Stefan
Nicholson
ab,
Jochen
Bruckbauer
b,
Paul R.
Edwards
b,
Carol
Trager-Cowan
b,
Robert W.
Martin
b and
Aruna
Ivaturi
*a
aSmart Materials Research and Device Technology Group, Department of Pure and Applied Chemistry, University of Strathclyde, Glasgow G1 1XL, UK. E-mail: aruna.ivaturi@strath.ac.uk
bSemiconductor Spectroscopy and Devices Group, Department of Physics, SUPA, University of Strathclyde, Glasgow G4 0NG, UK
First published on 4th March 2025
Within the field of perovskite photovoltaics, there has been heavy focus on either improving the conductivity/mobility of the charge transport layers [electron transport (ETL) or hole transport layers (HTL)], or tuning their energy alignment with the perovskite absorber for optimising the device efficiency, with little attention paid to the impact of the underlying charge transport layer on the structural and optoelectronic properties of the perovskite overlayer. For example, in the n–i–p device architecture, the ETL provides a key surface upon which the perovskite film grows. In this work, electron backscatter diffraction (EBSD) and cathodoluminescence (CL) spectroscopy are used to show a direct correlation between optical emission and structural properties of all-inorganic CsPbI2Br perovskite absorber thin films with a selection of inorganic underlying ETLs, giving insights into the vital role of the ETL. Comparisons are drawn between the effect of three commonly used electron transport layers (zinc oxide, titanium dioxide and tin oxide) on the optical emission and crystallographic properties of the CsPbI2Br perovskite thin films processed at two different annealing temperatures. Among the ETLs, zinc oxide is found to promote perovskite films with enhanced grain size and preferred growth along the [100] orientation, and relatively uniform light emission for the high temperature processed layer, showing its strong potential as a low-cost electron transport layer for the development of perovskite solar cells. Titanium dioxide is found to result in a high level of heterogeneity in the light emission when the perovskite is processed at low temperature, while tin oxide is found not to promote large grain growth. The observed variations are understood in terms of the differences in thermal expansion coefficient of the perovskite as compared to those of the ETLs as well as the leading strain in the lattice. The results from the study show the importance of considering perovskite growth effects when selecting an underlayer.
Perovskite solar cells can be fabricated in different configurations: p–i–n or n–i–p, both of which can be planar or mesoscopic. The n–i–p architecture generally consists of a bottom electrode made from a fluorine-doped tin oxide layer (FTO) on glass, followed by an electron transport layer (ETL) such as SnO2, TiO2, ZnO etc., the perovskite absorber, a hole transporting layer (HTL) like spiro-OMeTAD and a metal electrode on top. In contrast, p–i–n cells have the perovskite layer grown on top of an HTL, commonly PEDOT:PSS.10 An ETL is then deposited on top, chosen to allow good band alignment without dissolving or reacting with the absorber layer. Each of these layers plays a key role in the functionality of the overall device. Dependant on the choice of p–i–n or n–i–p configuration, the perovskite absorber material needs to be deposited on either the hole transporting material, or the electron transporting material. The reported literature on n–i–p configuration shows variation in the fabrication processes and type of ETL used, and many efforts have focused on improving the ETL itself or the interface between the ETL and the perovskite. This also includes the use of interlayers to ensure that there is a gradual stepwise change in energy alignment heading towards the electrodes. Ideally, the highest occupied molecular orbital (HOMO) of the electron transport layer should be close to that of the perovskite, but slightly lower than that of the HTL. Similarly, the lowest unoccupied molecular orbital (LUMO) of the perovskite should be close to, but slightly higher then, that of the HTL.11 Interlayers (ILs) can help to achieve this by bridging the gap where there are large energy jumps.
Table 1 summarises efficiency and processing conditions of highly efficient CsPbI2Br solar cells in n–i–p configuration, recently reported in literature, using the three common inorganic ETLs: SnO2, TiO2 and ZnO. ETLs are deposited by various solution processing methods, and the perovskite is commonly annealed at low temperatures of around 160 °C or higher temperatures > 250 °C.
