Hammad Farooq and
Sulalit Bandyopadhyay
*
Particle Engineering Centre, Department of Chemical Engineering, Norwegian University of Science and Technology, Trondheim, 7034, Norway. E-mail: hammadf@ntnu.no; sulalit.bandyopadhyay@ntnu.no
First published on 5th September 2025
Recycling black mass (BM) obtained from NMC-based end-of-life lithium-ion batteries (LIBs) is intricate and multifaceted due to the complex physicochemical properties of BM and the presence of impurities such as metallic current collectors (Al and Cu), the PVDF (polyvinylidene fluoride) binder, and residual electrolytes. A judicious combination of characterization techniques is essential for understanding the physicochemical properties of BM. This understanding is also vital for optimizing pre-treatment processes designed to remove impurities in BM and for creating a decision framework to efficiently plan subsequent recycling processes. Here, industrial BM samples from end-of-life NMC622, NMC111, and NMC901 LIBs are characterized. Focused beam reflectance measurement (FBRM) was used to develop a method to estimate BM particle size by applying square weighting to chord length distribution, enabling real-time size monitoring during recycling processes. Quantitative phase analysis of XRD patterns was conducted to calculate the fraction (wt%) of crystalline and amorphous phases in BM. Electron microscopy was used to visualize the particle morphology and the deposition of PVDF, while inert thermogravimetry with mass spectrometry (TGA/MS) helped with the identification of carbonaceous and fluorinated gases that evolved during PVDF decomposition. A key contribution of this study was the development of a novel method using oxidative TGA/MS for the quantification of graphite in BM. Additionally, graphite particles were also characterized using Raman spectroscopy, providing insights into the carbonaceous deposits and structural order. Explored characterization techniques highlight the impact of the physicochemical properties of BM and provide a decision framework for selecting pre-treatment methods and optimizing recycling strategies.
Material characterization techniques are essential for developing sustainable and efficient pre-treatment and recycling processes. Pre-treatment of BM is carried out to get rid of impurities such as Al, Cu, residual electrolytes, the polyvinylidene fluoride (PVDF) binder, carbon black, and other organic species.7 Mechanical pre-treatment methods such as crushing, classification, milling, and sieving are used to liberate the NMC and graphite particles from the current collector (i.e., Al and Cu), while also reducing the particle size to the desired value.8,9 Separation of Al before hydrometallurgical recycling processes is crucial as it can lead to a reduction in the quality of recycled valuables. Moreover, a reduction in particle size of pre-treated BM due to mechanical pre-treatment increases the specific surface area of the particles, thereby accelerating the leaching kinetics. Pyrolysis of BM is another pre-treatment process for removing organics and fluorine-containing impurities such as the PVDF binder and residual electrolyte salts like (LiPF6). The presence of PVDF is particularly problematic as its hydrophobic nature renders the active material surfaces inert to aqueous solutions, thereby hindering hydrometallurgical processes such as leaching and froth flotation. Furthermore, LiPF6 can react with water to form toxic and corrosive HF gas.10,11 Pyrolysis at temperatures of 200–400 °C is used to decompose and vaporize volatile organics (such as electrolytes), whereas pyrolysis at temperatures above 500 °C is performed to completely decompose the PVDF binder.11 Pre-treated BM is then subjected to hydrometallurgical recycling processes, e.g., leaching and froth flotation.
A combination of characterization techniques can offer critical insights into how the physicochemical properties of BM affect pre-treatment and recycling processes, creating a data-driven framework to design and optimize recycling strategies. The particle size of BM is often measured using the laser diffraction (LD) technique, which is a well-established methodology and has been widely adopted by industries.2,12–15 However, laser diffraction does not readily enable real-time measurements of size needed to optimize pre-treatment and recycling processes. Therefore, this work explores advanced methods like focused beam reflectance measurement (FBRM). Although not yet a routine technique in recycling industries, FBRM provides further insights by enabling real-time size measurements, and it may be established in the future as a valuable analytical tool.16 X-ray diffraction (XRD) has been used to qualitatively identify the NMC and graphite crystalline phases in BM but overlapping peaks and structural damage hinder reliable quantitative phase analysis. Qualitative characterization of BM samples using XRD has been reported by several studies, where the main findings are focused solely on phase identification and detection of crystalline impurities.17–21 In this study, XRD patterns of BM samples are refined to perform quantitative phase analysis to obtain critical metrics, such as crystallinity and wt% of different phases in BM. Scanning electron microscopy coupled with energy-dispersive spectroscopy (SEM/EDS) complements XRD by visualizing local morphology and surface chemistry.22 There are various reports focused on LIB recycling that have employed the SEM/EDS technique to study the particle morphology and surface dispositions within BM samples.23–26 Other than focusing on particle morphology, this study made significant efforts in determining the wt% of fluorine on the particle surface using EDX analysis. Meanwhile, Raman spectroscopy is used to obtain insights into the structural order of graphite particles by calculating the ratio of D-band intensity to G-band intensity.18,27–30 A quantitative approach, outlined in this study, requires careful deconvolution and fitting of carbonaceous peaks in the Raman spectra. Thermogravimetric analysis (TGA) coupled with mass spectrometry (MS) is an effective technique for investigating pyrolysis pre-treatment of BM when run under inert conditions, which has been utilized in previous studies to investigate the thermal decomposition profiles of residual electrolytes, organics and the PVDF binder in BM samples.31–34 In this study, a similar approach is used to perform a comparative analysis of thermal decomposition profiles of residual electrolytes, organics and the PVDF binder among three BM samples. Furthermore, TGA/MS under oxidative conditions has mostly been used to perform ash testing to determine the wt% of total cathode active content in BM samples.35–39 A quantitative analysis of the TGA/MS results under oxidative conditions is carried out to obtain more helpful information.
