Open Access Article
Maria-Athina Apostolakia,
Marios-Konstantinos Christoforoua,
Elias Sakellis
ab,
Polychronis Tsipasb,
Vassilis Psycharis
b,
Spiros Gardelis
a and
Vlassis Likodimos
*a
aSection of Condensed Matter Physics, Department of Physics, National and Kapodistrian University of Athens, University Campus, 15784 Athens, Greece. E-mail: vlikodimos@phys.uoa.gr
bInstitute of Nanoscience and Nanotechnology, National Center for Scientific Research “Demokritos”, Agia Paraskevi, 15341 Athens, Greece
First published on 4th November 2025
Integrating plasmonic nanoparticles (NPs) into semiconductor metal oxides and structuring them as photonic crystals have been two effective strategies to develop robust photo(electro)catalysts with improved light harvesting and suppressed electron–hole recombination. In this work, Au-decorated WO3 inverse opal photoanodes were engineered to synergistically exploit plasmonic, photonic, and charge transfer effects for enhanced photoelectrochemical water splitting and the degradation of pharmaceutical pollutants. The WO3 inverse opal scaffolds, fabricated via colloidal co-assembly, functioned as visible light photonic crystals, enabling slow photon effects by aligning their photonic band gap with the absorption edge of WO3 and the localized surface plasmon resonance (LSPR) of Au NPs. Au NPs of varying sizes (5–80 nm) were incorporated post-synthetically to tailor plasmonic behavior and band alignment at the Au–WO3 metal–semiconductor heterojunction. Photoelectrochemical measurements revealed optimal photocurrent generation for 20 nm Au NPs, driven by near-field enhancement and improved carrier generation, while 5 nm Au NPs exhibited the highest photoelectrocatalytic activity in ibuprofen degradation, facilitated by a favorable Fermi level shift and efficient interfacial electron transfer. This work highlights the importance of size-engineered plasmonic particles integrated into photonic crystal frameworks for the rational design of multifunctional photoelectrodes in solar energy conversion and environmental remediation.
To overcome such limitations, a powerful strategy is to integrate plasmonic metal nanoparticles (NPs) with the semiconductor photocatalysts.6 Noble-metal NPs (especially Au and Ag) exhibit strong localized surface plasmon resonances (LSPR) in the visible range, which depend on the NP size and shape as well as the dielectric environment and the degree of NP aggregation,7–9 creating intense local electromagnetic fields and generating energetic (“hot”) carriers upon illumination.10 These plasmonic NPs can enhance the photocatalytic activity by several complementary mechanisms based on the radiative and non-radiative LSPR decay: (i) near-field electromagnetic-field enhancement (boosting light absorption in the semiconductor), (ii) increased light scattering and optical path length, (iii) injection of hot electrons from the metal into the semiconductor (hot electron injection, HEI), and (iv) nonradiative dipole–dipole energy transfer to the semiconductor (plasmon-induced resonance energy transfer, PIRET).6,11,12 Gold is the material of choice for many plasmonic photocatalysts because of its chemical inertness, strong and tunable LSPR, and proven ability to increase visible-light absorption and charge separation in a wide range of semiconductors.13 Accordingly, Au NPs have been integrated with benchmark TiO2,14–17 ZnO,18,19 Fe2O3,20,21 and BiVO4 (ref. 22) metal oxide photoelectrodes, yielding notable advances in PEC H2 generation and photocatalytic wastewater treatment.
Among n-type metal oxide photoanodes, tungsten trioxide (WO3) combines a suitable energy bandgap (2.6–2.8 eV) with excellent carrier mobility (10–40 cm2 V−1 s−1) and long hole-diffusion length (150–500 nm).23,24 It is chemically stable in acidic electrolytes, strongly oxidizing, non-toxic, and inexpensive.25 Despite these advantages, pristine WO3 suffers from rapid electron–hole recombination, limited absorption beyond ca. 460 nm, and a relatively low conduction band potential for reductive processes (0.3–0.7 V vs. NHE), which restrict its PEC efficiency. Decorating WO3 with Au NPs may extend its optical absorption into the visible range and facilitate interfacial charge separation, improving photocatalytic pollutant degradation,26,27 as well as oxygen and hydrogen evolution.28,29 Reported enhancements have been related to PIRET and the co-catalyst action of Au NPs,29 near-field amplification30 and HEI31 for small Au NPs indicating that the enhancement pathway is determined by the interplay of the size-dependent Au plasmonic response and the metal–semiconductor band alignment.