ETL (ref.) | Device structure | PCE | Dopant/treatment used | Perovskite annealing method | ETL annealing method |
---|---|---|---|---|---|
TiO2![]() |
FTO/TiO2/CsPbI2Br/spiro-MeOTAD/Ag | 16.5% | Methyl urea at 0.9 mg mL−1 in perovskite precursor | 100 °C for 3 min, 160 °C for 10 min | From TiCl4 70 °C for 1 hour, 100 °C for 10 min |
TiO2![]() |
FTO/TiO2/CsPbI2Br/spiro-MeOTAD/Ag | 16.0% | Acetone/DMSO mixed solvent for precursor | 40 °C for 5 min, 150 °C for 5 min | From TiCl4 70 °C for 1 hour, 150 °C for 1 hour |
TiO2![]() |
ITO/TiO2/CsPbI2Br/spiro-MeOTAD/Au | 16.1% | IPA antisolvent treatment | 50 °C for 1 min, 100 °C for 1 min, 160 °C for 10 min | From titanium isopropoxide (TTIP) spin coating 150 °C for 30 min |
TiO2![]() |
FTO/TiO2/CsPbI2Br/P3HT/Ag | 17.5% | [BMIM]PF6 in perovskite precursor | 43 °C for 3 min, 160 °C for 10 min | From titanium isopropoxide (TTIP) spin coating 500 °C for 45 min |
TiO2![]() |
FTO/c-TiO2/mp-TiO2/M:CsPbI2Br/P3HT/Au | 17.5% | InCl3 in perovskite precursor | 280 °C for 10 min | From titanium isopropoxide (TTIP) 450 °C for 30 min |
Mesoporous at 500 °C for 15 min | |||||
SnO2![]() |
ITO/SnO2/CsPbI2Br/PCBM/Ag | 16.8% | NMP 2.5% in perovskite precursor | 40 °C for 3 min, 160 °C for 10 min | Nanoparticles 150 °C for 30 min |
SnO2![]() |
ITO/SnO2/CsPbI2Br/spiro/Au | 16.4% | CsBr post-treatment of film | 25 °C for 15 min, 280 °C for 10 min | Nanoparticles 150 °C for 30 min |
SnO2![]() |
ITO/SnO2/CsPbI2Br/polyDTSTPD-r-BTbTPD/Au | 15.5% | Aged ETL solution | RT for 10 min, 180 °C for 10 min | From SnCl2 100 °C for 10 min, 180 °C for 1 hour |
ZnO![]() |
ITO/SnO2/ZnO/CsPbI2Br/PTAA/MoO3/Ag | 16.2% | BMIMPF6 0.15% in perovskite precursor | 250 °C for 10 min | From ZnAc sol–gel, 200 °C for 20 min |
ZnO![]() |
ITO/ZnO/CsPbI2Br/spiro/Au | 14.3% | GABr post-treatment | 40 °C to 140 °C 10 min | From ZnAc sol–gel, 150 °C for 30 min |
ZnO![]() |
FTO/ZnO/CsPbI2Br/PM6/MoO3/Ag | 16.4% | Pb(ac)2 in ETL precursor | 45 °C for 1 min, 160 °C for 5 min | From ZnAc sol–gel, 150 °C for 30 min |
ZnO![]() |
ITO/ZnO/CsPbI2Br/PC61BM/Ag | 16.8% | ZnAc in ETL precursor | 50 °C for 30 s, 240 °C for 60 s | From ZnAc sol–gel, 150 °C for 30 min |
SnO2 is a commonly used ETL with the CsPbI2Br perovskite, either in the form of a nanoparticle layer or as a compact layer. Amorphous SnO2 films have also been explored and are reported to lead to exceptionally high open circuit voltage (VOC), attributed to the morphological changes in the SnO2 film and improved charge extraction due to aging of the ETL precursor solution.19 Although film morphology was cited as a reason for the improvement, analysis was limited, with only topography shown in secondary electron images. Commercially available SnO2 nanoparticles dispersion at desired dilution (5 wt%,24 3 wt%,25 2.5 wt%26) or with surface modifications have been widely used to form the ETL layer. Modifications include complexing with ethylenediaminetetraacetic acid (EDTA),27,28 or addition of NaCl,29 both with the intention of reducing agglomeration to produce a better dispersed and smoother layer. Another common choice of ETL is TiO2, with proven electron extraction capability30,31 and chemical stability.32 TiO2 is the ETL material used in the first reported solar cell using perovskites in 2009.33 It is often annealed at high temperatures, as shown in Table 1, which does however make it unfavourable for plastic substrates, compared to other generally lower temperature produced ETLs. Many studies also reported use of a mesoporous TiO2 layer for a mesoscopic perovskite solar cell (PSC) device structure.34–36 However, this adds an additional layer and cost into the process. Some examples within the literature describe high efficiencies from TiO2 ETL based CsPbI2Br devices, including a 17% efficient device with a mesoscopic structure using a rubidium-doped perovskite reported by Patil et al.,37 or the 17.5% efficient device based on undoped CsPbI2Br and standard bath-deposited TiO2 layer, reported by Liu et al.15 To date, these reported efficiencies are the highest reported for this type of device. However, despite the successes of TiO2, the drive towards lower cost ETLs has continued to drive explorations into other ETL materials. ZnO is one such ETL material that has gained more attention over the past year due to a useful bandgap and extraction capabilities.38,39 However, it is a hygroscopic material, requiring careful handling when used with the moisture-sensitive CsPbI2Br perovskite material. Within the literature, there are a number of reports on using dopants in ZnO to help with further improved band alignment,22,40 leading to higher efficiency cells. There is a correlation between performance and reduction in the roughness of the ZnO films, which translates into smoother perovskite films.40
