Edouard
Quérel
*a,
Sayani
Biswas‡
*b,
Michael W.
Heiss
b,
Lars
Gerchow
b,
Qing
Wang
a,
Ryo
Asakura
a,
Gian
Müller
a,
Debarchan
Das
b,
Zurab
Guguchia
b,
Fabian
Hotz
b,
Gianluca
Janka
b,
Andreas
Knecht
b,
Hubertus
Luetkens
b,
Charles
Mielke
III
b,
Carlos
Vigo
b,
Chennan
Wang
b,
Stergiani Marina
Vogiatzi
bc,
Toni
Shiroka
b,
Thomas
Prokscha
b,
Katharina
von Schoeler
c,
Shunsuke
Asari
d,
I.-Huan
Chiu
d,
Akira
Sato
d,
Kazuhiko
Ninomiya
e,
Megumi
Niikura
f,
Corsin
Battaglia
agh,
Alex
Amato
b and
Arndt
Remhof
a
aEmpa, Swiss Federal Laboratories for Materials Science and Technology, Dübendorf 8600, Switzerland. E-mail: edouard.querel@empa.ch
bCenter for Neutron and Muon Sciences, Paul Scherrer Institute, 5232 Villigen PSI, Switzerland. E-mail: sayani.biswas@stfc.ac.uk
cInstitute for Particle Physics and Astrophysics, ETH Zürich, Zürich 8093, Switzerland
dGraduate School of Science, Osaka University, 1-1 Machikaneyama, Toyonaka 560-0043, Osaka, Japan
eInstitute of Radiation Sciences, Osaka University, Toyonaka, Osaka, Japan
fRIKEN Nishina Center for Accelerator-Based Science, 2-1 Hirosawa, Wako 351-0198, Saitama, Japan
gDepartment of Information Technology and Electrical Engineering, ETH Zürich, 8092 Zürich, Switzerland
hInstitute of Materials, School of Engineering, EPFL, Lausanne 1015, Switzerland
First published on 4th December 2024
Battery research often encounters the challenge of determining chemical information, such as composition and elemental oxidation states, of a layer buried within a cell stack in a non-destructive manner. Spectroscopic techniques based on X-ray emission or absorption are well-suited and commonly employed to reveal this information. However, the attenuation of X-rays as they travel through matter creates a challenge when trying to analyze layers buried at depths exceeding hundred micrometers from the sample's surface. In the context of battery research, the limited escape depth of X-rays often necessitates the design of experiment-specific cells with thinner inner layers, despite the risk that these tailored cells may not exactly replicate the cycling behavior of larger commercial cells. Muon-induced X-ray emission (MIXE) is a non-destructive spectroscopic technique that involves implanting negative muons into a sample and detecting the highly energetic muonic X-rays generated when these muons are captured by the sample's atoms. By virtue of the high energy of muonic X-rays, the depth of analysis of MIXE greatly exceeds that of other X-ray based techniques. In this article, we introduce the technique and lay the groundwork for employing MIXE in future in situ/operando analyses of batteries. We demonstrate that MIXE can detect nearly all elements, including low atomic number ones such as Li. Additionally, we establish the quantitative nature of MIXE through the precise determination of LiNixMnyCo1−x−yO2 (NMC) electrode stoichiometries. Finally, we demonstrate that MIXE enables the acquisition of depth-resolved chemical information from a 700 μm thick cell, in good agreement with simulation results.
Spectroscopic techniques that rely on the detection of X-rays emitted by a sample play a crucial role in battery research. They help determine the elemental composition and chemical state of a sample. While some techniques provide spatially averaged chemical information over a probing volume, more detailed insights into cells can be obtained through spatially resolved techniques. These techniques can be depth-resolved (1D), surface-resolved (2D) or tomographic (3D). Established spatially resolved X-ray techniques used in battery studies include electron dispersive X-ray spectroscopy (EDX/EDS), X-ray fluorescence spectroscopy (XRF), or X-ray absorption spectroscopy (XAS) and its derivatives such as computed tomography combined with X-ray absorption near-edge structure spectroscopy (CT-XANES).1 One limitation shared by X-ray based techniques is their probing depth, which is defined by the absorption of X-rays in matter that rarely exceeds 100 μm. This limitation affects the types of batteries that can be analyzed, often requiring specific cell holders and customized cell thicknesses. A battery cell in an industry-standard pouch cell format can typically not be analyzed, because any signal from the cell would hardly escape the ∼100 μm thick pouch foil consisting of a stacked polyamide, aluminum, and polypropylene layer. Hence, a method offering a more extended probing depth would be beneficial to conduct spectroscopic analyses on research and industrial battery cells.
