Open Access Article
Miriam P. Barrera-Nava
a,
Gerardo González García
a,
José Bonilla Cruz
b,
Kenneth J. Shea
c and
José E. Báez
*a
aDepartment of Chemistry, University of Guanajuato (UG), Noria Alta S/N, 36050 Guanajuato, Mexico. E-mail: jebaez@ugto.mx
bAdvanced Functional Materials & Nanotechnology Group, Centro de Investigación en Materiales Avanzados S. C. (CIMAV-Unidad Monterrey), Av. Alianza Norte 202, Autopista Monterrey-Aeropuerto Km 10, PIIT, Apodaca-Nuevo León 66628 C.P., Mexico
cDepartment of Chemistry, University of California, Irvine (UCI), California 92697-2025, USA
First published on 7th November 2025
A total of 36 ABA-type triblock copolymers were synthesized via ring-opening polymerization (ROP) of ε-caprolactone (CL) using three different macroinitiators as segment B: poly(ethylene glycol) (PEG), poly(tetrahydrofuran) (PTHF), and poly(propylene glycol) (PPG). A range of molecular weights (Mn = 200–1000 g mol−1) and degrees of polymerization (DP) were used for segment A (DP = 5, 10, 15, and 20). MALDI-TOF analysis of the triblock copolymers revealed complexity in the pattern of the molecular weight distribution, where each DP of segment A (PCL) corresponded to a specific molecular weight distribution of segment B. Additionally, end group analysis indicated an α,ω-hydroxytelechelic species, which was supported by MALDI-TOF and 1H NMR studies. Increases in the DP of PCL segments resulted in higher melting temperatures (Tm) and enthalpies of fusion (ΔHm), suggesting that crystallinity increases in a proportional manner. The influence of the B segment on the PCL segment was evidenced by a decrease of enthalpy and thus crystallinity, which was attributed to the disruption of the polyether segment generating amorphous domains in the PCL segment. Poly(ester urethane)s (PEUs) derived from ABA triblock copolymers showed plastic behavior with relatively poor mechanical properties.
One of the techniques to modify the structure of PCL involves the formation of block copolymers. Of interest are triblock copolymers derived from PCL in combination with another polymer to provide a hydrophobic/hydrophilic balance. This allows for an intrinsic amphiphilic environment in the main chain. If PCL is copolymerized with poly(ethylene glycol) (PEG) to prepare block copolymers, their hydrophilicity and biodegradability can be increased, which is useful in a wide variety of applications.12,13 PEG is a hydrophilic polyether that is soluble in water and in organic solvents, as well as being nontoxic and biocompatible. Furthermore, it lacks antigenicity and immunogenicity, which allows it to be used for many clinical applications, such as synthetic dressing material for wound healing,14 tissue engineering,15,16 and blood substitutes.17 ABA-type triblock copolymers from PCL-PEG-PCL have been reported to have a higher gel modulus than other structures, which allows the formation of micelles in aqueous solutions18,19 and thermosensitive hydrogels20,21 for the delivery of drugs22–24 and proteins,25 3D printing,26 and loaded copolymeric nanoparticle drug carriers.27–30
Other compounds can be used to synthesize triblock copolymers derived from PCL, such as poly(propylene glycol) (PPG) and polytetrahydrofuran (PTHF). The use of PPG in copolymers with PCL has been studied less than those with PEG/PCL, but PCL-PPG-PCL copolymers exhibit mechanical properties that are not shown by the individual homopolymers and appear to be promising for the development of interesting biomaterials.31–33 PPG is used in industry for the fabrication of lubricants, stabilizers, removers, chemical intermediates, and biomedical applications (mainly in the form of copolymers with PEG).34,35 The molecular structure of these triblock copolymers can make them form polymeric micelles in an aqueous medium, which may be useful as drug carriers. The hydrophobic PCL segments can form the inner core of the micelles, whereas the hydrophilic PPG segments can form the outer shell.36,37
Tetrahydrofuran can be subjected to cationic polymerization to obtain polytetrahydrofuran (PTHF), which is mainly used in the manufacture of elastomers and polyurethane resins.38,39 PTHF is used as a biocompatible soft segment in thermoplastic polyurethane (TPUs) elastomers40,41 due to its low glass-transition temperature (Tg), excellent resiliency, high fungal resistance, and hydrolytic stability.42 Thus, they have been used for the synthesis of copolymers of different architectures.43–46
PCL-PTHF-PCL triblock copolymers are employed as polyurethane precursors for soft tissue engineering,47–51 water-vapor-permeable coatings,52 and complexes with cyclodextrins.53 Polyurethanes derived from triblock copolymers of PEG/PCL have applications in waterborne polyurethane dispersion and display better hydrolysis resistance, softness, and water vapor permeability.54,55 They could be used to design systems that could interact with pulmonary mucosa in order to prepare nanocarriers for lung cancer drug.56 And also be used in conjunction with other compounds to obtain biodegradable nanocomposites57,58 or enzymatically degradable polyurethanes.59
Miscibility is an important factor in blending polymers that are hardly miscible. Blending PCL and natural polymers results in phase-separation defects in polymer blending. Hence, the use of a compatibilizer is a crucial factor in PCL applications,60 and triblock copolymers derived from PCL can serve this purpose. For example, to improve adhesion in blends between PLA and PCL phases, a copolymer of PCL/PTHF has been used,61 while for blends of PCL-PLA-PEG, a triblock copolymer of PCL/PEG leads to a slight increase in surface hydrophilicity.62
A systematic study of ABA triblock copolymers with PCL as A segment allows the establishment of clear relationships between the molecular structure and their thermal and morphological properties. This is an area that has been limited sense in the existing reports. Table 1 presents a comprehensive review of the literature revealing a predominance of the research on PCL-PEG-PCL systems in the context of biomedical applications, with PCL-PTHF-PCL systems being less studied, and PCL-PPG-PCL systems have received comparatively limited exploration. In fact, this last systems are generally evaluated in combination with another polyether, and not independently with PCL, making it challenging to attribute their intrinsic effects of PPG. In contrast, other PEG-PPG-PTHF triblock systems have been explored primarily from the perspective of their capacity biomedical applications, where the emphasis is on hydrophilic compatibility and flexibility of the central chain.63–65 However, these triblocks copolymers have not been integrated within a unified experimental framework, limiting the evaluation of how each macroinitiator modulates PCL crystallinity (xi), thermal stability, or self-organization capacity.