In this study, these characterization techniques have been used collectively to assess the physicochemical properties of three different BM samples. The FBRM technique is used to develop a method for the real-time monitoring of the particle size of BM as chord length by comparing the effects of different weighting methods.40 XRD patterns of three different BM samples are matched with the ICDD (The International Centre for Diffraction Data) database, and the structural parameters are summarized for reference. Quantitative phase analysis of the XRD patterns is performed using Rietveld refinement to determine relative wt% of crystalline phases, as well as using the internal standard method for calculating the amount of amorphous content in BM samples. Particle morphology and surface deposition of the PVDF binder on NMC particles are analyzed using SEM/EDS. Surface deposition of carbonaceous species on graphite particles is analyzed using Raman spectroscopy. A quantitative analysis of TGA/MS under an oxidative atmosphere has been carried out to determine the amount (wt%) of graphite in BM samples. Quantification of graphite in BM is necessary for designing recycling strategies for graphite using processes such as froth flotation. Furthermore, the estimation of the PVDF binder (wt%) using TGA/MS under an oxidative atmosphere is also discussed. TGA/MS under an inert atmosphere is used to analyze the gases that evolved during the decomposition of residual electrolytes, the PVDF binder, and other organic species. These characterization techniques, when used together, can provide a thorough understanding of BM samples, enabling the development of efficient pre-treatment and recycling processes. Furthermore, to demonstrate the practical utility of the developed characterization framework, this study also investigates the physicochemical changes in the BM samples after pyrolysis, a widely used pre-treatment method for the removal of organic species like the PVDF binder.
Digestion of metals in BM samples was carried out using a microwave-assisted digestion instrument called Berghof Speedwave XPERT equipped with DAP-60 digestion vessels. For each measurement, ∼100 mg of the BM sample was added to the digestion vessel, followed by the addition of 1 mL of ultrapure water, 7 mL of 37% HCl, and 3 mL of 65% HNO3 in the same order as mentioned. The temperature was first increased to 180 °C (held for 15 min) and then to 220 °C (held for 30 min). Following digestion, the metal content (wt%) of the solution was measured at three different dilutions using a microwave plasma atomic emission spectrometry (MP-AES) instrument called Agilent MP-AES 4210. The final compositions reported in this study represent the average of these three MPAES measurements, with the associated errors calculated as the standard deviation.
XRD analysis was performed on a Bruker DaVinci1 diffractometer using Cu-Kα radiation (λ = 1.54060 Å), a step size of 0.005°, a time/step of 1 s, a fixed divergence slit (FDS) of 0.2°, and a 2θ range of 15–75°. For XRD analysis, a robust sample preparation procedure was followed, where 9–10 g of each BM sample was first dried in an oven at 60 °C for 24 hours to ensure the removal of moisture and any residual volatile species. Each dried BM sample was then manually ground in a mortar and subsequently sieved using an 80 μm sieve. From this prepared fraction, a single diffraction pattern was collected for each BM sample using a back-loader sample holder to minimize preferred orientation effects. Quantitative phase analysis using Rietveld refinement and the internal standard method was done by employing the fundamental parameters approach (FPA) in the TOPAS software. For the internal standard method, each BM sample was spiked with ∼40 wt% of silicon powder (Sigma-Aldrich 215619) as the internal standard.
TGA/MS was carried out on a Netzsch STA 449C Jupiter TGA/DSC coupled with a Netzsch Aëolos QMS 403C. A single analysis was performed for each BM sample under both inert and oxidative conditions to characterize its distinct thermal decomposition profiles. Under inert conditions, ∼50 mg of BM in an alumina crucible was heated, where Ar was used as the protective gas (20 mL min−1) and the purge gas (80 mL min−1). The temperature was first increased to 50 °C (held 3 hours) and then ramped to 1000 °C at 5 °C min−1 (held 1 hour). For oxidative runs, 20–30 mg of BM was heated under Ar as protective gas (20 mL min−1) and purified air as purge gas (100 mL min−1) to 110 °C (held 1 hour) and then ramped to 1000 °C at 5 °C min−1 (held 1 hour). In both cases, the evolved gases from the TGA instruments were directed to the MS using a transfer line heated at 300 °C, which detected species by their m/z ratios (Table S1).
