Open Access Article
Shuvodip
Bhattacharya
a,
Steven W.
Johnston
b and
Mantu K.
Hudait
*a
aAdvanced Devices & Sustainable Energy Laboratory (ADSEL), Bradley Department of Electrical and Computer Engineering, Virginia Tech, Blacksburg, Virginia 24061, USA. E-mail: mantu.hudait@vt.edu; Tel: +1 540-231-6663
bNational Renewable Energy Laboratory, Golden, Colorado 80401, USA
First published on 10th September 2025
Highly tensile strained germanium (ε-Ge) represents an essential material system for emerging electronic and photonics applications. Moreover, adjusting the doping levels to moderate or high concentrations can effectively tailor the properties of ε-Ge for specific applications. This article combines experimental characterization with a theoretical framework to examine the effects of heavy elemental boron (B) doping on pseudomorphic sub-50 nm ε-Ge. High resolution X-ray diffractometry is used to validate tensile strain levels of 1.53% and 1.68% in Ge epilayers, surpassing the indirect-to-direct band gap crossover point at ∼1.5% biaxial tensile strain. Cross-sectional transmission electron microscopy revealed visual evidence of stacking faults and surface roughening in 1.68% ε-Ge, although a coherent and abrupt Ge/III–V heterointerface is observed, devoid of interfacial misfit dislocations. Effective lifetime measurements demonstrated approximately twofold enhancement in 1.53% B-doped ε-Ge (NB ∼7 × 1019 cm−3) compared to its unstrained B-doped counterpart, while no such improvement was observed in 1.68% B-doped ε-Ge. This lack of enhancement is attributed to the presence of stacking faults and surface roughness within the ε-Ge epilayer. Through density functional theory calculations, we independently demonstrate that substitutional B atoms induce local deformation of Ge–Ge bonds in both unstrained Ge and ε-Ge epilayers, resulting in an additive tensile strain. This phenomenon could potentially lead to dynamic reduction and overcoming of the critical layer thickness for the system, facilitating the nucleation and subsequent glide of 90° leading Shockley partial dislocations, thereby generating stacking faults. In essence, these findings establish an upper limit on the B-doping concentration that can be achieved in highly ε-Ge epilayers, and collectively, offer valuable insights into the significance of heavy doping in Ge-based heterostructures. As such, this study delineates a fundamental constraint for integrating heavily doped ε-Ge in high-performance optoelectronic systems, necessitating precise strain-doping co-optimization to avoid performance degradation.
In this work, we employ a combination of structural characterization and effective lifetime measurements, independently corroborated using atomistic modeling, to investigate the impact of substantial B-doping on Ge epilayers, which are biaxially tensile strained above the crossover point.30 Pseudomorphic unstrained Ge and tensile strained Ge (ε-Ge) were grown using solid-source molecular beam epitaxy (MBE) in isolated chambers. In situ B-doping was used to achieve a high concentration of B incorporation (NB ∼ 7 × 1019 cm−3 confirmed via Hall measurements) in the ε-Ge epilayers. High resolution X-ray analysis was employed to confirm strain levels of 1.53% and 1.68%. Using high-resolution cross sectional transmission electron microscopy, we show that heavy B-doping in highly ε-Ge favors formation of Shockley partial dislocations (SPDs) and surface roughness. Quantifiable corroboration with structural analysis is provided by way of micro-wave reflectance photoconductance decay effective minority carrier lifetime (τeff) measurements, where B-doped 1.53% ε-Ge showed ∼2× enhancement in τeff compared to its B-doped unstrained counterpart, while no such improvement in τeff was observed in B-doped 1.68% ε-Ge. This is attributed to the presence of stacking faults and induced surface roughness. These findings indicate an interplay of dynamics between tensile strain-induced (heavy doping-induced) lifetime enhancement (degradation), wherein enhancement in τeff is observed when the former dominates. Furthermore, atomistic modeling of B-doped bulk Ge and ε-Ge revealed that randomly distributed substitutional B-atoms induce deformation of Ge–Ge bonds, which result in an additive tensile strain, with the maximum exerted strain being possible at the Mott separation. The consequence is an inherent lowering of the critical layer thickness, hc, for the system. When the hc is exceeded, the cumulative tensile strain from the III–V strain template and substitutional B atoms paves the way for nucleation and glide of 90° leading to SPDs and formation of stacking faults. Thus, we speculate on the existence of a doping dependent critical tensile strain, εdoping, beyond which surface roughening and nucleation of dislocations will compete, and might even become unavoidable, during epitaxial growth. For this work, the results suggest εdoping exists between 1.53% and 1.68% tensile strain levels in ε-Ge for a B-doping concentration of NB∼7 × 1019 cm−3.