| Copolymer | Application | Author and year |
|---|---|---|
| PCL-PEG-PCL | Core-shell micelles | Piao, 2003 ref. 12 |
| Tissue engineering applications derived from polyurethane (PU) nanocomposites | Noormohammadi, 2021 ref. 16 | |
| Micelles as nanocarries for ocular delivery of dexamethasone | Alami-milani, 2018 ref. 24 | |
| Doxorubicin (DOX)-loaded polymeric nanoparticles (NPs) | Zhang, 2016 ref. 29 | |
| Drug-loaded with vancomycin | Singh, 2020 ref. 30 | |
| PCL-PTHF-PCL | PU for soft tissue engineering | Mi, 2017 ref. 43 |
| Segmented thermoplastic polyurethanes (STPU) | Rueda-Larraz, 2009 ref. 44 | |
| Inclusion complexes (ICs) with cyclodextrins (CDs) | Li, 2004 ref. 48 | |
| Electrospun nanofibers | Jiang, 2018 ref. 51 | |
| Compatibilizer of immiscible PLA/PCL blends | Do Patrocínio, 2019 ref. 56 | |
| PCL-PPG-PCL | Biodegradable polyurethane scaffolds | Shi, 2025 ref. 33 |
| Micelles for potential drug carriers | Lee, 2011 ref. 36 | |
| PPG-PCL | ICs with α-cyclodextrin (α-CD) | Chung, 2007 ref. 34 |
| PEG-PPG-PTHF | Injectable thermogels implants for long-term intraocular application | Zhang, 2022 ref. 63 |
| PCL-PEG-PPG | Hydrogels for cell therapies | Brewer, 2020 ref. 64 |
| PCL-PEG-PPG | Water-swelling of thermo-responsive poly(ester urethane)s | Loh, 2008 ref. 65 |
In order to comprehend the behavior of more complex triblock copolymers, such as PEG-PPG-PTHF systems, it is crucial to understand the influence of each polyether segment individually. This facilitates the identification of distinctive characteristics, such as the plasticizing effect of PPG or the phase segregation tendency of long PTHF chains.
The motivation of this research is to study the effect of different types of polyether oligomers as the central segment B in triblock copolymers of the form ABA, where A is a poly(caprolactone) (PCL) segment. This work presents the synthesis, characterization, and comparison of a family of three species of triblock copolymers: HOPCL-b-PEG-b-PCLOH, HOPCL-b-PTHF-b-PCLOH, and HOPCL-b-PPG-b-PCLOH (Scheme 1). To achieve this, a systematic analysis of the growth of segment A and segment B was carried out to analyze the effect of block B on the PCL segment, to study the degree of polymerization, and to observe the impact that it has on the thermal properties of the triblock copolymer. To our knowledge, there has been no previous report of a systematic comparison between triblock copolymers derived from PCL and polyethers PEG, PTHF, and PPG. All polymeric species were characterized using different analytical techniques, such as 1H and 13C NMR, FT-IR, GPC, MALDI-TOF, POM, and DSC.
![]() | ||
| Scheme 1 Ring opening polymerization (ROP) of ε-caprolactone (CL) to obtain triblock copolymers. Note [1] = 150 °C, 120 min, 3 mg Hep and four different DPPCL = 5, 10, 15, and 20. | ||
:
500 and CL/PEG = 10). Ammonium decamolybdate (NH4)8[Mo10O34] was obtained in situ in the solid state by thermal decomposition of ammonium heptamolybdate (NH4)6[Mo7O24].8The product PCL-b-PEG400-b-PCL synthesized was analyzed without purification. Number-average molecular weight (Mn) and conversion were monitored by 1H NMR. After reaction time, an aliquot of the crude of the reaction was dissolved in CDCl3 and derivatized with two drops of trifluoroacetic anhydride (TFAA) to prevent overlapping between methylene attached to hydroxyl and ethylene glycol groups and analyzed by 1H NMR.66 In 1H NMR spectrum, the peaks at 2.35 [–CH2–CO–O–, Ipol, repetitive unit], 3.82 [F3C–CO–O–CH2–CH2–O–CH2–CH2–O–CO–, Ieg, monosubstitution of polyethylene glycol], and 3.76 [–CO–O–CH2–CH2–O–CH2–CH2–O–CO–, Ieg, bisubstitution of polyethylene glycol] were used to quantify the Mn in two steps:
(1) The degree of polymerization (DP). DP (NMR) = (Ipol/#Hpol ÷ Ieg/#Heg) + 2. The Ipol and Ieg represent the integrals of the methylenes obtained by 1H NMR from the polyester [–(CH2)4–CH2–CO–O–] and polyethylene glycol group [F3C–CO–O–CH2–CH2–(O–CH2–CH2)n–O–CO– and –CO–O–CH2–CH2–(O–CH2–CH2)n–O–CO–] peaks, respectively, #Hpol and #Heg represent the number of protons that contributed to the peaks, the number 2 indicates the contribution of two end groups. Finally, the equation is DP(NMR) = (Ipol/2 ÷ Ieg/4) + 2. (2) The number-average molecular weight (Mn). Mn (NMR) = [(MW (CL))·(DP (NMR))] + MW (macrodiol), where MW is the molecular weight of the repetitive unit (CL) and macrodiol (polyethylene glycol), respectively; DP (NMR) was previously calculated in step 1. Table 1 shows the average molecular weight (Mn) obtained by 1H NMR, MALDI-TOF, and GPC, for the triblock copolymers derived from PEG, where the Mn calculated is similar to the values of Mn obtained by 1H NMR and MALDI-TOF.
