Open Access Article
Xiaojie
Xu‡
*a,
Tom
Nakotte‡
*a,
Bret N.
Flanders
b,
Jenny
Zhou
a and
Christine A.
Orme
*a
aLawrence Livermore National Laboratory, 7000 East Ave, Livermore, CA 94550, USA. E-mail: xu17@llnl.gov; nakotte1@llnl.gov; orme1@llnl.gov
bKansas State University, 919 Mid-Campus Drive North., Manhattan, KS 66506, USA
First published on 16th January 2025
Quantum dots (QDs) are promising materials for optoelectronic applications, but their widespread adoption requires controllable, selective, and scalable deposition methods. While traditional methods like spin coating and drop casting are suitable for small-scale deposition onto flat substrates, and ink-jet printing offers precision for small areas, these methods struggle with conformal deposition onto non-planar, large area substrates or selective deposition onto large area chips. Electrophoretic deposition (EPD) is an efficient and versatile technique capable of achieving conformal and selective area deposition over large areas, but its application to QD films has been limited. Previous EPD studies on QD films used QDs with native ligands, which hinder charge transport in optoelectronic devices. Here, we combined in-solution ligand exchange with EPD to deposit dense PbSe QD films. Through solvent engineering, we controlled the growth rate of PbSe QD films and used an in situ quartz crystal microbalance to measure the growth rate as a function of applied potential. We demonstrated the efficacy of this methodology by conformally depositing PbSe QD films onto textured silicon substrates via EPD and fabricating infrared photodetectors. The responsivity of the as-fabricated IR PDs at 1200 nm was ∼0.01 A W−1 and response times were 4.6 ms (on) and 4.7 ms (off).
Creating thick, high-quality QD films necessitates techniques beyond spin coating and drop casting18,19 to accommodate essential advances like ligand exchange, patterned deposition, and non-planar geometries. Colloidal QDs typically have long insulating ligands that, while beneficial for colloidal stability in solution, significantly impede carrier transport when assembled into a film.20 Traditionally, solid-state ligand exchange, to shorter more conductive ligands, is performed on QD films after deposition.21–23 However, this process is time-consuming when performed layer-by-layer, and is inefficient, often leading to cracking, for thick films. Therefore, in-solution ligand exchange has become preferred,24 particularly for applications that require higher absorption, i.e., thicker films. Maintaining colloidal stability in solution after exchange to shorter ligands can be challenging but is often achievable in polar solvents such as n-dimethylformamide (DMF).25,26
Another challenge for QD device fabrication is controlled deposition onto specified areas, which is crucial for incorporating QDs into more complex device architectures such as focal-plane-arrays.15,27,28 Device structure can also play a key role in device performance and as devices become more tightly tuned to specific wavelengths, like photodetectors and band filters, complex architectures such as anti-reflective pyramids will become more prevalent.29,30 Conformal deposition of QDs into these three-dimensional structures is particularly challenging using traditional film deposition techniques, even when utilizing in-solution ligand exchange.
An alternative approach to traditional QD film deposition techniques is electrophoretic deposition (EPD), which uses an electric field to drive the migration of charged nanoparticles through a liquid medium and directly assemble them onto a conductive substrate.31 EPD offers several advantages including fast growth rates, controllable flux, and scalability. However, assembling QDs (typically in the range of 2–10 nm) using an electric field presents additional challenges compared to larger nanoparticles (>10 nm). These challenges stem from the unique properties and behaviors of smaller nanoparticles under the influence of electric fields. First, QDs have stronger Brownian motion due to their lower mass which can cause significant random movement that easily overcomes the forces exerted by an electric field. Second, smaller nanoparticles can experience significant charge screening effects due to the formation of electric double layers in the surrounding medium, which often reduces the effective electric field and diminishes their response to the applied field, while the larger nanoparticles are less affected due to their larger size and greater inherent field effects. Third, the fabrication and functionalization of smaller nanoparticles with desired surface properties (e.g., specific charge and ligands) will directly affect the interactions between the nanoparticles and the field. Any inconsistencies in surface properties may lead to unpredictable or undesired assembly behavior under an electric field. Therefore, only a few reports have successfully employed EPD to assemble nanocrystal superlattices32 or films.33,34 Moreover, most of these studies focused on nanocrystals with their native ligands, requiring post-processing (solid state ligand exchange) for the desired device performance. Direct assembly of ligand-exchanged QDs with shorter ligands is yet to be reported.