Atomistic density functional theory calculations were performed to study the deformation of Ge–Ge bonds in relaxed, undoped and B-doped 110 biaxially 1.5% ε-Ge. These calculations were made possible using the Synopsys QuantumATK software suite.32 The standard unpolarized generalized gradient approximation (GGA)33 with PerdewBurkeErnzerhof (PBE) exchange and correlation functionals was used for these calculations. Norm-conserving SG15 (ref. 34) pseudopotentials were used as the basis set for each element, with HighProjectorShift applied for Ge for reasons explained elsewhere.32 Undoped and B-doped bulk and tensile-strained Ge supercells were geometrically optimized using a kinetic energy cutoff of 85 Hartree and a 6 × 6 × 8 Monkhorst–Pack k-point grid leading to 148 k-points to map the irreducible Brillouin zone, in conjunction with a force tolerance of 0.0005 eV Å−1, stress error tolerance of 0.1 GPa and maximum allowed atomic displacement size of 0.2 Å.
Fig. 2a and b display the symmetric (004) RSMs for heterostructures A and B, respectively, where the angular (2θ − ω) coordinates have been converted to reciprocal space coordinates (reciprocal lattice unit, r.l.u.). The RLCCs of the constant composition InGaAs VSs are positioned below that of the GaAs substrate, in accordance with expansion (contraction) of out-of-plane lattice constant, a⊥ (in-plane lattice constant, a‖). Along the same lines, the RLCCs from the Ge epilayers are seen to be shifted above that of the GaAs substrates, indicative of expansion (contraction) of a‖ (a⊥), with the magnitude of displacement indicating the strain imparted to the Ge epilayers. The contour visible under the InGaAs VS in Fig. 2(a) and (c) is contribution from the forward overshoot layer employed in heterostructure A to promote enhanced buffer relaxation, as shown in Fig. 1 (inflection in % of InAs along growth). The magnitude of the vertical displacement of the InGaAs VSs RLCCs correlates with the InAs molar fraction present in the InGaAs VSs. A similar argument holds for the Ge RLCCs; a larger vertical displacement relative to the GaAs substrate RLCC suggests a higher tensile strain, and vice versa. Notably, while the InGaAs VS RLCC for heterostructure B is vertically displaced further than in heterostructure A – indicating a higher InAs molar fraction and consequently a higher tensile strain – it is observed that the Ge epilayer RLCCs in both heterostructures exhibit similar displacement magnitudes relative to the GaAs substrate RLCC. This could imply that the Ge epilayers in both heterostructures exhibit comparable tensile strain. This observation could arise from several possibilities: (i) insufficient relaxation of the buffer, (ii) partial relaxation of the Ge epilayer, or (iii) epilayer tilt resulting from tetragonal distortion which obscures the actual RLCC position. Further understanding of this observation can be gained from the asymmetric (115) scan. It should also be noted that the symmetric and well-defined contours of the InGaAs VSs suggest that defects nucleating from mismatched heteroepitaxy were effectively confined within the linearly graded metamorphic buffers. Consequently, reduced propagation of threading dislocations (TDs) to the InGaAs VSs and the active Ge epilayers can be expected.
