Celeste Nobbioa,
Daniele Fiorito
a,
Eda Kocera,
Stefano Magnia,
Erica Elisa Ferrandi
b,
Daniela Monti
b,
Elisabetta Brenna
a,
Davide Tessaro
*a and
Fabio Parmeggiani
*a
aDepartment of Chemistry, Materials and Chemical Engineering “G. Natta”, Politecnico di Milano, Piazza Leonardo da Vinci 32, Milano, 20133, Italy. E-mail: davide.tessaro@polimi.it; fabio.parmeggiani@polimi.it
bIstituto di Scienze e Tecnologie Chimiche “G. Natta” (SCITEC), CNR, Via Mario Bianco 9, Milano, 20131, Italy
First published on 28th July 2025
Capsaicin and simple capsaicinoids have been shown to possess multiple beneficial effects as antibacterials, anticancer agents, antioxidants or against obesity, just to name a few. Olvanil is one of the first synthetic capsaicinoid derivatives designed to activate the same receptor as natural capsaicin, without eliciting its powerful stinging or burning effects. The traditional synthetic approaches to olvanil involve the chemical conversion of vanillin into vanillylamine and a poorly atom-economic chemical amidation with an activated derivative of oleic acid. In this work, a simple biocatalytic two-step procedure has been developed and optimised to produce olvanil, starting from two biomass-derived synthons (oleic acid from vegetable oil soapstock waste and vanillin from lignin). The process employs only biobased reagents and catalysts, under mild conditions and without wasteful purifications, aligning well with the concepts of green chemistry and circular economy.
Sustainability spotlightThe agri-food industry, strictly linked to the needs of an ever-growing population, generates substantial amounts of waste that needs to be destroyed and/or treated. Recovering such waste to manufacture useful chemicals is instrumental to the efficient use of natural resources. The integrated implementation of waste-derived source materials and biological catalysts is an excellent strategy to improve the sustainability and environmental footprint of synthetic processes. In this project, as an example, a synthesis of the pharmaceutically relevant capsaicinoid olvanil was achieved using only biobased chemicals and catalysts, starting from waste materials and operating under mild conditions. Consequently, this work aligns well with the United Nations' SDG 12 (responsible consumption and production) and SDG 9 (industry, innovation and infrastructure). |
Focusing specifically on the food industry, approximately 1.05 billion tonnes of food waste were generated globally in 2022, with 60% originating from households, 28% from food services, and 12% from retail. In the European Union alone, over 132 kilograms of food waste per inhabitant are generated annually.4 Therefore, applying the principles of green chemistry and the circular economy mindset is increasingly critical for valorising waste and by-products generated throughout the food production chain.
Refining processes remove undesirable substances such as FFAs, and other materials, e.g., oxidation products, sulphur compounds and waxes, which can impart unpleasant smells or tastes to the oil. Additionally, refining removes all the components considered unsafe for human consumption.6 The primary by-products generated during the refining are shown in Fig. 1a.7 With a production of almost 600 million metric tons per year of raw oil only in the US,8 the economical and, above all, sustainable management of the refining wastes has become crucial: increasing the recycle and reuse of these by-products is, indeed, essential for achieving the green chemistry mission.
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Fig. 1 Overview of the main by-products of vegetable/seed oil refining (a) and representative example of valorisation of soapstock by enzymatic hydrolysis (b). |
Soapstock, which accounts for approximately 6% of the volume of crude oil, is usually characterised by a high variability in composition, primarily influenced by the characteristics of the starting raw material. Currently, soapstock is used for the production of soap, methane in anaerobic digesters, and as an additive in animal feed. Its abundance and versatility make it one of the most promising materials for use as a primary resource.9 In particular, it can be subjected to hydrolysis to afford a mixture of FFAs as a feedstock for chemical synthesis. Typically, this is achieved by treatment with either hot mineral acids or hydrolase enzymes. For example, our research group recently optimised a fully enzymatic procedure based on the engineered lipase Eversa® Transform 2.0 (Fig. 1b) to convert high-oleic sunflower oil (HOSO) soapstock into oleic acid, in high yield and purity.6
Biocatalysis, the use of enzymes or microorganisms as substitutes for conventional chemical catalysts, aligns well with the growing demand of the chemical industry for processes that promote both economic and environmental sustainability. Biocatalytic methods overcome many of the limitations generally associated with conventional synthesis, such as the reliance on toxic heavy metals, harsh reaction conditions, and extensive purification steps. Instead, biocatalysts operate under mild reaction conditions and offer high levels of stereo- and regioselectivity, without the need for protection and deprotection steps or additional purification stages. With a view to expanding the biocatalytic toolbox for the valorisation of soapstock-derived FFAs, this project is focused on the development of a fully enzymatic cascade strategy for the production of olvanil, a capsaicinoid derivative with significant potential in the pharmaceutical industry, incorporating the structure of oleic acid.