In this work, we combined a known in-solution ligand exchange method with EPD to create conformal QD films on flat, patterned, and textured substrates. Through solvent engineering, we achieved a balance between sufficient QD surface charges and colloidal stability, facilitating the successful EPD assembly of QDs with shorter ligands. To the best of our knowledge, this is the first demonstration of one-step direct EPD assembly of QDs for electronic devices. Note that the deposition rate is 1–100 nm s−1, which is comparable to those of vapor deposition techniques for the deposition of conventional semiconductor films. Using transmission electron microscopy (TEM) imaging, absorption spectroscopy, in situ growth rate monitoring, and post-deposition scanning electron microscopy (SEM) imaging, we propose a growth mechanism for ionic ligand-capped PbSe QD films deposited by EPD. Finally, we briefly present the device data of PbSe QD IR photodetectors fabricated and tested in air, which show rise times on the order of milliseconds.
:
hexane ratio of 1
:
2 was reached. However, at a solvent ratio of 1
:
0.8, the PbSe QDs became responsive to the electric field and assembled on the positive electrode.
To better understand the impact of solvents on QD behavior, we conducted a series of experiments, including absorption spectroscopy, TEM, zeta potential, quartz crystal microbalance (QCM), and conductivity measurements. The absorption spectra as a function of hexane titration, shown in Fig. 2c, indicates that the PbSe–NH4I QDs remain monodisperse when increasing the amount of hexane to a mixture ratio of 1
:
1 (DFP
:
hexane). However, at a higher hexane ratio (1
:
2), the signature peak at 1240 nm became less pronounced and the absorption at longer wavelengths became stronger, suggesting that the PbSe–NH4I QDs began to aggregate in solution, causing greater light scattering. When the amount of hexane was further increased to a mixture ratio of 1
:
4, the peak was almost flattened, indicating that the QDs had formed clusters of multiple QDs rather than being monodisperse. Normalized absorption spectra (Fig. S1†) of a control experiment in which the QDs are diluted with DFP shows that the addition of hexane causes an increase in scattering and flattening of the 1S peak, rather than a simple decrease in absorption strength caused by dilution with DFP.
The corresponding TEM images in Fig. 2d–g show that the PbSe–NH4I QDs with an average diameter of ∼4.0 nm were well dispersed in DFP and remained dispersed in a DFP
:
hexane mixture ratio of 1
:
1. However, when increasing hexane to a mixture ratio of 1
:
2, a significant amount of PbSe–NH4I QDs began to aggregate. At a higher hexane ratio of 1
:
4, all the PbSe–NH4I QDs were aggregated into larger nanoparticle clusters, suggesting that the building blocks for EPD were no longer monodispersed QDs, but rather large nanoaggregates composed of tens of QDs.