Mn (calcd) = 1550, Mn (NMR) = 1680 (Conv. = 98%), Mn (GPC) = 2969, Mw/Mn = 1.14, Mn (MALDI) = 1244. IR (cm−1) 3451 (ν, OH, PCL), 2941 (νas, CH2, PCL), 2865 (νs, CH2, PCL), 1722 (ν, C
O, PCL), 1471 (δs, CH2, PCL), 1163 (νas, C–(C
O)–O, PCL), 1044 (νas, O–C–C, PCL), 732 (ρ, CH2, PCL). NMR data for PCL-b-PEG400-b-PCL (DP = 10). 1H NMR after derivatization with TFAA (500 MHz, CDCl3, ppm): δ 4.49 [F3C–CO–O–CH2–CH2–O–, PEG monosubstitution and unreacted PEG], 4.34 [–CO–CH2–CH2–CH2–CH2–CH2–O–CO–CF3, PCL], 4.25 [–CO–O–CH2–CH2–O–CH2–CH2–O–CO–, PEG bisubstitution and F3C–CO–O–CH2–CH2–O–CH2–CH2–O–CO–, PEG monosubstitution], 4.10 [(–CO–CH2–CH2–CH2–CH2–CH2–O–)n, PCL], 3.82 [F3C–CO–O–CH2–CH2–O, PEG monosubstitution and unreacted PEG], 3.71 [–CO–O–CH2–CH2–O–CH2–CH2–O–CO–PEG bisubstitution and F3C–CO–O–CH2–CH2–O–CH2–CH2–O–CO–, PEG monosubstitution], 2.36 [(–CO–CH2–CH2–CH2–CH2–CH2–O–)n, PCL], 1.76 [–CO–CH2–CH2–CH2–CH2–CH2–O–CO–CF3, PCL], 1.66 [(–CO–CH2–CH2–CH2–CH2–CH2–O–)n, PCL], 1.38 [(–CO–CH2–CH2–CH2–CH2–CH2–O–)n, PCL]. 13C NMR (125 MHz, CDCl3, ppm): …–[CH2i–CH2i–O]x−1–CH2h–CH2g–O–[C(
O)f–CH2a–CH2b–CH2c–CH2d–CH2e–O]n–1–C(
O)f–CH2a–CH2b–CH2c–CH2d–CH2e′–O–C(
O)j–CF3k: δ 174.25 (f), 157.79 (j), 114.18 (k), 70.25 (i), 69.09 (h), 67.83 (g), 64.56 (e′), 63.40 (e), 40.77 (j), 34.10 (a), 28.14 (d), 25.38 (b), 24.46 (c). Data characterization for PCL-b-PTHF250-b-PCL (DP = 10) and PCL-b-PPG425-b-PCL (DP = 10) are presented in SI.
:
HDI molar ratio = 1
:
1.14] was added and dissolved in 11.28 mL of 1,2-dichloroethane (DCE) [0.176 molal with respect to PCL-b-PTHF250-b-PCL10],67 and tin(II) 2-ethylhexanoate [Sn(Oct)2] was added as catalyst [1 wt%, 32 mg ∼ 3 drops]. Then, the flask was placed in an oil bath at 80 °C for 3 hours. After the reaction time, a PU-film was obtained by casting at room temperature on a leveled Teflon surface within a fume cupboard covered with a conical funnel to protect it from dust and allow a slow solvent evaporation for 12 h. After, the PU film was released and dried under a vacuum. Following the same methodology, a PU derived from PCL-b-PEG200-b-PCL10 and a PU derived from PCL-b-PPG425-b-PCL10 were synthesized.IR (cm−1): 3389 (ν, N–H, urethane), 2942(νas, CH2, PCL), 2864 (νs, CH2, PCL), 1721 (ν, C
O, PCL), 1626 (ν, C
O, urethane), 1530 (δ, N–H, urethane), 1471 (δs, CH2, PCL), 1186(νas, C–(C
O)–O, PCL), 1045 (νas, O–C–C, PCL), 732 (ρ, CH2, PCL). NMR data for PU-2PTHF derived from PCL-b-PTHF250-b-PCL (DP = 10) and HDI. 1H NMR (400 MHz, CDCl3, ppm): δ 4.74 [–NH–, urethane], 4.04 [(–CO–CH2–CH2–CH2–CH2–CH2–O–)n, PCL], 3.62 [unreacted PTHF], 3.40 [–O–CH2–CH2–CH2–CH2–O, PTHF backbone], 3.12 [–CO–NH–CH2–(CH2)4–CH2–NH–CO–, urethane], 2.29 [(–CO–CH2–CH2–CH2–CH2–CH2–O–)n, PCL], 1.61 [–CO–CH2–CH2–CH2–CH2–CH2–O–CO–, PCL and –O–CH2–CH2–CH2–CH2–O–CO, PTHF], 1.47 [–CO–NH–CH2–CH2–CH2–CH2–CH2–CH2–NH–CO–, urethane], 1.36 [(–CO–CH2–CH2–CH2–CH2–CH2–O–)n, PCL and –CO–NH–CH2–CH2–CH2–CH2–CH2–CH2–NH–CO–, urethane]. 13C NMR (100 MHz, CDCl3, ppm): …–[CH2k–CH2l–CH2l–CH2k–O]x–1–CH2j–CH2i–CH2h–CH2g–O–[C(
O)f–CH2a–CH2b–CH2c–CH2d–CH2e–O]n−1–C(
O)f–CH2a′–CH2b′–CH2c′–CH2d′–CH2e′–O–C(
O)m–NH–CH2n–CH2o–CH2o–CH2o–CH2o–CH2n–NH…: δ 173.65 (f), 156.88 (j), 70.80 (k), 70.39 (j), 64.65 (e′), 64.25 (e), 62.68 (g), 40.90 (n), 34.22 (a), 32.43 (a′), 28.45 (o), 26.6 (c), 26.5 (c′), 26.40 (h), 26.36 (l), 26.33 (i), 25.63 (d), 25.41 (d′), 24.74 (b′), 24.68 (b) (Fig. S12).
