Jay Min
Lim‡
a,
Muhammad
Ashar Naveed‡
b,
Yanan
Wang
bc and
Ravi F.
Saraf
*ac
aChemical and Biomolecular Engineering, University of Nebraska – Lincoln, Lincoln, Nebraska 68588, USA. E-mail: rsaraf2@unl.edu
bElectrical and Computer Engineering, University of Nebraska – Lincoln, Lincoln, Nebraska 68588, USA. E-mail: yanan.wang@unl.edu
cNebraska Center for Materials and Nanoscience, University of Nebraska – Lincoln, Lincoln, Nebraska 68588, USA
First published on 16th January 2025
The synergistic optical, electronic, and chemical properties of metal nanoparticles present in close proximity have potential applications in energy, medicine, and sustainability. Fundamental studies and application development based on spontaneous self-assembly of one-dimensional (1D) chains of metal nanoparticles without external organization agencies have been pursued for over four decades. The spontaneous formation of 1D chains in a solution of stabilized spherical nanoparticles may be driven by the emergence of local anisotropy due to dipolar interaction, representing a trapped non-equilibrium state. Here, the kinetics of this broken symmetry in the “directed” self-assembly of spherical particles is studied to form a 1D chain. The 1D chain assembly of 10 nm Au particles that had been stabilized by electrostatic repulsion is initiated by adding a small amount of divalent cation salt. A phenomenological model is presented to explain the transition state controlling the kinetics of the 1D self-assembly. Experimental and simulation studies were combined to measure the kinetics of the chain growth over time which revealed a sharp transition between two growth processes that were analogous to addition and condensation polymerization.
The intuitive approach to breaking the symmetry to form 1D chains of spherical nanoparticles is to invoke an external driver. There is a plethora of approaches based on magnetic, electrical and flow fields22 and molecular templates23–27 to assemble 1D chains of metal nanoparticles in close proximity. A more subtle approach is to tailor the local inter-particle interaction of spherical metal particles to coax them to self-assemble in 1D chains. Local small-distance interactions are especially significant in the self-assembly of nanoparticles below about 25 nm.28 The local interaction-driven approach is deceptively simple and was documented well even decades ago in studies on the aggregation of metal nanoparticles (soot) forming large networks of 1D chains.29,30 Typically, a uniform negative charge appears on the surface of spherical metal nanoparticles during synthesis (for stabilization and size control)31 which is “neutralized” to reduce electrostatic repulsion, causing clustering.30 If the amount of neutralization is relatively small, the local interaction becomes anisotropic due to non-uniform charge distribution leading to 1D chains due to dipolar interaction. A dipole can also be produced by metal–S bond,32 which is a pervasive approach to stabilize the nanoparticles of Novel metals by capping them with –SH containing oligomeric hydrophobic or hydrophilic compounds.33 A consistent Derjaguin–Landau–Verwey–Overbeek (DLVO) model that accounts for the dipolar interaction due to patchiness and metal–S bond explains the emergence of 1D self-assembly; it shows that electrostatic repulsion is reduced by increasing ion strength because the particles prefer to attach at the end of the growing chain, juxtaposing to the side of the chain.34 The surface ligand approach is quite general to control the 1D linear chain shape and branching.35 For completeness, polymer-mediated anisotropic assembly is also a successful approach;36 however, the particles are too far to synergize the optical and electronic properties of individual nanoparticles.
The aggregation process of 1D nanoparticle chains forming large networks was of great interest decades ago because such structures contained fractal objects that grew as diffusion-limited aggregates;30 these structures had characteristic optical properties due to LSPR coupling between adjacent particles.37,38 Structurally, by simulation, two growth processes have been identified. First, by adding one particle at a time to the chain (i.e., “addition”);39 seconds, aggregation of larger chains to form bigger clusters (i.e., “condensation”).40 In both cases the structure has a fractal geometry, however, the latter product was more open with a smaller fractal dimension of ∼1.35 versus ∼1.67 in the 2D space, respectively.39,40 Image analysis of the electron percolation pathway on the deposited chain network (in 2D) in this study is shown to involve a fractal structure of dimension ∼1.88,41 which is consistent with a fractal dimension of ∼1.8 at the percolation threshold.42 However, in the abovementioned simulation structural studies, the time of formation is arbitrary.