The corresponding films deposited from the QDs in different solvent mixture ratios for 5 minutes using an electric field of 0.4 V mm−1 are shown in Fig. 2h–k. When the PbSe–NH4I QDs were in pure DFP, only a monolayer-thick film was assembled on the substrate, likely associated with dip coating rather than the electric field. When hexane was introduced into the system up to a mixture ratio of 1
:
1, a compact, thick QD film composed of grains with an average size of 300 ± 20 nm was formed. However, at a higher hexane ratio of 1
:
2, a thick, but less compact QD film with several pin holes on the surface was obtained, suggesting that the QDs were randomly packed in the film. Increasing the amount of hexane to a mixture ratio of 1
:
4 resulted in a porous film formed from large nanoaggregates which occurred due to the QDs sticking to each other before assembly. The final morphology of the films is consistent with the results observed from TEM and absorption studies. Additionally, zeta potential measurements as a function of titration ratio, seen in Fig. S2,† show that increasing the amount of hexane induces a negative charge on the QDs, which facilitates their growth onto the positively biased electrode. The PbSe–NH4I QD films deposited via electrophoretic deposition (EPD) reported in this work generally don't exhibit long-range order, as evidenced by Grazing-Incidence Small-Angle X-ray Scattering (GISAXS) analysis, with a representative 2D GISAXS pattern shown in Fig. S3.† However, by carefully optimizing the surface charge of the QDs and the EPD deposition parameters, the assembly of highly ordered crystalline QD films via EPD can be feasible, as demonstrated in our previous investigations and ongoing work.32,37
As described previously, the QDs began to respond to the applied electric field when a solvent mixture ratio of 1
:
0.8 was reached, but the growth rate increased significantly with higher hexane ratios. To study the growth rate of the QD films assembled under an electric field, we employed a QCM to monitor the mass deposited on the positive electrode in real time using an electric field strength of 0.6 V mm−1. As shown in Fig. 3a, a negligible amount of QDs was deposited on the electrode when the PbSe–NH4I QDs were in pure DFP. However, when hexane was titrated into the system with a solvent ratio of 1
:
0.8, the QDs started to deposit slowly at a rate of 0.09 μg s−1 on the positive electrode, suggesting that the PbSe–NH4I QDs became negatively charged. At a mixture ratio of 1
:
1, the PbSe–NH4I QDs were deposited solely on the positive electrode with a higher growth rate of 0.66 μg s−1. Restricted by the stability of the QDs in the solvent mixtures, we were unable to conduct reliable QCM measurements at higher hexane volume ratios.
Fig. 3c shows an image of a representative PbSe–NH4I QD film deposited on a silicon (Si) substrate under an electric field of 0.6 V mm−1 for 10 min with a titration ratio of 1
:
1. Note that the thickness of Si is 500 μm, and the black solvated PbSe–NH4I QD film has a comparable thickness. With the rapid evaporation of the solvents, the PbSe–NH4I QD film would become dry and silvery, resulting in a solid QD film. To examine the morphology of a representative PbSe–NH4I QD dry film deposited at a titration ratio of 1
:
1, an SEM image is shown in Fig. 3d. As can be seen, it is a compact film composed of grains with an average size of ∼300 ± 20 nm. The QCM results demonstrate that the deposited mass driven by an electric field of 0.6 V mm−1 has a nearly linear relationship with time (Fig. 3b). Furthermore, the film growth rate could be easily tuned by adjusting the electric field strength. For example, with a solvent–anti-solvent mixture ratio of 1
:
1, increasing the electric field strength from 0.2 V mm−1 to 0.4 V mm−1 and then to 0.6 V mm−1 results in a corresponding increase in the average growth rate from 0.02 μg s−1 to 0.48 μg s−1 and then to 0.66 μg s−1. It is found that the deposition process is not fully reversible as most of the film remains on the substrate in the liquid medium even when the electric field is turned off. There are some limitations to the QCM measurement: (1) a QCM is sensitive to materials/films that are fully coupled to the oscillation of the surface of the electrode—particles that are dynamically interacting with the crystal surface, softly adsorbed may not be fully coupled to the oscillating crystal; and (2) depending on the rigidity of the film, the maximum mass a QCM can measure varies from tens to a few hundred micrograms. These issues may lead to a slight discrepancy between the real-time mass it tracks and the actual mass of a final dry QD film. To better compare the growth rate (in thickness/time) with other techniques, we directly measured the thicknesses of dry QD films deposited on gold-coated silicon substrates under a variety of conditions (different solvent mixture ratios and electric field strengths) to estimate the average deposition rates. As demonstrated in Fig. 3e, our solution-based electric field-driven deposition method offers a deposition rate of ∼1–100 nm s−1, comparable to those of conventional semiconductor film deposition techniques like physical vapor deposition and chemical vapor deposition. Importantly, our method eliminates the need for expensive vacuum systems and high fabrication temperatures, making it more energy efficient and cost-effective. Furthermore, compared with conventional nanocrystal assembly techniques such as spin coating and doctor blading, electric field-driven assembly is more efficient and controllable.
