHP, and 2-MEP, respectively. |
Theoretical approaches using density functional theory (DFT) calculations and molecular dynamics (MD) simulations are available to elucidate the adhesion mechanism. For industrial adhesion, adhesive interactions for various materials have been analyzed in detail with these methods,22–38 and the similar methods promise application to dental adhesive interfaces. In this study, we perform a systematic analysis based on DFT calculations to elucidate the effects of zirconia crystal structures on the adhesion mechanism. Specifically, we treat 2-MEP as an adhesive monomer instead of 10-MDP to efficiently analyze its interaction with each zirconia crystal surface and elucidate the adhesion mechanisms. The obtained findings are expected to contribute to the development of guidelines in adhesion to zirconia prosthetic materials.
In modelling of surface slab models for each crystal structure, the most stable surface is cut, incorporating a vacuum layer of approximately 23 Å. Each obtained structure is optimized to create the surface models 1a–3a shown in Fig. 3. 1a, 2a, and 3a correspond to (−111),49,50 (101),51,52 and (111)53,54 surfaces, respectively. VESTA software55 is used to visualize the structures. Additionally, to account for wet environment of oral cavity, we create surface models 1aw–3aw, which are hydroxylated by the chemisorption of water molecules on the surfaces. These are obtained by geometry optimization by coordinating OH groups on the top and bottom zirconium atoms and hydrogen atoms on the adjacent oxygen atoms for the clean surfaces 1a–3a. Here, two hydrogen atoms from 1a and one hydrogen atom from 2a and 3a transfer to the OH groups, resulting in the formation of water molecules.
The adhesive interface models obtained in this manner is the most minimal and allows for efficient analysis of the interactions between the zirconia surfaces and the adhesive. The effects of metastable conformations and interactions between adhesive molecules are excluded from these models. Furthermore, considering a more realistic environment such as oral cavity, the effects of physisorbed waters accumulated on the zirconia surface, stains in oral cavity, changes in surface condition due to pretreatment with hydrofluoric acid, and trace amounts of yttrium atoms in the zirconia may not be negligible. These task remains open for future work.
E = D(1 − e−aΔr)2 | (1) |
![]() | (2) |
The maximum value on the adhesive force–displacement (F–Δr) plot is estimated as the adhesive strength Fad.
Fad = max(F) | (3) |
The energy E can be de composed into two parts: the dispersion contribution and the other DFT contribution. That is, E is expressed as a simple sum of the energies of the dispersion and DFT contributions (Edispersion and EDFT):
E = Edispersion + EDFT | (4) |
Differentiating both sides of the above equation leads to the following relationship for the adhesive force F, which can also be decomposed into dispersion and DFT forces (Fdispersion and FDFT):
F = Fdispersion + FDFT | (5) |
The EDFT is fitted to the equation that translates the Morse potential in the z direction by α, expressed as:
EDFT = DDFT(1 − e−aDFTΔr)2 + α | (6) |
Differentiating the obtained fitting curve with respect to displacement yielded the FDFT, and subtracting it from F yielded the Fdispersion. This decomposition analysis is used to evaluate the contribution of each component.
Δρad = ρcomplex − (ρsurface + ρadhesive) | (7) |
For interaction sites visualized by the charge density difference analysis, their binding energies can be estimated by calculating their crystal orbital Hamilton population (COHP).60 The binding energy is useful in identifying the atom pairs that contribute to stability in the adsorbed structure. The COHP analysis allows the affinity of each functional group and its interaction-site in the adhesive to the surface to be evaluated. The COHP analysis requires the plane wave function to be projected to a localized basis set. The local orbital basis suit towards electronic-structure reconstruction (LOBSTER) software61 was used for this procedure. Using the Hamiltonian matrix element and crystal orbital expansion coefficients, the density of states (DOS) of a given atomic pair is decomposed into bonding and antibonding energy regions to obtain the projected COHP (pCOHP).62 The bonding interaction is a negative value due to negative Hamiltonian matrix elements involved. Integrating the pCOHP up to the Fermi level EF provides the binding energy of the corresponding atomic pair. This value is the integrated crystal orbital Hamilton population (ICOHP) and is expressed as the following equation:63
![]() | (8) |
A negative ICOHP value means that the atomic pair has a strong bonding interaction, and the strength of the interaction can be compared using ICOHP values. Here, we emphasize the difference between DFT calculations and classical force-field calculations in that DFT calculations allow precise analysis of interactions involving charge transfer and chemical reactions (bond-rearrangement), whereas such interactions and reactions are difficult to simulate with force-field calculations.
