Croix J.
Laconsay
a,
Ishika
Jain
b,
Tim
Schleif
*c,
William L.
Karney
*b and
Judy I.
Wu
*a
aDepartment of Chemistry, University of Houston, Houston, Texas 77204, USA. E-mail: jiwu@central.uh.edu
bDepartment of Chemistry, University of San Francisco, San Francisco, California 94117, USA. E-mail: karney@usfca.edu
cDepartment of Chemistry, Hofstra University, Hempstead, NY 11549-1000, USA. E-mail: tim.schleif@hofstra.edu
First published on 26th August 2025
Quantum mechanical tunnelling significantly influences the reactivity of strained ring systems, yet strategies for controlling such reactivity remain largely unexplored. Here, we identify geminal hyperconjugation, i.e., electron delocalization between σ-bonds attached to a common atom, as a decisive electronic factor in governing heavy-atom tunnelling reactions involving three-membered rings. We illustrate this through a case study of the oxepin (1′) ⇌ benzene oxide (1) equilibrium, recently shown to undergo solvent-controlled tunnelling at 3 K (Angew. Chem. Int. Ed., 2020, 59, 20318). Natural bond orbital analyses reveal that coordination of ICF3, H2O, or H+ to the oxygen atom of 1 enhances geminal C–O σ → O–C σ* delocalization in the oxirane ring, strengthening the C(1)–C(6) bond, and facilitating the 1′ to 1 rearrangement. Tunnelling-inclusive Arrhenius plots show increasingly large deviations from a linear relationship for the electrocyclizations of 1′ → 1, 1′-2H2O → 1-2H2O, and 1′-H+ → 1-H+. Related cases, including benzene sulfide (1S), oxirane (2), and benzazirine (3), are examined.
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Fig. 1 (a) Schematic illustration of geminal hyperconjugation. (b) Equilibrium between oxepin (1′) and benzene oxide (1). |
A compelling example of heavy-atom tunnelling modulated by environmental factors is the equilibrium between benzene oxide (1) and its valence tautomer oxepin (1′) (Fig. 1b). In 2020, Schleif, Prado Merini, and Sander reported that this equilibrium, which proceeds via ring-opening and ring-closing of a three-membered ring epoxide unit, is highly sensitive to solvent interactions.14 At 3 K in solid argon, 1 undergoes ring-opening to form 1′. However, when 1′ is complexed by a single molecule of H2O or ICF3, the direction of tunnelling reverses, and complexed 1′ undergoes ring-closure to form complexed 1. This solvent-controlled reversal of tunnelling direction is intriguing, as it suggests that even subtle changes in local electronic environments can significantly alter the thermodynamic driving force and influence the reaction barrier width. More broadly, the 1 ⇌ 1′ equilibrium may be viewed as a special case of tunnelling catalysis15 of epoxide ring-opening, where coordination by even a single solvent molecule influences the efficiency of bond rearrangements.
The structural rearrangement between 1 ⇌ 1′ involves a disrotatory electrocyclic reaction with minimal motion of the C(1) and C(6) atoms, making it a prototypical system for studying tunnelling through narrow barriers. Interestingly, solvent effects on the equilibrium of this tautomeric pair had already been noted in earlier works. Vogel, Böll, and Günther16 observed that the equilibrium favors oxepin (1′) in nonpolar solvents such as isooctane, but shifts towards benzene oxide (1) in polar protic mixtures like in water–methanol solutions. Stohrer and Hoffmann offered a qualitative explanation, proposing that protonation or coordination of the heteroatom lone pair strengthens adjacent C–C bonds in oxiranes and aziridines.17 Yet, a mechanistic rationale for the solvent dependence of the tunnelling equilibrium remains lacking. In this work, we explore the hypothesis that enhanced geminal hyperconjugation and solvent-induced bond changes can significantly alter the thermodynamic driving force and the barrier widths relevant to heavy-atom tunnelling.