Morphological and elemental analyses of the BM samples were obtained using an SEM Apreo instrument coupled with an EDX Oxford Xmax 80 detector. For each sample, numerous locations across each sample were investigated, and the images and elemental maps presented in this study were selected from this broader investigation as characteristic examples of the distinct cathode and graphite anode particles. High-resolution imaging was performed using an ETD detector at a working distance of ∼4 mm, an accelerating voltage of 5–7 kV, and a beam current of ∼1.6 nA. For EDX mapping, the working distance was changed to 10 mm, and the current was adjusted to obtain 40–60% detector dead time.
To investigate the structural order of the carbonaceous components, Raman spectroscopy of the BM2 sample was performed using WITec Alpha 300R instrument equipped with a 532 nm wavelength and a 50x objective (a working distance of 9 mm). To avoid the decomposition of surface carbonaceous species on graphite particles in BM, a low laser power of 0.2–0.5 mW was utilized. To ensure the results were representative of the BM2 sample's heterogeneity, numerous spots on the sample surface were investigated. From this broader investigation, six spectra that captured the range of observed spectral features were selected for detailed deconvolution and fitting, as presented in this study. For deconvoluting and fitting the Raman spectra, the Fityk peak fitting program was used.41 A linear function was applied to subtract the background, and the 1st-order carbon peaks were fitted using the Lorentzian function, yielding R2 > 99%. ATR-FTIR (attenuated total reflectance-Fourier transform infrared) spectroscopy of evaporated species from BM3 was performed using the Bruker Vertex 80v instrument in the 500–4000 cm−1 wavenumber range at a scan speed of 4 cm−1.
Fig. 1b (logx-axis) shows that CLD with no weighting has a distinct bi-modal distribution for the three BM samples, where the first peak occurs at ∼5 μm and the second peak at ∼35 μm. Here, BM1 and BM2 have a mean chord length of ∼23 μm and ∼20 μm, and BM3 shows a mean chord length of ∼15 μm. These findings are noticeably different than those from the PSD measurement in Fig. 1a. Fig. 1c (log
x-axis) shows that applying a square weighting to the CLD data lessens the contributions from a smaller size range and enhances the presence of larger particles. Here, a pronounced peak centered at ∼50 μm is present for all BM samples, with BM1, BM2, and BM3 exhibiting nearly similar distributions with some variations at higher size ranges. BM1 has a mean size of ∼90 μm, BM2 has a mean size of 66 μm, and BM3 has a comparatively lower mean size of ∼50 μm (Fig. 1c). The square-weighted CLD results match more closely with the PSD results (Fig. 1a) and exhibit the same trend, i.e., BM3 has a noticeably lower mean size. Square-weighted CLD measurements using FBRM can be used to determine the size of BM particles. This investigation opens significant opportunities for using FBRM as an analytical tool in industrial hydrometallurgical processes.44 For instance, an FBRM probe could be integrated directly into a leaching process to continuously monitor the changes in the size of NMC particles. Since graphite particles remain inert and do not change size during this process, the real-time data would provide direct insights into the leaching kinetics and subsequent modelling. Similarly, the effect of mechanical pre-treatment of materials on the particle size and slurry properties can also be studied in real-time using FBRM.44 FBRM has also been employed to optimize collector dosage during the flotation of coal, where a similar mechanism can be employed for the flotation of graphite from BM.45 Despite its promising industrial applications, the FBRM technique is limited by its measurement of particle chord length instead of actual size, making particle shape and orientation significant influencing factors. As the particle shape deviates from spherical, the FBRM measurements can be significantly affected by the orientation of the particles.46 FBRM performance can also be hindered in highly concentrated and opaque slurries where laser penetration is limited.47
Fig. 1d shows the weight distribution of three BM samples sieved into four different size fractions of +150 μm, −150 + 90 μm, −90 + 63 μm, and −63 μm. Fig. 1d shows that ∼80 wt% of BM3 is present in −63 μm fraction, while BM1 and BM2 have only ∼55 wt% and ∼25 wt% in −63 μm fraction. Additionally, BM1 has a higher mass in the +150 μm (10 wt%), −150 + 90 μm (15 wt%), and −90 + 63 μm (50 wt%) fractions compared to BM2 and BM3. The sieve analysis highlights the heterogeneous nature of the three BM samples in terms of their particle size distributions. The heterogeneous nature of BM materials is a key challenge in recycling, i.e., industrial BM feed is not a uniform material, and its physical properties can differ significantly depending on the source of spent LIBs and processing history.