It is important to note that in all the studies discussed above and compiled in Table 1, limited attention has been paid to how the ETLs impact the growth of the perovskite and dictate the nanoscale chemical, compositional and structural heterogeneities. Two potentially useful techniques to investigate the effect of these ETLs on perovskite growth, crystallisation and optoelectronic performance are electron backscatter diffraction (EBSD) and cathodoluminescence (CL) hyperspectral imaging in the scanning electron microscope (SEM). Some studies have been carried out exploring these techniques in perovskite solar cell research.41–46 These, however, have largely focussed on how localised grain structures and boundaries influence the luminescence of the material, or impact on non-radiative recombination, as well as how different phases can cause variation in luminescence across samples. Notably, a study by Chatterjee et al. showed how the emission of all-inorganic perovskite nanorods changed as the halide composition is altered, showcasing the adaptability of the growth method for synthesis of nanorods with emission over the entire visible light spectrum.41 A study on perovskite films has shown the impact of ion segregation on the creation of species-rich regions in the sample, which influence the emission energy.42 Monochromatic images showing specific emission wavelengths have been used to show areas of a film where iodide rich species are formed, segregated from the bulk film emission, leading to areas where absorption is affected, which in turn impacts device performance.42 Examples of EBSD carried out on perovskite solar cells include the study by Schulz et al.,43 where the technique was used to investigate specific protruding grains from a MAPI perovskite, identifying the grains as having differing orientation to the bulk of the film, and linking this to significantly differing electrical properties. The overall perovskite structure in this case showed a large scale [110] orientation preference with respect to the sample normal.43 There have been reports within the literature relating to the avoidance of the [110] orientation in CsPbI2Br perovskite layers, which is considered undesirable for device performance, as surface states in this orientation can affect light adsorption performance due to material energetics, as suggested in a study by Hu et al. The use of phenethylammonium iodide (PEAI) dopant was explored to reduce preferred orientation along this direction from the surface of the perovskite film.44
Research combining luminescence and EBSD have proven to be effective in linking crystallographic orientation information to emission intensity. One such study using a flash annealing process focused on misorientation within individual grains. It was found that increasing the grain size in the films led to a greater spread in grain orientation, which correlated with reduced emission due to increased strain.45 Such studies reveal features within the crystallographic mapping that are not visible through topography of the material, or by the PL/CL emission alone, highlighting the enhanced insights which the correlative measurements provide into the reason behind emission changes.46
In the present study, we investigate the effect of different electron transport layers—namely TiO2, SnO2 and ZnO—on the growth of CsPbI2Br perovskite thin films annealed at two different temperatures, and their resultant crystal orientation, by mapping localised and wider orientation effects using EBSD. Additionally, the impact of different orientations on the light emission from CsPbI2Br perovskite thin films is investigated by spectrally and spatially resolved CL. The EBSD and CL studies are supported by X-ray diffraction (XRD) analysis, to ensure both the localised EBSD effects and bulk crystal effects are revealed.