To enhance the efficiency of EPD for the QDs, it is crucial to optimize the colloidal suspension through careful solvent engineering, thereby enabling the electric field to effectively couple with the QDs and drive them to the substrates. While the exact mechanism governing the transition from unresponsive to responsive to the electric field upon anti-solvent addition remains unclear, our experimental findings suggest that several key factors are crucial for assembling high-quality, thick QD films via EPD: removing parasitic currents from ions, inducing QD charging, and maintaining QD colloidal stability. Specifically, our experiments suggest that lowering the dielectric constant via hexane addition first reduces parasitic ion currents, then increases the negative charge on the QDs, and ultimately reduces QD stability, leading to clustering.
Initially, without hexane, we observed a relatively high current but no nanocrystal deposition, indicating the presence of significant parasitic currents. To understand the underlying mechanism, we characterized the electrical conductivity of these suspensions as a function of the hexane volume fraction (ϕhex). We began with the as-made suspension containing the NH4+I− ligated PbSe QDs in a high dielectric solvent DFP, which also included residual NH4+ and I− ions from the ligand exchange process. This system exhibited a conductivity of 0.054 mS cm−1. Since EPD was not detectable for ϕhex < 0.44, we concluded that the high solution conductivity was primarily due to free NH4+ and I− ions with a concentration of ∼0.4 mM (see the Methods section).
As shown in Fig. S4,† the conductivity of the QD suspensions (black profile) decreased significantly—by ∼2.5 orders of magnitude—as we titrated in hexane, increasing ϕhex from 0% to 80% (or from 1
:
0 to 1
:
4 of DFP
:
hexane). We observed a similar trend in a 0.4 mM NH4I solution without the QDs (red profile), suggesting that the added hexane, which lowers the solution's dielectric strength, promotes the association of NH4+ and I− ions to form neutral NH4I, thereby reducing the ionic strength and conductivity. We estimated the Bjerrum length using a simple relationship between the dielectric strength and the solvent volume fraction (Table S2†). The Bjerrum length increased from 0.5 nm to 1.5 nm within the range where we observe the ion concentration to drop by 2.5 orders of magnitude. Given the initial average ion spacing of ∼13 nm, this alone likely does not explain increased ion pairing. However, lowering the solvent polarity and solvent donor number reduces the solvation of anions and cations due to weakened ion–solvent interaction,38,39 which also promotes the formation of neutral NH4I salts.
Note that for ϕhex < 0.44 (1
:
0.8 ratio of DFP
:
hexane), the ion-only current (red) is initially higher than the QD solution current (black). However, at the onset of EPD, this trend reverses. At this point, the ion concentration has been reduced to less than 0.03 mM, which is approximately the concentration of the QDs. These results demonstrate that parasitic currents from ions can significantly hinder the efficiency of EPD. By reducing the ionic conductivity through hexane addition, we were able to effectively suppress parasitic currents and improve the deposition process.38
EPD of the QDs occurred at a hexane volume fraction of 0.44, but only at the positively biased electrode. This indicates that the QDs acquired a negative charge, consistent with our zeta potential measurements (Fig. S2†) which shows a trend towards the negative charge with the titration of hexane. The negative charge is attributed to the preferential binding of the I− ions at the Pb-enriched QD surface.1,40 The larger polarizability of I− compared to NH4+ may contribute to this preferential adsorption. Only a small degree of differential adsorption between NH4+ and I− is expected to be sufficient to produce negatively charged QDs. The addition of hexane likely disrupts the diffuse layer of ions at the QD surface, shifting this balance. The details of the charging process would benefit from atomistic modeling that is outside the scope of this paper.