Beyond physical heterogeneity, the BM samples also exhibit significant chemical heterogeneity, both between the different sample types (Fig. 1e) and within the sieved fractions of a single sample (Fig. 1f). Fig. 1e shows the metal composition (wt%) for the three BM samples, where BM1 contains slightly higher Li (3.25 ± 0.02 wt%) compared to BM2 (2.15 ± 0.01 wt%) and BM3 (2.04 ± 0.02 wt%). The total mass (sum of wt% of all metals) from metal composition results (Fig. 1e) only accounts for ∼35 wt% for BM1, ∼27 wt% for BM2 and ∼30 wt% for BM3. The remainder in each BM is mainly graphite and oxides, as well as relatively small amounts of PVDF binder, electrolytes, and other organic species. Table 1 shows the molar ratio of Ni:
Mn
:
Co for the three BM samples and reveals that BM1, BM2, and BM3 could have been produced from NMC622 (Li[Ni0.6Mn0.2Co0.2]O2), NMC111 (Li[Ni0.33Mn0.33Co0.33]O2), and NMC901 (Li[Ni0.9Mn0Co0.1]O2 or Li[Ni0.9Co0.1]O2) type end-of-life LIBs, respectively. NMC622 in BM1 is a nickel-rich variant of NMC that has notably higher specific capacity than NMC111 in BM2.48,49 BM1 is most likely produced from spent LIBs from EVs where demand for longer driving ranges and faster charging speeds is high.49 NMC111 in BM2 is known for its excellent capacity retention and thermal stability,50 thus, BM2 is most likely produced from spent EV batteries where battery longevity and thermal stability are desired. Furthermore, BM3 originates from NMC901 type spent LIBs (Table 1), where NMC901 is a relatively new high-nickel layered oxide cathode.51 NMC901 has seen rising usage in EVs due to its significantly higher energy density and remarkably good reversible capacity.52 The presence of a very small amount of Mn in the BM3 is likely due to minor cross-contamination during the industrial-scale BM production. Although further confirmation of NMC phases using XRD is needed, the molar ratios of Ni:Mn:Co for each BM (Table 1) suggest that the three BM samples in this study originated from distinct and well-defined NMC chemistries with slight cross-contamination during the industrial BM production process. However, many commercial recycling facilities could process a highly heterogeneous feedstock, often consisting of a mixture of different chemistries of LIBs. Such mixing would result in a BM sample with a more complex and heterogeneous elemental composition. Fig. 1f shows the normalized metal composition (wt%) for BM1, BM2, and BM3, including the sieved fractions of each BM. The results show that the elemental distribution is not uniform across the different size fractions. A critical finding is that metallic impurities (Al and Cu) are primarily concentrated in the larger size fractions (+150 μm and −150 + 90 μm) across all three samples, demonstrating within-sample heterogeneity. The distribution of Ni, Mn, and Co remains relatively uniform across all size fractions while maintaining the molar ratio characteristic for each BM (Table 1). The characterization results presented in Fig. 1 are representative of the analyzed fraction. It is important to acknowledge that due to the inherent heterogeneity of these industrial BM samples, a single analysis may not capture the full variability of a big batch. A robust industrial quality control protocol would therefore require a comprehensive sampling plan with multiple analyses from different locations within a batch to fully account for this heterogeneity.
BM Sample | Ni (wt%) | Mn (wt%) | Co (wt%) | Ni![]() ![]() ![]() ![]() ![]() |
---|---|---|---|---|
BM1 | 16.29 | 4.78 | 5.19 | 6![]() ![]() ![]() ![]() |
BM2 | 9.43 | 5.16 | 8.64 | 1![]() ![]() ![]() ![]() |
BM3 | 22.90 | 0.13 | 2.98 | 9![]() ![]() ![]() ![]() |
These findings are further used for the QPA of XRD patterns by both Rietveld refinement and the internal standard method. Fig. 2a–c shows the Rietveld refinement of BM1, BM2, and BM3 XRD patterns, along with the difference between experimental and calculated patterns. The Rietveld refinement indicates that the relative wt% of graphite and NMC varies across the BM samples, where the graphite content is 36.2% for BM1, 41.2% for BM2, and increased to 47.3% for BM3. Correspondingly, the amount of NMC phase is 63.8 wt%, 58.8 wt%, and 52.7 wt% for BM1, BM2, and BM3, respectively. The varying wt% of the NMC cathode in each BM sample is a valuable finding since different NMC types (e.g., NMC622, NMC111, and NMC901) exhibit varying leaching behaviors. Ni-rich cathodes (i.e., NMC901 in BM3) tend to dissolve more readily and require a less reductant, since they contain less Mn.55 By contrast, cathodes with a higher Mn or Co (i.e., NMC111 in BM2) content may need stronger reducing conditions or longer leaching times to achieve complete extraction of metals.55 Thus, the measured phase fractions enable adjusting the acid concentration and reductant dosage to match the actual NMC content and chemistry in the feed. Fig. 2d–f shows the refinement of XRD patterns for BM1, BM2, and BM3 using the internal standard method, where Si is spiked as the internal standard. The QPA results from this internal standard method show similar NMC phase amounts to the Rietveld refinement results; 62.1 wt% for BM1, 57.8 wt% for BM2 and 54.7 wt% for BM3. However, the absolute graphite content determined by the internal standard method decreased to 26.1 wt% for BM1, 32.0 wt% for BM2, and 37.2 wt% for BM3. This reduction is attributed to the presence of amorphous species like the PVDF binder, water-soluble binders, possibly amorphous oxidized species and other carbonaceous materials. It is reported that the highly crystalline NMC particles, like the ones in the analyzed BM samples, tend to be more resistant to leaching, as the stable, defect-free structure limits acid access and slows dissolution.56 In contrast, amorphous phases dissolve more readily than their crystalline counterparts due to their less ordered, more permeable structure.57
