Zimin
Zhong
a,
Yaqiu
Zhao
c,
Xiaolin
Luo
*a,
Mengjun
Xiao
d,
Sibao
Liu
e,
Li
Shuai
*a and
Lu
Chen
*ab
aCollege of Materials Engineering, Fujian Agriculture and Forestry University, Fuzhou 350002, China
bCollege of Bee Science and Biomedicine, Fujian Agriculture and Forestry University, Fuzhou 350002, China
cState Key Laboratory for Quality Ensurance and Sustainable Use of Dao-di Herbs, National Resource Center for Chinese Materia Medica, China Academy of Chinese Medical Sciences, Beijing 100700, China
dCenter for Genomics and Biotechnology, Fujian Agriculture and Forestry University, Fuzhou 350002, China
eCollege of Environmental and Resources, Fujian Normal University, Fuzhou, 350007, China
First published on 15th April 2025
The simultaneous degradation and valorization of the most abundant renewable aromatic lignin provides significant benefits for synthesizing complex N-containing aromatic products, which are used in various applications ranging from pharmaceuticals to materials. Therefore, broadening the range of N-containing aromatic products derived from lignin is one of the key objectives in fulfilling future biorefinery and green chemistry needs. Enormous research efforts have been directed toward lignin depolymerization since the structural characterization of lignin has become increasingly understood. Over the past decade, significant progress has been made in N-mediated degradation strategies utilizing lignin models and extracts as raw materials. This review focuses on various activation strategies for cleaving the lignin C–C/C–O bonds while forming new C–C/C–N bonds in the presence of transition metal and metal-free catalysts. Additionally, insights into the fundamentals of reaction control, understanding reaction pathways, and their applications in the synthesis of active pharmaceutical ingredients and functionalized materials are discussed.
Green foundation1. We discuss strategies for N-mediated lignin degradation to synthesize N-containing aromatics using transition metal and metal-free catalyst systems over the past decade, which focuses on understanding the mechanisms of lignin C–C/C–O bond cleavage and the formation of new C–C/C–N bonds.2. N-containing aromatics with structural diversity serve as core structures in natural products, medicines, agrochemicals, and organic functional materials. After years of research, developing a library of valuable N-containing aromatics from renewable aromatic lignin offers a potential petroleum-independent option for meeting future biorefinery and green chemistry needs. 3. Most strategies discussed in the review frequently depend on noble transition metal catalysts or stoichiometric oxidants or bases, which could raise environmental and economic concerns. Exploring bio-derived or non-noble transition metal catalysts may lower toxicity and enhance sustainability. Additionally, employing electrochemical and photocatalytic methods for lignin valorization can reveal new possibilities for greener conversion processes. |
N-containing aromatic molecules possess significant physiological properties and offer promising applications in natural products, medicinal chemistry, agrochemicals, and functional materials.32 Current production routes for these valuable N-containing aromatic molecules primarily rely on the amination of pre-functionalized arenes, which are typically sourced from non-renewable petrochemical feedstocks like BTX (benzene, toluene, and xylene) through multi-step processes.33–35 Moreover, these routes face several additional technological drawbacks, such as the generation of hazardous waste streams and low atom and energy efficiency.36 To transition from petroleum-based to bio-based production using biomass as a renewable resource, it is crucial to develop a viable pathway from lignin to a diverse range of N-containing aromatic molecules. Although existing processes for synthesizing N-containing aromatic molecules from isolated lignin or lignin-based platform molecules are well-established, additional protection-group chemistries or reductive stabilization measures are often required.37–39 The promising application prospects of lignin-derived N-containing products have sparked growing interest within the biomass valorization community.32,40–43
