Mónica Machado*a,
Gabriela A. Silvaa,
Joana Ferreirabc,
Luis A. Pintobc and
Quirina Ferreiracde
aGene Therapy Lab, iNOVA4Health, NOVA Medical School, Universidade Nova de Lisboa, Campo Mártires da Pátria 130, Lisboa, Portugal. E-mail: a2021086@nms.unl.pt
bOphthalmology Department, Unidade Local de Saúde Santa Maria, Av. Prof. Egas Moniz MB, 1649-028 Lisboa, Portugal
cVisual Sciences Study Center, Faculty of Medicine, University of Lisbon, Av. Prof. Egas Moniz MB, 1649-028 Lisboa, Portugal
dEscola Superior de Saúde de Lisboa, Polytechnic University of Lisbon, Av. Dom João II Lote 4.69 01, 1990-096 Lisboa, Portugal
eGabinete de Inovação à Investigação Clínica, Unidade Local de Saúde Santa Maria,, Av. Prof. Egas Moniz MB, 1649-028 Lisboa, Portugal
First published on 15th September 2025
5-Fluorouracil (5-FU) is an antimetabolite agent used in chemotherapy and wound healing management, with low solubility and bioavailability. To overcome these challenges, this study explores the encapsulation of 5-FU within β-cyclodextrin (β-CD). The inclusion complex was prepared using the solubilization process, and its stability was evaluated under a variety of light, temperature, and pH environments. The complex was integrated into a drug delivery system using a layer-by-layer (LBL) technique, and the 5-FU release kinetics in a phosphate-buffered saline solution (PBS) were monitored using ultraviolet-visible spectroscopy (UV-Vis). Atomic force microscopy (AFM), UV-Vis spectroscopy, thin-layer chromatography (TLC) and differential scanning calorimetry (DSC) were used to improve the conditions for encapsulating 5-FU in the β-CD cavity and to study the stability of the inclusion complex under different light, temperature and pH conditions. The results show that encapsulation promotes the solubility of the drug, with increased absorbance intensity at a 1:
1 molar ratio in a basic solution. The β-CD:5-FU complex was perfectly incorporated into a drug delivery system with controlled drug release over time.
Because of its low affinity for cell membranes and low bioavailability, higher doses are needed for the desirable effect, increasing the toxicity and side effects such as local pain, burning, and itching. To control these issues, many efforts have been devoted to creating a complex with other molecules that act as carriers.5 One approach was developed by Wang et al., who constructed a system with 5-FU complexed with copper crosslinked polyethyleneimine encapsulated in liposomes as a carrier for tumor cells. The authors evaluated the efficiency of this complex in tumor tissue by microdialysis and concluded that this complex improved tumor exposure to the drug and potentially reduced tumor growth compared to the free drug solution.6
Cyclodextrins (CDs) are cyclic oligosaccharides with a hydrophilic outer surface and a lipophilic inner cavity. The most prevalent cyclodextrins are α-CDs (6 glucose units); β-CDs (7 glucose units); and γ-CDs (8 glucose units), which have the largest inner cavity. CDs can produce stable hydrophobic holes that can trap “guest” molecules. This ability to encapsulate “guest” molecules makes CDs valuable in various applications, including drug delivery systems, food enhancement, cosmetics, and agricultural industries, where they can help in controlling the release of flavors, fragrances, and active ingredients. Their unique structure allows for increased solubility and stability of the encapsulated compounds, leading to improved efficacy in these fields. This enhancement is particularly valuable in pharmaceutical applications, where increasing the solubility of active ingredients can lead to more effective drug formulations.7–10
Nguyen et al. used β-CD/alginate nanoparticles to safely deliver 5-FU for anticancer treatment.11 β-CD's unusual shape, with a hydrophobic cavity and wide inner diameter, makes it ideal for improving pharmacological characteristics. Thermodynamically, the formation of β-CD:drug complexes is ruled by several factors, such as the inclusion of the hydrophobic part of the “guest” molecule inside the β-CD cavity, dehydration of the “guest” molecule, interactions through hydrogen bonds, conformational transformation of β-CD after complexation, and the release of water molecules from the inside of the β-CD cavity.12 During the host–guest complexation, the water molecules that are inside the β-CD cavity are partially replaced by part of the hydrophobic guest molecule.13 In aqueous solution, water molecules occupy the hydrophobic β-CD cavity, which is readily replaced by molecules with a lower polarity than water. The interaction of a guest molecule with β-CD is characterized by electrostatic forces, hydrogen bonds, charge transfers, hydrophobicity, and van der Waals forces.12 These interactions collectively contribute to the stability and specificity of the host–guest complex, allowing for the selective inclusion of various guest molecules based on their chemical properties. Consequently, β-CD has become a valuable tool in fields such as drug delivery, where it enhances the solubility and bioavailability of hydrophobic compounds, like 5-FU.14