Here, we report the growth kinetics of the 1D chains and their clusters in real-time. In this study, we create local anisotropy during self-assembly by “neutralizing” the negative charge on citrate-capped 10 nm Au particles by adding a small amount of divalent cation salt, which initiates the clustering process. By controlling the amounts of cations, a highly stable growth of 1D chains over a couple of days is obtained. We track the growth of this chain by a shift in the plasmon absorption band in the UV-Vis spectrum due to plasmonic waveguiding. By correlating the spectrum to the average length of the 1D chain using electromagnetic simulation, we obtain the growth as a function of time. Remarkably, both the addition and condensation regimes are distinctly identified.
Here, the COMSOL module electromagnetic waves and the frequency domain were used for the simulations. An incident electric field that was polarized along the x-axis was incident on the Au nanoparticles chain, and absorbance was calculated at the detector port. The incident field was uniformly distributed, ensuring consistent E-field exposure across the entire chain length for precise interaction with the nanoparticle chains. For the E-field enhancement, the volume maximum function was used from post-processing to calculate the E-field in the close proximity of gold particles. Final E-field enhancement was evaluated using: , where Ex, Ey, and Ez are the local electric fields in x-, y-, and z-directions, respectively, and Ei is the incident optical electric field.
To qualitatively explain the observations, a simple (mechanistic) phenomenological model is considered (Fig. 2): (i) on adding the salt, the cations (i.e., Cd2+ for this study) condense on the Au nanoparticle's diffuse electrical double layer (EDL). The monovalent Na+ (from synthesis) and background anions in the EDL are not shown. (ii) As two particles collide due to thermal motion, electrostatic interaction distorts the diffuse EDL, which induces a dipole, μ. (iii) The dipolar interaction leads to binding, followed by rearrangement of the overlapping diffuse EDL of the particles. (iv) The next particle then collides with the doublet, leading to the formation of a triplet. Owing to dipolar interaction due to induced polarization, the particles prefer to be added at the ends, rather than the middle,34 leading to a 1D chain that continues to grow, analogous to addition “polymerization” (not shown further in Fig. 2).
The following inference can be made from the model: (a) the role of the added anion is not significant; this is consistent with the observation in Fig. 1(c). (b) An ionic bridge of the added (multivalent) cation “glues” the particles together. This was shown explicitly by reacting the chains with H2S (or Na2S) to form a CdS nano-cement that exhibits electroluminescence,45 which was also imaged by high-resolution TEM for Zn2+-mediated 1D chains.46 (c) If the salt added was below a certain threshold, the amount was not enough for chains to grow sufficiently, which lowered the λLSPR, stable as observed in Fig. 1(d). (d) As the local environment of the particles in the 1D chains is same (except at the ends), it is reasonable to expect the interparticle spacing, i.e., s, due to the ion bridge in the 1D chain is constant. (e) Consistent with the DLVO analysis,34 the rearrangement of the EDL on binding will be energetically costly for inter-chain binding of “small” chains, thus the growth will primarily be analogous to addition “polymerization”. (f) However, as the chain length increases, the capacitance of the EDL ∼ N will also increase, leading to lower activation energy for rearrangement (∼e2/N, where e is a charge of the electron). As a result, beyond a certain N, chain-chain binding can also occur, analogous to condensation “polymerization”.
According to the above model, the activation barrier dictating the kinetics of the growth of the 1D chain is the energy penalty to rearrange the EDL to form a bond, i.e., the transition state is the superposition of EDL upon collision (Fig. 2). The chain growth for small N should favour “addition” and as chains grow longer, “condensation” should commence, leading to more complex topologies, such as branching. From this rather simplistic phenomenological model and SEM images discussed below (Fig. 3), a transition from addition to condensation polymerization is expected. To find this possible transition, the redshift in UV-Vis peak over time, i.e., t, needs to be related to 〈N〉, to obtain 〈N〉(t).