Beyond material composition, the photocatalyst's architecture plays a critical role in determining its light-harvesting efficiency and charge transport dynamics.32,33 Three-dimensional (3D) photonic crystals, particularly bottom-up fabricated inverse opal (IO) structures, present a highly ordered macroporous network that simultaneously facilitates photon capture and mass transport.34 The periodic arrangement of voids in IO structures provides a structurally favourable scaffold for the incorporation of plasmonic NPs, enabling the formation of localized “hot spots” that greatly intensify the electromagnetic field at the metal–semiconductor interface.35–37 Moreover, the photonic bandgap (PBG) of IO structures induces slow-light effects at its band edges, effectively prolonging photon residence time within the material,38,39 and improving light collection in spectral regions where the semiconductor's absorption is weak. In addition, the large internal surface area and open porosity of the IO network promote reactants diffusion and facilitate electrolyte penetration, further promoting to photocatalytic activity. For wide-band-gap TiO2 IO photocatalysts, the synergy between slow photon modes and Au LSPR has resulted in photocatalytic gains.40–43 Similar improvements have been reported in visible-light-responsive BiVO4 IO photocatalysts through plasmonic decoration, where PBG engineering enabled the synergy of slow photon-enhanced LSPR excitation and HEI.44–46 However, recent studies highlight the key influence of charge transfer processes at the metal–semiconductor heterojunction, dictated by the underlying band alignment, on the photocatalytic performance.35,47
In this work, the interplay between plasmonic enhancement, charge transfer, and photonic amplification was investigated in nanostructured Au/WO3 IO photoanodes, fabricated via a colloidal co-assembly approach, in order to optimize light harvesting and charge separation for PEC and photoelectrocatalytic applications. A suitable WO3 photonic crystal film was accordingly selected in order to enable spectral overlap between the low and high PBG edges of the IO structure with the absorption edge of WO3 and the LSPR of Au NPs, respectively. Post-synthetic decoration of the nanocrystalline WO3 IO scaffold was carried out by using Au NPs with diameters ranging from 5 to 80 nm, which allowed to explore size-dependent plasmonic effects and modulate the band alignment at the Au-WO3 nanoscale heterojunction. The composite films were evaluated on both photocurrent generation and photoelectrocatalytic degradation of ibuprofen (IBU), a highly recalcitrant nonsteroidal anti-inflammatory drug of emerging concern in water treatment.48 Markedly enhanced performance was invariably observed for the smaller Au NPs reflecting the near-field enhancement and improved electron–hole pair generation, with a minor HEI contribution. In addition, PEC measurements and radical scavenger experiments in IBU degradation pointed to a significant role of size-dependent Fermi level shifts in Au NPs, facilitating electron transfer at the Au-WO3 heterojunction. The structure–property relationships obtained in this study offer insights for the rational design of advanced plasmonic–photonic photoanodes aimed at efficient solar energy conversion and environmental remediation.
