Shovon
Chatterjee
a,
Arun
Mukhopadhyay
bc,
Surajit
Mondal
a,
Smruti
Sourav
a,
Suman
Bhowmik
d,
Nirmal
Goswami
*bc and
Nimai
Mishra
*a
aInstitute of Chemical Technology Mumbai, Indian Oil Odisha Campus Bhubaneswar, IIT Kharagpur Extension Center, Samantapuri Mouza, Gajapati Nagar, Bhubaneswar, Odisha 751013, India. E-mail: n.mishra@iocb.ictmumbai.edu.in
bMaterials Chemistry & Interfacial Engineering Department, CSIR-Institute of Minerals and Materials Technology, Bhubaneswar 751013, Odisha, India. E-mail: ngoswami@immt.res.in
cAcademy of Scientific and Innovative Research (AcSIR), Ghaziabad 201002, Uttar Pradesh, India
dDepartment of Chemistry, Indian Institute of Technology Kanpur, Kanpur-208016, India
First published on 22nd August 2025
Efficient hot carrier extraction from a lead halide perovskite is the key to overcoming its Shockley–Queisser limit. The interaction of the perovskite surface with an acceptor plays a vital role in controlling the charge transfer process. Here, we have investigated the charge transfer from CsPbBr3 nanocrystals to Au25 clusters. Ultrafast pump–probe spectroscopy confirms that the Au25 cluster can efficiently extract hot carriers from the CsPbBr3 nanocrystal. The effect of the ligand environment on the hot carrier transfer is studied by taking oleic acid/oleylamine (pristine) and trioctylphosphine-capped CsPbBr3 nanocrystals of similar sizes. The experimental data show that the ligand-controlled diffusion mechanism governs the charge transfer process rather than anchoring. The hot carrier transfer process is found to be dependent on the effective interaction distance between the nanocrystal surface and Au25 controlled by the ligand environment. The hot carrier transfer rate to the Au25 cluster is estimated to be almost double for trioctylphosphine-capped CsPbBr3 nanocrystals (9.53 × 1011 s−1) compared to that of pristine nanocrystals (5.47 × 1011 s−1). Thus, optimizing the ligand environment of the perovskite nanocrystals is essential for Au25 to harvest the hot carriers.
However, the primary challenge of extracting these HCs is their fast decay on a sub-picosecond timescale to the band edge.12 One of the primary directions of research to extract HCs focuses on slowing down the cooling process.13 This HC cooling time can be tuned by control over NC size, dimensionality, trap states, and ligand engineering.14–17 Critical parameters such as dielectric confinement, Auger heating, large polaron formation, hot phonon bottleneck, and high carrier densities have been revealed in these studies, which govern the physics of HCs. Over time, researchers have identified many acceptor molecules that can extract hot electrons or hot holes from LHPs, but still, efficient HC extraction remains a challenging task for the community.12,18 Despite many acceptors having a band edge carrier extraction ability, very few of them have been found to be able to extract HCs before their cooling process. The mechanism behind the fast HC transfer process from the LHP to the acceptor is still elusive. Lim et al. identified the presence of an interfacial energy barrier that impedes the HC extraction process.19 The interfacial electron–LO phonon coupling is the mechanistic pathway for HC transfer from CsPbBr3 to Cs4PbBr6 in the CsPbBr3@Cs4PbBr6 heterostructure proposed by Nie et al.20 In a recent article, hot carrier transfer from CsPbI3 to a fullerene has been proposed to go through the formation of a synergistic electronic state induced by effective interfacial bonding at the NC–fullerene junction.21 The donor–acceptor interface plays a vital role in all these HC transfer processes. However, the low to moderate photostability issue of carbon-based nanomaterials like fullerenes makes them vulnerable under practical operating conditions.22 Gold clusters are also found to be a good candidate for HC harvesting. Atomically precise gold nanoclusters have molecule-like discrete electronic structures that allow adjustable alignment with the donor valence or conduction band to optimize the carrier transfer processes.23–26 Also, due to their very small size, gold clusters have a high surface area-to-volume ratio that should facilitate strong coupling with the CsPbBr3 surface to enhance the charge transfer efficiency.27,28 Also, these clusters show high photostability, making them a robust choice for applications.29–31 The excited state electron transfer process was seen from CsPbBr3 NCs to Au144 clusters through the formation of a CsPbBr3–Au144 hybrid by Marjit et al.18 The Au144 cluster was found to be an efficient hot electron acceptor. Au25 clusters have also been established as a good acceptor of electrons from CdSe nanoplatelets.32 In these studies, the interfacial interaction between gold clusters and semiconducting nanocrystals plays a vital role in the charge transfer process and indicates that the gold clusters can act as an efficient HC acceptor. For the band edge carrier transfer process, acceptor binding to the NC surface also has a substantial role. Recently, Sarkar et al. showed the role of binding in the ultrafast hole transfer process.33 DuBose et al. established how the ligand environment can affect the electron transfer process from CsPbBr3 to methyl viologen by modulating the NC–acceptor interaction.34 The charge transfer process from the LHP NC surface is mostly explained by the acceptor molecules’ direct interaction with the NC surface. The through-space charge transfer in molecular systems is well known without the direct interaction of the donor and acceptor.35,36 However, the charge transfer from the LHP NC surface to acceptor molecules without any direct interaction is rarely discussed. Sachith et al. reported a long-range diffusion-controlled electron transfer process from LHP NCs to C60 in the solution phase.37 Ray et al. also showed that the donor–acceptor distance controlled by the thickness of encapsulating agents has a vital role in the charge transfer process.38 In a recent article by Shah et al. the diffusion-controlled electron transfer process in the solution phase from LHP NCs to TiO2 has been discussed, showing that shorter chain length ligands facilitate the excited state charge transfer process.39 Although the aforementioned articles report the diffusion-controlled charge transfer process in PNC NCs, the role of ligand-controlled acceptor diffusion in the hot carrier transfer process is missing in the literature.