With the continued interest of chemists in synthesizing natural products and valuable pharmaceuticals from renewable lignin resources,44 several recent studies have reported on the synthesis of paracetamol,45 pyridines,46 dopamine,47 oximes,48 tetrahydro-2-benzazepines,49 tetrahydroisoquinolines, quinazolinones, indoles, the natural product tetrahydro-papaveroline,33etc. These works typically involve multiple functionalization steps using O-containing platform molecules derived from lignin as the key building blocks, along with ammonia or organic amines as the amine source, which will undoubtedly increase processing costs and hinder practical applications. In another scenario, extensive efforts have been devoted to converting lignin-derived monophenols with amine sources to deliver value-added aryl amines,50–52 cyclohexylamines,53–55 tetrahydro-β-carbolines,56 and tetrahydroacridines57 by transition metal-catalyzed reductive coupling.58 In contrast, the direct construction of specific N-containing aromatics from protolignin/technical lignin in a simple conversion strategy has been rarely reported.46
Compared to the intricate research on direct lignin degradation, establishing lignin model studies not only quickly identifies product structures and clarifies the degradation mechanism but also offers potential new methods for native lignin degradation.10 Lignin β-O-4 models bearing γ-OH, a simplified simulacrum of the β-O-4 linkage (which accounts for approximately 50–65% of all linkages),59–61 are often utilized to explore various methodologies for constructing N-containing aromatics with structural diversity (Scheme 1B).42 Over the past decade, numerous elegant studies have emerged that elaborate on N-mediated lignin degradation processes transforming lignin β-O-4 dimers/polymers or extracted lignin into various value-added N-containing aromatics (Scheme 1C).
This review provides an overview focused on N-mediated degradation strategies using lignin β-O-4 models or lignin extracts as starting materials. These strategies for delivering various N-containing aromatic products were categorized into two groups: metal-catalytic methods and metal-free catalytic methods, which involve the simultaneous cleavage of C–O and C–C bonds in lignin β-O-4 models and the formation of new C–C and C–N bonds. We specifically focus on discussing the fundamentals of reaction control, understanding reaction pathways, and their applications in the synthesis of active pharmaceutical ingredients and functionalized materials. Overall, this review aims to provide a perspective on the current state of the art in strategies for the degradation of lignin β-O-4 models and lignin extracts to harvest N-containing aromatic chemicals while highlighting the exciting potential for future developments in this field.
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Scheme 2 Chemoselective synthesis of α-keto amides/amides from lignin β-O-4 ketones catalyzed by copper. |
Liu and co-workers, inspired by the above work, presented a similar study using a lignin β-O-4 ketone and the less nucleophilic aniline as substrates, catalyzed by CuCl2 (10 mol%) under an O2 or air atmosphere at 120 °C to chemoselectively synthesize benzanilide 7 and phenol 5 (Scheme 2B).65 Under these experimental conditions, the Cu(II) species showed higher catalytic efficiency than the Cu(I) species, which might be attributed to the greater oxidative properties of the Cu(II) species. They inferred that the oxidative cleavage of the C–C bond and the formation of the C–N bond occurred simultaneously. The proposed enamine intermediate, which was detected in the 1H NMR spectrum, can be regarded as corroboration of this inference.66 They focused solely on lignin β-O-4 ketone dimers and did not investigate the β-O-4 alcohol dimers, which are more representative of real lignin. Notably, DMSO has low toxicity but can cause skin irritation and enhance the absorption of harmful substances through the skin.
In 2020, Wang and co-workers detailed the relationship between different amine feedstocks and the product structures.67 When using primary or secondary aliphatic amines as raw materials, the transition metal catalyst Cu(OAc)2 (10 mol%) worked with green oxygen (O2) at room temperature to facilitate the oxidative cleavage of the C–C bond in lignin β-O-4 ketone, leading to the formation of a new C–N bond that selectively generates aromatic amides. Even though lignin β-O-4 ketone dimers with a γ-OH group can generate a yield of over 37%, they did not subsequently investigate lignin β-O-4 alcohol dimers. When ammonia was utilized as a starting material, it competed with oxygen during the C–N bond formation, resulting in a mixture of amide and α-keto amide. The 18O isotope-labelling experiments using dimethylamine as an amine agent demonstrated that the aromatic amide product retained the oxygen atom from lignin β-O-4 ketone. When using ammonia as the nitrogen source, only one of the two carbonyl oxygen atoms was labeled in the α-keto amide, indicating another mechanistic pathway (Scheme 2C).