| Sample | Initiator | Ether (%)a,b | DP (calcd)c | DP (NMR)b,d | Mn (calcd)e | Mn (NMR)b,f | Mn (GPC)g | Mn (calcd)/Mn (GPC) | Mw/Mng | Conv (%) |
|---|---|---|---|---|---|---|---|---|---|---|
| a Obtained from the equation % ether = (MWinitiator/Mn(NMR)) × 100; where MWinitiator is the molecular weight of initiator (HOPEGOH, HOPTHFOH, or HOPPGOH).b Determined by 1H NMR in CDCl3.c Obtained from CL/polyether feed molar ratio.d Using end-group analysis by 1H NMR.e Obtained from the equation Mn(calcd) = (MW(CL))·(mmol CL/mmol polyether) + MW(polyether), where MW is the molecular weight of ε-caprolactone (CL, 114 g mol−1) monomer or initiator (HOPEGOH, HOPTHFOH, or HOPPGOH).f Obtained from the equation Mn(NMR) = (DP(NMR) × MW(repetitive unit)) + MW(polyether), where MW is the molecular weight of the repetitive unit (114 g mol−1) or initiator (HOPEGOH, HOPTHFOH, or HOPPGOH).g Determined by gel permeation chromatography (GPC) using polystyrene standards. | ||||||||||
| PEG200 | — | — | 4.5 | 200 | 214 | |||||
| PCL-b-PEG200-b-PCL5 | PEG200 | 28 | 5 | 4.9 | 780 | 770 | 1410 | 0.55 | 1.18 | 92 |
| PCL-b-PEG200-b-PCL10 | PEG200 | 14 | 10 | 11.5 | 1350 | 1530 | 3145 | 0.42 | 1.24 | 95 |
| PCL-b-PEG200-b-PCL15 | PEG200 | 11 | 15 | 14.3 | 1990 | 1850 | 3988 | 0.49 | 1.22 | 98 |
| PCL-b-PEG200-b-PCL20 | PEG200 | 8 | 20 | 21.0 | 2440 | 2610 | 5628 | 0.43 | 1.24 | 98 |
| PTHF250 | — | — | 3.3 | 250 | 254 | |||||
| PCL-b-PTHF250-b-PCL5 | PTHF250 | 28 | 5 | 5.6 | 820 | 890 | 1601 | 0.51 | 1.19 | 96 |
| PCL-b-PTHF250-b-PCL10 | PTHF250 | 16 | 10 | 11.4 | 1390 | 1560 | 3273 | 0.42 | 1.23 | 97 |
| PCL-b-PTHF250-b-PCL15 | PTHF250 | 12 | 15 | 16.2 | 1960 | 2100 | 4853 | 0.40 | 1.16 | 99 |
| PCL-b-PTHF250-b-PCL20 | PTHF250 | 10 | 20 | 20.3 | 2530 | 2570 | 5483 | 0.46 | 1.40 | 99 |
| PPG425 | — | — | 6.8 | 425 | 396 | |||||
| PCL-b-PPG425-b-PCL5 | PPG425 | 43 | 5 | 7.8 | 1000 | 1280 | 2373 | 0.42 | 1.15 | 89 |
| PCL-b-PPG425-b-PCL10 | PPG425 | 27 | 10 | 14.2 | 1570 | 2020 | 4102 | 0.38 | 1.16 | 96 |
| PCL-b-PPG425-b-PCL15 | PPG425 | 20 | 15 | 18.7 | 2130 | 2530 | 6079 | 0.35 | 1.14 | 98 |
| PCL-b-PPG425-b-PCL20 | PPG425 | 16 | 20 | 22.7 | 2680 | 2980 | 5719 | 0.46 | 1.48 | 98 |
Good concordance was observed between Mn (calcd) and Mn (NMR) for all triblock copolymers, which implied control of the polymerization. On the other hand, Mn (calcd) and Mn (GPC) showed significant differences (Table 2), with Mn (GPC) being approximately double the value of Mn (calcd) and higher than that Mn (NMR). This is relatively common due to the polystyrene standards used in the calibration curve. The polydispersity was moderate (1.09–1.53). For PCL, MacLain and Drysdale discovered that the Mn (calcd)/Mn (GPC) ratio is approximately 0.45.69 The Mn (calcd)/Mn (GPC) ratio is presented for the samples in Table 3, with values of Mn overestimation with a range from 0.35 to 0.55. Some GPC chromatograms are presented in SI (Fig. S1 and S2).