Muonic X-rays, emitted when negative muons hit a sample and are captured by its atoms, have energy levels approximately two orders of magnitude greater than electronic X-rays. These higher energies, in the range of keV to several MeV, allow muonic X-rays to travel further before being absorbed by matter. In the 1970s and 1980s, researchers employed muonic X-ray emission for material characterization for the first time.2–6 The technique, known as muon induced X-ray emission (MIXE)§, was not extensively explored for several decades due to the low intensity of negative muon beams. This resulted in long acquisition times and relatively poor signal-to-noise ratios. However, with the availability of high intensity muon beams, MIXE is now experiencing a revival, enabling shorter experimental durations. MIXE is a non-destructive technique that provides depth-resolved X-ray spectroscopy with a probing depth in the order of 10–10000 μm, surpassing the capabilities of electronic X-ray techniques. MIXE therefore holds great potential to overcome probing depth limitations in spectroscopic analyses of batteries. Recently, a few studies have started to investigate the applicability of the technique to study Li-ion batteries.7,8 Compared to neutron-based techniques, which offer unmatched depth profiling capabilities, MIXE uniquely provides direct elemental composition at each probing depth from the measured spectrum, applicable to both amorphous and crystalline phases, without requiring refinement or prior knowledge of the crystal structure.
This article serves as an introductory guide to MIXE for the battery community, highlighting its potentials and limitations. Starting with an overview of MIXE's fundamental principles, the article then delves into its advantages for battery analysis. Our study shows that MIXE is capable of detecting nearly all elements, including lithium under certain conditions. The quantitative nature of MIXE is also confirmed by measuring the elemental ratios of three LiNixMnyCo1−x−yO2 (NMC) positive electrodes with different Ni:
Mn
:
Co ratios. The extended depth-profiling capability of MIXE is demonstrated by distinguishing the elemental composition of the different layers of a single stack pouch cell with a thickness of ∼700 μm. Our results show that MIXE can differentiate isotopes and our studies are ongoing to differentiate oxidation states of elements. Finally, while this article only includes experiments on Li-ion batteries, the applicability of MIXE spans a broader spectrum of battery technologies, including, among others, Na-ion, lithium–sulfur, or solid-state batteries.
Once stopped, μ− are captured in the Coulomb field of a nearby nucleus. The resulting muonic atom is typically created in an excited state, with the muon in a muonic orbit with principal quantum number nμ ∼ 14.15,16 Subsequently, the muon relaxes in a time-scale in the order of 10−13 s to the lowest nμ = 1 muonic orbit by emitting a series of muonic X-rays (μ-X rays). Similarly to electronic X-rays, the energy of μ-X rays is element specific. The μ− thereby act as non-destructive local probes of the chemical environment at their implantation depth. Depth-resolved information about the composition, isotopes, and in certain cases, oxidation state of the elements can be achieved by collecting muonic X-ray spectra, such as the ones depicted in Fig. 1(b) and (c), at various μ− implantation depths.
One decay mechanism for muonic atoms is through the capture of the μ− by the nucleus, which is then in an excited state and mostly decays via gamma-ray emission.