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Fig. 2 Structures of the most important capsaicinoids (a) and olvanil (b), with its simplest retrosynthetic analysis. |
Capsaicin is a well-studied activator of TRPV1 (transient receptor potential vanilloid type 1), located mainly on the central endings of nociceptive neurons in the spinal cord, and in different brain regions.13 When capsaicinoids bind to TRPV1, they activate the receptor, eliciting a variety of responses ranging from pain and heat sensations to the modulation of metabolic and inflammatory processes. After activation, the receptors undergo prolonged desensitisation, making capsaicin particularly promising for managing chronic pain syndromes, as well as inflammation, hyperplasia, and inflammatory skin diseases.14–16 However, despite its valuable therapeutic potential, the intense pungency and burning sensation caused by capsaicin often limit its use, particularly in long-term treatments, as it can lead to significant discomfort for patients. This challenge led to the development of non-pungent capsaicin analogues that retain the pharmacological benefits of capsaicin while minimising the discomfort. Sensory studies of pure capsaicinoids revealed that the vanillyl group and the length of the alkyl chain, with suitable CC bonds or branched methyl groups, are essential molecular features contributing to the emergence of the pungent character.17 From this knowledge, in the 1980s, Procter & Gamble researchers synthesised olvanil (NE-19550, Fig. 2b), the first synthetic non-pungent capsaicin alternative, specifically designed to activate the TRPV1 receptor without the adverse stinging or burning effects of capsaicin.18
Kobata and co-workers, starting in 1996, were among the first to attempt a chemo-enzymatic approach to synthesise capsaicin analogues from vanillylamine.19 They exploited chicken liver acetone powder as an enzyme catalyst, condensing vanillylamine with methyl oleate in a biphasic system, where the organic phase was composed of the fatty acid methyl ester itself. Subsequent work by the same group managed to afford slightly better yields (16–20%) by replacing the enzyme catalyst with the commercial lipase Novozyme 435, performing the amidation of vanillylamine.20,21 In 1999, the same group proposed a different system, based on the transacylation of capsaicin with triolein using a commercial lipase at 70 °C over 144 h, reaching a final 85% yield.22
These early attempts to synthesise capsaicinoid analogues from vanillylamine and fatty acid derivatives often resulted in low conversion rates due to competing hydrolysis, as lipases catalysed both amide formation and breakdown in the same system.23 Later studies employing organic solvents and optimising reaction conditions showed significant improvements in yield, demonstrating the potential of lipases to enhance the efficiency of the chemoenzymatic synthesis.24 Immobilised enzyme strategies have also been implemented to minimise solvent content, resulting in low to moderate yields.25 More recent work by the Berglund group developed a total synthesis of capsaicin analogues from lignin-derived vanillin, exploiting the combined catalytic activities of Chromobacterium violaceum transaminase (Cv-ATA) and a commercial lipase from Novozyme. This sustainable approach, reducing the need for heavy metals and supporting eco-friendly production, could also be extended to other lignin-derived substrates such as vanillyl alcohol.26
This work specifically aims at optimising olvanil production with an efficient enzymatic cascade process starting from biobased renewable materials, including lignin-derived vanillin and soapstock-derived oleic acid (Scheme 1). The process in particular comprises two key steps: first, transamination of vanillin to vanillylamine using L-alanine as the amine donor, catalysed by an amino transaminase, followed by amidation of oleic acid with vanillin, catalysed by a lipase.