We now show that the same electronic effect influences the equilibrium of 1′⇌1 upon coordination of the oxygen atom in benzene oxide (1) to two molecules of ICF3, two molecules of H2O, or H+. We also examined related ring systems containing three-membered ring motifs, such as benzene sulfide (1S), oxirane (2), and benzazirine (3). Second-order perturbation energies E(2) for the uncomplexed and complexed derivatives are compared in Table 1 (see structures in Fig. 2).
Cmpd | E(2) | ∠CXC | C(1)–C(6)a | C–X | C(1)–C(6)a hybridization |
---|---|---|---|---|---|
a C–C bond in three-membered ring.
b C![]() ![]() ![]() |
|||||
1 | 5.8 | 64.2 | 1.506 | 1.417 | sp4.00 |
1-2ICF3 | 6.6 | 63.3 | 1.499 | 1.430 | sp3.83 |
1-2H2O | 6.6 | 63.1 | 1.499 | 1.432 | sp3.84 |
1-H+ | 10.0 | 56.8 | 1.475 | 1.552 | sp2.96 |
1S | 7.9 | 47.8 | 1.489 | 1.836 | sp2.86 |
1S-H+ | 14.4 | 44.3 | 1.463 | 1.942 | sp2.48 |
2 | 5.9 | 61.9 | 1.456 | 1.415 | sp3.36 |
2-2ICF3 | 6.8 | 61.4 | 1.455 | 1.425 | sp3.11 |
2-2H2O | 6.9 | 61.0 | 1.454 | 1.432 | sp3.11 |
2-H+ | 8.9 | 57.7 | 1.452 | 1.505 | sp2.74 |
3 | 2.2b | 63.1 | 1.480 | 1.246d | sp3.73 |
4.1c | 1.542e | ||||
3-H+ | 1.0b | 62.0 | 1.463 | 1.275d | sp3.14 |
7.2c | 1.534e |
As shown in Table 1, coordination of a Lewis acid to the oxygen lone pair of 1 increases geminal C–O σ → O–C σ* interaction in the order: 1 (5.8 kcal mol−1) < 1-2ICF3 (6.6 kcal mol−1) ≈ 1-2H2O (6.6 kcal mol−1) < 1-H+ (10.0 kcal mol−1). Accordingly, the ∠COC bond angles become narrower: 1 (64.2°), 1-2ICF3 (63.3°), 1-2H2O (63.1°), 1-H+ (56.8°), and the C(1)–C(6) bonds shorten: 1 (1.506 Å) > 1-2ICF3 (1.499 Å) = 1-2H2O (1.499 Å) > 1-H+ (1.475 Å). In agreement, NBO calculations show decreased p character for the C(1)–C(6) bonds in the order: 1 (sp4.00, i.e., weaker C(1)–C(6) bond) > 1-2ICF3 (sp3.83) ≈ 1-2H2O (sp3.84) > 1-H+ (sp2.96, i.e., stronger C(1)–C(6) bond) (see Table 1). These results show that coordination of the oxygen atom in benzene oxide (1) strengthens the C(1)–C(6) bond as a result of enhanced geminal C–O σ → O–C σ* interaction.
Also notable is the increasingly large thermodynamic driving force favoring 1 as evidenced by the computed energies (ΔErel) for 1 (+1.0 kcal mol−1), 1-2ICF3 (−0.3 kcal mol−1), 1-2H2O (−0.7 kcal mol−1), and 1-H+ (−9.8 kcal mol−1) relative to their respective oxepin isomers at DLPNO-CCSD(T)/def2-TZVP//PW6B95/def2-TZVP (Fig. 3). By assuming a linear relationship between carbon–carbon bond lengths and bond dissociation energies,24 the difference in equilibrium bond lengths for 1 (1.506 Å) vs. 1-H+ (1.475 Å) can correspond to an increase of 10–15 kcal mol−1 in the C(sp3)–C(sp3) bond dissociation energy, which matches the ≈11 kcal mol−1 greater driving force for 1′-H+ → 1-H+.