| Sample | Initiator | Ether (%)a,b | DP (calcd)c | DP (NMR)b,d | Mn (calcd)e | Mn (NMR)b,f | Tc (°C)g | ΔHc (J g−1)g | TmPCL (°C)h | ΔHm (J g−1)h | xi (%)h,i |
|---|---|---|---|---|---|---|---|---|---|---|---|
| a Obtained from % ether = (MWinitiator/Mn(NMR)) × 100; where MWinitiator is the molecular weight of initiator (HOPEGOH, HOPTHFOH, or HOPPGOH).b Determined by 1H NMR in CDCl3c Obtained from CL/polyether feed molar ratio.d Using end-group analysis by 1H NMR.e Obtained from the equation Mn(calcd) = (MW(CL))·(mmol CL/mmol polyether) + MW(polyether), where MW is the molecular weight of ε-caprolactone (CL, 114 g mol−1) monomer or initiator.f Obtained from Mn(NMR) = (DP(NMR) × MW(repetitive unit)) + MW(polyether).g Obtained by DSC analysis (first cooling).h Obtained by DSC analysis (second heating).i Using the value of 135.3 J g−1 for a PCL 100% crystalline,68 the crystallinity of PCL (xPCL) was calculated.j Reported value for PEG (Mn = 200 g mol−1), liquid at room temperature.70k Tm of the PTHF segment.l Reported value for PPG (Mn = 425 g mol−1), liquid at room temperature.71m Enthalpy of fusion attributed to the PCL, obtained by the equation ΔHmPCL = (ΔHm) × (weight fraction of PCL). | |||||||||||
| PEG200 | — | — | 4.5 | 200 | 214 | −50j | — | — | |||
| PCL-b-PEG200-b-PCL5 | PEG200 | 28 | 5 | 4.9 | 780 | 770 | — | — | 6 | 0.7 | 0.5 |
| PCL-b-PEG200-b-PCL10 | PEG200 | 14 | 10 | 11.5 | 1350 | 1530 | 15 | 50 | 32,41 | 50 | 37 |
| PCL-b-PEG200-b-PCL15 | PEG200 | 11 | 15 | 14.3 | 1990 | 1850 | 20 | 73 | 35,42 | 76 | 56 |
| PCL-b-PEG200-b-PCL20 | PEG200 | 8 | 20 | 21.0 | 2440 | 2610 | 23 | 75 | 43,48 | 77 | 57 |
| PTHF250 | — | — | 3.3 | 250 | 254 | −16 | 53 | ||||
| PCL-b-PTHF250-b-PCL5 | PTHF250 | 28 | 5 | 5.6 | 820 | 890 | −18 | 42 | −16k,5,13 | 43(31m) | 23 |
| PCL-b-PTHF250-b-PCL10 | PTHF250 | 16 | 10 | 11.4 | 1390 | 1560 | 18 | 61 | 33,41 | 63 | 46 |
| PCL-b-PTHF250-b-PCL15 | PTHF250 | 12 | 15 | 16.2 | 1960 | 2100 | 18 | 70 | 39,41 | 74 | 54 |
| PCL-b-PTHF250-b-PCL20 | PTHF250 | 10 | 20 | 20.3 | 2530 | 2570 | 22 | 65 | 41,47 | 72 | 53 |
| PPG425 | — | — | 6.8 | 425 | 396 | −71l | — | — | |||
| PCL-b-PPG425-b-PCL5 | PPG425 | 43 | 5 | 7.8 | 1000 | 1280 | −15 | 37 | 2,20 | 33 | 24 |
| PCL-b-PPG425-b-PCL10 | PPG425 | 27 | 10 | 14.2 | 1570 | 2020 | 11 | 57 | 28,39 | 56 | 41 |
| PCL-b-PPG425-b-PCL15 | PPG425 | 20 | 15 | 18.7 | 2130 | 2530 | 18 | 62 | 38,45 | 62 | 45 |
| PCL-b-PPG425-b-PCL20 | PPG425 | 16 | 20 | 22.7 | 2680 | 2980 | 20 | 60 | 40,48 | 61 | 45 |
Trifluoroacetic anhydride (TFAA) was used to derivatize all samples to visualize the repeating unit and end groups in the triblock copolymers. This was done to prevent overlapping peaks, as in the case of PCL-b-PEG-b-PCL triblock copolymers derived from PEG and PCL regarding the signals between the methylene attached to the hydroxyl [–CH2OH] and methylene from the ether groups [–OCH2CH2OCH2CH2O–]. Ultimately, trifluoroacetate ester groups [–CH2O(C
O)CF3] were produced.66
Fig. 1 shows the 1H NMR spectra for three different samples of triblock copolymers where segment B (macroinitiators) was changed in the PCL main chain. The PCL-b-PEG-b-PCL signals (Fig. 1a) of the methylenes derived from polyethylene glycol as a macroinitiator were now appear as part of the PCL backbone in two modes: (a) bisubstitution [PCL–O–CH2(2)–CH2(1)–O–[CH2(5)–CH2(5)–O]x–CH2(1)–CH2(2)–O–PCL] and (b) monosubstitution [H–O–CH2(4)–CH2(3)–O–[CH2(5)–CH2(5)–O]x–CH2(1)–CH2(2)–O-PCL]. The FT-IR spectra for triblock copolymers show six characteristics bands at 3441–3432 (ν, –OH), 2941–2935 (νas, –CH2−), 2865–2860 (νs, –CH2−), 1722 (ν, C
O), 1161 (νas, –C–(C
O)–O–), and 734–731 (ρ, –CH2−) cm−1 (Fig. 2).
![]() | ||
| Fig. 2 FTIR spectra for triblock copolymers with DP = 10: (a) PCL-b-PEG200G-b-PCL10, (b) PCL-b-PTHF250-b-PCL10, and (c) PCL-b-PPG425-b-PCL10. | ||
MALDI-TOF spectrometric analysis is a powerful analytical technique to visualize repeating units, molecular weight distributions, and terminal groups. The m/z peaks that were measured in the MALDI-TOF spectra were then compared to the theoretical masses of the repeating units [CL or macrodiol (PEG, PTHF or PPG)] and cations attached to the polymeric chain (Na+ or K+). A larger DP of PCL resulted in representative spectra that exhibit increased complexity. Thereby facilitating the reproducible assignment of polymer chains and clear visualization of polymer dispersion. The MALDI-TOF mass spectrum of triblock polymer PCL-b-PEG1000-b-PCL10 [Mn(NMR) = 2000 g mol−1] showed different distributions separated by 114 and 44 mass units, which corresponded to the molecular weights of the CL and –CH2CH2O– comonomers, respectively (Fig. 3a). DPPCL for a few species is indicated by bold numbers (ethylene glycol in PEG (EG)/PCL = 8: 5–9) at the top of the MALDI-TOF curve, and DPPEG is indicated by blue underlined numbers (ethylene glycol in PEG/PCL = 5–10: 7).