The five muon beam lines around the world (the SμS at the PSI in Switzerland, ISIS at the RAL in the UK, MUSE at J-PARC in Japan, MuSIC at RCNP in Japan, and TRIUMF in Canada) can be categorized by their muon production modes: pulsed or continuous. Previous work by our group demonstrated that continuous muon sources, such as the one at the PSI, are highly advantageous for MIXE because muons can be implanted one at a time with an average of >10 muon lifetimes between two implantations, thereby limiting the risk of pile-up events in the high-purity germanium detectors used to collect the muonic X-rays and thus determining more accurately the X-ray energies.17 Since 2020, our team has worked on the development of GIANT,11 an advanced X-ray detection system specifically adapted to MIXE experiments (see Fig. S1†), which makes our MIXE setup at the PSI a world-leading platform for the depth-resolved elemental analysis of objects that cannot be studied by destructive analysis techniques including precious archaeological artefacts and meteorites,18,19 or operating devices such as batteries.
MIXE is also uniquely positioned to study long-range elemental composition changes occurring during battery cycling. Long-range ion transport occurs during every (dis)charge cycle of a battery, including when (1) the charge carrier ions, e.g. Li+ ions for Li-ion batteries (LIBs), are reversibly exchanged between the positive and negative electrodes of a cell; (2) to a lesser extent, parasitic ions originating from the dissolution of the current collectors or electrodes become mobile under certain operating conditions and deposit as undesired ectopic layers, e.g. by plating on the counter electrode.20
Developing an operando technique which can be used to probe the charge carrier concentration as a function of depth would be extremely useful to understand concentration gradients arising from limitations in (dis)charge kinetics across the thickness of electrodes. This characterization need becomes even more urgent to solve as the trend is to make electrodes thicker to increase the cell-level energy density.21 If the same technique can also be used to understand which cycling conditions promote the dissolution of parasitic ions, including transition metals from the positive electrodes or current collector atoms, this could offer a platform for researchers to improve the longevity and performance of cells.
A recent study also demonstrated that MIXE can be used to detect the plating of metallic lithium on overcharged graphite electrodes;8 this undesired reaction could be studied operando via MIXE to capture the onset of metallic lithium plating under various experimental conditions (e.g. temperature and charging speed). This also has potential for the study of metallic lithium filament short-circuits in solid-state batteries.22
Pieces of NMC111 (Customcells, 2 mA h cm−2, 41 μm thick porous electrode on 20 μm thick Al foil), NMC622 (Customcells, 2 mA h cm−2, 39 μm thick porous electrode on 20 μm thick Al foil, 38% porosity), and NMC811 (Customcells, 3.5 mA h cm−2, 75 μm thick porous electrode on 20 μm thick Al foil, 39% porosity) single-side coated electrode foil were vacuum-sealed into laminated Al pouches and analysed to evaluate the feasibility of detecting Li present in the cathode and confirm the quantitative nature of MIXE by calculating the transition metal ratios.
Battery tabs (MTI, Ni for the graphite electrode, and Al for the NMC electrode) were spot welded to the current collectors. All electrodes were dried under vacuum at 120 °C for 12 h (Büchi B585 oven) and transferred to an Ar-filled glovebox (MBraun, O2 < 1 ppm, H2O < 1 ppm) for assembly.
The pouch cells were assembled inside the glovebox using a borosilicate glass fiber separator (Whatman GF/A, with a thickness of 260 μm, facing the NMC electrode) in combination with a polypropylene separator (Celgard 2500, 25 μm thick, facing the graphite electrode). The electrolyte for the cells was 1200 μL of 1 M LiPF6 in ethyl carbonate:
ethylene carbonate (EC
:
EMC), 3
:
7 by volume (Solvionic) with a 2 wt% addition of vinylene carbonate (VC, E-Lyte). The cells were vacuum-sealed into laminated Al pouches.
All the parameters used for the simulations are included in Table S1 in the ESI File.†
The X-ray energies for the element identification are taken from the theoretical calculations of mudirac.23 In all the figures, the muonic X-ray peaks are labelled by their respective element and transition following the IUPAC notation. The fitting algorithms implemented in CasaXPS were used to analyze the MIXE spectra.24 A Gaussian lineshape was employed to fit individual peaks. As shown in Fig. 4(c), the normalized intensities for muonic X-rays were obtained by dividing the measured intensities of muonic X-rays by (1) the total muon implantation events in that spectrum and (2) the combined efficiency of the High Purity Germanium (HPGe) detectors at these energies.