As previously noted, crystallographic epilayer tilting relative to the substrate and between epilayers is often observed in mismatched heteroepitaxy. In Fig. 2, the reciprocal lattice contours (RLCs) from the respective epilayers exhibit horizontal shift relative to the GaAs substrate RLC due to epilayer tilting. Majority of the observed tilting occurs within the linearly graded metamorphic buffer, suggesting non-uniform relaxation dynamics,37 whereas minimal tilt is observed between the InGaAs VS RLCC and the corresponding Ge epilayer RLCC. Illustrated as visual aids, the dotted orange lines are drawn from the InGaAs VS RLCCs and terminate at the corresponding Ge epilayer RLCCs utilized for tensile strain calculations. In contrast, the dotted black lines originate from the InGaAs VS RLCCs and extend to where the Ge epilayer RLCCs would coincide in the absence of tilt. The minimal angle between these two dotted lines in both heterostructures suggests minimal tilting; this finding rules out the possibility of partial relaxation in the Ge epilayer in heterostructure B. For heterostructure B specifically, due to the low intensity from the Ge epilayer contour, an ellipsoid is provided as visual aid to indicate the region of interest (ROI) used to locate the Ge RLCC.
To ascertain the out-of-plane lattice parameters, asymmetric (115) RSM scans were recorded from heterostructures A and B, as depicted in Fig. 2c and d. The low angle of incidence in an asymmetric scan results in additional splitting of the iso-intensity contours in the reciprocal coordinate space. Consistent with symmetric (004) scan findings, the InGaAs VS RLCCs are located below, and the Ge epilayer RLCCs are located above the GaAs substrate RLCCs. Notably, the Ge epilayer RLCC from heterostructure B is observed to be positioned slightly higher than that in heterostructure A. As mentioned earlier, tetragonal distortion during mismatched heteroepitaxy may give rise to epilayer tilt which can obscure the accurate determination of the lattice parameters. Given the minimal epilayer tilting between the InGaAs VS and Ge epilayer RLCCs of interest, indicative of pseudomorphic growth, adjustments for epilayer tilt have not been pursued for this work. The nominal InAs compositions were determined to be 22.6% and 24.6% for heterostructures A and B, respectively, closely aligning with targets of 22.5% and 24%. We emphasize that the slight deviation between targeted and measured InAs molar fractions may be an artifact of epilayer tilt. The in-plane epitaxial strain, ε‖, is defined as
![]() | (1) |
Fig. 3b presents a typical representative heterointerface region shared by the In0.25Ga0.75As and ε-Ge. Several key observations can be made from this micrograph. The contrast in atomic factors between Ge and InGaAs highlights the abrupt nature of the heterointerface, indicating minimal atomic interdiffusion. Additionally, stacking faults are observed to initiate at the heterointerface (region of interest 1 (ROI-1)), and along the dislocation line, they dissociate into two 112 directions (ROI-2). The inset of Fig. 3b shows the diffraction pattern from the representative region, where diffraction streaks along the 〈111〉 directions suggest the presence of stacking faults. Moreover, the absence of satellite peaks in the diffraction pattern indicates that no multiple distinct lattice parameters exist, further confirming the pseudomorphic nature of the Ge epilayer.
In ROI-3, marked in the micrograph, a 2-monolayer twin region is identified, terminating at a SPD along the 〈112〉 direction. Using noise-filtering inverse Fast Fourier Transform (iFFT), selective masking of the (1
1) planes from the diffraction pattern was conducted on ROIs 1, 2 and 3 as shown in Fig. 4c–e, respectively. Each figure reveals a discontinuity of lattice planes on the (1
1) planes, with the 2-monolayer twin region highlighted by the yellow rectangular area in Fig. 3e. In contrast, no discontinuity was observed on the (11
) planes (not shown here) indicating that the active slip plane in this case is either (1
1) or (11
).