An expanded view of the MALDI-TOF mass spectrum for PCL-b-PEG1000-b-PCL10 fragments (Fig. 3b) showed repeating units between 1000 and 1900 Da. The distribution of each DP of the PCL block (DPPCL = 6–12) is shown in a different color in the figure and exhibits variations in the number of ethylene glycol in PEG in the block (DPPEG = 1–16). For example, fragments marked with a blue circle match DPPCL = 9 (this number of PCL units in the polymer chain being constant), beginning with the first circle for fragment 1113 (EG/PCL = 1
:
9), this represented the addition of 1 unit of ethylene glycol to the polymer chain. Then, followed by 1157 (EG/PCL = 2
:
9), 1201 (EG/PCL = 3
:
9), and so on, forming the corresponding distribution until 1818 (EG/PCL = 17
:
9), which is marked with light-blue shading (Fig. 3b).
The distribution designated by yellow shading and rhombus corresponded to DPPCL = 7 (with a constant of 7 PCL units in the polymer chain). The initial fragment of 1018 was assigned to a triblock containing 4 units of ethylene glycol in the polymer chain attached to PCL (EG/PCL = 4
:
7). The next fragment of 1061 is the addition of 1 more unit of ethylene glycol (EG/PCL = 5
:
7). The process was repeated, thereby establishing the corresponding distribution to the smallest fragments of 1543 (EG/PCL = 16
:
7), thus completing the yellow coloration (Fig. 3b).
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| Fig. 4 DSC thermograms (a) PCL-b-PEG200-b-PCL, (b) PCL-b-PTHF250-b-PCL, and (c) PCL-b-PPG425-b-PCL. Dashed line corresponds to DP = 5; solid line corresponds to DP = 10. | ||
Tm increased proportionally with DP. For PCL-b-PTHF250-b-PCL, the values of the two endothermic peaks increased by 5 and 13 °C (DP = 5), 33 and 41 °C (DP = 10), 39 and 41 °C (DP = 15), and 41 and 47 °C (DP = 20). The remaining triblock copolymers in Table 2 exhibited a comparable effect (PCL-b-PEG200-b-PCL and PCL-b-PPG425-b-PCL), as did all the families of triblock copolymers (Tables S4, S5, and S6). Regardless of the type of macroinitiator, both Tm and the enthalpy of fusion (ΔHm) increased with the DP of PCL, as shown in Fig. 5. The profile of crystallization exhibited a comparable value of enthalpy of crystallization (ΔHc) with respect to the enthalpy of fusion (ΔHm), suggesting a reversible process (Table 3 and Fig. S4). The first heating was comparable with respect to the second heating, suggesting that the thermal history did not significantly influence the observed results (Fig. S4).
The Tm and ΔHm values of the triblock copolymers were compared with those of a homopolymer of PCL and 1,8-octanediol (HOPCLOH) (Fig. 5, star). It was evident that HOPCLOH had higher ΔHm and Tm than copolymers with identical DP. This observation was attributable to the reduced interaction of the PCL fraction contained within the triblock copolymers with the B block, which resulted from the increased length of the main chain. This led to the formation of an independent semicrystalline PCL domain. Consequently, the differences decreased as the DP of PCL increased.
The values of the triblock copolymers were compared with those of other PCL-diols of similar molecular weights reported in previous publications (between 600 and 3000 g mol−1) as shown in Table 4. Tm and ΔHm values for the lower Mn were 17 °C and 66 J g−1.72 For the higher Mn, the Tm and ΔHm values were 57 °C and 88 J g−1, respectively.72–75 Comparing the three systems PCL-B-PCL, where B = PEG, PTHF, or PPG, and similar species previously published (Table S7) we can observe similar behavior in terms of thermal properties.
| Initiator | PCL-diol Mn (g mol−1) | Tm (°C) | ΔHm (J g−1) | Author and year |
|---|---|---|---|---|
| HO(CH2)mOH, where m = 4,8,12 | 600 | 17 | 66 | Barrera-Nava, 2024 ref. 72 |
| 1300 | 34 | 81 | ||
| 1800 | 41 | 88 | ||
| None | 2000 | 57 | 75 | Erceg, 2023 ref. 73 |
| Ethylene glycol | 1000 | 31,36 | — | Choi, 2023 ref. 74 |
| 2400 | 46,48 | — | ||
| 3000 | 45,49 | — | ||
| HO(CH2)mOH, where m = 2–16 | 900 | 38 | 85 | Báez, 2017 ref. 75 |
| 1150 | 44 | 100 |
The MALDI-TOF analysis results of PCL-b-PTHF250-b-PCL triblock copolymers with different DP are presented in Fig. 6. As the PCL DP increased, both the signal density and complexity also increased. Greater diversity of oligomeric species was present when DP was higher, as evidenced by the presence of more peaks within the same range. This was consistent with a broader polymer distribution characteristic of systems with more repeating units.
Furthermore, the normal separation of the caprolactone unit (114 g mol−1) was maintained, and the increment in molecular mass was confirmed. Most of the strong peaks were concentrated at the beginning of the range at DP = 5 (Fig. 6a). As the DP increased (DP = 10, 15, and 20), the peaks exhibited a shift toward higher m/z closer to 2000–2200 (Fig. 6b–d).