Besides the addition of an excess of the amine donor, which is not always economically viable, or the use of “smart” donors,29,30 which are rarely biobased, the removal of the co-product in situ is the most practical method to displace the equilibrium. Pyruvate can be recycled back to the alanine donor using an alanine dehydrogenase, at the expense of NH3 and NADH (Scheme 2, route a), decarboxylated irreversibly with pyruvate decarboxylase (PDC) to yield CO2 and acetaldehyde (Scheme 2, route b), or reduced to lactic acid by lactate dehydrogenase (LDH) at the expense of NADH (Scheme 2, route c). In order to maximise the sustainability of the process, it was decided to exploit the latter method (Scheme 3), involving only biobased reagents and catalysts. Since the activity of LDH relies on the cofactor NADH, a glucose dehydrogenase (GDH) is included in the catalytic cascade to regenerate NADH from catalytic NAD+ at the expense of glucose.
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Scheme 3 Screening of ATAs for the transamination of vanillin (with the selected pyruvate removal strategy employed in this work). |
In this work, seven wild-type transaminase enzymes produced recombinantly in E. coli were screened to find the most suitable candidate for the reaction: Chromobacterium violaceum (Cv-ATA), Arthrobacter sp. (ATA-117), Pseudomonas fluorescens (Pf-ATA), Neosartorya fischeri (Nf-ATA), Vibrio fluvialis (Vf-ATA), Aspergillus terreus (At-ATA) and a transaminase isolated from the metagenome of an Icelandic hot spring (Is3-ATA). All enzymes used were employed as crude lysates (CFE) with standardised cell wet weight (CWW) loading (except LDH, which was relatively inexpensive from commercial sources), in order to minimise the overall cost of the process.
Cv-ATA has been reported as the standard enzyme applied to the transamination of vanillin.31,32 To the best of our knowledge, a comprehensive screening of ATAs for this transformation was not found in the literature, so we employed our in-house enzyme library. As a standard analytical-scale protocol for the screening, in 100 mM sodium phosphate buffer at pH 8.0, 1.0 equiv. of vanillin (50 mM loading), 2.5 equiv. of DL-Ala, 2.0 equiv. of glucose, 0.05 equiv. PLP and 0.01 equiv. of NAD+ were employed, with the addition of 6% v/v ATA CFE (200 mgCWW mL−1) and 3% v/v GDH CFE (200 mgCWW mL−1) and 0.9 mg mL−1 LDH, in a total volume of 1 mL. Reactions were incubated at 37 °C for 24 h and analysed by reverse-phase HPLC on a non-chiral stationary phase to determine the conversions. The results are reported in Fig. 3.
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Fig. 3 Screening of ATAs for the transamination of vanillin under standard reaction conditions. Substrate loading: 50 mM (dark green bars) and 100 mM (light green bars). |
Interestingly, four enzymes (Cv-ATA, Pf-ATA, Vf-ATA, Is3-ATA) achieved conversions >95% while the remaining three enzymes (ATA-117, Nf-ATA, At-ATA) afforded only a very low amount of product. These differences can be attributed to the substrate specificity of the transaminases themselves, linked in turn to the 3D structure of the active site. It is worth mentioning that the enantiopreference for D- or L-alanine as the amino donor is generally very strong, and, in some cases, the opposite enantiomer of the donor may even have inhibitory effects. However, we set as a target to employ only readily available and inexpensive racemic alanine as a donor, in view of minimising the cost of the process. Presumably, the enzymes that performed well were those with a sufficiently broad substrate scope to accommodate vanillin in the active site, as well as not to be inhibited significantly by the other enantiomer of alanine. Among the four active ATAs, a second screening conducted using doubled substrate concentration (100 mM, Fig. 3) highlighted Cv-ATA and Is3-ATA as the most active catalysts, the latter being slightly better at higher substrate loadings. Therefore, Is3-ATA was selected for further optimisation (Table 1).