Fig. 4a illustrates another representative heterointerface region shared between In0.25Ga0.75As and ε-Ge from heterostructure B. Notably, this figure reveals a virtually defect-free heterointerface shared between the InGaAs VS and the active epitaxial Ge, as indicated by the dotted black line in ROI-4. Similar to the observations in Fig. 3b, the abrupt nature of the heterointerface is also evident here. In ROI-5, a stacking fault along the [
12] direction is observed; however, unlike Fig. 3b, the stacking fault is located away from the heterointerface. This could suggest the presence of local micro-strain effects favoring nucleation of partial dislocations (PDs) leading to stacking faults. Fig. 4b and c present the diffraction patterns obtained from ROIs 4 and 5, respectively. In these figures, satellite peaks are absent, reinforcing the pseudomorphic nature of the growth. Additionally, streaks are observed along the 111 directions, indicating the presence of the stacking fault. Fig. 4d–f depict the iFFT of selectively masked (11
) and (1
1) diffraction points from ROIs 4 and 5, respectively. No discontinuity along the {111} planes is observed in ROI-4, which supports the presence of a coherent heterointerface. However, discontinuity in lattice planes is noted along the (1
1) planes from ROI-5, coinciding with the location of the identified stacking fault. Marée et al. have previously addressed that stacking faults are formed when the typical 60° mixed-type perfect dislocations in zinc blende structures (with Burgers vector
) dissociate into pairs of SPD (with Burgers vector
).39 Under tensile shear stress, as is the case here, the maximum force is subjected to the 90° SPD which must nucleate first, followed by the trailing 30° SPD responsible for annihilating the stacking fault and restoring the typical ABCABC… stacking pattern along the 〈111〉 directions observed in diamond cubic zinc blende structures. Fig. 4h displays the noise-filtered iFFT from the stacking fault region, notably showing clear evidence of a perfect 60° dislocation dissociating into a 90° leading SPD and 30° trailing SPD. A Burgers circuit is depicted around each SPD, with the plane of slip indicated by the dotted yellow line, surrounding the entire stacking fault ribbon. As discontinuity is observed on the (1
1) or (
1
) planes, projection of the Burgers vector onto the (
10) planes can infer the directions of the SPDs. Consequently, the dissociation of the perfect
dislocation is inferred as
, where a denotes the lattice parameter.
It is essential to address the presence of stacking faults, in contrast to the lack of visible disorder at the heterointerface in Fig. 3b and 4a. Despite the observations here, we previously demonstrated excellent pseudomorphic uid-epitaxial Ge growth with up to 1.94% tensile strain on a similar strain template (albeit with higher InAs content), where no extended defects or stacking faults were observed, at the heterointerface or within the ε-Ge epilayer.40 A significant distinction in this study is the intentional in situ heavy B-doping of the ε-Ge epilayer. While the In0.25Ga0.75As was not doped, the B dopant shutter was opened during the epitaxial Ge growth. Previous studies have shown that during B-doping, the lattice of the host Ge experiences warping in the vicinity of the B-atoms.41 In a subsequent subsection, we illustrate this effect through atomistic modeling of the tensile strained system. Nonetheless, it is important to note that while low doping concentrations may or may not favor nucleation of dislocations, increasing local micro-strains within the Ge epilayer occurs due to reduced B–B distance at heavier doping concentrations.