Nevertheless, all polyether B segments (PEG, PTHF, and PPG) acted as plasticizers and disrupted the semicrystalline microdomains of segment A. This decreased the enthalpy of fusion (ΔHmPCL) in an inversely proportional manner, as illustrated in Fig. 7 (ovals and rectangles). In most cases, the disruption of the crystallinity was greater with PEG block according to the ΔHm results. When PTHF was used as the B segment, it generated less disorder within the crystalline microdomain of PCL environment of the A block. PTHF as the B segment gradually exhibited a predisposition to yield optimal crystallinity without compromising flexibility and improve phase segregation, which could be observed as a signal in the DSC thermograms (which will be discussed in next section). Using PPG as segment B significantly reduced the crystallinity of the PCL block (Tables 3 and S4–S6) in comparison with PEG or PTHF as the B segment, and it acted as a better plasticizer for PCL.
To visualize the physical form of the triblock copolymers, Fig. 8 presents the polarized optical microscopy (POM) results. For PCL-b-PEG200-b-PCL10, spherulites with a well-defined radial structure were observed (Fig. 8a and b). Similar spherulites were detected for PCL-b-PTHF250-b-PCL10, which had a higher density of smaller spherulites (Fig. 8c and d). This suggested that using PHTF as segment B promoted nucleation but limited spherulitic growth.
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| Fig. 8 Polarized optical microscopy (POM, magnification: 10× (left) and 40× (right)) of (a and b) PCL-b-PEG200-b-PCL10, (c and d) PCL-b-PTHF250-b-PCL10, and (e and f) PCL-b-PPG425-b-PCL10. | ||
In the case of PCL-b-PPG425-b-PCL10, multiple spherulites with less defined morphology and characteristic color were observed (Fig. 8e and f). The change in color can be attributed to the methyl groups present in PPG. These methyl groups have been shown to increase chain irregularity, disrupt the lamellar packing of PCL segments, induce anisotropy, and produce a bathochromic shift in interference colors. Analogous effects have been reported for semicrystalline polyesters that have been plasticized with PPG and copolyesters that contain bulky or branched linkers. In these cases, the crystallization of the polyester has been reduced, and enhanced color has been observed under cross-polarized light.87,88
Copolymer PCL-b-PEG-b-PCL10 showed a decrease in Tm and xi of the PCL segments as Mn of PEG increased from 200 to 400 and 1000 g mol−1 (Fig. 9a and b, triangles). This indicated enhanced chain flexibility and potential interference of the PEG with the crystalline arrangement of PCL at longer lengths. In the case of copolymers PCL-b-PTHF-b-PCL10 (Fig. 9a, squares) and PCL-b- PPG-b-PCL10 (Fig. 9a, circles), xi exhibited a similar tendency with a more pronounced decrease in crystallinity compared to the copolymers with PEG as segment B.
The melting temperatures (Tm) with PTHF as the central segment showed a slight decrease (Fig. 9b, squares), and those with PPG displayed minor fluctuations but maintained similar values (Fig. 9b, circles). In contrast, Tm of PCL-b-PEG-b-PCL showed a decrease when Mn of the PEG segment was higher (1000 g mol−1) in comparison with the rest of the samples. This was probably attributable to the major dispersity (DM) of the PEG macroinitiator producing triblock copolymers with heterogeneity of the B segment. The linear trend analysis demonstrated the interference of PEG as B segment, which exhibited a strong negative correlation (R2 = 0.983), suggesting a pronounced disruption of PCL semicrystalline microdomain. THF and PPG exhibited negligible or weak dependency (R2 = 0.284, and R2 ∼ 0, respectively).
Fig. 10 shows DSC thermograms to provide a better perspective of the thermal properties for PCL-b-PTHF-b-PCL copolymers. A proportional increment of the signal was distinctly evident in the zone belonging to the segment B. At the lowest molecular weight of the PTHF segment (250 g mol−1), the curve of the PTHF fusion signal was not visible due to its amorphous nature and liquid state at room temperature (25 °C) (Fig. 10a). As the weight of the PTHF segment increased to 650 g mol−1 (Fig. 10b, blue segment), a signal was observed at 7 °C. Finally, with higher molecular weight of the segment (1000 g mol−1), the Tm signal was observed at 14 °C with more intensity (Fig. 10c, blue segment), this finding was consistent with other reports on copolymers with PTHF and PCL.53 Thus, PCL-b-PTHF-b-PCL showed segregation of phases of two microcrystalline domains according to the DSC analysis, which was consistent with the semicrystalline domains shown by POM in Fig. 8c and d.
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| Fig. 10 DSC thermograms (a) PCL-b-PTHF250-b-PCL, (b) PCL-b-PTHF650-b-PCL, and (c) PCL-b-PTHF1000-b-PCL. DPPCL = 10. | ||
The presence or absence of a Tm signal of PTHF segment in the DSC thermograms was attributed to the balance between the PTHF molecular weight and the nature/length of the terminal A blocks. The PTHF block has been observed to form independent crystalline domains and produce a detectable Tm when it possesses sufficiently high Mn. However, when the A segments exhibited high hydrophilicity (e.g., PEG or PMeOX) and were of comparable length with the PTHF, they restricted the mobility and domain formation of the central PTHF block, thereby suppressing its crystallization.89 Conversely, when A segment was hydrophobic (e.g., PLA or in this case, PCL), the thermal behavior can be dominated by the A-block, thereby concealing PTHF melting.90,91 This effect was only overcome when the PTHF domain size became large enough to overcome the confinement imposed by the ABA architecture.
The MALDI-TOF spectrum also provided evidence of the chemical nature in terms of both blocks (ABA) and the effect of increasing the length of block B. Fig. 11 shows the MALDI-TOF spectra of the copolymers PCL-b-PTHF250-b-PCL10, PCL-b-PTHF650-b-PCL10, and PCL-b-PTHF1000-b-PCL10. In each case, an expanded view of the spectrum is presented on the left to show the details of the signal separation. The complete spectrum is presented on the right to show the overall effect of the length of B segment. In all spectra, signals spaced 114 and 72 Da apart were observed, which corresponded to repeating CL and PTHF units, respectively.