The internal standard method shows an amorphous content of 11.8 wt%, 10.2 wt%, and 8.1 wt% for BM1, BM2, and BM3, respectively. The PVDF binder is present on the surface of NMC cathode active particles, creating a passivation layer that severely hinders the reaction of leaching reagents to the reactive surfaces. It has been demonstrated that removing this amorphous binder fraction can increase leaching efficiency.58 Moreover, coating of the PVDF binder renders the cathode particles hydrophobic, making the separation of graphite and the NMC cathode via froth flotation less efficient. The most used pre-treatment method to get rid of this PVDF binder is the pyrolysis of BM samples. Fig. S3 presents the XRD patterns of pyrolyzed BM1, pyrolyzed BM2, and pyrolyzed BM3. It has been reported that during pyrolysis, graphite acts as a reducing agent, converting the transition metals in Li[NixMnyCoz]O2 partially or fully to their respective oxides (e.g., NiO, MnO) and metallic phases (e.g., Ni, Mn, Co).32 Simultaneously, this carbothermic reduction of the NMC cathode causes Li in the Li[NixMnyCoz]O2 crystalline lattice to transform into highly water-soluble phases (Li2CO3 and Li2O).32 Consequently, this enables a more sustainable and efficient recycling pathway where Li can be selectively recovered from pyrolyzed BM by simply leaching the pyrolyzed BM with water as the leaching reagent. Subsequently, the Li-depleted pyrolyzed BM can be subjected to further hydrometallurgical processes, such as total acid leaching to first recover transition metals or froth flotation to first recover graphite. Further insights into the pyrolysis pre-treatment of NMC BM can be acquired by analyzing the gases evolved from the reduction reactions as well as from the decomposition of organic species (electrolytes, PVDF, surface coatings).
Fig. 3a–c show that the mass loss occurred in samples BM1, BM2, and BM3, respectively, within the temperature range of 50–200 °C, is ∼4–5 wt%. MS spectra of BM1, BM2, and BM3 in Fig. 3d–f, respectively, show that this mass loss is attributable to evaporation of EMC (ethyl methyl carbonate) and decomposition of other electrolyte solvents such as EC (ethylene carbonate). This is in agreement with findings by Tao et al., who reported a 2.42 wt% loss in the 100–200 °C range from electrolyte volatilization and LiPF6 decomposition.31 Similarly, Huang et al. observed an 8.62 wt% loss below 200 °C from the same source.32 Fig. 3e shows that the BM2 sample also gives rise to various MS signals other than just the EMC MS signal within the 50–200 °C temperature range, such as PO (propylene carbonate), HF, CH4, and CO. These species likely originate from the decomposition of other carbonate-based electrolyte solvents, while the detection of HF suggests the decomposition of the LiPF6 in BM2.31 The results indicate that despite undergoing low-temperature treatment (<200 °C), these BM samples retain residual electrolytes. This can be explained by the strong physical adsorption of electrolyte solvents onto the surface and into the pores of active material particles, a mechanism that hinders their complete removal at low temperatures.31,32 TGA/MS analysis of pure 1.0 M LiPF6 in EC/EMC under inert conditions (Fig. S4a and b) further supports these findings. Moreover, the ATR-FTIR spectrum of evaporated species captured from BM2 and BM3 at 200 °C (Fig. S4c) partially matches the ATR-FTIR spectrum of pure LiPF6 in the EC/EMC reference sample, confirming that the evaporated species within the 50–200 °C range are residual electrolytes. It should be noted that the peaks corresponding to LiPF6 are not detected in the ATR-FTIR spectra of evaporated species captured from BM2 and BM3 since LiPF6 would have decomposed during the evaporation and capturing process. This is also shown in Fig. 3e where the variety of evolved gases in the BM2 sample, including HF and CO, is consistent with the decomposition of LiPF6 and carbonate solvents.33
Fig. 3a-c shows a mass loss of ∼4 wt% within the 200–500 °C temperature range for the three BM samples and can be attributed mainly to the decomposition of the PVDF binder. The decomposition temperature of the PVDF binder is reported to be ∼475 °C.19 However, it can start to decompose at ∼380 °C, and the majority of PVDF decomposes by ∼500 °C, as shown by TGA/MS analysis of pure PVDF in Fig. S5a and b. It is also important to note that PVDF can form a liquid film around 400–500 °C, coating the active particles. This phenomenon, described by Huang et al., can trap organic residues and influence the uniformity of gas evolution and reduction reactions, potentially explaining the minor variations observed between BM1, BM2, and BM3 samples.32 This can hinder the complete removal of organic substances and cause reactions between fluorinated gases and metal oxides, leading to the formation of metal fluorides that remain as contaminants.32 During this stage, hydrogen (H2) and various small-molecule hydrocarbons have been reported to be produced in previous studies from the thermal degradation of separator materials.31 These gases are not detected in the inert TGA/MS of BM1, BM2, and BM3 since these samples do not contain polymeric separator materials. Previous studies have reported the formation of HF gas during the decomposition of the PVDF binder. In this study, mainly the fluorine gas is detected along with carbonaceous gases like CO2.31