The adverse effects of heavy B-doping on the crystallinity of Si, whether epitaxially grown or using the seed method, have been documented. For instance, Miller et al. studied the introduction of edge dislocations due to substantial contraction of the Si lattice beyond a B-doping concentration of 8 × 1018 cm−3.42 Schwuttke utilized X-ray topography measurements to illustrate the presence of precipitates along the {111} planes which serve as significant micro-strain centers.43 Recently, it was reported that the solid solubility of B in Ge is ∼5.5 × 1018 cm−3 at 850 °C in single crystal Ge.23 Additionally, a B concentration as low as 1% facilitated compressive strain compensation in Si1−xGex crystals, enabling a higher Ge content incorporation without an increase in residual strain energy.44
Furthermore, Fig. 4a presents an intriguing observation that is less apparent in Fig. 3b. In contrast to the coherent and abrupt ε-Ge/In0.25Ga0.75As heterointerface, the terminating surface of the Ge epilayer exhibits undulations, suggesting a rough surface, with thickness ranging from 25.3 nm to 30.3 nm in the representative micrograph. Researchers have established that surface roughening by way of island formation serves as an elastic deformation pathway for alleviating misfit-induced strain.45 This surface roughening competes with dislocation nucleation, with surface roughening scaling as ε−4 compared to ε−1 for dislocation nucleation, where ε is the lattice misfit. In mismatched heteroepitaxy, the energy barrier to surface roughening is significantly lower for high misfit growths, allowing for partial relaxation of misfit strain by surface roughening. Conversely, a critical misfit, ε0, exists below which dislocation nucleation is favored over surface roughening, resulting in misfit strain relief through nucleation of new dislocations or glide of preexisting dislocations. This reduction in misfit strain subsequently increases the energy barrier for surface roughening, enabling the growth to proceed with an atomically smooth growth front. We have recently demonstrated island-driven growth (or 3D Stranski–Krastanov mode of growth) in epitaxial Ge grown on In0.53Ga0.47As and In0.51Al0.49As, which contain significantly higher InAs compositions than those utilized in this work.46
In light of the aforementioned discussion, we propose that heavy B-doping, as is the case in this work, may be the primary cause for the nucleation of SPDs, consequently leading to stacking faults and/or surface roughening. One qualitative hypothesis could be the following. When growth of Ge begins from the abrupt Ge/In0.25Ga0.75As heterointerface, the B adatoms occupy certain host Ge lattice sites, inducing significant warping of the Ge–Ge covalent bonds proximal to the B atoms, especially when random distribution of B atoms results in distance between neighboring dopants to be at or near the Mott limiting separation, as discussed shortly. This concomitantly increases the local strain at the growth front. At lower concentrations, only a limited number of Ge–Ge bonds around the B atoms are deformed. However, heavy B doping reduces the B–B distance, potentially leading to long-range residual strain energy. This additional strain energy lowers the critical misfit, ε0, thereby promoting surface roughening. As some strain energy is relieved elastically by surface roughening, the critical misfit, ε0, is again elevated, pushing the system into a low misfit regime. Consequently, the strain energy reduction induced by surface roughening at the growth front also diminishes the barrier for nucleation of dislocations, especially PDs in this case. Furthermore, this dynamic modification of the hc for the system due to the added strain makes it energetically favorable for nucleation and glide of perfect or partial dislocations, thereby providing a qualitative explanation for the observed stacking faults within the ε-Ge film. In a more specific case, the lattice distortion due to B adatoms can induce formation of PDs at the heterointerface itself, which could explain the formation of stacking faults at the heterointerface observed in this work in the absence of misfit dislocations or extended defects from the underlying buffers. In tandem, we emphasize that there exists a certain critical limit of tensile strain for a corresponding doping concentration, εdoping, above which surface roughening, and possibly the nucleation of dislocations, will be observed. It is to be noted that no B precipitates or B impurity segregation were observed at the resolution limit of the current experimental setup, which have been shown to induce surface roughening47 and nucleation of dislocations. A direct consequence of extended defects in epitaxial layers is the degradation of minority carrier lifetime, which is the topic of the next sub-section.