Previous research has found that β-CD can form a compound with brimonidine and can be used in drug delivery nanostructured films to treat glaucoma.15 This study demonstrates the complexation of 5-FU in a β-CD cavity, including its physicochemical characteristics and enhanced solubility as an antimetabolite. The complex's formation was investigated for use in a drug delivery system with time-controlled drug release. This application was investigated in a simple film made up of four bilayers of a hydrosoluble polymer (PBAE) and the encapsulated drug (β-CD:5-FU), followed by a study of drug release kinetics to a comparable physiological fluid (PBS) at 37 °C. These layer-by-layer (LBL) films enable precise control over drug release kinetics, making them ideal for sustained and localized delivery of anti-glaucoma agents. By incorporating therapeutic complexes such as 5-FU with β-CD, the system enhances drug stability, solubility, and bioavailability. When embedded in LBL coatings, this complex allows for a gradual and targeted release of 5-FU, an antimitotic agent used to prevent post-surgical fibrosis, directly at the implantation site. This localized approach reduces the need for repeated topical or systematic administration, minimizes side effects, and significantly improves treatment adherence and efficacy.
Fig. 7 shows the Job plot ΔA.R against R, where ΔA represents the absorbance difference between free 5-FU and hydrated β-CD, and R is the molar ratio. At R = 0,5, the curve was regarded to be its maximum.
The complex solutions were immersed in water baths at various temperatures (20–100 °C) for a certain time. The samples were then removed, cooled to room temperature, and their absorbance at 265.50 nm was measured to test the thermal stability of the complexes.
The layers were adsorbed on a quartz substrate that was pretreated with UV-oxygen plasma in a vacuum chamber (Plasma Cleaner PDC-002-CE, Harrick Plasma) to improve the hydrophilicity of the surface.
The immersion time in each solution was determined in previous work15 and applied in the present study.
The drug delivery film was prepared by successive immersion in PBAE and encapsulation solution, followed by cleaning in a sodium acetate solution to remove the physiosorbed particles and drying with nitrogen gas flow between layer solutions. Immersion in the two-layer solutions formed a bilayer PBAE/β-CD:5-FU. The methods were repeated four times to create four bilayers of PBAE/β-CD:5-FU. UV-Vis spectroscopy was used to monitor the adsorbed layers, as shown in Fig. 15.
The authors confirmed the inclusion of acyclovir in the β-CD cavity using DSC analysis. The results showed that the characteristic peak disappeared in the melting process, and this was evidence of the formation of a complex between acyclovir and β-CD.18 The drug partially replaces the water molecules inside the β-CD cavity during the complexation to form β-CD/drug, which significantly alters the mobility of water molecules and lowers or even eliminates the drug's melting point following encapsulation, and DSC has the ability to observe this effect.12,13,17,19
DSC was used to study the changes that occurred with the complexation. A first heating was performed from 30 °C to 150 °C, and the findings in Fig. 1 indicate that the dehydration of the water molecules corresponds to the typical endothermic peak for β-CD at 90 °C. This characteristic peak varies across all complexes on comparing it to the temperature curves at each pH. The pH 4.3 thermal curve (c) has an endothermic peak at 60 °C, which is indicative of low-energy water molecules.
Water molecules outside the β-CD cavity (free in solution) have weak bonds; therefore, they are the first to be released with temperature. The peaks at approximately 100 °C are attributed to the firmly bonded water molecules within the β-CD cavity. The thermal curve at pH 7.1 (d) shows a drop in the melting point of water molecules, which is a sign of complex formation. The drug replaced the water molecules in the β-CD cavity, allowing the water molecules to move freely. These results are consistent with the conclusions made by Li et al.19 in the study of the inclusion complex of trimethoprim with β-CD. The thermal curve at pH 9.8 presented two peaks at 100 °C and 130 °C, corresponding to water release. The characteristic endothermic peak of β-CD shifted to a higher temperature, and this effect can be explained by the fact that the released water molecules from the β-CD cavity were replaced by the drug molecule, with the energy of the remaining water molecules in the cavity changing to higher values. This explains the presence of the two endothermic peaks, which correspond to the different water molecules outside the cavity with the lowest energy and inside the β-CD cavity with higher energy and higher melting temperature, because they are strongly retained. This confirms the inclusion of the drug inside the β-CD cavity.