As the temperature reaches 500 °C, Li[NixMnyCoz]O2 cathode particles react with graphite under an inert atmosphere and reduce into separate metal oxides (NiO, CoO, and MnO), as shown in eqn (S1) and (S2). This is characteristic of the carbothermic reduction of the NMC cathode material. Further increase in temperature (Fig. 3) results in a significant mass loss of ∼20 wt% within the 500–800 °C region for BM1, BM2, and BM3. This is caused by the further reduction of metal oxides (such as NiO, MnO and CoO) into metallic phases (such as Ni, Co). This finding is strongly supported by Tao et al., who identified a major weight loss stage (7.70 wt%) between 650 °C and 800 °C, corresponding to the reduction of NiO and CoO to their metallic states, accompanied by the evolution of CO2, CO, and CH4.31 These findings are in agreement with the XRD analysis of pyrolyzed BM (Fig. S3). MS spectra of each BM1, BM2, and BM3 in Fig. 3d, e, and f, respectively, show that mass loss within this region produces a large amount of CO2 gas, whereas BM2 also produces MS spectra for CO as well as CH4 gases within this region.
C(s) + O2(g) → CO2(g) | (1) |
2C(s) + O2(g) → 2CO(g) | (2) |
2CO(s) + O2(g) → 2CO(g) | (3) |
Pristine commercial graphite reference is used to prepare a calibration curve by establishing a relation between the amount (mg) of graphite used in TGA and CO2 gas detected by MS (integral of CO2 MS spectrum), as shown in Fig. 4a and b. Fig. 4a shows the TG mass loss curves (left y-axis) and corresponding CO2 MS spectra (right y-axis) for graphite reference at three different initial masses (4 mg, 8 mg, and 20 mg), where 100% mass loss is reached by ∼850 °C and the only MS signal detected is for CO2 gas. Fig. 4b shows that the initial mass of graphite reference is directly proportional to the integral of the CO2 MS curve, whereby performing a linear fitting yields a correlation coefficient (R2) of 99.8%. To quantify the carbon content (which is mainly graphite) in the BM samples using results obtained from Fig. 4a and b, eqn (4)–(7) have been established.
CO2 MS curve integral = m × Graphite mass + c | (4) |
m = 4.47858 × 10−8 A s mg−1 | (5) |
c = 1.47627 × 10−9 A s | (6) |
![]() | (7) |
Fig. 4c shows the TGA mass loss curves of the three BM samples, while Fig. 4d–f show the MS spectra of species (H2O, CO2, and CO) evolved from BM1, BM2, and BM3, respectively. The mass change in BM1, BM2, and BM3 within a temperature range of 50–300 °C under an inert atmosphere has already been discussed in the previous section, and the oxidative atmosphere in this case does not result in significant changes <300 °C. As the temperature reaches ∼380 °C, the PVDF binder starts to decompose in all three BM samples, and complete removal of PVDF occurs at ∼550 °C, as confirmed by TGA/MS analysis of pure PVDF in Fig. S5c and d. A significant change is that in the presence of excess O2, the PVDF binder in BM samples is completely burned without leaving behind any carbonaceous char, as also shown by 100% mass loss in Fig. S5c and d. TGA/MS mass loss within 380–550 °C can be used to estimate the amount of PVDF (wt%) in BM.58,60,61 The mass loss between the temperature range of 380–550 °C in Fig. 4c shows that BM1, BM2, and BM3 contain ∼4.3 wt% PVDF binder. As the temperature increases above 550 °C, graphite and carbonaceous species start to combust instead of acting as a reducing agent due to the presence of excess O2. The main product of the combustion process is CO2 gas with relatively less formation of CO.
The integral of the CO2 MS spectrum in Fig. 4d–f is calculated for BM1, BM2, and BM3, respectively, and eqn (7) is employed to calculate the carbon amount (wt%). It is important to note a key limitation of this method. While most of the graphite combusts to CO2 under these excess oxygen conditions, the MS data confirm that a small fraction also forms CO gas. As the calibration curve and calculations are entirely based on the CO2 signal, the graphite converted to CO is not accounted for. Consequently, this leads to a slight underestimation of the true total carbon content. Fig. 4g shows the calculated carbon amount (wt%) for BM samples as well as for pyrolyzed BM samples (TGA/MS data of pyrolyzed BM are shown in Fig. S7). The carbon content in BM1, BM2, and BM3 is determined to be 40.5 wt%, 40.6 wt% and 50.2 wt%, respectively. Fig. S6 compares the XRD patterns of the BM1 residue from oxidative and inert TGA/MS, where the residue from oxidative TGA/MS shows the NMC crystalline peaks and complete combustion of graphite. This confirms that, under oxidative TGA/MS, graphite oxidizes completely and can thus be accurately quantified by the developed method. Fig. 4h shows the carbon content (wt%) in the four sieved fractions (+150 μm, −150 + 90 μm, −90 + 63 μm, and −63 μm) of BM1, calculated by applying the developed method on TGA/MS analyses of each sieved fraction (shown in Fig. S8). Fig. 4h implies that the carbon is primarily concentrated in the medium-size (−90 + 63 μm) and finer-size (−63 μm) fractions of the BM1 sample.