Entry | Substrate [mM] | PLP [mM] | DL-Ala [mM] | Glucose [mM] | NAD+ [mM] | Is3-ATA CFE [μL] | GDH CFE [μL] | LDH [mg mL−1] | Conv. [%] |
---|---|---|---|---|---|---|---|---|---|
1 | 50 | 0.5 | 250 | 100 | 1 | 60 | 30 | 0.9 | >99 |
2 | 50 | 0.5 | 250 | 100 | 0.25 | 60 | 30 | 0.9 | >99 |
3 | 50 | 0.5 | 250 | 100 | 1 | 30 | 30 | 0.9 | >99 |
4 | 50 | 0.5 | 250 | 100 | 0.25 | 30 | 30 | 0.3 | >99 |
5 | 50 | 0 | 250 | 100 | 1 | 60 | 30 | 0.9 | 6 |
6 | 50 | 0.5 | 150 | 100 | 1 | 30 | 30 | 0.9 | 31 |
7 | 100 | 0.5 | 500 | 200 | 1 | 60 | 30 | 0.9 | 87 |
8 | 100 | 0.5 | 500 | 200 | 0.25 | 30 | 30 | 0.3 | 89 |
9 | 100 | 0.5 | 500 | 100 | 0.25 | 30 | 30 | 0.3 | 80 |
10 | 100 | 0.5 | 200 | 100 | 0.25 | 30 | 30 | 0.3 | 19 |
11 | 100 | 0.25 | 500 | 100 | 0.25 | 30 | 30 | 0.3 | 43 |
12 | 100 | 0.5 | 500 | 100 | 1 | 30 | 30 | 0.3 | 82 |
13 | 100 | 0.5 | 500 | 100 | 0.25 | 60 | 30 | 0.3 | 83 |
14 | 100 | 0.5 | 500 | 100 | 0.25 | 15 | 30 | 0.3 | 25 |
15 | 100 | 0.5 | 500 | 100 | 0.25 | 30 | 30 | 0.15 | 42 |
16 | 100 | 0.5 | 500 | 300 | 1 | 30 | 30 | 0.3 | >99 |
Starting from the conditions used in the preliminary screening (entries 1 and 7), multiple variables were changed to identify the most convenient setup. Firstly, replacing phosphate buffer with HEPES did not seem to affect the conversion significantly; thus, the optimisation was carried out using phosphate due to its considerably lower cost. Reducing the loading of NAD+ cofactor from 0.02 to 0.005 equiv. did not negatively impact the performance of the system (entry 2 vs. entry 1), suggesting a very efficient enzymatic recycling. Similarly, halving the ATA CFE concentration (entry 3) and lowering the LDH amount to 0.3 mg mL−1 (entry 4) still afforded quantitative conversion. On the other hand, the inclusion of PLP in the reaction medium proved essential (entry 5 vs. entry 1); indeed, PLP may be present bound to the apoprotein and/or in the cell lysate but not in sufficient quantities to support the reaction effectively.33 Also, decreasing the excess of DL-Ala from 2.5 equiv. to 1.5 equiv. (calculated on the correct enantiomer of the donor) showed a markedly lower conversion (entry 6 vs. entry 3), suggesting that the pyruvate removal system on its own is insufficient to shift the equilibrium to the products.
In order to improve the productivity of the process, an increased substrate loading (100 mM) was considered next (entry 7). Employing the same ratios tested in the most optimised 50 mM reaction, which still showed quantitative conversion, only 89% conversion was achieved at 100 mM (entry 8 vs. entry 4). To minimise the cost of the process individual quantities were varied one at a time, illustrating clearly a marked detrimental effect of a decrease in the quantity of DL-Ala (entry 10), PLP (entry 11) and LDH (entry 15), while only minor effects were observed lowering glucose (entry 9) and increasing NAD+ (entry 12). Additionally, a higher loading of ATA CFE affected the conversion only marginally (entry 13), while a lower loading showed a significantly negative effect (entry 14). Pleasingly, the effect of combining the higher loading of NAD+ (1 mM) with a slightly increased excess of glucose (3 equiv.) afforded again >99% conversion (entry 16). Those conditions were considered to be a suitable trade-off between productivity and overall cost for further scale-up.