This study reports excited state carrier transfer from CsPbBr3 NCs to Au25 clusters. In comparison with Au144, Au25 clusters have more defined absorbance spectra in the UV-vis region and relatively more stability in solution.40 Herein, the effect of the ligand environment on the carrier transfer process is investigated with oleic acid (OA)/oleylamine (OAm) capped (pristine) CsPbBr3 NCs and amine-free trioctyl phosphine (TOP)-capped CsPbBr3 NCs. In addition to having a shorter chain length than OA/OAm, which can reduce the ligand shell thickness, the TOP-capped amine-free CsPbBr3 NCs have already been proven to exhibit superior stability compared to the amine-based ligand-capped NCs due to the absence of the dynamic nature of the ligand.41 This also makes TOP-capped CsPbBr3 NCs a better candidate for use in photocatalytic reactions to restrict their light-induced degradation. The Au25 clusters are found to be an excellent acceptor of HCs. From transient absorption spectroscopy, the HC transfer rate from TOP-capped CsPbBr3 is calculated to be 9.53 × 1011 s−1, almost double the HC transfer rate from pristine CsPbBr3 NCs. From the steady state and time-resolved PL quenching of CsPbBr3 NCs with Au25, the presence of PL amplification due to the surface passivation of the clusters by the ligands has been identified, which suggests no direct binding of Au25 on the CsPbBr3 surface, and the result is explained through a diffusion-controlled carrier transfer mechanism.
Au25 clusters were prepared through the previously reported protocol by Zhu et al.45 The detailed synthetic procedure is given in section S1.5 of the SI. The average size of the Au25 clusters is found to be ∼1.7 ± 0.3 nm (Fig. S4). The Au25 clusters show a broad characteristic absorption feature with absorption peaks around 660 nm, 570 nm, and 440 nm, respectively (Fig. 2a). To evaluate the potential of Au25 clusters as electron/hole acceptors, cyclic voltametric (CV) measurements were carried out using a pure Au25 cluster suspension. The details of these measurements are provided in section S1.12 of the SI. The Au25 clusters show distinct reduction and oxidation peaks at −0.44 V and 0.74 V, respectively, in a Ag/AgCl electrode system. The exact positions of the reduction and oxidation peaks are extracted from the derivative plot (inset of Fig. 2b). From these oxidation and reduction potentials, the highest occupied molecular orbital (HOMO) and lowest occupied molecular orbital (LUMO) energy levels were calculated using the formulae33
| EVB = e(Eox + 4.8 − EFc/Fc+) | (1) |
| ECB = e(Ered + 4.8 − EFc/Fc+) | (2) |
In the above two equations, Eox and Ered refer to the oxidation onset potential and reduction onset potential, which are obtained from the cyclic voltammogram (Fig. 2b) and EFc/Fc+ (= 0.44 V) is the redox potential of ferrocene vs. SCE, taken from the literature.33 The valence band (VB) and conduction band (CB) of CPB are −5.85 eV and −3.35 eV, also taken from the literature.33 The HOMO and LUMO energy levels of the Au25 cluster are calculated to be −5.10 eV and −3.92 eV, schematically shown along with the energy levels of CPB in Fig. 2c. From the band position, it can be seen that both electron transfer and hole transfer are thermodynamically feasible from CPB to Au25 clusters. Another important factor is the possibility of energy transfer from CPB to Au25 clusters as the lower energy absorption bands of the clusters have an overlap with the PL spectrum of the CPB NCs. However, in a similar scenario, the possibility of energy transfer from CPB to Au144 clusters was dismissed in the literature, due to inefficient spectral overlap.18 Also, the Au25 clusters have a broad and weak PL spectrum with a maximum at 635 nm (Fig. S4c). The PL excitation (PLE) spectrum shows that the ground state involved in the origin of the PL is around 365 nm (Fig. S4c) and this state has no spectral overlap with the PL of CPB. So, the possibility of energy transfer to this state that can amplify the PL of Au25 is also nullified.
