Open Access Article
Hyun-Kyung
Oh‡
a,
Baris
Akbali‡
ab,
Tung-Ting
Sham
a,
Adam
Haworth-Duff
a,
Joanne C.
Blair
c,
Barry L.
Smith
a,
Nontawat
Sricharoen
d,
Cassio
Lima
e,
Tsan-Yao
Chen
b,
Chen-Han
Huang
f,
Kanet
Wongravee
d,
Min-Gon
Kim
g,
Royston
Goodacre
e and
Simon
Maher
*a
aDepartment of Electrical Engineering and Electronics, University of Liverpool, UK. E-mail: S.Maher@liverpool.ac.uk
bDepartment of Engineering and System Science, National Tsing Hua University, Taiwan
cDepartment of Endocrinology, Alder Hey Children's Hospital NHS Foundation Trust, Liverpool, UK
dSensor Research Unit, Department of Chemistry, Faculty of Science, Chulalongkorn University, Thailand
eCentre for Metabolomics Research, Department of Biochemistry, Cell and Systems Biology, Institute of Systems, Molecular and Integrative Biology, University of Liverpool, UK
fDepartment of Biomedical Sciences and Engineering, National Central University, Taoyuan 320317, Taiwan
gDepartment of Chemistry, Gwangju Institute of Science and Technology, Republic of Korea
First published on 23rd July 2025
Cortisol plays a central role in maintaining physiological homeostasis, and both cortisol excess and deficiency are associated with life-threatening conditions. Accurate diagnosis, adequate treatment and monitoring of disorders of cortisol secretion are essential for good health, normal growth and development. Although commercially available lateral flow immunoassay (LFI) strips can be used to measure cortisol, they have limitations, especially low sensitivity and limited quantitative performance, inhibiting their use in clinical settings. Here, we present a novel LFI platform integrated with surface-enhanced Raman scattering (SERS), employing precisely size-controlled gold nanoparticle clusters functionalised with Raman reporter molecules to overcome these limitations. The approach achieves exceptional sensitivity, covering the relevant therapeutic range in humans, with a limit of detection (LOD) for cortisol of 0.014 pg mL−1, which is >500 times more sensitive than conventional LFI strips. The platform also showed high specificity for cortisol. The diagnostic potential was confirmed by testing with human saliva samples (n = 28), cross-validated with UPLC-MS/MS, showing excellent correlation (R2 = 0.9977). Bland-Altman analysis demonstrated strong agreement, with all samples falling within the 95% limits and yielding a mean bias of −3.5% ± 13.2% relative to UPLC-MS/MS. Given its sensitivity, specificity and simplicity, this LFI-SERS platform offers strong potential for clinical translation to enable convenient cortisol monitoring.
Cortisol secretion shows a circadian profile. Concentrations start to rise in the early hours of the morning, peak 30 min after waking, and then fall throughout the day to very low concentrations overnight.12 These characteristics of cortisol secretion pose challenges to physicians. Thus, single blood tests are unlikely to be informative unless collected near the time of waking, when cortisol concentrations are high, or at midnight, when cortisol concentrations are low. Samples taken during the day can be useful for assessing cortisol levels during a stress event.13
Measurements of cortisol in saliva correlate strongly with measurements in blood samples,14 and have a number of advantages: sample collection is non-invasive and can be undertaken at home and timed accurately against waking or late at night, multiple samples can be collected during the day, and the cortisol rise in response to venepuncture is avoided. Furthermore, only free, biologically active hormone is measured in contrast to blood tests in which inactive, protein-bound cortisol is also measured,15 making measurements in saliva more meaningful in states of altered protein binding. Non-invasive tests using saliva are particularly attractive for children.16,17 Current laboratory techniques for salivary cortisol quantification are complex, time-consuming, require specialist technician expertise, are performed in only a small number of laboratories and are thus impractical for routine clinical practice. Therefore, developing a device that allows regular monitoring by non-experts and facilitates convenient measurement of cortisol would mark a significant breakthrough in clinical management.