The currently proposed mechanism, based on previous reports of copper-catalyzed aerobic amide/α-keto amide formation, involves the transient higher valent Cu(II)-oxygen species reacting with the lignin β-O-4 ketone in a single electron oxidation process, yielding an α-keto copper peroxide that is subsequently attacked by an ammonia/1° or 2° amine to form a hemiaminal copper peroxide.67 Then, the fragmentation of the C–C bond of the α-hemiaminal copper peroxide intermediate furnishes amide 4 and a formyl ester, which undergoes aminolysis to yield a formyl amine and phenol 5. The hemiaminal intermediate loses a water molecule through another pathway to form the iminium salt intermediate.68–70 The α-imino copper peroxide intermediate undergoes 4-exo-trig cyclization to give a four-membered ring aminodioxetane intermediate.64 Further cleavage of the O–O bond in the four-membered ring, accompanied by the departure of an amine, leads to an arylglyoxylic acid aryl ester, which reacts with the amine to yield the desired α-keto amide 3 and phenol 5. However, the lignin β-O-4 models containing the benzyl alcohol group were found to be incompatible with the copper-catalyzed oxidative cleavage system due to the unactivated C–C and C–O bonds, which have high dissociation energies.71,72
Benzonitrile serves as an intermediate in the synthesis of high-quality coatings, such as melamine benzoguanamine, and its derivatives can be utilized to produce a range of drugs, including the antimalarial medication pamaquine.73 Benzaldehyde derivatives serve as strong platforms for building complex N-containing compounds. Based on the potential benzaldehyde unit in the lignin β-O-4 model,74–79 Li et al. developed a protocol for synthesizing benzonitrile 9 using Cu(OAc)2 (100 mol%) as a catalyst and tetrabutylammonium iodide (TBAI, 10 mol%) as a promoter in the presence of (NH4)2CO38 at 120 °C (Scheme 3).80 The selectivity and yield of the targeted aromatic nitrile 9 and phenol 5 were closely related to the substituents on the aryl ring O-terminus. The negative effects arise as the number of methoxy groups on the aryl ring O-terminus increases. This can be attributed to the electronic effects of the multiple methoxy groups, which enhance the bond dissociation energy and make the substrate more susceptible to oxidation.72 When lignin β-O-4 ketone dimers with a γ-OH group are used as substrates, the yield is 17%. In terms of sustainability, Cu(OAc)2 is toxic as a catalyst and concerns have been raised about its potential for environmental contamination.
The plausible mechanism supported by isotope-labelling and control experimental data is as follows: first, the TBAI is oxidized to Lewis acid I2, which complexes with the carbonyl group, activating the C–C bond and reducing the bond energy. Next, a single-electron oxidation process, catalyzed by Cu(OAc)2/O2, produces the α-keto copper peroxide, which is followed by a tandem [1,2-H] shift and C–C bond cleavage sequence that yields the key benzaldehyde intermediate. Subsequently, the condensation of the benzaldehyde with ammonia, derived from the decomposition of (NH4)2CO38, yields the benzaldimine intermediate, which, upon dehydration, affords benzonitrile 9. Subsequently, Li et al. successfully applied this Cu(OAc)2/TBAI/O2 oxidative system to cleave oxidized birch lignin, yielding 4-hydroxy-3,5-dimethoxybenzonitrile in 0.43 wt% yield. This establishes a promising pathway for converting real lignin biomass into value-added aromatic nitriles.