200 1/4 monochromator and a calibrated Si photodiode and IPCE was calculated according to the formula: IPCE (%) = (1239.8 [V nm] × J[mA cm−2])/(λ[nm] × P[mW cm−2]) × 100%, where J is the photocurrent density, λ is the wavelength of incident light and P is the monochromatic light power density. Electrochemical impedance spectroscopy (EIS) was performed in the frequency range of 105–10−2 Hz with ac amplitude of 10 mV for Nyquist plots. Mott–Schottky measurements were conducted at 500 Hz with a scan rate of 10 mV s−1. Flat band potentials Vfb were determined from Mott–Schottky plots (1/C2 vs. applied potential) using the equation:
![]() | (1) |
The crystalline phase of the Au/WO3 IO films was examined by XRD before and after Au NP decoration (Fig. 1c). All samples crystallized in the monoclinic WO3 (m-WO3) phase (JCPDS 43-1035, space group P21/n), as evidenced by the characteristic low-symmetry splitting of the (002), (020), and (200) reflections at 23.2°, 23.7°, and 24.4°, respectively.49 A weak contribution from hydrated WO3·0.33H2O (JCPDS 35-0270) was barely detectable at ∼28.9°. Raman spectroscopy further confirmed the formation of m-WO3, irrespective of Au NP presence. All samples exhibited the characteristic vibrational modes of m-WO3, with prominent bands at 805 and 709 cm−1 corresponding to W–O–W stretching modes, and bands at 325 and 264 cm−1 attributed to W–O–W bending vibrations.51 In the low-frequency region, peaks at 58, 69, and 134 cm−1 were associated with lattice modes of the m-WO3 phase involving collective rotations of WO3 octahedra.52 A weak band observed near 950 cm−1 is assigned to the W
O stretching vibration, indicative of minor contributions from hydrated WO3.53 TEM combined with EDX analysis, confirmed the successful deposition of Au NPs on the WO3 IO framework (Fig. 1e–l). Elemental mapping showed the spatial distribution of W and Au, verifying uniform coverage of the WO3 skeleton by Au nanostructures. High-resolution TEM images (Fig. 2a–d) revealed Au NPs of varying diameters (5–80 nm) grafted to the WO3 framework. Fast Fourier Transform (FFT) analysis of the HRTEM images identified characteristic diffraction spots corresponding to interplanar spacings of 2.35 Å and 2.04 Å, consistent with the (111) and (200) planes of face-centred cubic (fcc) Au, respectively. Additionally, FFT patterns showed diffraction spots with interplanar spacings of around 2.7 Å and 3.7 Å, attributed to overlapping contributions from the (022), (
02), (202), (220) and (002), (020), (200) planes of m-WO3 (JCPDS No. 43-1035), respectively, confirming the preservation of the monoclinic phase after Au NP deposition.54
The surface chemical composition and the successful deposition of Au NPs onto the WO3 IOs were examined by XPS (Fig. 3). Deconvolution of the W 4f spectrum for the pristine WO3 IO revealed two characteristic peaks at 35.7 and 37.8 eV, with a spin–orbit separation of 2.1 eV and an area ratio of 4
:
3, corresponding to the W 4f7/2–4f5/2 doublet of W6+ species.31,49 The O 1s spectrum exhibited a dominant peak at 530.6 eV, attributed to lattice oxygen, and a broader component at 532.2 eV associated with adsorbed oxygen species.31 The presence of Au NPs was confirmed by the Au 4f core-level spectrum, which showed peaks at 83.8 and 87.5 eV with a spin–orbit splitting of 3.7 eV, characteristic of the 4f7/2 and 4f5/2 levels of metallic Au0.35 Notably, both the W 4f and O 1s peaks in the Au/WO3 IO films shifted toward lower binding energies by approximately 0.15 eV compared with the pristine sample, indicating an upward shift of the Fermi level relative to the core levels and, consequently, a reduction in the work function (vide infra).