Several methods have been explored for hormone detection.18 Lateral flow immunoassay (LFI) devices have emerged as a popular platform for rapid and convenient point-of-care (POC) diagnostics, offering advantages such as being low-cost, fast, and easy to use – ideal for at-home sampling.19–22 However, compared to established gold standard measurement methods such as liquid chromatography-mass spectrometry or gas chromatography-mass spectrometry,23 LFIs exhibit limitations in terms of sensitivity and/or specificity. Therefore, they find their primary utility in qualitative assessments for detecting salivary cortisol concentration within a limited range (typically, ∼0.01 to ∼10 ng mL−1), which is unsuitable for broader clinical applications.24 To address this challenge, a more sensitive platform for cortisol monitoring is essential. In response to these limitations, researchers have been actively exploring new platforms that interface LFIs with high-sensitivity analysis methods.25,26 Among these, surface-enhanced Raman scattering27 is a promising technique that can be coupled with an LFI test strip. Raman reporter-labelled gold nanoparticles (AuNPs) can be utilised as effective detection probes.28,29 This allows for quantitative evaluation of biomarkers where SERS stands out as a powerful method due to its ability to deliver fast results,30 remarkable sensitivity,31 and resistance to interferences.32 Raman reporter (RR) molecules33 that are attached to the surface of nanoparticles experience a significant increase in their SERS signal when they are exposed to an excitation light source at locations on the surface that are known as “hot spots”34 due to a combination of electromagnetic and chemical enhancement effects. By utilising this method, the level of detection sensitivity can be boosted by up to 1014, which is significantly higher than that of conventional Raman spectroscopy,35,36 and as such, the development of SERS for clinical diagnostics is increasing in popularity.27 AuNPs are commonly used in conventional LFI technology and possess excellent biocompatibility with biomolecules such as proteins,37 antibodies,38 and DNA.39
Several research groups have explored the use of AuNPs,40,41 hollow AuNPs,42 and multibranched gold nanostars43 to fabricate SERS tags, but these often suffer from either weak SERS enhancement or poor colloidal stability. To address these challenges, core–shell composite nanoparticles such as Au@Ag NPs,44,45 AuNS@SiO2 NPs,46 and Au@SiO2 NPs47 have recently been explored, offering improved stability while retaining strong SERS activity; however, their synthesis is often complex and difficult to scale. Here, we propose a simplified strategy for SERS tag preparation by promoting the controlled aggregation of AuNPs via surface-functionalised RR molecules. This approach enables the formation of strongly SERS-active clusters while significantly simplifying the synthesis process.
In this study, we introduce a novel LFI-SERS platform that combines a precise size-controlled synthesis method incorporating the RR molecule with a Raman mapping-based approach to maximise analytical performance. A central innovation lies in the straightforward formation of well-defined AuNP aggregates using thiol-functionalised RR molecules, which generate strong SERS signals. The size and aggregation of these conjugates were finely tuned, along with the reporter concentration, to optimise their signal on the LFI membrane. By employing Raman mapping across both test and control lines, the platform achieves signal discrimination and quantification accuracy. The optimised LFI-SERS sensor demonstrated an impressive ∼650-fold improvement in sensitivity for cortisol detection compared to conventional LFI strips (Table S1, ESI†), supporting its strong potential for clinical utilisation.
1. Smoothing of the intensity data using a Savitzky–Golay filter with a window width of 15 bins to reduce noise and improve data quality.
2. Baseline correction was carried out by estimating the baseline within multiple shifted windows of 60 separation units. Spline approximation was then used to perform regression and correct for any baseline variation.
3. Wavenumber-specific intensity information of interest was extracted at each x and y coordinate, allowing the generation of heat maps to visualise the distribution of the analyte across the surface.
For each LFI-SERS sensor measurement, a total of 300 data points were collected (150 from the test line and 150 from the control line). To ensure data accuracy, a data trimming process was applied, removing outliers from the top and bottom 10% of the dataset. This outlier removal step enhanced the reliability of the analysis. After the outliers were removed, the average SERS intensity was calculated based on the remaining data points.