The energy and efficiency calibrations of the HPGe detectors were performed using standard radioactive gamma-emitting sources with known activities and reference dates. The following radioactive sources were used (with a 3% error in the activities from the manufacturer): 88Y, 152Eu, 241Am, 210Pb, 60Co, 133Ba, 57Co, and 109Cd. The absolute efficiency could be fitted to a quadratic polynomial function:
ln(η) = a0 + a1![]() | (1) |
Conveniently, MIXE produces muonic X-rays which are approximately two orders of magnitude more energetic than electronic X-rays, thereby considerably enhancing the distance that X-rays can travel before being absorbed by a material. To verify that Li muonic X-rays have a long escape depth and to test the efficiency of our system to detect them, the MIXE spectrum of Li metal foil placed in a laminated Al pouch (in blue) is overlapped as shown in Fig. 2 with that of an empty laminated Al pouch (in grey).
The empty laminated Al pouch, measured as a reference, displays X-ray transitions assigned to Al, C, N, and O, which is consistent with the layered structure of the pouch consisting of polyamide, aluminum, and polypropylene layers held together by polyester–polyurethane adhesives. The Li metal foil spectrum clearly features two peaks corresponding to Li Kα and Li Kβ muonic X-rays at 18.8 keV and 22.3 keV respectively and two smaller peaks assigned to Al and C. The muonic X-rays generated in the pouch materials are absent from the Li metal spectrum indicating that the muons are successfully implanted in the Li metal layer and not at other depths in the sample. The strong intensity of the Li peaks confirms that the induced Li muonic X-rays were able to escape the pouch (with a thickness of 110 μm) and reach the array of detectors. Fig. 2 also shows that the Li Kα peak falls in the same region as a C and a N peak, albeit with slightly different centroids, which means that the analysis of layers whose composition contains these three elements will be more complex. The Li Kβ peak is well separated from the Al peak.
The detectability of Li in a battery electrode using MIXE was assessed on a lithiated LiNi0.6Mn0.2Co0.2O2 (NMC622) electrode, vacuum-sealed in a laminated Al pouch (in red in Fig. 2). In the 15–30 keV range, peaks for Al, C, and O can be clearly observed. The detection of Li is more ambiguous because of the overlap between the Li Kα peak and the C peak. The Li Kβ peak is not visible in this spectrum. The absence of Li peaks in the fully lithiated NMC sample, which is composed at 25 at% by Li atoms, highlights an important fundamental aspect of muon capture in heteroatomic structures: different elements have different probabilities for muon capture.15 Although muon capture probabilities do not directly scale with atomic numbers,25 heavier atoms tend to have higher capture probabilities than lighter ones: for instance, Ni has an approximately 16 times higher muon capture probability than Li (average capture probability of 2.88 ± 0.22 and 0.18 ± 0.04 relative to oxygen, respectively).25 Thus, the presence of heavy transition metal atoms in a structure can significantly compromise the chances of muons being captured by neighboring Li atoms. In other words, once implanted in an NMC electrode, negative muons are disproportionately captured by Ni, Mn, and Co, at the expense of Li, thereby dwarfing the Li muonic X-ray lines. In that respect, the detection of Na in electrodes employed in Na-ion batteries should be more favorable by virtue of its higher muon capture probability, which is approximately 5 times that of Li (1.00 ± 0.04, relative to oxygen). Regarding lithium, augmenting conventional high-purity germanium detectors with silicon drift detectors, whose resolution is high at low energies, might help detect the few muonic X-rays generated by Li inside transition metal containing cathode compounds. A strategy to monitor relative changes in the Li concentration in carbon-containing samples consists in calculating the ratio r = ILi(K–L3)+C(L3–N5)/IC(K–L), where ILi(K–L3)+C(L3–N5) is the combined intensity of the Li(K–L3) and C(L3–N5) lines between 18 and 20 keV and IC(K–L) is the intensity of the C(K–L) line at 75 keV.8 As the ratio of the two C lines should be constant, any variations in r can be attributed to a change in the Li concentration.