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| Fig. 3 (a) W 4f, (b) O 1s, and (c) Au 4f core level XP spectra for the 5 and 20 nm Au/WO3 IO films compared to the pristine one. | ||
Using modified Bragg's law for first-order diffraction from the (111) fcc planes,49 the stop-band position in an aqueous medium was estimated at 491(14) nm. Assuming that the PBG width corresponds to the full-width at half-maximum of ca. 60 nm of the Bragg R peak (Fig. 4a),55 the stop band in water would roughly extend between 460–520 nm. The corresponding slow photon regions i.e. the spectral ranges where photon group velocity is reduced, which span approximately 20 nm at the PBG edges, were estimated. The red-edge slow photon region would lie between 520–540 nm, while the blue-edge region spans 440–460 nm. In this case, blue-edge slow photons overlap the intrinsic absorption edge of WO3 (ca. 450 nm, vide infra), enhancing electronic excitation, while red-edge slow photons spectrally match to the LSPR of Au NPs, amplifying plasmonic effects, and rationalizing the selection of the specific WO3 IO as support for the Au NPs. As shown in the extinction spectra of the colloidal Au NPs (Fig. 4b), the LSPR peak position red-shifts with increasing particle diameter, centred at approximately 519, 524, 535, and 556 nm for 5, 20, 50, and 80 nm Au NPs, respectively. This shift results from the breakdown of the dipole approximation in larger particles (>20 nm).9
Diffuse reflectance spectra of the pristine WO3 and Au-decorated WO3 IO films (Fig. 4c) reveal the fundamental absorption edge of the semiconductor at 450 nm, accompanied by a shoulder attributed to the photonic stop band. Upon Au NP deposition, the Au/WO3 films exhibited a size-dependent decrease in reflectance across the visible range (400–650 nm), following closely the LSPR extinction features of the colloidal Au NP suspensions (Fig. 4b). This light attenuation effect is related to plasmon-induced absorption and scattering, which enhances visible-light harvesting. The Kubelka–Munk transform spectra, F(DR), derived from the DR data (Fig. 4d) further confirm the LSPR-driven enhancement in optical absorption, showing a broad absorption band between 450 and 650 nm that mirrors the LSPR characteristics of the corresponding Au NPs. Notably, for the smallest Au NPs (5 nm), the absorption extended well beyond the expected LSPR region, suggesting the involvement of higher-order plasmonic modes. This red-shifted broadening is likely due to interparticle coupling effects arising from densely packed or aggregated Au NPs on the WO3 surface, which facilitate collective plasmonic resonances at longer wavelengths.9,56
IPCE measurements were carried out at 1.23 VRHE to explore the wavelength-dependent PEC response of the Au/WO3 IO photoanodes (Fig. 5d). The IPCE spectrum of pristine WO3 IO showed significant increase below ∼450 nm, in agreement with the WO3 absorption edge. Upon Au decoration, all photoelectrodes demonstrated enhanced IPCE within the same spectral window, with the highest gains observed for the 20 nm Au/WO3 IO, followed by the 50, 80, and 5 nm variants. Taking into account the progressive increase of the absorption cross section of metallic Au NPs with the decrease of particle size,6,7 these improvements can be primarily related to the local field enhancement mechanism, which promotes the generation of electron–hole pairs near the Au/WO3 interface. The increased scattering cross section with the increase of plasmonic NP size along with and the accompanying LSPR shift to longer wavelengths, complies well with the progressive moderation of IPCE enhancement for the 50 and 80 nm Au/WO3 IOs. However, while smaller Au NPs generally provide stronger absorption and field enhancement, the 5 nm Au NPs showed the weakest improvement, most likely due to the enhanced aggregation of the 5 nm NPs evidenced by the TEM analysis (Fig. 2a). The formation of Au NP clusters and the underlying interparticle interactions results in the broadening and red-shift the LSPR band beyond the WO3 absorption edge (Fig. 4d) leading to the moderation of near-field enhancement, which is a radiative process, and the ensuing PEC performance. Nevertheless, a slight rise in IPCE was observed in the 450–580 nm region (Fig. 5e), consistent with the Au NP LSPR band and suggesting a minor contribution from HEI into the WO3 conduction band. This contribution was most noticeable in the 5 nm Au/WO3 IO photoanode, in line with the higher intrinsic LSPR absorption efficiency of smaller Au NPs. Under visible-light-only illumination (λ > 400 nm), the 20 nm Au/WO3 photoanode showed a photocurrent more than double that of the pristine WO3 IO (Fig. 5f), further supporting the synergistic role of plasmonic enhancement. Overall, these results point to near-field electromagnetic enhancement as the dominant mechanism in improving PEC water splitting, particularly when the Au NPs are well-dispersed and spectrally matched with the semiconductor absorption and photonic stop-band edges.