In this work, we have employed non-contact optical μ-PCD technique to analyze the heterostructures under investigation.50,51 A microwave laser pump source is employed to generate photocarriers within the sample. This causes a change in local concentration and enhancement in local conductance. With the optical source removed, the excess photocarriers return to equilibrium conditions through various recombination processes. This process leads to a decrease in non-equilibrium conductance, which can be monitored using a microwave probe source. A considerable portion of the generated photocarriers also recombine at surface states before they can diffuse into the material, indicating that a surface lifetime component is always present within the observed characteristics. Moreover, the pump wavelength can be adjusted to mitigate the effect of the surface states. Longer wavelengths possess greater skin depth, which allows for a high concentration of photocarriers generated further from the surface, effectively within the bulk of the material. Under low injection conditions, we can neglect non-linear recombination dynamics and express the inverse of the principal mode of decay lifetime, τeff, as a cumulative sum of the inverse bulk lifetime component (τbulk) and inverse surface lifetime component (τS) as:52,53
![]() | (2) |
Fig. 5 presents typical μ-PCD transient decay curves obtained from the heterostructures illustrated in Fig. 1. According to theoretical studies, the crossover from indirect to direct band gap for biaxially ε-Ge occurs at ∼1.5%,30 where the fundamental direct band-gap is Eg ∼ 0.58 eV (λ ∼ 2138 nm). Consequently, we used λ = 1500 nm for the microwave pump source, ensuring that carriers are effectively excited to the fundamental L- and Γ-valleys across all heterostructures examined in this investigation. Furthermore, it is important to highlight that the underlying buffer layers are transparent at the selected wavelength, enabling us to exclusively probe the carrier dynamics within the Ge epilayers. For further details about the measurement technique, interested readers are encouraged to consult our previous works.54,55
![]() | ||
| Fig. 5 Typical μ-PCD transient decay curves recorded from heterostructures (A), (B) and (C), as illustrated in Fig. 1. The effective minority carrier lifetime, τeff, is indicated for each trace. The traces have been normalized to the peak intensity and vertically shifted for clarity. | ||
The transient curves in Fig. 5 show an initial fast roll-off, which is attributed to the fast recombination at the surface states. Beyond the fast decay regime, the transient curves are dominated by the principal mode of decay. The effective lifetime, τeff, of the principal mode of decay was obtained using exponential decay regression according to
, where Vμ−PCD is the temporal variation of the microwave probe source response (and is a direct measure of the change in local conductance), and V0 is the peak microwave probe source intensity recorded at exactly time t = 0 s, or in other words, at the time when the optical source is removed. These findings are detailed in Table 1, which also includes previously reported experimentally measured τeff values from ε-Ge grown on InGaAs strain template for direct comparison.54
| Sample | Ge (nm) | Ge strain (ε%) | Excitation wavelength (nm) | ∼Photon fluence per pulse (photons per cm2) | Doping concentration (cm−3) | μ–PCD lifetime (ns) | Fitting error (± ns) | Adjusted R2 (unitless) |
|---|---|---|---|---|---|---|---|---|
| C | 270 | 0.00 | 1500 | 1 × 108 | B: ∼7 × 1019 | 30.31 | 1.73 | 0.8798 |
| A | ∼30 | 1.53 | B: ∼7 × 1019 | 62.41 | 1.34 | 0.9719 | ||
| B | ∼30 | 1.68 | B: ∼7 × 1019 | 29.67 | 1.03 | 0.9537 | ||
| R1 (ref. 54) | 270 | 0.00 | uid | 95.37 | 0.19 | 0.9794 | ||
| R2 (ref. 54) | 75 | 0.61 | uid | 68.46 | 1.16 | 0.9509 | ||
| R3 (ref. 54) | 75 | 0.89 | uid | 89.75 | 1.68 | 0.9031 | ||
| R4 (ref. 54) | 30 | 1.60 | uid | 101.20 | 0.87 | 0.9817 |
A few notable insights can be drawn from Fig. 5. The τeff obtained from heterostructure A (1.53% ε-Ge) shows ∼2× improvement compared to heterostructure C, which is the control unstrained heavily B-doped Ge grown on GaAs, with AlAs as an intermediate buffer. This observation aligns qualitatively with our earlier reports, which indicate that pseudomorphic biaxially tensile strained Ge exhibits enhanced τeff compared to their unstrained counterparts, likely due to increased mobility induced by tensile strain.56–58
It is important to note that while higher doping may lead to higher impurity scattering rates and consequently affect mobility, the interplay between doping levels and tensile strain on mobility remains insufficiently understood at the present moment. As such, we believe this enhancement in τeff represents a cumulative effect of mobility degradation due to doping and mobility enhancement due to tensile strain, with the latter exerting a more significant influence. This conjecture is further supported by the lower τeff observed in heterostructure A compared to uid ε-Ge grown on InGaAs strain template reported previously (Samples R2–4 in Table 1). In fact, our uid unstrained Ge counterparts showed higher τeff than heterostructure C (Sample R1 in Table 1). Conversely, heterostructure B exhibits a reduction of ∼2× in τeff compared to heterostructure A, insofar that it exhibits a similar τeff as heterostructure C. This observation can be attributed to the presence of stacking faults in heterostructure B, which act as strong Shockley–Read–Hall (SRH) recombination centers, thereby degrading the τbulk component of τeff. Additionally, surface roughness seen in heterostructure B leads to additional surface states, which contribute to increased surface recombination. The resulting effect is an increased degradation in the τS component, in addition to the degraded τbulk in eqn (2), which ultimately results in a degraded effective minority carrier lifetime, τeff.