I. Human saliva sample collection
Participants were asked to refrain from eating or drinking at least 1 h before sample collection. To stimulate saliva production in these participants, saliva samples were collected by gently chewing with a cotton swab for at least 2 min at 4-time points (each at ≥2 h intervals). The samples were immediately frozen at −20 °C for at least 24 h. They were thawed and centrifuged at 18
407 rcf at 4 °C for 20 min to remove any precipitate or oral debris before being aliquoted for analysis.
II. LFI-SERS analysis
Calibration solutions at 0, 0.05–100 ng mL−1 were prepared from 1 μg mL−1 of cortisol using water. 100 μL of calibration solutions and 10-fold diluted (with water) saliva samples were applied to the LFI sensor in each case prior to SERS mapping and data processing.
III. UPLC-MS/MS analysis
UPLC-MS/MS analysis is widely considered a gold standard method for cortisol measurement.48–50 To verify the accuracy of LFI-SERS quantification, a UPLC-MS/MS analysis was performed as a cross-validation method. The UPLC-MS/MS procedure was adapted from two well-established cortisol quantification protocols of Anderson et al.51 and Ray et al.48 Modifications were made where necessary to optimise the sample extraction and UPLC-MS/MS performance for the specific saliva sample matrix and concentration range analysed in this study. The following are the methodological details.
(IIIa) Liquid–liquid extraction of cortisol
150 μL saliva samples were aliquoted to 1.5 mL centrifuge tubes and spiked with 15 μL 100 ng mL−1 of cortisol-d4 internal standard solution (50% methanol in water). They were vortexed for 1 min. 150 μL 100% ethyl acetate was added to the sample, vortexed for 1 min, and centrifuged at 18
407 rcf at 4 °C for 10 min. The upper layer of ethyl acetate extract was transferred to a 1.5 mL centrifuge tube and gently dried under nitrogen gas. The whole extraction procedure was repeated once. The second ethyl acetate extract was added to the same centrifuge tube and dried again. 75 μL of 25% methanol in water with 0.5 mM ammonium formate was added to reconstitute cortisol. The mixture was vortexed for 1 min and centrifuged at 18
407 rcf at 4 °C for 10 min. The supernatant was transferred into a glass insert with an HPLC vial. Calibration solutions at 0, 0.05–100 ng mL−1 were processed in the same manner as the saliva samples.
(IIIb) UPLC-MS/MS method
The UPLC-MS/MS analysis was carried out on a Waters ACQUITY UPLC system (Waters Corporation, Milford, MA). The injection volume was 10 μL. UPLC separation was performed on a Waters ACQUITY UPLC BEH Phenyl column (2.1 mm × 100 mm, 1.7 μm) with a BEH Phenyl guard column (2.1 mm × 5 mm, 1.7 μm). The mobile phase consisted of combinations of A (0.5 mM ammonium formate in water) and B (0.5 mM ammonium formate in 95% acetonitrile with 5% water, v/v) at a flow rate of 0.3 mL min−1 with an elution gradient as follows: 0–0.5 min, 25% B; 0.51–4.0 min, 35% B; 4.01–6.5 min, 100% B. A 3.5 min post-run time was set to fully equilibrate the column. Column and sample chamber temperatures were 40 °C and 6 °C, respectively. Mass spectrometry analysis was conducted with a Waters Xevo triple quadrupole mass spectrometer (Waters, Milford, USA) with electrospray ionisation in positive mode. Desolvation and cone gases used nitrogen set at 800 L h−1 and 150 L h−1, respectively. The desolvation and source temperatures were kept at 500 °C and 150 °C, respectively. The source capillary voltage was 3.5 kV. Argon was used as the collision gas. The multiple reaction monitoring (MRM) transitions were: m/z 363.22 → 121.05 as a quantifier, m/z 363.22 → 91.02 as a qualifier for cortisol, and m/z 367.24 → 121.06 as a quantifier for cortisol-d4. The optimised parameters for the three MRM transitions were: cone voltage, 38 V, 38 V and 40 V, respectively; collision energy: 26, 60 and 24 eV, respectively. The dwell time was 0.063 s per transition. Peaks were integrated using TargetLynx V4.1 SCN 901 (Waters, Milford, USA), and the peak area ratio of the quantifiers of cortisol to that of cortisol-d4 were used for quantification.