Fig. 5g shows the EDX analysis of an NMC particle for BM1, where the surface primarily consists of Ni (38.7 wt%), Mn (10.1 wt%), and Co (12.4 wt%). A molar ratio between Ni, Mn, and Co amounts for BM1 (Fig. 5g) demonstrates that this is NMC622, which is in line with the metal composition data (Table 1). Similarly, Fig. 5h and i show the EDX analysis of BM2 and BM3, respectively. Here, a molar ratio between Ni:Mn:Co shows NMC111 for BM2 and NMC901 for BM3, which is again in agreement with Table 1. EDX mapping of fluorine on the surface of active particles is of particular interest as it is a direct visualization of PVDF binder distribution.7 Several factors can complicate the accurate mapping of fluorinated binders in LIB cathodes, requiring careful analysis and mitigating strategies. Fluorine emits relatively low-energy Kα X-rays and is difficult to differentiate from transition metals due to their similar Kα X-ray energies.63 This spectral overlap, combined with the fact that the amount of fluorine-containing species (e.g., PVDF) in BM samples is significantly lower than the amount of transition metals, means fluorine X-rays constitute a minimal fraction of the total X-ray emissions.63 Furthermore, fluorine is highly electronegative, and long/repeated exposure to the electron beam can induce fluorine mobility, where fluorine migrates from fluorine-rich zones to fluorine-free zones, causing unrealistic surface changes.63 To mitigate these challenges, the EDX mapping was performed at a low accelerating voltage (5–7 kV), drastically reducing the electron interaction volume, which has been shown to improve the spatial resolution of fluorine EDX maps.63 Additionally, the use of a modern, large-area silicon drift detector used in this study provides the high spectral resolution and sensitivity necessary to effectively deconvolute the weak fluorine signal from the strong, overlapping peaks of the transition metals. Fig. 5g–i also show that a relatively higher amount of fluorine is present on the surface of NMC cathode particles for BM1 (11.9 wt%), BM2 (15.6 wt%), and BM3 (6.8 wt%) compared to graphite anode particles (Fig. S9). SEM images and EDX analysis of BM samples after pyrolysis show a significant morphological change for NMC particles due to being reduced to metal oxides and metallic phases (shown in Fig. S10). EDX analyses of pyrolyzed BM1 (Fig. S10g), BM2 (Fig. S10h), and BM3 (Fig. S10i) show that the fluorine content (wt%) on the surface of NMC particles has significantly decreased (1.7–2.4 wt%), due to the decomposition of the PVDF binder during the pyrolysis pre-treatment.
The surface properties of graphite particles can be examined more comprehensively using Raman spectroscopy, as it can reveal valuable information related to surface depositions and structural defects in graphite particles.18 Fig. 6 shows the Raman spectra of various surface spots for BM2, where the spectra are classified into two types: spectra from high-reflectance spots under the microscope shown in Fig. 6a and spectra from low-reflectance spots shown in Fig. 6b. Fig. 6a shows three Raman spectra on three different surface spots for the BM2 sample surface, where three main carbon peaks are identified. In Fig. 6a, the first peak appearing at ∼1350–1351 cm−1 is referred to as the D-band (disordered band) and is attributed to in-plane defects in the polyaromatic layers or the edge of the sp2 graphene plane.64 The next peak, which is relatively intense in all three spectra of Fig. 6a, called the G-band (graphitic band), appears at 1580–1600 cm−1. The G-band is reported to be associated with the stretching vibration of aromatic rings and the crystal structure of sp2 carbon atoms.65 A very minor peak, which appears as a shoulder of the G-band at ∼1620 cm−1, is labeled as the D′-band. This D′-band occurs from a similar mechanism to the D-band.65 Fig. 6b shows that Raman spectra of the low-reflectance spots give rise to 5 disordered bands (D*, D, D′′, and D′) and a G-band. The D*-band appears at ∼1200 cm−1 and is attributed to the sp3 structure and sp2–sp3 hybrid carbon near the microcrystal.65 The D* and D′′ bands can be attributed to amorphous and impurity contributions.66
An important spectral feature when investigating carbonaceous samples is the ID/IG ratio, i.e., the ratio of the intensity of the D-band to that of the G-band. The results show that the high-reflectance spectra in Fig. 6a (spectra 1, 2, and 3) exhibit a very low ID/IG ratio of ∼0.1, while the low-reflectance spectra in Fig. 6b (spectra 4, 5, and 6) show a relatively higher ID/IG ratio of ∼1.0. A higher ID/IG value points to the existence of more defects and surface deposition on the spots where spectra 4, 5, and 6 are captured.67 This, together with the presence of D* and D′′ in these spectra, suggests that the surface of scanned particles in spectra 4, 5, and 6 could be covered with a layer of disordered carbon.68
Another major challenge in recycling BM is the PVDF binder, which is inert, hydrophobic, and deposited on the active particle surface, hindering leaching efficiency,58 and the separation of graphite via froth flotation.21 QPA of XRD patterns (Fig. 2) using the internal standard method revealed 8–11 wt% amorphous content in BM samples, which partially consist of the PVDF binder and other organic species. SEM/EDS analysis (Fig. 5) provided direct visual confirmation, mapping the distribution of fluorine on the surface of NMC cathode particles and thereby visualizing the PVDF coating. A widely reported method to remove this PVDF binder coating is pyrolysis pre-treatment, which can decompose the binder into carbonaceous and fluorinated gases. TGA/MS analysis under pyrolytic conditions (Fig. 3) provides a detailed understanding of the pyrolysis pre-treatment by identifying the evolution of electrolytes at lower temperatures and the decomposition of PVDF between 380 °C and 500 °C (Fig. 3). Critically, this analysis reveals the evolution of carbonaceous and fluorinated gases and traces them back to the originating species.