A second heating was performed from 30 °C to 300 °C (Fig. 2 and 3), and the heating curve of β-CD (a) presents its characteristic endothermic peak from the melting point at 225 °C. The results for 5-FU (b) show the characteristic melting point at 280 °C and the degradation peak at 300 °C. These two peaks for β-CD and 5-FU do not appear on the DSC of the complexes, revealing the inclusion of 5-FU into the β-CD cavity.
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Fig. 3 DSC second heating (30–300 °C) for (a) β-CD, (b) 5-FU, (c) β-CD:5-FU at pH 4.3, (d) β-CD:5-FU at pH 7.1, and (e) β-CD:5-FU at pH 9.8. |
However, the DSC at pH 9.8 shows a weak exothermic peak at 245 °C, and this effect can be explained by the transitions into the anhydrous β-CD structure from the crystalline to amorphous state, indicating that inside the β-CD only the drug molecule remains, and all the water molecules were released from its cavity. The result is the formation of a stable complex. The absence of the characteristic endothermic peak of 5-FU at 280 °C is another piece of evidence of the inclusion of 5-FU in the β-CD cavity, which is in concordance with the findings of Li et al.14
The complexation was investigated using UV-Vis spectroscopy on complex solutions in various buffer solutions with pH 4.3, 7.1, and 9.8. All buffer solutions had a constant 5-FU concentration of 1.75 × 10−4 M and β-CD values of 0; 3.0 × 10−6; 4.0 × 10−6; 5.0 × 10−6; 6.0 × 10−6, and 7.0 × 10−6 M. Because β-CD does not absorb. in the UV-Vis region, it can only be detected using 5-FU's absorption spectra. Fig. 4 and 5 show the absorption spectra of 5-FU with varying β-CD concentrations at pH 7.1 and 9.8. The study found that β-CD raises the absorbance intensity of 5-FU, indicating that it boosts its solubility. At pH 7.1, the absorbance intensities of 5-FU alone and 5-FU encapsulated in β-CD differ significantly.
Because of problems with spectral resolution, the absorption spectra could not be recorded at the above mentioned concentrations in the 4.3 buffer solution; therefore, the investigation was conducted using other varied concentrations, and the results are shown in Fig. 6. The results reveal a decrease in absorbance intensity between unbound and encapsulated drugs.
To achieve the stoichiometry for the encapsulation, unbuffered solutions of 5-FU and β-CD with the same concentrations were mixed at different molar ratios:
The Job plot ΔA.R against R is represented in Fig. 7, where ΔA is the absorbance difference between the free 5-FU and β-CD, and R is the molar ratio.
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Fig. 7 Job plot for the determination of the complex 5-FU/β-CD stoichiometry. R = 0,5; therefore, the stoichiometry for the encapsulation is 1![]() ![]() |
The maximum of the curve ΔA.R against R gives the stoichiometry of the complex. In this case, the maximum R is 0.5, which means that the stoichiometry is 1:
1 (β-CD:5-FU).
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Fig. 8 TLC for 5-FU; 5-FU: β-CD; β-CD: (a) pH 4.3, (b) 7.1, and (c) 9.8 with the eluent ethyl acetate![]() ![]() ![]() ![]() |
The results for the β-CD and the β-CD:5-FU complex at pH 9.8 showed the same behavior; the molecules were retained at the start line. However, in solutions with pH 4.3 and 7.1, the complexes showed the typical migration of the free molecules, indicating that they are in solution. The same results were found by Sbârcea et al.,23 and it can be assumed that 5-FU was encapsulated in the β-CD cavity at pH 9.8.
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Fig. 9 Evaluation of the complex β-CD:5-FU at pH 4.3 under natural light, dark, and UV light over time. The complex remained stable for 57 hours. |
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Fig. 10 Evaluation of the complex β-CD:5-FU at pH 7.1 under natural light, dark, and UV light over time. The complex remained stable for 57 hours. |
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Fig. 11 Evaluation of the complex β-CD:5-FU at pH 9.8 under natural light, dark, and UV light over time. The complex remained stable during the 105-hours experiment. |
The results reveal that the complex buffer solutions 4.3 and 7.1 remained stable under the three types of light for 57 hours. The 9.8 buffer solution remained stable under natural light, dark, and UV light for the entire 105-hours experiment.