![]() | ||
Fig. 1 SE images of the CsPbI2Br perovskite grown at low temperature (LT 160 °C) and high temperature (HT, 280 °C) on different ETLs, tilted to 70° for EBSD. |
EBSD analysis was carried out on these samples to determine whether growth on differing ETLs, or changing annealing temperature of the perovskite, results in any variations in the structural homogeneity and preferential orientations in the perovskite films. Inverse pole figure (IPF) maps, shown in Fig. 2, were used to compare the orientation of the grains in the perovskite films grown on different ETLs and using different annealing temperatures. IPF maps show the crystallographic orientation/direction with respect to the sample reference frame directions X, Y and Z corresponding to the horizontal, vertical and sample normal directions, respectively. The crystallographic directions (or orientation) of grains are shown by the colour scale in the IPF map. With respect to the sample normal direction (Z direction), grains across all samples show a preference for the [100] direction (red grains), with some secondary preference for [110] (green grains), particularly observable in the low temperature annealed CsPbI2Br films deposited on TiO2 ETL. Fig. 2 shows the IPF maps with respect to Y and Z, with the X map included in the Fig. S5.† In the sample plane (e.g. IPF Y) a more random distribution of orientations is observed as seen by a range of differently coloured grains. White regions are where the data has not been indexed due to poor signal-to-noise ratio as a result of shadowing of regions of the film due to changes in sample topography and poor-quality patterns at grain boundaries. Table 2 below compares the number of indexed pixels in the EBSD maps. There is an increase in the percentage of pixels indexed for the high temperature annealed perovskite films (as compared to the low temperature annealed films) grown on theTiO2 and ZnO ETLs, but not for that grown on the SnO2 ETL.
LT SnO2 | LT TiO2 | LT ZnO | HT SnO2 | HT TiO2 | HT ZnO | |
---|---|---|---|---|---|---|
% pixels indexed | 72% | 65% | 64% | 72% | 80% | 79% |
The high temperature annealing of perovskite grown on the TiO2 substrate allowed the grains to reorient into a preferred [100] direction in Z, the sample normal, reducing the preference towards [110] seen by the schematically green coloured grains in the low temperature annealed sample (Fig. 2), and this is supported by a reduction in intensity of the [110] central spot in the Fig. 4 pole figures shown later. One can also note from Fig. 2 that there are smaller grains in the CsPbI2Br film grown on TiO2 at low temperature. The CsPbI2Br grains on TiO2 are enlarged when annealed at high temperature, but remain smaller than those on the ZnO ETL.
Band contrast maps can be used to help visualise the grain structure and for the rough estimation of grain sizes. A band contrast map is a measure of the quality of the Kikuchi patterns, with low intensity obtained where indexing is not possible due to no acquisition of patterns or acquisition of poor patterns, for example due to shadowing as a result of surface topography, and at grain boundaries. IPF maps, in addition to band contrast maps, can be used to estimate how the grain size changes across different samples. A difference in grain size is far more observable when comparing the two annealing temperatures, as opposed to between different ETLs within one temperature sample set. Comparison of the band contrast maps for the samples grown at both the high and low temperatures reveals these changes, as displayed in Fig. 3.