To confirm that MIXE provides accurate elemental quantification of a layer, we analyzed three samples from the family of NMC cathode materials, with different Ni:
Mn
:
Co ratios, (i) NMC111, (ii) NMC622, and (iii) NMC811 as listed in Table 1. The full-range MIXE spectrum of the reference NMC811 electrode is presented in Fig. 3(a), with an identification of the K–L and L–M muonic X-ray lines of Ni, Mn and Co, and the K–L lines of O and Al (the spectra for NMC622 and NMC111 are shown in Fig. S2 and S3†). To calculate the relative ratios of Ni, Mn, and Co, their K–L peak areas were integrated and normalized by the detector efficiency at their respective energies. Fig. 3(b) shows the results of peak-fitting for the three transition metals K–L lines. Fig. 3(b) shows the capability of our system to clearly distinguish the K–L3 and K–L2 lines of these transition metals and, remarkably, to also distinguish between different isotopes in the case of Ni. Here, the fitting model considers peaks for the two most abundant isotopes of Ni, 58Ni and 60Ni. By taking the ratio of their K–L3 peak areas, the fraction of 58Ni to 60Ni is found to be 70
:
30 in the electrode, closely matching the natural ratio of these isotopes 72
:
28 (natural abundances of 68.1% and 26.2% respectively, and the remaining 5.7% being 61Ni, 62Ni, and 64Ni).26
NMC type | Nominal composition | Ni/(Ni + Mn + Co) | Mn/(Ni + Mn + Co) | Co/(Ni + Mn + Co) |
---|---|---|---|---|
NMC111 | Li1−xNi0.33Mn0.33Co0.33O2 | 0.32 ± 0.02 | 0.35 ± 0.02 | 0.32 ± 0.01 |
NMC622 | Li1−xNi0.6Mn0.2Co0.2O2 | 0.58 ± 0.05 | 0.21 ± 0.02 | 0.21 ± 0.02 |
NMC811 | Li1−xNi0.8Mn0.1Co0.1O2 | 0.80 ± 0.03 | 0.103 ± 0.005 | 0.10 ± 0.02 |
The measured ratios of the three electrodes are presented in Table 1. The results clearly indicate the accuracy of the technique and of the normalization procedure to quantify the composition of each electrode. The following section will also demonstrate that quantification is accurate across a range of muon implantation depths and is independent of muon momentum.
Before conducting the experiment, simulations were performed using the parameters listed in Table S1† to predict muon implantation profiles within the pouch cell. Nine of these simulated profiles are shown in Fig. S4,† revealing that the muon stopping profile is highly influenced by the density of each layer. For each profile, along with an additional 112 simulations spanning a momentum range of 18 MeV/c to 30 MeV/c in 0.1 MeV/c intervals, the mean muon-implantation depth and standard deviation were calculated, as displayed in Fig. S5.† These results also show a larger spread in implantation depths within low-density layers, such as the Whatman layer, reflected in the higher standard deviations. For ease of comparison with experimental data, the simulation results are presented in a third format in Fig. 4(b), which depicts the fraction of muons stopping in each pouch cell layer as a function of muon momentum. Additionally, the simulated mean muon-implantation depth is provided on a secondary x-axis in Fig. 4(b) to facilitate direct comparison with Fig. 4(a).
The outcome of the simulation was the selection of muon momenta allowing eleven depths across the cell (five in the NMC electrode, three in the glass-fiber separator, one in the Celgard separator, and two in the graphite electrode) to be probed as depicted in Fig. 4(a). MIXE spectra were acquired for 30 minutes at each depth. Three of these eleven MIXE spectra, acquired at muon momenta of p = 24.0 MeV/c, p = 26.0 MeV/c and p = 28.0 MeV/c, are presented as examples in Fig. S6.† The identification of all the peaks in Fig. S6† demonstrates the remarkable fingerprinting nature of MIXE. For each element, the muon cascade from levels nμ ≈ 14 to nμ = 1 results in multiple X-ray emissions, many of which are detected by our system. Twelve μX-ray transitions are observed for Ni in Fig. S6† in the spectrum acquired at p = 24.0 MeV/c, including N series transitions such as Ni(N7–Q9) (7g9/2–4f7/2 in spectroscopic notation) transition around 92.85 keV.