The samples were analyzed using the non-contact mode, and images of topography, amplitude, and phase were recorded and are presented in Fig. 13 and 14 for pH 4.3 and pH 9.8, respectively.
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Fig. 14 The topography (a), amplitude (b), phase (c) images of β-CD:5-FU at pH 9.8 in a HOPG substrate with dimensions of 2.0 μm, showing a uniform and compact layer. |
According to the AFM images, the complex has a more uniform and compact layer at pH 9.8, and the molecules are arranged in an orderly manner along the layer. This feature makes it possible to create a reliable and effective nanostructured film for drug delivery.
Fig. 16 depicts the cumulative release profile of 5-FU over time from the LBL film. Initially, there was a sharp increase in 5-FU concentration during the first few minutes, indicating a burst release, which is characteristic of the drug located near or at the surface of the film. Following this burst, the release rate became more gradual, suggesting a sustained release phase where the drug diffuses more slowly from deeper layers within the system. This controlled release continued over approximately two hours, after which the curve plateaued, indicating that most of the drug had been released and the system approached saturation or exhaustion of the active compound. This biphasic release pattern, with the initial rapid release followed by a slower sustained delivery, also provides strong evidence for the successful encapsulation of 5-FU within β-CD prior to its incorporation into the LBL matrix. The inclusion of 5-FU in the CD cavity enhances its stability and modulates its release kinetics. The sustained release phase observed in the profile strongly suggests that the drug is not simply adsorbed or loosely bound but is instead retained within the structured host–guest complex, gradually diffusing out of the film over time. The initial burst may reflect a small amount of unencapsulated or surface-exposed drug, while the slower phase corresponds to the controlled release of the encapsulated fraction. This validates the functional integration of the β-CD:5-FU complex into the delivery system and highlights its potential for localized, long-acting anti-fibrotic therapy following glaucoma surgery.
To improve 5-FU solubility, UV-Vis analysis was performed on several solutions. Encapsulating 5-FU in the β-CD cavity leads to higher solubility and absorbance intensity. Fig. 4 and 5 show that the addition of β-CD causes an increase in absorbance intensity in the complex solution at 7.1 and 9.8 pH, although not in a linear fashion. These findings, confirmed by literature,25 suggest that an effective inclusion complex with β-CD improves drug solubility.
The 1:
1 stoichiometry in aqueous solution was determined using a Job plot.
Fig. 14 demonstrates that pH 9.8 is optimal for encapsulating 5-FU in β-CD due to its complex solution and ability to create a compact and uniform layer using the AFM technique.
The study examined how temperature and light conditions affect the stability of the β-CD:5-FU complex in the different buffer solutions. The results indicate that the 9.8 buffer complex remains stable under natural light, dark, and UV light over time and at different temperatures (from 20 °C to 100 °C).
The β-CD:5-FU complex was tested in a drug delivery system with 4 bilayers of PBAE/β-CD:5-FU at pH 7.1. Adsorption of each bilayer occurred in a regulated and linear way. Fig. 16 depicts the 5-FU release kinetics, which reveal a regulated release of the drug; it took 110 minutes for the entire film to be released into the PBS solution.
In this study, a combination of analytical techniques, including pH monitoring, AFM, UV-Vis spectroscopy, DSC, and TLC, was employed to determine the optimal conditions for incorporating 5-FU into β-CD. The stability of the resulting β-CD:5-FU complex was further evaluated under light and thermal stress. The results demonstrated strong and stable inclusion complex formation, with the most favorable interaction occurring at pH 9.8. This encapsulation significantly improved the solubility of 5-FU and enabled the formation of a homogeneous and compact film on HOPG surfaces.
At physiological pH (7.1), the β-CD:5-FU complex was successfully integrated into a 4-bilayer nanostructured film composed of PBAE and β-CD:5-FU, deposited on a quartz substrate. The resulting LBL film demonstrated controlled drug release kinetics, with sustained delivery over a period of 110 minutes. These findings confirm that β-CD encapsulation not only stabilizes 5-FU but also enables its integration into functional nanostructured coatings with therapeutic potential for localized and prolonged drug delivery.
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