Following the band alignment of Au25 to CPB, the change in the PL intensity of both P-CPB and AF-CPB with varying concentrations of Au25 was monitored to observe the possible carrier transfer process. The experiment was done with a very low concentration of CPB NCs (∼1.5 nM) to avoid the inner filter effect in the presence of a high ratio of Au25 clusters. The details of the CPB concentration calculation are given in section S1.13 of the SI. The Au25 cluster concentration was varied from 0 to 3.61 μM. The changes in PL intensity with the addition of Au25 of P-CPB and AF-CPB are given in Fig. 3a and b, respectively. As the Au25 cluster exhibits absorption in the excitation (400 nm) and PL regions (515 nm), the inner filter correction of the PL intensity is done (see section S14 of the SI). The corrected relative PL intensities are given in Table S1 and in the insets of Fig. 3a and b for P-CPB and AF-CPB, respectively. The expectation was to observe the quenching of PL intensity with the addition of the Au25 clusters. Surprisingly, at the early stage of the Au25 cluster addition (up to ∼1 μM), we observed an amplification in the PL intensity for both P-CPB (inset of Fig. 3a) and AF-CPB (inset of Fig. 3b). A similar scenario was also observed by Shah et al. during the interaction of CsPbCl3 NCs with CuInS2, and this is explained by the passivation of surface defects by CuInS2 quantum dots.46 Following the PL amplification, we observed PL quenching for both P-CPB and AF-CPB at higher concentrations of Au25 clusters (Fig. 3a and b, respectively). This result indicates that in the overall scenario, two competitive processes are present that lead to this unusual PL behavior of the CPB NCs in the presence of varying concentrations of Au25 clusters. The possibility of ground-state interaction due to the change in PL intensity is ruled out by the additive nature of the absorption spectra of both P-CPB (Fig. S5a) and AF-CPB (Fig. S5b) in the presence of Au25 clusters. The TEM images of P-CPB and AF-CPB after the Au25 addition also show no morphological change in the CPB shape (Fig. S6a and S6d). Also, the Au25 clusters are found not to form any complex with the CPB NCs; rather, they are found separately around the NCs (Fig. S6a, b, d and e). The size histograms of P-CPB and AF-CPB after Au25 addition show average sizes of 11.05 ± 2.4 nm and 11.9 ± 1.2 nm, respectively, indicating no significant change in average size distribution in the system (Fig. S6c and S6f). P-CPB shows 70% PL quenching, whereas AF-CPB shows 91% quenching from its highest PL intensity after the addition of the Au25 clusters (3.61 μM). This further indicates that the process responsible for this PL quenching of the CPB NCs is more profound in the case of AF-CPB.
To investigate the excited state interaction between CPB and Au25, PL transients for both P-CPB and AF-CPB were collected in the presence of varying concentrations of Au25 (Fig. 3c and d, respectively). The trends observed in average PL lifetimes are similar to the respective PL intensities. Without the addition of Au25, P-CPB shows an average PL lifetime of 2.6 ns. The lifetime increased to 3.9 ns in the presence of 0.48 μM Au25. Following this increment in the average lifetime, the PL decay becomes faster upon further addition of Au25. A similar phenomenon happened with AF-CPB, where we observed that the PL lifetime increased to 7.7 ns from its original PL lifetime of 6.4 ns, followed by a shortening of the lifetime upon further addition of Au25. This suggests that the change in the PL intensity is directly associated with the excited state process. For P-CPB, the average PL lifetime in the presence of 3.61 μM Au25 decreases by ∼39% (from 3.9 ns, the lifetime at 0.49 μM Au25 concentration decreases to 2.4 ns), whereas for AF-CPB, the change is estimated to be 37% (from 7.7 ns to 4.9 ns). The trend in the change in PL lifetime and its extent are very similar for P-CPB and AF-CPB. However, the extent of change in the steady-state PL intensity of AF-CPB is much more prominent than that of P-CPB.