We further examined the computed E(2) C–O σ → O–C σ* energies for the electrocyclic ring-opening transition structures of 1-TS (3.3 kcal mol−1), 1-2ICF3-TS (3.4 kcal mol−1), 1-2H2O-TS (3.4 kcal mol−1), and 1-H+-TS (3.4 kcal mol−1) and found them to be nearly unchanged across the series (Fig. 3). This suggests that Lewis acid coordination affects the driving force for ring-closure, but does not affect the kinetic barriers. Indeed, computed activation barriers (ΔE‡) for 1′ → 1 (8.4 kcal mol−1), 1′-2ICF3 → 1-2ICF3 (8.0 kcal mol−1), 1′-2H2O → 1-2H2O (7.7 kcal mol−1), and 1′-H+ → 1-H+ (8.7 kcal mol−1) at the DLPNO-CCSD(T)/def2-TZVP//PW6B95/def2-TZVP level are nearly the same (Fig. 3). Note that 1-H+-TS displays the longest C(1)⋯C(6) distance, which indicates an early transition state and aligns with a strongly exothermic reaction.
We also examined the effects of geminal hyperconjugation in benzene sulfide (1S) (the sulfur analog of benzene oxide) and observed an even greater enhancement of geminal C–S σ → S–C σ* hyperconjugation upon protonation to form 1S-H+. As shown in Table 1, the computed E(2) C–S σ → S–C σ* interaction increases from 7.9 kcal mol−1 in 1S to 14.4 kcal mol−1 in protonated 1S-H+. This increase in geminal hyperconjugation correlates to a narrowing of the ∠CSC bond angle (47.8° in 1S vs. 44.3° in 1S-H+) and shortening of the C(1)–C(6) bond (1.489 Å vs. 1.463 Å). The C(1)–C(6) bond in 1S-H+ also exhibits decreased p character, as reflected by the change in hybridization from 1S (sp2.86) to 1S-H+ (sp2.48). These results suggest that geminal hyperconjugation plays an even more pronounced role in benzene sulfide than in benzene oxide, and predict that solvent or Lewis acid coordination could strongly promote ring-closure via heavy-atom tunnelling in this system.
Similar trends were observed for oxirane (2). Lewis acid coordination at the oxygen atom increases geminal C–O σ → O–C σ* interaction in the order: 2 (5.9 kcal mol−1) < 2-2ICF3 (6.8 kcal mol−1) ≈ 2-2H2O (6.9 kcal mol−1) < 2-H+ (8.9 kcal mol−1). The ∠COC bond angles become narrower: 2 (61.9°) > 2-2ICF3 (61.4°) > 2-2H2O (61.0°) > 2-H+ (57.7°), and the C–C bonds shorten: 2 (1.456 Å) < 2-2ICF3 (1.455 Å) < 2-2H2O (1.454 Å) < 2-H+ (1.452 Å). Although the C–C bonds shorten only slightly upon Lewis acid coordination, the computed hybridizations of the C–C bonds show a notable decrease in p character: 2 (sp3.36, weaker C–C bond) > 2-2ICF3 (sp3.11) ≈ 2-2H2O (sp3.11) > 2-H+ (sp2.74, stronger C–C bond). Thus, the acid-catalyzed ring-opening of epoxides may be viewed as a consequence of enhanced geminal hyperconjugation due to protonation at the oxygen atom.23
Benzazirine (3), like benzene oxide, contains an annelated six- and three-membered ring. Compound 3 can undergo ring-opening of the azirine motif through quantum mechanical tunnelling.4–11 Depending on the substitution pattern, tunnelling of either the nitrogen atom (C–N bond breaking) or a carbon atom (C–C bond breaking) leads to formation of an aryl nitrene or a seven-membered ring cyclic ketenimine, respectively.4,5 Second-order perturbation energies E(2) computed for 3 reveal a weak CN σ → N–C σ* interaction (2.2 kcal mol−1) and a modest N–C σ → C
N σ* interaction (4.1 kcal mol−1). Upon protonation to give 3-H+, the C
N σ → N–C σ* interaction remains nearly unchanged (1.0 kcal mol−1), whereas the N–C σ → C
N σ* interaction increases notably (7.2 kcal mol−1). This suggests that protonation at the nitrogen atom enhances the electron accepting ability of the C
N σ* orbital. Protonation also shortens the C(1)–C(6) bond (1.480 Å for 3 and 1.463 Å for 3-H+) and reduces its p character (from sp3.73 to sp3.14). These changes predict that protonation at the nitrogen atom should favor tunnelling pathways leading to aryl nitrenium formation.