Fig. 5(c) and (d) show the energy and adhesive force curves for the hydroxylated surfaces (1bw–3bw). The D values are 9.9, 5.2 and 5.5 eV, respectively, with decreasing values on all surfaces, indicating that all potential wells are shallower by surface hydroxylation. The Fad values are 6.77, 2.92 and 3.11 eV, respectively. Surface hydroxylation results in adhesive strengths of 61, 57 and 42% for the m-ZrO2 (−111), t-ZrO2 (101) and c-ZrO2 (111) surfaces, respectively. In other words, surface hydroxylation reduces the adhesive strength by approximately half. Fad at the monoclinic (1b and 1bw) is larger than at the other interfaces. Although direct comparison with experimental values remains difficult, this result is qualitatively consistent with the fact that sandblasting increases the monoclinic surface and improves the adhesive strength.16 What is the reason for the difference in adhesive strength for each crystal surface? To identify the reason, the energy is decomposed into dispersion and DFT contributions using eqn (4) and (5).
Fig. 6(a)–(c) shows the decomposition of the 1b–3b adhesive force curves into FDFT and Fdispersion curves, respectively, where black, blue, and red colors represent the F, Fdispersion, and FDFT curves. As can be seen in the figure, FDFT is larger than Fdispersion for all 1b–3b. This means that the DFT contribution is dominant at the 2-MEP/clean ZrO2 interface. The maximum of the dispersion-contributed adhesive strength, Fmaxdispersion, is 2b > 1b > 3b (1.67 nN > 1.53 nN > 1.48 nN), while the maximum of the DFT-contributed adhesive strength, FmaxDFT, is 1b > 3b > 2b (9.68 nN > 5.96 nN > 3.49 nN), corresponding to the order of the overall adhesive strength, Fad.
Fig. 6(d)–(f) shows the decomposition of the 1bw–3bw adhesive force curves into FDFT and Fdispersion curves. As with clean surfaces 1b–3b, FDFT is larger than Fdispersion for 1bw–3bw. It is thus suggested that the DFT contribution is dominant in adhesive strength, regardless of surface hydroxylation. As can be seen in the figure, Fmaxdispersion order 2bw > 1bw > 3bw (0.76 nN > 0.72 nN > 0.68 nN) is inconsistent with Fad order, while FmaxDFT order 1bw > 3bw > 2bw (6.07 nN > 2.47 nN > 2.22 nN) is consistent with Fad order. Furthermore, the differences of FmaxDFT of 2bw and 3bw with respect to 1bw (3.85 nN and 3.60 nN) are larger than those of Fmaxdispersion. Accordingly, the difference in Fad on the hydroxylated surfaces is also suggested to depend on the difference in DFT contribution. The interfacial interactions originating from the DFT contribution involve charge transfer. In the next section, the interfacial interactions with charge transfer are visualized using charge density difference analysis and the factors contributing to the high adhesive strength to the m-ZrO2 surfaces (1b and 1bw) are discussed.
Fig. 7(a) shows the sites where significant charge density changes are observed in 1b, marked by the purple dotted lines (1)–(4). These enlarged views from different angles are represented in Fig. 7(b), with the distances d of the interacting atomic pairs and their ICOHP values. In 1b, proton transfer from the phosphate group of the 2-MEP to the surface occurs. After the proton transfer, the two oxygen atoms of the phosphate group strongly interact with the surface zirconium atoms, as labelled in (1A) and (1B), with their ICOHP values of −2.53 and −3.07 eV, respectively. The ICOHP value of the interaction between the oxygen atom of the 2-MEP labelled by (2) and the surface zirconium atom is −1.30 eV. Additionally, the ICOHP values for (3), where the carbon atom of the methacryloyl group interacts with the zirconium atom on the surface, and (4A) and (4B), where the oxygen atom of the methacryloyl group interacts with the two zirconium atoms on the surface, are −2.84, −3.90, and −1.98 eV, respectively.