These observations provide substantial support for the findings presented in the XRD and TEM sections, as well as for the aforementioned hypothesis. Although heterostructure B has a slightly higher tensile strain than heterostructure A, the heavy B-doping affects the crystalline integrity of the material, concomitantly reducing the benefits of tensile strain. This ultimately reinforces the hypothesis that there exists a critical tensile strain corresponding to a specific doping concentration, ε0,doping, below which the tensile strained-induced enhancement may be retained. While this relationship has not been explicitly calculated in this work, the findings suggest that ε0,doping likely falls between 1.53% and 1.68% tensile strain levels in this study.
To ascertain the deformation induced by B atoms, we adhered to the procedural methodology delineated in ref. 29. Illustrated in Fig. 6a is the representative supercell configuration of 1.5% ε-Ge, with x = y = 3 × a[110] and z = 2 × a[001], with an individual B atom incorporated into the central unit cell. This results in a periodic B–B distance, dB→B = 12.365 Å, which yields an effective B concentration of ∼6 × 1020 cm−3, about an order of magnitude larger than the experimental doping concentration. An increase in the volume of the supercell corresponds directly to augmentation of the B–B distance, or in other words, reducing B-dopant concentration within the Ge epilayer. We clarify that in the case of a periodic and homogeneous distribution of dopant atoms, dB→B ≈ 24.26 Å at NB ∼ 7 × 1019 cm−3, which differs significantly from the maximum supercell dimensions used in this work. Strictly speaking, this limits the direct quantitative extrapolation of the modeling results, reported here, to the lower experimental doping range. However, frequently DFT studies of dilute dopant atoms are approached with much higher concentrations than are typically observed (or achievable) in experiments, primarily due to the requirement of prohibitively large supercell sizes and the associated exceptional computational expense in modeling such material systems, especially when structural relaxation and electronic convergence is mandated. On the other hand, alternative to a periodic and homogeneous distribution of dopants is randomized distribution, in which case the limiting separation distance occurs at the Mott criterion for insulator-to-metal crossover. In that case, assuming a Poisson impurity distribution profile for the B-dopant atoms within the Ge epilayer, the B–B distance, dB→B, can be estimated as:59
![]() | (3) |
Subsequently, for a doping concentration of NB ∼ 7 × 1019 cm−3 used in this work, dB→B ≈ 11.585 Å according to eqn (3), which deviates by less than 1 Å of dB→B of the simulated supercell dimensions depicted in Fig. 6a, along and normal to the growth direction. To circumvent the computational expense, we chose to utilize this limiting separation for modeling the effects of heavy B doping in ε-Ge.