The pre-treated BM feed can now be subjected to hydrometallurgical recycling processes. For leaching processes (e.g., selective water-leaching of Li from pyrolyzed BM and subsequent total acid leaching of the finest fraction), the developed FBRM method offers a significant advantage. The developed FBRM method (Fig. 1) correlates the chord length of BM particles measured using the FBRM method with the particle size measured using the laser diffraction technique. The developed method allows real-time measurement of particle size (as chord length) during pre-treatment and recycling processes. In a leaching process flow, an FBRM probe could continuously track the dissolution of NMC particles, providing real-time data on leaching kinetics without offline sampling. Here, the insights gained from XRD phase identification (Fig. 2) and metal composition data (Table 1) regarding NMC chemistry can be used for calculating the stoichiometric amount of the leaching reagent as well as reducing reagent required for the effective dissolution of transition metals from their higher oxidation states to their more soluble forms (Ni2+, Mn2+, Co2+). Furthermore, a significant challenge in hydrometallurgical processes (e.g., leaching) is the contamination of aqueous streams with fluoride ions, which originate primarily from the hydrolysis of the residual electrolyte salt, LiPF6.72,73 To mitigate fluorine-related environmental concerns,59 future studies should employ IC (Ion Chromatography) for tracking and quantifying fluoride in leachates and process waters.
Finally, the recycling process flow aimed at recovering graphite from BM by flotation of the mid-size fraction can also benefit from the developed characterization methods. For instance, Wang et al. used FBRM to enhance fine-coal flotation,74 and Haung et al. employed it to optimize collector dosage.45 In graphite flotation from BM, a similar methodology can be applied to optimize process parameters, such as the kerosene collector dosage, by monitoring particle aggregation using FBRM. Additionally, zeta potential and contact angle of graphite and the NMC cathode in a BM sample should also be investigated in a future study, since these parameters can guide the selection of pH, water chemistry and collector dosage during froth flotation. A novel oxidative TGA/MS method developed in this study can be used to quantify the graphite content in BM (Fig. 4). This method is valuable for pre-treatment and recycling processes, such as pyrolysis and froth flotation, that are influenced by the amount of graphite. To further understand the quality of the carbonaceous material, peak fitting of Raman spectra offers detailed insights into the changes in structural order of graphite particles caused by defects and surface depositions (Fig. 6). The analysis of ID/IG ratios revealed the heterogeneous nature of graphite particle surfaces, with higher ratios indicating the presence of surface depositions and disordered carbon. This information can further guide the development of purification steps needed to achieve battery-grade graphite from the recycled concentrate. In addition to the structural data from Raman spectroscopy, future work could employ BET (Brunauer–Emmett–Teller) analysis to measure the specific surface area of the recovered graphite, a critical parameter for evaluating its performance in new battery anodes. By integrating the studied characterization techniques, a comprehensive, data-driven framework is established (Fig. 7), enabling the design of optimized recycling strategies that can adapt to the complex and heterogeneous nature of BM feed.
A novel finding of this study is the quantification of graphite as total carbon in NMC-based BM using a calibration curve developed with TGA/MS of pure graphite under oxidative conditions. Oxidative TGA/MS is also used to estimate the amount of PVDF in BM. Graphite particles in BM were studied using Raman spectroscopy, and the results showed that ID/IG ratios varied across the surface in the same BM sample due to deposition of carbonaceous species on graphite. Overall, this study highlights the importance of linking various characterization techniques, where the insights gained into chord length measurement, particle size effects, quantitative phase analysis, PVDF deposition, binder removal, and carbon quantification provide a framework for optimizing recycling strategies that maximize recovery of valuables in BM.
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