The occurrence of chain growth phenomena in solution can indirectly be visualized by rapid deposition of the chains at different t. This is performed by centrifuge deposition of the chains suspended in the solution onto a Si wafer that is modified with positively charged poly(allyl amine hydrochloride) (PAH).14 The SEM imaging shows chain growth over time (Fig. 3). In the centrifuge, the angular velocity creates a free-energy gradient that leads to the separation of chains from the suspension, followed by deposition by centrifugal force.14 It is clear that 1D chains are formed. However, from the appearance of the clusters, it is difficult to discern if the chains are branched or simply entangled because of their enhanced densification and phase separation due to centrifugation just before deposition. However, it is apparent that the chain seems to cluster after 7 h as compared to 4 h; and the clustering progressively grows past 15 h; especially after 20 h, the clusters are large enough that their numbers (per solution volume) begin to decrease (see ESI, section 2, Fig. S3† for magnified views). At 50 h, the clusters appear significantly large, indicating the limited stability of the suspension. Qualitatively, there seems to be a growth spurt past 7 h and between 15 h and 20 h the clustering is large enough so that the number of clusters begins to reduce. Qualitatively, there seems to be a growth spurt between t = 7 h and 20 h with a concomitant decrease in the number of clusters. Thus, there appear to be two regimes of self-assembly.
Next, we simulate the UV-Vis spectrum to quantitatively relate the observations regarding chain growth in Fig. 1 and 2. For the simulations, a linearly polarized (LP) electromagnetic wave is incident on the 1D-chain of Au nanoparticles with an E-field parallel to the chain axis. The incident light is uniformly distributed over the entire chain length. In the simulation, we incrementally increased the number of Au nanoparticles in the chain to mimic chain growth and study the evolution of the λLSPR as an increase in N. The material parameters were adjusted as discussed below. The details of the method are in the Experimental section (see Simulation). For a single particle, to obtain the λLSPR band at 515 nm for the synthesized 10 nm Au particle, the effective refractive index of the media, n, was 1.42 (ESI, section 4, Fig. S5†). The higher refractive index compared to 1.33 for pure water is due to the high ionic strength in the EDL, typically in the 1 M range, that dictates the boundary conditions at the particle/media interface. The broader experimental band is attributed to the dispersity in size and shape of the particles.
Upon the formation of the doublet, the gap s determines the extent of the inter-particle LSPR coupling. The heat map of the E-field, which is defined as the amplitude of the local optical field, relative to the incident light, intensifies as the s decreases due to stronger inter-particle coupling (Fig. 4(a)). As the calculations are performed with the polarized light in the horizontal direction (ESI, section 3, Fig. S4†), the E-field enhancement is observed only at 0° and 180°. For the near-surface effect, within a few nm, the curvature effects can be neglected, leading to the expected decay of maximum E-field as 1/s2 (Fig. 4(b)). For s above 3 nm, the coupling is weak as apparent both from the heat map and 1/s2 dependence. Notably, as our simulation is based on classical electromagnetic, an E-field enhancement below s ∼ 1 nm is not very realistic due to strong quantum mechanical effects.
To model the 1D chain, three parameters must be determined: N, n, and s. The s was estimated by the conduction behaviour through a monolayer of the network of the chains, i.e., nanoparticle necklace network (N3) deposited between the two electrodes. Quantitative image analysis that maps the percolation path topology of N3,14 as well as the electrical measurement of electron tunnelling mediated conduction, showed that s is slightly below 3 nm to explain the observed non-Ohmic behavior41 and gating properties.46 Considering the ∼0.5 nm-thick hydrated perchlorate layer on each particle and the EDL of 2–3 layers in the compensating bridge of the hydrated cations, a reasonable assumption of s = 2.4 nm was made for the ion bridge.
For s = 2.4 nm, as N increases, the λLSPR redshifts, as expected, and stabilizes as N → ∞ to λLSPR, stable (Fig. 5). To model N = ∞, periodic boundary conditions, along the chain growth direction, were applied. These periodic boundaries effectively replicate the conditions of an unending Au nanoparticle chain, which ensures that the E-field solution repeats along the chain axis without any discontinuity. The details of the method are in the Experimental section (see Simulation). Finally, n = 1.73 was chosen, therefore, λLSPR, stable = 604 nm was consistent with the observation (Fig. 1(b)). The n = 1.73 was determined by an “n-sweep” at fixed s = 2.4 nm and N = ∞ to obtain λLSPR, stable = 604 nm (ESI, section 5, Fig. S6(a)†). The change in the values of n as s was reduced from 2.4 nm to 2 nm was only −2.89% (ESI, section 5, Fig. S6(b)†). To further confirm that the value of s was reasonable, an “s-sweep” was performed at n = 1.73 to observe that λLSPR, stable changed only by 604 ± 1.5 nm as s changed from 2.3 nm to 2.5 nm (ESI, section 5, Fig. S7†). Thus, the n = 1.73 and s = 2.4 nm reasonably models the 1D chains bridged by Cd2+ ion bridge. The significantly larger effective refractive index of the medium of n = 1.73 for chains, compared to 1.42 for synthesized nanoparticles, is attributed to the large polarizability of Cd2+ (due to larger electron screening) as compared to Na+.