The interaction between CPB and varying concentrations of Au25 indicates the presence of two competitive processes. In a lower concentration regime of Au25, the process responsible for the PL enhancement through modulation of the trap density minimization is dominant (phase-1 in Fig. 3a–d). However, at higher concentrations of Au25, the quenching phenomenon becomes the dominant factor (phase 2 in Fig. 3a–d). From the band position of Au25, it is obvious that in phase-2, the quenching phenomenon is controlled by Au25 through a facile carrier transfer process. To encounter PL enhancement along with an increment in the PL lifetime, a controlled experiment was done by treating the CPB NCs with phenyl ethane thiol (PET), which was used as a ligand for Au25. The result shows that PET enhances the PL intensity of the CPB NCs, indicating surface reconstruction through passivation of the trap states present on the NC surface (Fig. S7). Also, IR spectroscopic measurement with P-CPB was done to see the possibility of ligand exchange between oleic acid and PET in phase-1. However, P-CPB shows no characteristic carbonyl stretching, confirming that OA is not the predominant ligand in the system; rather, oleylammonium acts as the primary ligand (Fig. S8).47 After the addition of Au25, we observed no change in the persistent stretching frequencies, confirming no ligand exchange. This overall result indicates that the PET ligand from the Au25 system passivates the CPB NC surface in phase-1 to amplify the PL intensity by modulating the trap density. This phenomenon may be a possible reason behind the PL amplification of both P-CPB and AF-CPB in phase-1. However, after the passivation of trap states present on the CPB surface, the PET cannot further amplify the PL intensity, and the quenching of PL by the Au25 becomes the dominant factor (phase-2). The overall proposed process is schematically shown in Scheme 1.
![]() | ||
| Scheme 1 Schematic illustrating the change in PL intensity upon the addition of Au25 clusters in CPB NCs (Fig. 3). | ||
Therefore, it is clear from the steady state and time-resolved PL measurements that in the CPB–Au25 interaction, the Au25 clusters guide the quenching, while the surface passivation through PET guides the PL amplification. Also, the extent of quenching is higher in the case of AF-CPB than in P-CPB. Another key point is the disparity in quenching between steady-state and time-resolved PL measurements. The steady-state measurements show that the extent of PL intensity quenching is much more profound than the shortening of PL lifetime for both P-CPB and AF-CPB. As we have already discarded the ground state interaction between CPB and Au25 from the additive nature of the absorption spectrum, there must be an additional excited state process affecting this disparity.
To understand the origin of the PL quenching, we performed femtosecond transient absorption spectroscopy. The NCs were excited above the band gap at 400 nm using a femtosecond pulsed laser. For all the measurements, the exciton occupancy per pulse is calculated to be 2.32 and 2.87 for P-CPB and AF-CPB, respectively, indicating the possibility of a multiexciton process involved (see S1.12 of the SI). Following excitation, a strong negative ground state bleach (GSB) signal is observed near the band edge position for both P-CPB and AF-CPB (Fig. S7a and S7b, respectively). This signal arises from the excitonic state-filling effect of hot carriers.48 At an early time, a photoinduced absorption feature arises at ∼520–570 nm for both the NCs due to the band gap renormalization process (Fig. S9a and S9b).49 The derivative-like spectral feature at an early time originates from the coulombic interaction between hot excitons and probe pulse-induced band edge excitons.48 This phenomenon is known as the biexciton-induced Stark effect, which is responsible for the redshift of the GSB signal at early delay times.50 Following excitation in the early time delay regime, the GSB signals for both P-CPB and AF-CPB reach their peak intensities, indicating excitonic state filling by the relaxation of the HCs.12 The HC cooling time is estimated to be 1590 fs for P-CPB and 850 fs for AF-CPB from the rise time of the GSB signal (Fig. S9c and Table S2). The hot carrier cools to the band edge through carrier–phonon interaction, and this cooling process is affected by several factors like size, shape, dimensionality, trap density, and ligands, as already discussed. Here for P-CPB and AF-CPB, the sizes are almost the same. The PLQY values suggest that AF-CPB has a lower trap density on its surface than P-CPB. So, if these traps are capable of trapping HCs, then the cooling time of P-CPB should have been faster than that of AF-CPB. But here we see exactly the opposite trend. So, the reason behind the faster cooling time in AF-CPB is not related to the trap density, and the ligand environment plays a crucial role in this process. Following the cooling of HCs, the time evolution of the TA spectra for P-CPB and AF-CPB is shown in Fig. S9d and S9e, respectively. The decay kinetics of the GSB is fitted with three exponential fitting equations (Fig. S9f and Table S2). The short time constant of ∼45 ps predominantly originates from the biexciton recombination process.51 However, as the trapping process also has a similar timescale, it can contribute to this short timescale. The time constant of ∼250–350 ps originates from trion formation.52 The longer decay component of >1.5 ns is due to the single exciton recombination process.52 From the GSB decay kinetics, it is evident that AF-CPB shows slower decay kinetics than P-CPB (Fig. S9f). Notably, the short-time constant (∼45 ps) has almost a 53% contribution to the overall decay kinetics of P-CPB, whereas for AF-CPB ∼36% of the excited state population at the band edge relaxes through this process. This indicates that trapping in the decay dynamics of P-CPB may be the reason behind the higher contribution of the short-time constant.