Two preparative reactions were conducted starting from 100 mg of vanillin, testing both substrate loadings (50–100 mM), under the best conditions identified in the optimisation trials (entries 4 and 16, respectively). The progress curves of the reactions are reported in Fig. 4. As expected, both reactions were complete within 24 hours, although the time courses highlighted a much shorter reaction time needed to achieve complete conversion (3–5 h), with no detectable formation of unwanted byproducts (also confirmed by NMR analysis of the isolated product).
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Fig. 4 Progress curves of the preparative scale transamination of vanillin mediated by Is3-ATA. Substrate loading: 50 mM (dark green circles) and 100 mM (light green squares). |
The recovery of the product at the end of the biotransformation proved less straightforward than expected. Vanillylamine contains both amino and hydroxy groups, with reported pKa values of 8.5 and 10.9, respectively, at 25 °C.34 The narrow pKa range and the relatively high solubility in water make it difficult to optimise the extraction conditions reliably. After a few preliminary tests, it was found most effective to adjust the pH to 10.0 (with aqueous NaOH) before the extraction, done with EtOAc, which performed better than MTBE and n-hexane. Vanillylamine could be recovered by evaporation under reduced pressure and used directly for the following step without further purification. The isolated yields are in the range of 40–50%, which is in line with the reported values in the literature.26,35
On the other hand, considering the electron-rich nature of the product and its tendency to undergo oxidation and/or polymerisation relatively easily, when temporary storage was necessary before performing the subsequent step, we found it convenient to precipitate the vanillylamine in the form of its stable hydrochloride salt (41% isolated yield). NMR characterisation data are provided for both the free base and its HCl salt (see SI).
Starting from the conditions optimised previously for the synthesis of oleoylethanolamide,36 the efficiency of the lipase-catalysed amidation was evaluated with a higher vanillylamine concentration (0.8 M) and 1.25 equiv. of oleic acid (1.0 M) using (R)-limonene as the solvent. Limonene was selected because it is a low-cost, low-toxicity and biodegradable terpene, abundant in agricultural waste derived from citrus peels, and commonly used as a viable alternative to hydrocarbon solvents.37 The enzyme employed was immobilised Candida antarctica lipase B (Lipozyme® 435 from Novozymes), used at 30 mg mL−1 loading, a lower amount compared to literature conditions in order to reduce costs. However, under these conditions, after 24 h at 65 °C under magnetic stirring, the reaction afforded only moderate conversion (42% calculated by NMR analysis). The only subproducts detected in very minor amounts were the vanillyl amides of other fatty acids contained in the hydrolysed FFAs from soapstock, while no evidence of esterification of the free phenol of vanillylamine was observed, in line with previous experiments also in the synthesis of oleoylethanolamide.36 However, the separation of the olvanil product required column chromatography due to the residual amount of oleic acid.
Although the chromatographic separation is relatively easy due to the very large difference in retention factors by TLC, it would be more convenient not to have to deal with an excess of oleic acid and isolate the product simply by extraction without the need for any purification. Thus, an excess of vanillylamine (1.25 equiv.) was tested instead with the same ratio, employing slightly lower concentrations of both reactants (0.3 M amine, 0.24 M oleic acid) in order to increase conversions at the same time. Three reactions were set up using different solvent systems, i.e., (R)-limonene, n-heptane and solvent-free, again with 30 mg mL−1 enzyme at 65 °C for 24 hours. Under these conditions, more promising results were achieved with heptane and limonene, which yielded 79% and 77% of oleic acid, respectively. In contrast, the solvent-free reaction resulted in a very poor conversion, likely due to extremely high viscosity and inefficient mixing.