The third factor influencing film quality is QD stability within the solvents. The highest quality films in this study were produced with a solvent ratio of 1
:
1, which, based on TEM imaging and absorption measurements, did not induce significant aggregation. However, further titration with hexane clearly resulted in aggregation, suggesting that the introduction of an antisolvent strengthens QD–QD interactions. Our estimates (Table S2†) indicate that the Debye length, which governs the range of electrostatic interactions, increases from 25 nm to ∼70 nm over the range where deposition begins. The average nanocrystal spacing (based on the concentration) is ∼30 nm; this suggests that as hexane is titrated the nanocrystals transition from non-interacting to electrostatically interacting. There exists a critical point (before aggregation) where an applied electric field can effectively drive weakly charged QDs. Therefore, selecting the appropriate antisolvent and optimizing the solvent-to-antisolvent ratio are crucial for fabricating high-quality, compact, and thick QD films using electric fields.
As illustrated in Fig. 4a, we started with a silicon wafer with a pyramid structured surface and deposited a PbSe QD film on it via EPD. Within 5 min of deposition, a conformal and compact PbSe QD film was coated on the textured Si substrate, evidenced by the cross-sectional SEM image coupled with energy dispersive X-ray spectroscopy (EDS) mapping of elements Pb and Se in Fig. 4b. Fig. 4c shows the plane-view zoomed-out image of the PbSe QD film deposited on the textured Si. The uniform coating suggests its potential as a scalable and effective technique for wafer-size fabrication. A few large aggregates were observed in the film, which resulted from the competition between homogeneous nucleation and heterogeneous nucleation. Future work will be focused on further optimizing the solvent environment to promote homogeneous nucleation. By coating a pair of parallel silver electrodes with a spacing of ∼100 μm on the PbSe film, an infrared photodetector was thus made. We tested the photoresponse of the as-fabricated PbSe photodetector to an IR light source equipped with a 1200 nm long pass filter. As shown in Fig. 4d, a noticeable increase in current was noticed under IR illumination.
The sensitivity of a photodetector (PD) is commonly reported as responsivity, which is given by the ratio of the change in current under illumination to the incident optical power:
![]() | (1) |
where R is the responsivity (A W−1), Ip is the current under illumination, Id is the dark current, P is the optical power density (3.59 mW cm−2), and A is the effective area under irradiation (∼1 × 10−3 cm2). The calculated responsivity was ∼0.01 A W−1. Note that all the devices were fabricated and tested in an ambient environment, therefore device performance may be underestimated due to exposure to oxygen and moisture in air. The response time of the IR PD was measured and is shown in Fig. 4e and f. It shows a consistent fast response upon numerous cycles of on–off testing. The calculated rise time and decay time were 4.6 ms and 4.7 ms, respectively.
:
hexane volume ratio of 1
:
0.8, the nanocrystals began to respond to the electric field and were deposited exclusively on the positive electrode. Increasing the hexane titration ratio typically resulted in a higher deposition rate within the DFP
:
hexane ratio range of 1
:
0.8 to 1
:
2. However, the PbSe–NH4I QDs demonstrated decreased colloidal stability when the volume of hexane exceeded DFP by a factor of 2, leading to the formation of a porous film rather than a homogeneous film and eventual sedimentation of the solution. Typical electric fields and deposition times in this work used were 0.2 V mm−1 and 2–10 minutes. The thickness of the dry QD films was measured using a Dektak stylus profilometer (Bruker, Dektak XT). See Table S1† for the film thickness of the PbSe QD films prepared under a variety of EPD conditions.
![]() | (2) |
| σ = nqμ, | (3) |
000 ohm-cm), via EPD. A typical deposition process involved applying an electric field of 0.4 V mm−1 to the PbSe–NH4I QDs dissolved in a 1
:
1 (volume ratio) mixture of DFP
:
hexane for 5 minutes. After deposition, the film was removed from the solvent mixture and allowed to dry in air. Subsequently, a parallel silver electrode with a spacing of ∼100 μm was deposited onto the PbSe–NH4I film using a shadow mask. Note that all the QD devices fabricated in this work were manufactured and tested in an ambient environment.
| Δf = −Cf·Δm | (4) |
Footnotes |
| † Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4nr04620j |
| ‡ These authors contributed equally to this work. |
| This journal is © The Royal Society of Chemistry 2025 |