After peak identification, the MIXE spectra acquired at the eleven depths were individually fitted and normalized as described in the Methods section. The normalized integrated areas of K–L transitions of the main elements composing the cell are used in Fig. 4(c) to demonstrate the depth-profiling capability of MIXE. The Ni, Co and Mn (K–L) lines are signatures of the positive electrode, the Si(K–L) line is used as a signature for the glass-fiber separator, and the Cu(K–L) line comes from the current collector of the graphite electrode. The C and Al(K–L) lines are also included in Fig. 4(c) but are less precise descriptors of an individual layer; indeed, carbon is present throughout the cell as (1) graphite in the negative electrode, (2) a conductive additive in both electrodes, (3) in the polymeric binders in both electrodes, (4) in the polypropylene separator, and (5) in the electrolyte solvents. The aluminium signal originates either from the current collector on the positive electrode or as a parasitic signal from the laminated Al pouch and from the experimental apparatus if muons are not penetrating the sample at the intended spot. Fig. 4(b) and (c) show that the experimental results follow the simulation prediction and that muons can accurately be implanted in the cell. The maximum intensity of the Ni, Co and Mn(K–L) lines is observed at a muon momentum of 23.8 MeV/c which corresponds well with the results of the simulation. From 24.4 MeV/c onwards, the Si(K–L) line can be observed, indicating that muons are implanting in the glass-fiber separator.
The detection of Cu in the MIXE spectrum acquired at 28 MeV/c (see Fig. S6†) confirms the predictions of the simulation and shows that muons can be implanted in the negative electrode current collector. This experiment demonstrates that a depth-profile of a full pouch cell with a thickness of ∼700 μm is possible with MIXE, in good agreement with the results from simulations.
The ratios of transition metals in the NMC electrode were calculated and are presented in Fig. 4(d) for all the momenta for which Ni, Mn and Co lines were detected. Following up from Section 4.2, we can again observe that a Ni:
Co
:
Mn ratio of ∼8
:
1
:
1 is measured across the entire NMC electrode. These results are another confirmation of the quantitative nature of MIXE and demonstrate that the quantification accuracy is independent of the depth of muon implantation.
The MIXE technique still requires further development to address some of its current limitations, which is the focus of our ongoing work. Currently, the beam spot size is a circular area with a diameter of a few centimeters. The addition of a muon tracking chamber will enhance the determination of the entry point of each implanted muon in a sample, advancing MIXE towards becoming a tomographic technique. Utilizing this muon tracking chamber alongside a continuous muon source, where muons are implanted one at a time with roughly ten muon lifetimes between each implantation, will also yield more precise muonic X-ray spectra: this improvement is achieved by retaining only the X-rays produced after a muon penetrates the region of interest through post-processing. Future developments will also need to explore the use of multiple detector types. This approach could, for example, enhance the detection of lithium, which is feasible in metallic form with HPGe detectors but more challenging in compounds such as electrodes. For sodium batteries, detecting sodium should be less problematic due to its higher muon capture probability.
In conclusion, MIXE's distinctive advantage over other spectroscopic X-ray techniques is its extended analysis depth. MIXE should be considered in experiments where the long-range mobility of ions in batteries needs to be investigated. To only name a few, MIXE could bring answers to questions related to heterogeneous (dis)charge kinetics across the thickness of high mass-loading electrodes, corrosion/dissolution of layers and subsequent poisoning of other layers in a cell, or the detection of alkali metal filaments (dendrites) forming in solid electrolytes in all-solid-state batteries.
Footnotes |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4ta05112b. |
‡ Current affiliation: ISIS facility, STFC Rutherford Appleton Laboratory, Didcot OX11 OQX, United Kingdom. |
§ The technique is not uniformly named in the literature and is sometimes also called Muonic X-ray Emission Spectroscopy (μXES) or Muonic X-ray Analysis (MXA). |
¶ This range is mainly given by technical limitations of the employed beamline and the sample environment (air) and can be extended by appropriate modifications, if required. |
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