To quantify the kinetics, the experimental λLSPR(t) (Fig. 1(b)) must be related to simulated λLSPR(N) (Fig. 5). The total absorbance is ∼N, and the absorbance cross-section per chain for longer chain is more (see ESI, Fig. S8,† discussed below). Thus, λLSPR(t) is dominated by the longest chains, i.e., the front-end of the growth. Thus, λLSPR(t) and λLSPR(N) correspondence will track the growth of the longest chains. Furthermore, as noted above, the chain distribution remains invariant (from Fig. 1(b) inset), thus, the effect of branching is insignificant. From the experimental (Fig. 1(b)) and simulation (Fig. 5) results, the change in λLSPR as a function of t and N, respectively, was determined (Fig. 6). For example, we chose λLSPR = 590 nm and determined the corresponding t (from experiment) and N (from simulation) in Fig. 6 to obtain the kinetics curve, 〈N〉 as a function of t, i.e., 〈N(t)〉 (Fig. 7).
There are clearly two distinct regimes in the kinetics curve (Fig. 7). The first regime is slower growth that is primarily attributed to “addition polymerization”, where each particle is added at the end of the chain. As every chain is a growth center, the process continues until most of the particles are consumed. Also, the longer chains will grow slower because of lower mobility, leading to smaller collision rates. Thus, the size distribution should be limited by diffusion. A growth spurt occurs beyond N ∼ 7 (at t ∼ 535 min). In this second regime, condensation polymerization occurs when two long chains join to form a longer chain. Although the geometric growth is rapid, the collision rate is lower. As a result, the rate increases significantly by two-fold. The SEM image (Fig. 3) qualitatively captures the growth process with significantly fewer individual particles, however, the transition is not apparent (see ESI, section 2, Fig. S3† for magnified SEM images). It is nevertheless clear that at some point beyond 7 h, clustering of larger chains occurs.
Lastly, we estimate the number of clusters, NC(t), as the chain grows over time. Specifically, the expected decrease in NC is due to chain–chain clustering. For a fixed experimental set-up, IA ∼ NCσabs, where, IA is absorbance and σabs is the absorption cross-section. From the simulation, the absorption cross-section, σabs,(N) of a chain of length N at λLSPR can be calculated (ESI, section 6, Fig. S8(a)†). The absorbance at λLSPR measured by UV-Vis spectroscopy (Fig. 1(b)) is IA(t) (ESI, section 6, Fig. S8(b)†). Since the shape of the respective peaks remains unchanged, the peak height is sufficient to estimate the ratio, IA/σabs ∼ NC. Similar to the kinetics curve (Fig. 7), the IA(N) tracks the average chain length, 〈N〉. Thus, for a given time, t0, (i) the N(t0) was calculated from Fig. 7; subsequently, (ii) for the N(t0), the corresponding σabs,(N(t0)) and IA(t0) were obtained from ESI, Fig. S8(a) and S8(b),† respectively. This finally led to (iii) NC(t0) = IA(t0)/σabs,(N(t0)) (Fig. 7). The NC(t) shows that the number of clusters, NC, commence to reduce beyond ∼103 min (Fig. 8). The reduction in NC is qualitatively consistent with results presented in Fig. 3, where between 15 h and 20 h, the chains noticeably condense to form significantly larger clusters with fewer NC.
![]() | ||
Fig. 8 Normalized number of Au nanoparticle clusters as a function of time. The normalized number of clusters (∼IA/σabs) increases in the slow regime and commences to reduce in the fast regime. |
We will be happy to provide specific data, conditions, and methodology to interested parties if necessary.
Footnotes |
† Electronic supplementary information (ESI) available: Details on the UV-spectrum data processing, SEM images, and raw data from simulations. See DOI: https://doi.org/10.1039/d4nr04770b |
‡ First authors – equal contribution. |
This journal is © The Royal Society of Chemistry 2025 |