The sample migrates through the conjugate pad, where aggregated gold nanoparticles (AuNPs) are conjugated with cortisol antibodies and RR molecules, namely 4-ATP. The RR-tagged AuNP conjugates serve as the detection probe for cortisol, as depicted in Fig. 1b. At the test line, the nitrocellulose membrane is coated with cortisol-protein conjugate to capture cortisol antibodies, and anti-mouse secondary antibodies are immobilised on the control line. The test line competes with cortisol molecules for conjugate binding, and the control line offers dual utility. In addition to verifying the overall functionality of the assay, the control line further serves as a unique second test line for cortisol detection. As shown in Fig. 1c, a distinct feature of the approach used in this study to aid quantitation lies in the diametric signalling outcomes of the test and control lines, which require an optimal amount of conjugate to operate effectively. While the test line exhibits a signal in the absence of cortisol, in contrast, the control line shows a signal in the presence of cortisol (Fig. 1b). The small molecule cortisol can be accurately quantified by leveraging these opposing signal intensities. After the immunoreaction, a laser excites the RR molecules attached to the aggregated AuNPs. The laser light interacts with the RR molecules, causing them to emit a characteristic Raman scattering signal. A mapping system is employed to scan a significant portion of the test and control strip areas on the LFI, allowing the average Raman signal intensity associated with a characteristic wavenumber to be calculated. The intensity ratio between the test and control lines serves as the basis for quantifying the cortisol concentration in the sample (Fig. 1c), normalising strip-to-strip variation and flow heterogeneity.52
The synthesised conjugate was confirmed by Raman spectroscopy, which exhibited a signal difference of approximately 1000 times (or more) compared to the control conjugate using 4-CTP (Fig. S1a†). Additionally, in the case of the control conjugate, no aggregation was observed in the SEM images (Fig. S1b†), and there was no colour change in the absorbance spectrum (Fig. S1c†). SEM images of the AuNPs are presented in Fig. 2c, revealing their aggregation behaviour. It is evident from the images that in the absence of the RR molecule, the AuNPs do not exhibit significant aggregation. However, as the concentration of 4-ATP increases, the size of the nanoparticle aggregates progressively grows, indicating a direct correlation between the concentration of 4-ATP and the extent of nanoparticle aggregation. The size of the aggregated AuNPs was further characterised using dynamic light scattering (DLS) measurements, as shown in Fig. 2d. The results indicate that the degree of aggregation is dependent on the amount of RR molecule added. When a smaller amount of RR is used, the nanoparticle aggregation is relatively minor, whereas a larger amount of RR molecules leads to increased nanoparticle aggregation. This is supported by the median values obtained from the DLS measurements, which were 28.2, 342, 459, 825, and 5560 nm for 0, 2.5, 5, 10, and 50 μg mL−1 concentrations of RR molecule, respectively. This result is consistent with the observations from the SEM images presented in Fig. 2c, providing additional support for the findings.
Reproducibility testing demonstrated consistent results across three measurements. Four different concentrations, 2.5, 5, 10, and 50 μg mL−1, were tested to find the optimum concentration of RR molecule to be added. 10 μg mL−1 and 50 μg mL−1 additions of RR molecule display large and non-uniform aggregation. Aggregation larger than 500 nm should be avoided as the particle sizes become larger than the size of the nitrocellulose pores. The addition of 2.5 μg mL−1 and 5 μg mL−1 4-ATP shows good aggregation size uniformity, but 5 μg mL−1 gives a slightly increased SERS signal than 2.5 μg mL−1 (Fig. S2†). Therefore, 5 μg mL−1 was chosen as the optimal amount of RR to be introduced into the aggregated AuNP solution. This concentration was determined as optimal not only based on the balance between signal intensity and aggregation uniformity, but also considering the compatibility with the LFI membrane pore size and the stability of the signal across repeated measurements. Ensuring that the nanoparticle aggregates remain below the membrane pore size is critical for consistent flow, efficient immobilisation at the test and control lines, and robust signal reproducibility in the LFI-SERS platform.