To see the effect of Au25 on the CPB recombination dynamics, both P-CPB and AF-CPB NCs were studied in the presence of Au25. For both the NCs, the NC to Au25 ratio was kept constant. The GSB decay dynamics of both P-CPB and AF-CPB remained almost unchanged in the presence of Au25 (Fig. 4a and b for P-CPB and AF-CPB, respectively). This may be because of the competitive surface passivation and band edge carrier transfer processes. However, interestingly, the amplitude of the GSB band at the time of completion of excitonic state filling decreases in the presence of Au25 for both P-CPB and AF-CPB (Fig. S10a and S10b, respectively). The decrease in this GSB amplitude signifies that not all the hot carriers formed upon 400 nm pulse excitation go to the band edge, but rather transfer to any other state. To understand this, the GSB formation dynamics of P-CPB and AF-CPB were monitored in the presence of Au25. Earlier it was already mentioned that P-CPB and AF-CPB show a GSB formation time, i.e. the time taken for the HC cooling process of 1590 fs and 920 fs, respectively. In the presence of Au25, the HC cooling of both P-CPB (850 fs) and AF-CPB (490 fs) becomes faster, indicating the HC transfer process from the CPB to Au25 clusters.
The bleach amplitude maximum is a direct measure of the number of carriers relaxing to the band edge that forms the GSB band. If the availability of the carriers that relax to the band edge becomes less, the amplitude gets reduced. Transferring HCs before the relaxation to the band edge thus directly reduces the GSB amplitude maximum.12 Through the change in the absorption normalized bleach amplitude, we observe 21% HC transfer from P-CPB (Fig. 4e), whereas AF-CPB transfers almost 31% of its HCs to the Au25 NCs (Fig. 4f). So, the unavailability of the HCs for band edge exciton formation is one of the main reasons that reduces PL without affecting the PL lifetime. This HC transfer is the main reason behind the disparity of quenching extent observed through steady-state and time-resolved PL measurements.
Further from the difference in HC cooling times of CPB with and without Au25, the HC transfer rate is calculated using the following equation;12
![]() | (3) |
![]() | ||
| Scheme 2 Schematics showing the effect of distance controlled by the ligand environment on the diffusion-controlled hot carrier transfer process from P-CPB and AF-CPB to Au25. | ||
In general, for NCs, it has been reported that the interaction of the quencher with the surface of the NCs is necessary for the carrier transfer process. For perovskite NC systems, earlier reports suggest that the quencher binds to the NC surface before the carrier transfer process. Also, the electron transfer mechanism from CsPbBr3 NCs to Au144 reported by Marjit et al. is based on the formation of a CsPbBr3–Au144 hybrid structure.18 The binding probability of the quencher to the NC surface is directly proportional to the binding energy and the available space on the NC surface. The available space on the NC surface is controlled through the trap density which is formed by ligand desorption. So, the bare surface should lead to a higher efficiency of binding, which helps better charge transfer. However, in our case, P-CPB has a higher trap density than AF-CPB. So, if the charge transfer process from CPB to Au25 occurs via direct surface interaction, then P-CPB should have a higher efficiency of quenching. In reality, we observe exactly the opposite trend for both band-edge carrier transfer and hot carrier transfer processes. Now, if the charge transfer process takes place without direct interaction with the NC surface, i.e. via a diffusion controlled mechanism, then the efficiency and rate of the charge transfer will be governed by the NC to quencher distance. For AF-CPB, TOP is an eight-carbon chain ligand, a much shorter ligand than OA/OAm. Thus, the permeability of the Au25 cluster to the CPB surface will be better for AF-CPB than P-CPB due to the effective shortening of the interaction distance, which leads to facile charge transfer from AF-CPB. So, from this argument and experimental observation, it is evident that both hot carrier and band edge carrier transfer processes from CPB to Au25 are diffusion-controlled and the ligand plays a vital role in controlling the rate of charge transfer.
| This journal is © The Royal Society of Chemistry 2025 |