Fig. 8(a) and (c) show the sites of significant charge density changes in 2b and 3b, marked by the purple dotted lines (1)–(3). These enlarged views from different angles are represented in (b) and (d). Proton transfer from the phosphate group of the 2-MEP to surface oxygen atoms also occurs in 2b and 3b. In 2b, the proton transferred to the surface changes to OH group, which interacts with the oxygen atom of the phosphate group. This is labelled (1) and its ICOHP value is −0.10 eV. Furthermore, the two oxygen atoms of the phosphate group interacted with the zirconium atoms on the surface. These labels are (2A) and (2B) and their ICOHP values are −3.17 and −2.79 eV respectively. In addition, the ICOHP value of the site (3) where the oxygen atom of the methacryloyl group interacts with the zirconia atom on the surface is −2.65 eV. In 3b, the proton transferred to the oxygen atom on the surface also changes to OH group. The interaction between the oxygen atom of the OH group and the hydrogen atom of the phosphate group in 2-MEP is labelled (1), with the ICOHP value of −1.30 eV. The oxygen atoms that released the proton of the phosphate group and double-bonded to phosphorus atom interact with the zirconium atoms on the surface. These interaction sites are labelled (2A) and (2B) with their ICOHP values of both −4.06 eV. Furthermore, the oxygen atom of the methacryloyl group interacts with the zirconium atom on the surface. This is labelled (3) with its ICOHP value of −2.00 eV.
Table 1 shows the ICOHP values of the interfacial interactions in 1b–3b, classified by those derived from the phosphate and methacryloyl group, respectively. The absolute value of the sum of ICOHPs for the phosphate group-derived interactions with the surface |ICOHP| shows the highest value at 3b, while the methacryloyl group-derived |ICOHP| showed the highest value at 1b. The total ICOHP values for 1b–3b are −15.63, −8.70 and −11.42 eV, respectively. The order of these absolute values is 1b > 3b > 2b, which is the same as the order of adhesive strength. The results suggest that the interactions involving charge transfer contribute significantly to the difference in adhesive strength to each surface. The |ICOHP| of the methacryloyl group-derived interactions in 1b is 8.73 eV, which is 6.08 and 6.73 eV larger than 2b (2.65 eV) and 3b (2.00 eV), respectively. In contrast, the |ICOHP| of the phosphate group-derived interactions in 1b is 6.90 eV, which is 0.85 eV larger than 2b (6.05 eV) and 2.52 eV less than 3b (9.42 eV). In comparison with 1b, the difference in |ICOHP| of the methacryloyl group-derived interactions is larger than that of the phosphate group-derived ones, suggesting that the larger adhesive strength of 1b is due to the methacryloyl group-derived interactions.
ICOHP (eV) | ||
---|---|---|
Phosphate group | Methacryloyl group | |
1b | (1A) −2.53, (1B) −3.07, (2) 1.30 | (3) −2.84, (4A) −3.90, (4B) −1.98 |
1b-total | −6.90 | −8.73 |
2b | (1) −0.10, (2A) −3.17, (2B) −2.79 | (3) −2.65 |
2b-total | −6.05 | −2.65 |
3b | (1) −1.30, (2A) −4.06, (2B) −4.06 | (3) −2.00 |
3b-total | −9.42 | −2.00 |
Focusing on the interactions of the methacryloyl groups in 1b–3b, only in 1b, the carbon atom of the methacryloyl group interacts with the zirconium atom on the surface (interaction (3)). Then, the sp2 carbon atom changes to sp3-like. In addition, the methacryloyl group in 2-MEP adsorbs on the 1a (m-ZrO2) surface, increasing the interatomic distance of the CO double bond, while shortening the C–C single bond and resulting in double bond-like. Fig. 9 shows the structural changes of 1b before and after the DFT optimization. This structural change can originate from the low-coordination number of zirconium atoms on the 1a surface. On the 1a surface are 5- and 6-coordinated zirconium atoms (ZrV and ZrVI), which are absent in 2a and 3a shown in Fig. 3, and these are highly Lewis basic. These electron-rich zirconium atoms form chemically bonded Zr–C and Zr–O interactions by the charge transfer described by (3) and (4) in 1b, shown in Fig. 7. These results suggest that the coordination number, i.e., electronic state, of zirconium atoms on the surface has a significant effect on the adhesion to zirconia surface and can also induce structural changes in 2-MEP. Here, it should be emphasized that these results are obtained by adopting analysis based on DFT calculations. Proton transfer, structural changes of methacryloyl group, and charge transfer interactions are difficult to analyze using force field calculations. These molecular insights are critical novelties of this study.