Experimental data have suggested two possible mechanistic pathways (I and II). Initially, the lignin β-O-4 ketone was obtained via dehydrogenation of the benzylic alcohol unit in 10. In pathway I, the formation of an acetophenone intermediate is proposed based on the cleavage of the C–O bond of the lignin β-O-4 ketone, followed by condensation with an amine to form the imine I intermediate that tautomerizes to enamine I. In pathway II, the generation of the imine II intermediate is assumed, which can tautomerize to enamine II, delivering phenol 5 and enamine I upon fragmentation. Finally, reduction of enamine I gives benzylamine 11. Direct control experimental evidence exists indicating that these intermediates are present and have been identified.
To their disappointment, the amination of native lignin did not occur with the Pd/C reductive cleavage protocol because the dehydrogenation of benzylic alcohol did not take place; only small amounts of phenol derivatives were detected. Instead, a two-step sequence was developed that involved the depolymerization of lignin-oil, catalyzed by a binuclear rhodium complex, followed by the Pd/C reductive cleavage of the resulting keto-monomers. This process effectively converted real lignin into polysubstituted benzylamines 11 with a 0.4 wt% yield.
Spurred on by the identified acetophenone intermediate observed in their previous studies,85,87 Li and colleagues presented a one-pot multicomponent method to produce imidazopyridine (Scheme 5).88 The two-step process involves the key acetophenone intermediate generated from selective C–O bond breaking using a typical Pd/C catalyst (5 mol% Pd) and a commercially available hydrogen source, NaBH4 (10 mol%). Then, the α-iodination of acetophenone, induced by electrophilic iodine species I+ generated from I2, produces an α-iodine aryl ketone intermediate. Following this, the cyclization of the α-iodine aryl ketone with 2-aminopyridine 12 yields an architecturally bicyclic aminopyridine 13 and the byproduct HI. NH4HCO3 has proven to be the most effective base for promoting the iodination and cyclization processes by releasing NH3 to neutralize HI.
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Scheme 5 Synthesis of imidazopyridines from the lignin β-O-4 model catalyzed by Pd/C and I2 in two steps. |
With these results in hand, a plausible mechanism was proposed. The first step involves the abstraction of a hydrogen atom from Cα in the lignin β-O-4 model 10 to produce the lignin β-O-4 ketone. Then, NaBH4 accelerates the Pd/C catalyst in cleaving the C–O bond to form acetophenone. Subsequently, I2-promoted α-iodination of acetophenone with NH4HCO3 occurs. Following this, the iodine atom in the resulting 2-iodo-1-phenylethanone is attacked by 2-aminopyridine 12, resulting in the formation of the intermediate I with a new C–N bond. The imine nitrogen attacks the proximal carbonyl group to generate bicyclic hemiaminal II, which undergoes aromatization to give imidazo[1,2-a]-pyridine 13.
This one-pot multicomponent strategy was effectively used for the β-O-4 polymer, which mimicked natural lignin, yielding a moderate amount of the desired imidazopyridine product in two steps. This methodology presents a promising option to connect renewable lignin with biologically active N-heterocyclic pharmaceuticals, thereby reducing a significant dependency on petroleum resources. Regrettably, they did not further investigate the reaction using real lignin. Considering sustainability, Pd/C is toxic and can cause respiratory irritation. It is a sustainable catalyst due to its efficiency and reusability. NaBH4 is toxic, causing skin and eye irritation. As a hydrogen source, it offers sustainability due to efficient energy release.
The triangular A1–D–A2 (electronic acceptor–donor–acceptor) configuration of compound 15 enables it to simultaneously possess a core carbazole skeleton with electron-donating capacity and two benzoyl moieties with electron-accepting capability. The structure facilitates excellent twisted intramolecular charge transfer and AIE performance to be exhibited and it holds a unique photophysical property.