Next, we show that a strong thermodynamic driving force is connected to a narrower reaction barrier width. Quantum mechanical tunnelling is a direct result of the wave-like nature of atoms. Unlike over-the-barrier reactions, in which the barrier height solely determines the rate of reaction, the probability of tunnelling (P) is impacted by atomic mass (m), activation energy (EA) and the barrier width (w) (eqn (1)).25–28
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The intrinsic barrier width of a reaction reflects the reorganization energy required for the nuclear coordinates of the reactant to become those of the product at zero driving force (i.e., ΔG = 0). In an authoritative perspective, Qiu and Schreiner pointed out that when the driving force for tunnelling is non-zero, a larger free energy change between the reactant and product can give rise to a narrower barrier width.29 Indeed, computed vibrationally adiabatic ground-state potential energy (VGa) curves for the interconversion of 1′ ⇌ 1, 1′-2ICF3 ⇌ 1-2ICF3, 1′-2H2O ⇌ 1-2H2O, and 1′-H+ ⇌ 1-H+ show that a stronger thermodynamic bias towards forming benzene oxide correlates with a narrower reaction barrier width (Fig. 4). Single point energies were computed at DLPNO-CCSD(T)/def2-TZVP with geometries and zero-point energy (ZPE) corrections at the PW6B95/def2-TZVP level.
Rate constants computed for the electrocyclizations of 1′ → 1, 1′-2H2O → 1-2H2O, and 1′-H+ → 1-H+ without (kCVT) and with the small-curvature tunnelling approximation (kCVT/SCT) are shown in Table 2. Rate constants were computed with Polyrate30 via direct dynamics based on DLPNO-CCSD(T)/def2-TZVP energies. The kCVT values at a given temperature reflect the relative barrier heights for ring-opening of 1′ (8.4 kcal mol−1), 1′-2H2O (7.7 kcal mol−1), and 1′-H+ (8.7 kcal mol−1) (cf. data in Fig. 3); 1′-H+ has the highest barrier among the three and, at any given temperature, is predicted to have the lowest rate constants without tunnelling.
Cmpd | T (K) | k CVT | k CVT/SCT | t 1/2 a (s) | κ b |
---|---|---|---|---|---|
a Half-life based on the tunnelling-inclusive rate constant. b κ ≥ 100 corresponds to ≥99% tunnelling. | |||||
1′ | 10 | 3.4 × 10−161 | 4.2 × 10−25 | 1.7 × 1024 | 1.2 × 10136 |
20 | 5.1 × 10−75 | 1.1 × 10−13 | 6.4 × 1012 | 2.1 × 1061 | |
50 | 4.3 × 10−23 | 2.0 × 10−6 | 3.4 × 105 | 4.8 × 1016 | |
100 | 1.2 × 10−5 | 6.7 × 10−3 | 1.0 × 102 | 5.6 × 102 | |
1′-2H2O | 10 | 1.8 × 10−146 | 2.7 × 10−4 | 2.6 × 103 | 1.5 × 10142 |
20 | 1.0 × 10−67 | 5.2 × 10−4 | 1.3 × 103 | 5.3 × 1063 | |
50 | 2.5 × 10−20 | 1.9 × 10−3 | 3.7 × 102 | 7.6 × 1016 | |
100 | 2.1 × 10−4 | 8.8 × 10−2 | 7.9 × 100 | 4.1 × 102 | |
1'-H+ | 10 | 9.8 × 10−177 | 2.9 × 10−5 | 2.4 × 104 | 3.0 × 10171 |
20 | 8.7 × 10−83 | 6.6 × 10−5 | 1.0 × 104 | 7.6 × 1077 | |
50 | 3.4 × 10−26 | 2.8 × 10−4 | 2.5 × 103 | 8.3 × 1021 | |
100 | 3.5 × 10−7 | 4.7 × 10−3 | 1.5 × 102 | 1.4 × 104 |
Large computed kCVT/SCT values for 1′-2H2O and 1′-H+ document the important role of heavy-atom tunnelling in the 1′-2H2O → 1-2H2O and 1′-H+ → 1-H+ reactions (Table 2). The combination of low barrier heights (≈8–9 kcal mol−1) and narrow barrier widths gives rise to large tunnelling-inclusive rate constants. For example, the kCVT/SCT value for 1′-2H2O at 10 K (2.7 × 10−4 s−1, t1/2 = 44 min) is consistent with the observation14 that 1′-H2O isomerizes to 1-H2O under matrix isolation conditions.