The signals that were 16 Da apart corresponded to the difference between complexes formed with Na+ or K+. When increasing the length of the B segment, the spectrum became more complex, showing higher signal density and a dispersed pattern (Fig. 11c) compared to the spectrum obtained with lower length of the segment B (Fig. 11a). The increase in the number of signals can be attributed to the more varied combinations between blocks and a wider distribution of architecture.
O–NH) with N–H (ν, stretching), C
O (ν, stretching), and N–H (δ, bending), respectively. A band was identified for the carbonyl of the ester group in PCL (1722 cm−1, ν, stretching). In the three PEU samples, carbonyl group signals of unreacted HDI (∼2250 cm−1) were not detected, which confirms the formation of urethane groups (Fig. S8–S10). The 1H NMR spectrum confirmed the presence of PEU-3PPG (Fig. S11) and exhibited signals at 3.13 and 1.47 ppm, which were assigned to methylenes of the urethane chain [HN–CH2(x)–CH2(y)–].
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| Scheme 2 Synthesis of poly(ester urethane)s (PEUs) derived from ABA triblock copolymers with DP = 10. Note [1] = 80 °C, 3 hours, 3 drops of Sn(Oct)2 and 10 mL of 1,2-dichloroethane (DCE). | ||
Using DSC analysis, the effects of the three different types of segment B were examined through their thermal properties and physical properties. The melting temperature (Tm) of all the PEUs was affected by the semicrystalline domain of PCL segments, and the three PEUs showed similar values between 30 and 33 °C (Table 5). Using PPG as the B block led to the lowest crystallinity (xi = 20%). This was consistent with the results of the triblock copolymer precursor, where PPG generated the most disruptions in the semicrystalline microdomains of PCL segments.
| Polyurethane | Precursor | Ether (%)a,b | HS (%)c | SS (%)d | TmPCL (°C)e | ΔHm (J g−1)e | xi (%)e,g | Stress at break (MPa) | Strain at break (%) | Modulus (MPa) |
|---|---|---|---|---|---|---|---|---|---|---|
| a Obtained from the equation % ether = (MWinitiator/Mn(NMR)) × 100; where MWinitiator is the molecular weight of initiator (HOPEGOH, HOPTHFOH, or HOPPGOH).b Determined by 1H NMR in CDCl3.c Hard Segment.d Soft Segment.e Obtained by DSC analysis (second heating).f The values enthalpy (ΔHm) and crystallinity (xi)of the triblock copolymer utilized for the PEU are indicated within parentheses.g Using the value of 135.3 J g−1 for a PCL 100% crystalline,68 the crystallinity of PCL (xPCL) was calculated. | ||||||||||
| PEU-1PEG | PCL-b-PEG200-b-PCL10 | 14 | 13 | 87 | 31 | 38 (50)f | 28 (37)f | 2.7 ± 0.2 | 3 ± 0.3 | 133.5 ± 2.0 |
| PEU-2PTHF | PCL-b-PTHF250-b-PCL10 | 16 | 13 | 87 | 33 | 30 (63)f | 22 (46)f | 3.3 ± 0.1 | 14 ± 0.7 | 78.4 ± 2.9 |
| PEU-3PPG | PCL-b-PPG425-b-PCL10 | 27 | 12 | 88 | 30 | 28 (56)f | 20 (41)f | 2.7 ± 0.1 | 8 ± 0.8 | 85.6 ± 1.2 |
The mechanical properties of PEUs are exhibited on Fig. 12. The graphs of strain versus stress of the three different PEUs overlapped. A clear pattern of plastic behavior was observed where low values of stress at break and elongation at break indicated a fragile material. This was consistent with low modulus values and was attributed to the soft segment in the polyether block favoring an amorphous environment and less crystallinity (Table 5).
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| Fig. 12 Stress–strain curves for PEUs derived ABA triblock copolymers with DPPCL = 10 and 1,6-hexamethylene diisocyanate (HDI). | ||
POM showed that PCL-b-PPG-b-PCL copolymers presented a color variation and less defined morphology in comparison to copolymers with PEG or PTHF, resulting in significant disruption in the crystalline microdomains of the PCL block. This was attributed to the branched methyl of the PPG segment. The B segment's length also directly impacted xi of the PCL-b-PEG-b-PCL copolymers, and as the portion of the central segment increased, the crystallinity and Tm values decreased. For PCL-b-PTHF-b-PCL copolymers, the influence was lower. In the DSC thermograms, as the PTHF length increased, a Tm signal related to PTHF appeared and induced the segregation of phases. In the case of PCL-b-PPG-b-PCL copolymers, the xi and Tm values were not significantly impacted and remained similar.
Three PEUs were derived from 1,6-hexamethylene diisocyanate and PCL-b-PEG-b-PCL, PCL-b-PTHF-b-PCL, and PCL-b-PPG-b-PCL. The products showed a decrease in crystallinity due to the hydrogen bonding, which disrupted the soft segment. The PEUs showed plastic behavior with poor mechanical properties that indicated fragility.
The evidence indicates that the ABA triblock architecture can be directly translated into polyurethane-based materials, signifying their potential for utilization in biomedical devices or soft matrix materials for controlled release systems, among other applications requiring flexible, biodegradable, or tunable mechanical properties. Additionally, the triblock copolymers potentially can be used as an additive in lubricant oils (castor oil). Due to the amphiphilic character of both segments in the ABA triblock copolymer, these species are precursors of micelles and vesicles. These structures require thermally stable materials with Tm between 44–60 °C or thermo-responsive materials with Tm between 37–42 °C.
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