Stability tests showed that the aggregated AuNPs were sufficiently stable, retaining their aggregated form for at least one week (Fig. S3†). Finally, the synthesised conjugate was applied to an LFI strip to validate the Raman signal. The aggregated AuNP conjugate utilising 4-ATP exhibited a significantly high average signal, exceeding 30
000, whereas the control AuNP conjugate, employing 4-CTP as the RR, displayed a much lower average signal of approximately 1000 (Fig. 3).
000 Da) and 0.5% surfactant 10G in 10 mM borate buffer (pH 8.5), was applied to the sample pad of the strip prepared as described in the Experimental section. The Raman scattering intensity was measured using a confocal Raman microscope and WiRE™ software. The results were analysed using MATLAB software to quantify the signal intensities on the strips.
SERS is a highly sensitive technique, but reliably measuring a Raman signal from a test or control line can be challenging due to the inherent non-uniform distribution of conjugated gold nanoparticles (AuNPs) across the LFI strip. This variation can result from uneven flow, aggregation behaviour, or differences in local substrate morphology, all of which can affect signal reproducibility. To mitigate these effects, Raman mapping was employed across both test and control lines, collecting approximately 300 spectra per LFI sensor.
To account for signal deviation caused by local aggregation or surface inhomogeneities, we calculated the average SERS intensity separately for the test and control lines. By averaging these mapped intensities, we minimised the influence of localised “hot spots” or weak signal zones. The processed average Raman scattering intensities were then used to construct a calibration plot of Raman intensity versus cortisol concentration, fitted using a sigmoidal function for concentrations ranging from 0.01 pg mL−1 to 100 ng mL−1 (Fig. 4). The limit of detection (LOD) for the LFI-SERS sensing platform was calculated to be 0.014 pg mL−1 based on the sum of the mean blank signal and three times its standard deviation.53 This LOD is approximately 650 times lower than previously reported values using conventional antibody-conjugated AuNPs.26 A comparison with previously published literature (Table S1, ESI†) further highlights the sensitivity of our approach.
A key innovation of this platform is the use of controlled AuNP aggregation to amplify SERS signals from the Raman reporter, yielding significantly improved sensitivity compared to studies using non-aggregated NPs.28,49,55 Additionally, instead of relying solely on the test line for quantification, cortisol levels were determined based on the intensity ratio of the control line over the test line. This strategy enhances accuracy and reduces variability. Moreover, initial stability tests indicated that the aggregated AuNPs maintain their form for at least one week (Fig. S3†), which is very promising at this stage. Comprehensive testing (over extended durations at a range of temperatures and humidities) is beyond the scope of this initial proof-of-concept study and remains the focus of future work as we seek to translate this platform for clinical use.
The strong correlation with UPLC-MS/MS (R2 = 0.9977 across 28 saliva samples) underscores the clinical relevance and accuracy of this approach. Importantly, saliva as a sampling matrix offers distinct advantages for real-world applications, particularly in paediatric and outpatient settings, due to its non-invasive, painless collection and reduced physiological disruption, including avoidance of venepuncture-induced cortisol spikes. This enhances the feasibility of frequent, at-home monitoring for chronic conditions involving cortisol dysregulation. The LFI-SERS sensor is well-suited for deployment across diverse use cases, including early diagnosis, decentralised testing, and PoC monitoring via portable Raman readers. Such systems could streamline cortisol assessment and support more responsive, personalised clinical management.
The optimised LFI-SERS sensing platform exhibited exceptional sensitivity, with a LOD of 0.014 pg mL−1 for cortisol. High selectivity towards cortisol was also observed, as demonstrated by the negligible interference from other steroid hormones. Furthermore, pre-clinical validation using human saliva samples (n = 28) showed excellent correlation between the cortisol concentrations measured by the LFI-SERS platform and UPLC-MS/MS (R2 = 0.9977), indicating its suitability for further clinical application. As SERS has already been successfully miniaturised into a handheld/portable format,49 there is potential to employ this approach in a PoC setting in future work. Validation studies in larger cohorts are warranted to fully explore the potential of this platform in a clinical setting.
Footnotes |
| † Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d5nr02062j |
| ‡ These authors contributed equally to this work. |
| This journal is © The Royal Society of Chemistry 2025 |