![]() | ||
Fig. 3 The comparison of band contrast maps of CsPbI2Br perovskite film annealed at low temperature (LT, 160 °C) and high temperature (HT, 280 °C). |
The ZnO samples displayed the largest increase in grain size and most of the grains appear to be of similar size when annealed at higher temperatures; this contrasts with the films annealed at lower temperatures, where the maps show very small grains between some larger ring-shaped grains. For the TiO2 ETL sample, the grain size increased, whereas only a very minor change in grain size was observed for the SnO2 ETL case. It is important to note that the sensitivity of these materials to the electron beam provides a challenge to the recording of large detailed maps for high statistical confidence. Additionally, the Kikuchi patterns near and at the grain boundaries are of lower quality, which prevents the indexing of the patterns in areas shown white in the IPF maps (Fig. 2). Grain sizes were estimated from the band contrast maps using ImageJ,53 with a selection of 10 of the clearest grains in the sample and averaging across length and breadth, to give an estimated range of grain sizes for the samples grown at high temperature. For the low temperature annealed films, as the grain boundaries are not well defined, it is challenging to estimate grain size from the band contrast maps. Samples grown on ZnO and TiO2 at high temperature have grains in the approximate range of 1400–2350 nm and 750–1450 nm, respectively, whereas in the case of a film grown on SnO2, the grains are visibly smaller and indistinguishable.
Pole figures give overall orientation information across the entire sample area and have been constructed using data recorded over a large area to provide good statistics. Pole figures for the [100] and [110] directions from all samples are shown in Fig. 4. All samples display the distinct preferential orientation in [100] as evidenced by the most intense spot in the centre of the [100] pole figure. The [110] spot intensity is lower in all cases in the high temperature samples, showing that the high temperature preparation route enhances the preferential orientation of the samples. Full comparisons of the pole figures, secondary electron images before and after EBSD measurements, and the IPF maps including along the X plane are given in the ESI, Fig. S3–S5.†
Mapping of the FTO substrates was also attempted by EBSD, however the Kikuchi pattern quality was very low, grain size very small, and the substrates could not be successfully measured. XRD analysis of the samples was carried out to confirm the conclusions from the EBSD. The XRD patterns in Fig. 5 show clear, strong (100) and (200) peaks confirming the preferred (100) orientation in the cubic phase CsPbI2Br films. All samples showed a limited presence of (110) orientation as observed in the EBSD, revealing the polycrystalline nature of the films. However, it is notable that the film deposited on TiO2 and annealed at high temperature exhibits a significant shift of the XRD peaks towards higher angles (in contrast to the one grown at low temperature), followed by that grown on SnO2 which shows a relatively smaller shift, whereas no shift was observed for film grown on ZnO. This shift could be linked to additional strain within the CsPbI2Br films when the sample is annealed at high temperatures, due to the difference in thermal expansion coefficient of the perovskite and the ETLs.54 When the CsPbI2Br film formed at high temperature and then cools to room temperature, it contracts owing to its positive thermal expansion coefficient (α). However, since the CsPbI2Br films are deposited on substrates with a lower α [perovskite ∼ 3–8.4 × 10−5 K−1, TiO2 ∼ 8–11 × 10−6 K−1, SnO2 ∼ 3–8 × 10−6 K−1, ZnO ∼ 1–2 × 10−5 K−1],55–57 the contact between the film and the substrate limits the perovskite from contracting when it cools back to room temperature after the high temperature annealing. This leads to a tensile strain along the in-plane directions and a simultaneous compressive strain in the out-of-plane direction due to the positive Poisson's ratio in the perovskites. A shift to higher angles in XRD for the out-of-plane direction has been observed for compressive strain.58 Since Δα is higher for SnO2 and TiO2 than for ZnO, we would expect higher shifts in the XRD peaks for films grown on SnO2 and TiO2 than those on ZnO, which is in reasonable agreement with the observation in the present study. Additionally, lattice strain will also arise at the interface between the perovskite and the ETLs due the lattice mismatch between the two layers. The observed XRD shifts can thus be elucidated as due to an interplay between the thermal and lattice mismatch between the perovskite and the ETLs.