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Fig. 9 Structural change of 2-MEP in 1b by DFT optimization. (a) and (b) represent the structures before and after the DFT optimization, respectively. |
Charge density difference analysis is also applied to 1bw–3bw in the same manner as for 1b–3b. Fig. 10 and 11 show the differences of charge density for 1bw and those for 2bw and 3bw, respectively. In Fig. 10(a), the sites of significant charge density changes at 1bw are indicated by purple dotted lines (1) and (2). These enlarged views from different angles are represented in (b). In 1bw, proton transfer also occurs from the phosphate group in the 2-MEP, and this proton is transferred to the carbon atom of the methacryloyl group in the 2-MEP, where the proton is highlighted by purple dotted line. The structures before and after this proton transfer are shown in (c) and (d). After the proton transfer, the two oxygen atoms of the phosphate group interact with the hydroxy group on the surface by hydrogen bonding, as labeled in (1A)–(1C). Their ICOHP values are −1.36, −1.22, and −0.84 eV, respectively. The interactions of the methacryloyl groups in 2-MEP with the surface are labeled (2A), (2B), and (2C), and their ICOHP values are −2.51, −1.15, and −1.88 eV, respectively. These strong interactions attributed to the methacryloyl group are due to the proton transfer that changes the CO double bond to a single bond-like structure, resulting in an electron deficiency in the oxygen atom.
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Fig. 11 (a) and (c) Charge density differences of 2bw and 3bw. (b) and (d) Enlarged views of sites (1)–(3) in (a) and (c) from different angles. |
Fig. 11(a) and (c) show the sites of significant charge density changes in 2bw and 3bw, which are indicated by purple dotted lines (1), (2), and (3), respectively. These enlarged views from different angles are represented in (b) and (d). In both 2bw and 3bw, proton transfer occurs from the phosphate group of the 2-MEP to the hydroxy group on the surface. As for the interface interactions in 2bw, (1) is the interaction between the transferred proton on the surface and the oxygen atom in 2-MEP, with the ICOHP value of −0.90 eV. Additionally, the oxygen atom of the PO double bond in the phosphate group and the oxygen atom after releasing the proton form interactions with the hydroxy groups on the surface, which are labeled (2A), (2B), and (2C), respectively. These ICOHP values are −0.73, −0.55, and −0.62 eV. The oxygen atom of the methacryloyl group interacts with the hydroxy groups on the surface, which are (3A)–(3C). These ICOHP values are −0.47, −0.25, and −0.85 eV. The interface interactions in 3bw are similar to those in 2bw, and (1) is the interaction between the transferred proton on the surface and the oxygen atom in the 2-MEP, with the ICOHP value of −0.82 eV. The oxygen atom after releasing the proton of the phosphate group and the oxygen atom of the P
O double bond form the interactions with the hydroxy groups on the surface, which are labeled (2A), (2B), (2C), and (2D), respectively. These ICOHP values are −0.63, −0.60, −0.60, and −0.97 eV. The oxygen atom of the methacryloyl group forms the interaction (3) with the hydroxy group on the surface, with the ICOHP value of −0.73 eV.
Table 2 shows the classification of the 1bw–3bw interfacial interactions and their ICOHP values according to the phosphate and methacryloyl group origin, respectively. The absolute value of the sum of the ICOHPs for the phosphate group-derived interactions |ICOHP| is largest at 3bw, while the value of the methacryloyl group-derived |ICOHP| is largest at 1bw. This tendency is the same as that of the clean surface systems 1b–3b. The total ICOHP values for 1bw–3bw are −8.96, −4.37, and −4.35 eV, respectively, and the order of these absolute values is 1b > 2b ≈ 3b. These results suggest that charge transfer interactions contribute significantly to the difference in adhesive strength even on the hydroxylated surfaces. The |ICOHP| of the methacryloyl group-derived interactions in 1bw is 5.54 eV, which is 3.97 and 4.81 eV larger than in 2bw (1.57 eV) and 3bw (0.73 eV), respectively. In contrast, the |ICOHP| of the phosphate group-derived interactions in 1bw is 3.42 eV, which is larger than in 2bw (2.80 eV) and slightly smaller than in 3bw (3.62 eV). In comparison with 1bw, the difference in methacryloyl group-derived interactions |ICOHP| is larger than that of phosphate group-derived ones, suggesting that the larger adhesive strength of 1bw is due to methacryloyl group-derived interactions.