The combined Arrhenius plot in Fig. 5 shows the contrast between the three systems for which we computed rate constants. For all three systems depicted, in contrast to the linear plots based on kCVT values, the plots based on tunnelling-inclusive rate constants display significant curvature. The endergonic nature of 1′ → 1 means that the transformation requires some thermal energy for the reactant to climb up the barrier at least to the energy of the product before tunnelling through the barrier is possible. Thus, the Arrhenius plot based on kCVT/SCT values for 1′ slopes downward after it bends, which is characteristic of thermally activated tunnelling.31 In contrast, the exergonic nature and small barrier widths for ring closure of 1′-2H2O and 1′-H+ enable deep tunnelling, i.e. tunnelling from the lowest vibrational state, which is characterized by temperature-independent rate constants at very low temperatures.26
The rate constants in Table 2 and the tunnelling-inclusive Arrhenius plots in Fig. 5 convey that the predicted kCVT/SCT values for 1′-H+ are smaller than those for 1′-2H2O. Based on the narrower barrier width for 1′-H+ relative to 1′-2H2O (Fig. 4), one might expect 1′-H+ to have a larger rate constant than 1′-2H2O at low temperatures. While the computed kCVT/SCT values are within an order of magnitude of each other, our results suggest cyclization of 1′-2H2O is faster than that of 1′-H+. The explanation for this is likely due to the 1.0 kcal mol−1 higher barrier for 1′-H+ relative to 1′-2H2O. It may also be connected to the effect of noncovalent interactions on the computation of necessary quantities for tunnelling transmission coefficients. Nevertheless, the pronounced effect of the narrower barrier for 1′-H+ (due to stronger geminal hyperconjugation in 1-H+) appears in the tunnelling transmission coefficients (kappa, κ values), which correspond to the ratio kCVT/SCT/kCVT and reflect the rate enhancement due to tunnelling. At 10 K, κ for 1′-H+ is 3.0 × 10171, which is ≈ 30 orders of magnitude greater than κ for 1′-2H2O (1.5 × 10142). Thus, our results convey the dramatic effect of protonation or Lewis acid complexation of the oxygen in 1/1′ on geminal hyperconjugation in these systems and the consequent feasibility of heavy-atom tunnelling at cryogenic temperatures.
These results demonstrate that geminal hyperconjugation is not merely a “mild-sort of conjugation”,22,32–34 but a powerful electronic effect for modulating quantum mechanical heavy-atom tunnelling pathways. This work extends the principle of tunnelling control35–39 by identifying a structural and electronic feature (i.e., geminal hyperconjugation) that can be tuned through weak coordination. Given the prevalence of three-membered rings in tunnelling-prone systems (e.g., benzene imine, norcaradiene, semibullvalene, benzazirine), modulating geminal hyperconjugation may serve as a general strategy for controlling heavy-atom tunnelling in strained ring systems.
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