The stress present within the CsPbI2Br films due to the difference in thermal expansion coefficients, dependant on the annealing temperature and the underlying ETL material, can be calculated by using the following formula59
The value is calculated for a range of annealing temperatures, taking the modulus of the perovskite (Ep) to be 10 GPa,60 Poisson's ratio vp in the perovskite to be 0.3,61 and the thermal expansion coefficients of the materials to be the highest value from the ranges reported in literature. αs and αp are the thermal expansion coefficients of the relevant ETL (ZnO/TiO2/SnO2) and the perovskite absorber material CsPbI2Br, respectively. Plotting the calculated values of the stress versus annealing temperature of the perovskite grown on each of the ETLs (Fig. 6), it can be noted that the SnO2 introduces the highest level of thermally induced stress in the perovskite film, followed by the TiO2, then followed by the ZnO. This can be correlated with the grain sizes observed in the CsPbI2Br films grown on different ETLs in this study. Cathodoluminescence hyperspectral imaging experiments were conducted on the perovskite films to determine whether the structural changes in the film resulted in variations in the light-emitting properties of the film. Fig. 7 shows CL maps of the centroid wavelength (a statistical measure of the wavelength shift extracted from the full spectrum recorded at each pixel), along with secondary electron images, for CsPbI2Br films annealed at 160 °C (LT) and 280 °C (HT). Variation is observed in the emission across the samples, from the expected value of 650 nm reported in the literature.20,62 This is linked to heterogeneities and misorientations in the films, leading to strain being induced in the absorber in those samples.63 Considering the CsPbI2Br films grown on SnO2 it is notable that both in high and low temperature annealed perovskite films, the nature of emission from the films stays relatively the same. There is clear heterogeneity within the sample grown on TiO2 at low temperature, however this is reduced (and becomes similar to the SnO2 reference) when annealed at high temperature. On the other hand, there is a major emission peak shift revealed in ZnO when one moves from annealing at 160 °C to 280 °C, as can be seen by the change in predominant colour from blue to red/green on the centroid wavelength scale. In both ZnO samples there is an improved level of homogeneity relative to the TiO2 low temperature sample. The redshift could be resultant of some change to the film either by morphological change such as the large grain growth (seen in the EBSD earlier), or due to release of moisture, related to the hygroscopic nature of ZnO. All samples show reduced heterogeneity when prepared at the higher temperature. Shifts within the film, particularly in the low temperature TiO2 case, could be related to localised compositional changes as reported previously in literature,63 however all films were deposited using the same precursor under same ambient conditions within the nitrogen glovebox and so should have the same overall composition. As mentioned earlier, it is suggested that there could be some strain effects in the film. The effect is not observed on the other ETLs.
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Fig. 6 Plot of film stress in samples of all-inorganic CsPbI2Br grown atop the three different ETL's – SnO2, TiO2 and ZnO as function of the annealing temperature. |
In the integrated CL intensity plots, it is notable that signal has fewer dark regions in the films on ZnO ETL, in contrast to the film on TiO2 which shows a more variable behaviour with large areas of reduced CL signal. These large dark areas shown in the films grown-on TiO2 sample suggest large defects where losses will occur from the solar cells, affecting efficiency. The large grain structure seen in the high temperature sample grown on ZnO (as shown in EBSD), combined with the uniform CL seen here, is desirable, as reduced numbers of grain boundaries lead to lower losses and higher efficiencies.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4ta07152b |
This journal is © The Royal Society of Chemistry 2025 |