Finally, a preparative scale reaction was set up using 350 mg vanillylamine (1.25 equiv., 0.23 M final concentration) and 608 mg FFA mixture from HOSO soapstock (corresponding to 517 mg oleic acid, 85% purity, 1.0 equiv., final concentration 0.18 M) in 10 mL (R)-limonene. After 24 h, complete conversion of oleic acid could not be achieved; therefore, 100 mg of vanillylamine (0.35 equiv.) were added and the reaction afforded complete conversion after another 24 h. Extraction with EtOAc and brine allowed removal of the excess amine efficiently, due to its high solubility in the aqueous layer. Evaporation of the organic layer under reduced pressure afforded olvanil in good yields (482 mg, 63%) and purity, as characterised by NMR and GC-MS.
In this work, an integrated strategy for the sustainable synthesis of olvanil, a vanilloid-based derivative with significant potential in the pharmaceutical industry was proposed, exploiting an efficient fully enzymatic cascade process starting from lignin-derived vanillin and soapstock-derived oleic acid, under mild reaction conditions. In a representative preparative synthesis, starting from 0.93 g of vanillin and 1.29 g of soapstock, it was possible to isolate 0.482 g of the final product in satisfactory purity, avoiding the use of harmful solvents and chromatographic separations. While a thorough economic evaluation would be important to demonstrate the industrial applicability of the proposed catalytic system, a comprehensive and meaningful cost–benefit analysis would require a full life cycle assessment (LCA), which could be the focus of future endeavours. This process holds promise from an economic standpoint, particularly because it relies on recombinant non-purified enzymes, which can now be produced at low cost using established expression systems, and also because the significant added value of the product for pharmaceutical application is likely to compensate for the slightly higher costs associated with the enzymes compared to traditional chemical catalysis. Furthermore, the process has been demonstrated using only waste-derived starting materials, highlighting its sustainability and economic attractiveness in the long term.
1H and 13C NMR spectra were recorded on a Bruker Avance II 400 spectrometer (400 MHz). Chemical shifts are reported as δ in parts per million (ppm) and are calibrated against residual solvent signal (1H NMR: chloroform-d = 7.26 ppm, DMSO-d6 = 2.50 ppm; 13C NMR: chloroform-d = 77.0 ppm, DMSO-d6 = 39.0 ppm).
GC-MS analyses were carried out on an Agilent 7890A gas chromatograph with an Agilent 5975C MS detector, using an HP-5MS column (30 m × 0.25 mm × 0.25 μm). The following temperature program was employed: 50 °C (0 min)/10 °C min−1/250 °C (5 min)/50 °C min−1/300 °C (10 min).
HPLC analyses for the determination of the conversion of vanillin were carried out on a non-chiral reverse-phase Luna C-18 extend column (150 × 4.60 mm, 5 μm, phenomenex). Mobile phase aq. 0.1% trifluoroacetic acid (TFA)/MeCN 90:
10, flow rate 0.8 mL min−1, temperature 25 °C, detection wavelength 280 nm. tR(vanillylamine) = 3.7 min, tR(vanillin) = 22.2 min. Response factor of vanillin vs. vanillylamine (determined by injection of mixtures with known concentration) = 4.6.
The tube was covered with aluminium foil to prevent exposure to direct light and incubated at 37 °C, 200 rpm for 12–48 h. After the desired incubation time, the reactions were quenched by adding 1.0 mL of MeOH and centrifuged to remove any precipitate. The resulting clear supernatant was appropriately diluted and analysed by HPLC (representative chromatograms are shown in the SI). Conversions were determined by integration of the peaks of vanillylamine and vanillin, taking into account the corresponding response factor.
In order to employ vanillylamine hydrochloride as the starting material for the subsequent amidation step, the free base was prepared as follows. Vanillylamine·HCl (50 mg) was added to water (300 μL), and the mixture was stirred and heated to 40 °C in order to dissolve the salt completely. Aqueous NaOH (86 μL, 4 M) was then added, causing an off-white solid to precipitate. The solid was then filtered, washed with ice-cold water, and dried under a stream of nitrogen before using it in the amidation reaction.
Supplementary information is available: Methods for the production of the enzymes, representative HPLC traces, copies of the 1H and 13C NMR and MS spectra. See DOI: https://doi.org/10.1039/d5su00241a.
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