ICOHP (eV) | ||
---|---|---|
Phosphate group | Methacryloyl group | |
1bw | (1A) −1.36, (1B) −1.22, (1C) −0.84 | (2A) −2.51, (2B) −1.15, (2C) −1.88 |
1bw-total | −3.42 | −5.54 |
2bw | (1) −0.90, (2A) −0.73, (2B) −0.55, (2C) −0.62 | (3A) −0.47, (3B) −0.25, (3C) −0.85 |
2bw-total | −2.80 | −1.57 |
3bw | (1) −0.82, (2A) −0.63, (2B) −0.60, (2C) −0.60, (2D) −0.97 | (3) −0.73 |
3bw-total | −3.62 | −0.73 |
On the monoclinic surface, structural changes of the methacryloyl group are observed even in metastable structures other than the most stable (1bw). Fig. 12(a) shows 1bw, and (b) and (c) show the metastable structures (1cw and 1dw), where green represents the hydrogen atoms originally contained in the 2-MEP and white represents the hydrogen atoms originally on the surface. Each transferred hydrogen atom is highlighted by purple dotted lines. As can be seen in the figure, the hydrogen atoms in the phosphate group and on the surface move to the methacryloyl group. They are energetically close, and 1cw and 1dw are more unstable than 1bw by only 0.04 eV (4.1 kJ mol−1) and 0.07 eV (6.7 kJ mol−1), respectively. That is, all structures can exist thermodynamically. Note that these structures are obtained from simple DFT optimization calculations. In other words, the reactions that lead to these structures can easily proceed with no barrier when 2-MEP approaches the monoclinic surface. Accordingly, various conformations of the 2-MEP other than the most stable structure may also induce structural changes in the methacryloyl group.
![]() | ||
Fig. 12 Different structures of 2-MEP on the 1aw surface. Energetically stable in order from (a)–(c). |
Finally, the adhesive strength of 2-MEP is largest on both clean and hydroxylated zirconia surfaces in the case of monoclinic crystals. The low-coordination number zirconium atoms on the monoclinic surface are highly Lewis basic, which induces proton transfer of 2-MEP and structural changes of methacryloyl groups, resulting in higher adhesive strength. The charge transfer interactions that play a major role in adhesion to zirconia are reflected in large DFT components in Fig. 6, which is a trend not observed in the adhesion of epoxy resins to engineering plastics, inorganic materials, and metallic materials analyzed in previous studies.28–30,33,35,37 These results suggest that increasing the ratio of monoclinic surfaces may improve the adhesive strength of the interface. However, the methacryloyl group structure changes on the monoclinic surface, and this change may have a negative effect on the polymerization reaction in curing adhesive monomers such as 2-MEP. Moreover, monoclinic crystals are weaker in mechanical strength. Consequently, simply increasing the ratio of monoclinic crystals is insufficient, and an appropriate balance should be explored. These results promise to provide design guidelines for zirconia dental materials and adhesives.
The above results provide a guideline for the design of zirconia dental materials and adhesives. The findings of this study could also contribute to the design of novel monomers for stronger adhesion and the optimization of zirconia surface treatments. In particular, new directions in the molecular design of adhesive monomers could be provided by considering the influence of the interaction of zirconium atoms with low coordination numbers on the m-ZrO2 surface to the adhesive strength. Furthermore, the results of this study could contribute to the development of adhesive technology, not only for dental materials, but also for industrial applications and biocompatible materials. Further experimental validation based on the findings at the molecular level is required to advance the zirconia prosthetic materials and their clinical application.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d5tb00004a |
This journal is © The Royal Society of Chemistry 2025 |