The total volume of the supercell can be denoted as Vtotal = N·Vcell, wherein N is the total number of unit cells incorporated in the supercell, and Vcell designates the volume of each discrete unit cell. It is evident from Fig. 6a that the B-containing unit cell undergoes volumetric contraction attributable to the disparity in covalent radii between Ge and B. In a similar vein, given that the Ge epilayer is constrained by the III–V strain template, certain Ge–Ge bonds proximal to the B-containing unit cell undergo an effective expansion, which corresponds to an added tensile strain condition. Consequently, a rudimentary qualitative model may be employed to map the strain induced in the Ge–Ge bonds in the presence of substitutional B atoms. If we designate δ and γ, respectively, as proportional volumetric contraction and expansion coefficients, VB and VGe as the volumes of B-containing unit cell and Ge-containing cells, respectively, Vtotal can be formulated as:29
![]() | (4) |
![]() | (5) |
![]() | (6) |
Finally, Fig. 6b illustrates that the volume of each unit cell can be represented in relation to the Ge–Ge (rGe→Ge) or Ge–B (rGe→B) bond lengths as:
![]() | (7) |
Therefore, combining eqn (4)–(7), we get:
![]() | (8) |
| δ = (N − 1)·γ. | (9) |
The values of rGe→Ge were obtained from geometry optimized cells of bulk Ge, 1.5% ε-Ge interface supercell and B-doped 1.5% ε-Ge interface supercell, as detailed in Table 2. An effective maximum additive tensile strain of 0.2854–0.2912% was identified in B-doped ε-Ge compared to undoped 1.5% ε-Ge, aligning closely with previously reported estimates within the constraints of atomistic modeling.29 The provided range accounts for the variations in rGe→B due to the tetragonal distortion of the lattice induced by the tensile strain from underlying III–V buffer template, which leads to slight differences in rGe→B along the [110] and [001] directions. We emphasize here that while direct quantitative correlation cannot be established with the lower experimental doping concentration, the results of the modeling yield the upper ceiling of the additive tensile strain that can be imposed by the presence of B atoms in ε-Ge. On the corollary, B dopant atoms spaced further would then exert a lesser additive tensile strain, consistent with our earlier findings for heavily B-doped unstrained Ge.29 Alternatively, the locations where a combination of the buffer-induced tensile strain and additive strain due to B atoms causes hc to be exceeded, are the locations where nucleation of defects will occur. This conjecture is immediately supported by the observations made in Fig. 3 and 4; the lack of ordered defect nucleation alludes to randomized distribution of dopants, further corroborating the basis of the modeling pursued in this work.
| Parameter | Extracted value (unit) |
|---|---|
| r Ge→Ge (relaxed Ge bulk) | 2.48483 Å |
| r Ge→Ge (1.5% ε-Ge) | 2.50079 Å |
r
Ge→Ge (1.5% ε-Ge : B) |
2.50804 Å |
r
Ge→B (1.5% ε-Ge : B) |
2.18951 Å |
| Contraction coefficient, δ | 30.515% |
| Expansion coefficient, γ | 0.872% |
It is well established that nucleation of defects, by means of heterointerfacial misfit dislocations and gliding threading dislocations, becomes energetically favorable in mismatched heteroepitaxy when hc is exceeded. To reiterate, while evidence of stacking faults is presented in Fig. 3b and 4a, no misfit dislocations were detected at the heterointerface. This observation suggests that the effective tensile strain, induced by the III–V strain template and heavy B doping, impedes the glide of 60° perfect dislocations. Instead, the dissociation of the perfect dislocations into their 90° PD component and their subsequent glide appears to be favored, resulting in the formation of stacking faults. Consequently, this indicates an inherent modification of the strain energy balance model, suggesting that a lower effective hc is adequate to nucleate 90° PDs and stacking faults. Referring to the strain energy balance model by People and Bean,31 1.53% and 1.68% tensile strain levels, respectively, correspond to hc of ∼48 nm and ∼38 nm. Given that the thickness of both Ge epilayers in this work is ∼30 nm, it can be posited that the cumulative tensile strain from the III–V strain template, and that induced by the substitutional B atoms, leads to hc being exceeded in heterostructure B. As a result, the nucleation and subsequent glide of 90° PDs becomes energetically favorable. This finding supports the observations made by XRD and TEM analyses and explains the origin of the stacking faults at the heterointerface and within the film. Furthermore, as τeff showed a twofold improvement in heterostructure A compared to heterostructure C, one can argue that the ε-Ge is pseudomorphic in heterostructure A and that the conditions for hc to be exceeded for this system have not been met. Although we have not calculated the forces governing the nucleation and glide of 90° PDs in this study, prior research has documented such a phenomenon in strained epitaxy of silicon on GexSi1−x VSs, where a modified hc for stacking fault generation was established.60 Therefore, this work provides valuable insights and considerations regarding the impact of heavy B-doping of highly ε-Ge epilayers, which hold significant potential for various emerging electronic and photonic applications.
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