EIS measurements were further performed to probe interfacial charge transfer dynamics. Nyquist plots (Fig. 6a) revealed semicircular profiles, whose curvature and radius varied with the Au NP size. These were modelled using a modified Randles equivalent circuit (inset, Fig. 6a) comprising a series resistance (Rel), a charge transfer resistance (Rct) across the semiconductor–electrolyte interface, and a constant phase element (CPE), whose phase remains constant with frequency and the impedance is expressed as ZCPE = [Q(jω)β]−1, where Q represents the capacitance of the oxide layer and the exponent β = 1 for ideal capacitance, appropriate for the porous morphology of the IO films.57,58 Among all samples, the 20 and 50 nm Au/WO3 electrodes exhibited the lowest Rct values (Table 1), indicating significantly improved interfacial charge transport and reduced recombination, in line with their photocurrent performance. Conversely, the 5 and 80 nm Au/WO3 electrodes showed Rct values comparable to that of pristine WO3.
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| Fig. 6 (a) EIS Nyquist and (b) Mott–Schottky plots for the Au/WO3 photoanodes. Solid lines in Nyquist plots show the best-fit curves to the modified Randles equivalent circuit. | ||
| Film | Rel (Ω) | Rct (Ω) | Q ( ×10−4) | β | Vfb (VRHE) |
|---|---|---|---|---|---|
| WO3 | 60.1 | 16 214.6 |
8.1 | 0.98 | 0.358 |
| 5 nm Au/WO3 | 8.8 | 16 193.0 |
7.0 | 0.88 | 0.222 |
| 20 nm Au/WO3 | 13.5 | 6471.9 | 10.8 | 0.92 | 0.225 |
| 50 nm Au/WO3 | 23.1 | 13 176.4 |
15.5 | 0.94 | 0.233 |
| 80 nm Au/WO3 | 34.6 | 16 021.3 |
10.4 | 0.94 | 0.271 |
Mott–Schottky analysis (Fig. 6b) confirmed n-type semiconducting behaviour for all samples. The flat-band potential Vfb for pristine WO3 was estimated at −0.29 V vs. Ag/AgCl. Notably, Au NP decoration induced a systematic negative shift in Vfb, more pronounced for the smaller Au particles, suggesting a Fermi level shift towards more negative potentials, consistent with previous studies.59,60 These findings reinforce the role of Au NPs in enhancing charge separation and transfer at the metal–semiconductor interface, further contributing to the overall PEC performance.
To gain mechanistic insight into the IBU degradation pathway, scavenger experiments were performed for the pristine WO3 and the 5 nm Au/WO3 IO photocatalysts using IPA, formic acid, and 1,4-benzoquinone as scavengers for hydroxyl radicals (˙OH), photogenerated holes (h+), and superoxide radicals (O2˙−), respectively (Fig. 8). The presence of IPA significantly suppressed the photocatalytic activity, indicating that ˙OH radicals are the dominant oxidative species in IBU degradation. Formic acid also caused a notable reduction in efficiency, highlighting the crucial role of valence band holes. This suppression was more pronounced for the Au-modified film, suggesting enhanced hole accumulation and stronger oxidative potential due to Au-induced charge separation and reduced recombination. In contrast, 1,4-benzoquinone had a negligible effect on the pristine WO3 catalyst, whereas appreciable reduction in activity was observed for the Au/WO3 photocatalyst. This implies that superoxide radicals (O2˙−) contribute to the reaction only in the presence of Au NPs, further supporting their role as co-catalysts that facilitate interfacial charge transfer and broaden the oxidative pathways in the photoelectrocatalytic process.
Interestingly, the photoelectrocatalytic degradation activity of the Au/WO3 IO films exhibited a different size-dependence compared to their PEC water splitting performance (Fig. 5). While 20 nm Au NPs offered the highest PEC activity, the smallest 5 nm Au NPs led to the most efficient IBU degradation. This variation indicates the involvement of additional mechanisms beyond local field enhancement, which dominate under photoelectrocatalytic conditions and differentiate the behaviour of the system in pollutant degradation versus water oxidation. For PEC water splitting, the primary enhancement mechanism is attributed to the LSPR-induced local field amplification. When WO3 nanocrystals are in proximity to Au NPs, the intensified local fields significantly enhance light absorption and boost the generation of photoinduced electron–hole pairs (Scheme 2). The magnitude of this effect is proportional to the square of the local electric field intensity,64 resulting in a substantial increase in carrier generation, particularly within the spectral range corresponding to the LSPR bands, as evidenced by the IPCE spectra (Fig. 5d).
However, for the photoelectrocatalytic degradation of IBU, additional electronic effects play a key role. Mott–Schottky analysis (Table 1) revealed a systematic, size-dependent shift in Vfb potentials, suggesting that the Fermi level of Au NPs changes with particle size, thereby affecting the metal–semiconductor band alignment.65,66 The nature of this alignment determines whether a Schottky barrier forms at the metal–WO3 interface.67 For Au NPs with a work function (ϕM) of 5.1 eV, potentially higher by ∼0.2 eV with citrate capping,68 a Schottky barrier with a height up to ∼0.7 eV could be expected when interfaced with the WO3 IO skeleton for which the electron affinity χS was reported to be 4.60 eV.49 However, literature reports indicate that decreasing the NP size reduces ϕM, shifting upward the Fermi level of the Au NPs.59,60
UPS was accordingly used to explore the electronic properties and band alignment at the Au–WO3 interface. The secondary electron cut-off (Fig. 9a) and valence band spectral regions (Fig. 9b) were used to determine the work function (WF) and valence band maximum (VBM) with respect to the Fermi level (EF) for the 5 and 20 nm Au/WO3 IO films compared to the pristine one. The obtained WF and EF–EVBM together with the WO3 IO electronic band gap of 2.7 eV determined from indirect band gap Tauc plot (Fig. S2, SI), were used to construct the corresponding energy band diagram. A Fermi level shift towards the conduction band minimum (ECBM) was observed for the 5 and 20 nm Au/WO3 IO films, in agreement with the XPS analysis (Fig. 3) and negative Vfb shifts observed in the Mott–Schottky (Fig. 6b). This upward Fermi level shift, most prominent in the 5 nm Au NPs, aligns more closely, or even exceeds, the Fermi level of WO3 nanocrystals (Fig. 9c). As a result, band bending is reduced and the Schottky barrier suppressed, promoting direct electron transfer from the WO3 conduction band to the Au NPs. This charge transfer facilitates electron scavenging by the metallic NPs, reinforcing their co-catalyst role and enhancing charge separation at the interface. Furthermore, this band alignment shifts the CBM closer to the O2/O2− reduction potential (−0.33 V vs. NHE),69 enabling the generation of superoxide radicals (O2˙−) (Fig. 9c), especially for the 5 nm Au/WO3 IOs presenting the best performance in IBU degradation. This aligns well with the scavenger tests that showed greater involvement of O2˙− in the case of 5 nm Au/WO3 IO photoanodes (Fig. 8d).
Therefore, two major synergistic mechanisms contribute to the enhancement of photoelectrocatalytic performance in Au/WO3 IO photoanodes (Scheme 2): near-field amplification from LSPR that is also assisted by slow photon effects, enhancing e−–h+ pair generation, and Fermi level alignment-driven electron transfer, enabling effective electron scavenging by Au NPs and facilitating the charge separation. These mechanisms are most effective for the smallest 5 nm Au NPs due to their favourable band alignment and high density of metal–semiconductor interfaces. However, the tendency of smaller NPs to aggregate can red-shift the LSPR band outside the WO3 absorption range, limiting near-field effects and PEC performance (Fig. 5).
Maintaining stable PEC performance is crucial for water-splitting and photoelectrocatalytic applications.32,33,66,67 For the 20 nm Au/WO3 IO photoanodes, prolonged PEC testing at 1.23 VRHE showed an initial photocurrent increase to ∼0.125 mA cm−2, followed by a stable plateau of ∼0.10 mA cm−2 maintained over 4.5 h (Fig. S3, SI). Post-test TEM and EDX analyses confirmed that the Au-decorated WO3 IO structure remained intact, demonstrating good structural stability. The durability of the 5 nm Au/WO3 IO films was assessed through three consecutive IBU photoelectrocatalytic cycles in 0.1 M NaHCO3 at +1.5 V vs. Ag/AgCl, with intermediate UV-Vis cleaning (2 h) in deionized water. A modest 13% decrease in the kinetic constant after the third cycle (Fig. S4, SI) indicated appreciable stability, corroborated by post-cycle TEM-EDX analysis showing preserved WO3 IO morphology and uniform Au NP coverage.
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