The mechanism illustrated in Scheme 6 is supported by DFT calculations and experimental data. The reaction begins with the exchange of the ligand on the vanadium complex by the benzylic alcohol of 10, followed by the abstraction of a hydrogen atom from the benzylic position to the vanadium-oxo to form a ketyl radical. Cleavage of the phenolic C–O bond leads to the formation of an enolate intermediate and an aryloxy radical. The elimination of the hydroxy group of the enolate releases water and results in the formation of the α,β-unsaturated ketone product. The resulting vanadium(IV) complex is re-oxidized by the newly formed oxyradical to regenerate vanadium(V) and close the catalytic cycle.93 Subsequently, the electron-poor α,β-unsaturated ketone intermediate (dieneophile) and electron-rich 3-alkenylated indole 14 (diene) undergo a normal intermolecular electron-demand Diels–Alder cycloaddition, forming the tetrahydrocarbazole skeleton. The driving force is the formation of two new σ-bonds. Finally, the dehydrogenative aromatization of the tetrahydrocarbazole generates the carbazole compound 15. In this process, the vanadium catalyst plays an essential role in intramolecular dehydrogenation.
Lignin-derived carbazoles with A–D–A configurations, originating from renewable substrates, display TICT–AIE performances, endowing lignin-depolymerized derivatives with unique photophysical properties. The current V-complex-catalyzed protocol provides a concise and sustainable method for synthesizing functionalized carbazoles with AIE properties, establishing a clear link between lignin and BioAIEgens.
The outstanding catalytic performance demonstrated by the vanadium complex inspired Zhang and colleagues to synthesize additional valuable heterocyclic molecules. Triazoles, which comprise a five-membered ring containing two carbon atoms and three nitrogen atoms, are types of heterocyclic compounds with a wide range of applications in drug discovery, organocatalysis, bioconjugation, fluorescence imaging, agrochemicals, and materials science.94 In 2024, Zhang et al. developed a vanadium-catalyzed cyclization protocol that involved an enone, derived from lignin β-O-4 model 10, with catalysis provided by V-complex I (5 mol%) at 110 °C, coupled with azide 16 to access the 1,2,3-triazole compound 17 in moderate to excellent yield (Scheme 7).95
V-complex I was identified as the optimal catalyst in this reaction, providing a satisfactory yield of 1,2,3-triazole 17 and guaiacol 5. Moreover, the unprotected phenol motif on the C-terminal was examined as compatible with the catalytic system. The vanadium catalyst system is well-tolerant of the electron-donating group on the aryl ring C-terminus/O-terminus of the lignin β-O-4 model and is suitable for various substituted-azide substrates.
The proposed mechanism involves V-complex I catalyzing the selective cleavage of C–O bonds to form the α,β-unsaturated ketone intermediate, followed by an intermolecular 1,3-dipolar cycloaddition with the azide, resulting in the formation of the triazoline. The triazoline rapidly undergoes dehydrogenation to yield the desired 1,2,3-triazole compound 17. Additionally, this method was employed to establish a link between lignin and carbohydrate derivatives, successfully producing triazole carbohydrate derivatives with broad pharmaceutical bioactivities. However, the compounds used were all model compounds, not real lignin or carbohydrates.
In the same year, continued attention was focused on the synthesis of the quinoline alkaloid skeleton, an important building block in organic chemistry.96–98 Zhang and coworkers discovered a novel vanadium/copper co-catalyzed method (V-complex I, 5 mol% and Cu(OAc)2, 20 mol%) for efficiently constructing functional quinolines 19 in moderate to good yield, starting from the lignin β-O-4 model 10 with a γ-OH group and 2-aminobenzylalcohol 18 at 140 °C (Scheme 8).99 This is a modified supplementary method of their previous work on the degradation of the lignin β-O-4 model mediated by an inorganic base to synthesize quinoline compounds because the base-catalyzed protocol was incompatible with the γ-OH group in the β-O-4 motif.100 In the initial stage of the experiment, vanadium complex I was tested as an exclusive catalyst, producing only a minute amount of quinoline. When Cu(OAc)2·H2O and TEMPO were added to the reaction mixture, the yield increased to 78%. The control experiment determined that Cu(OAc)2·H2O and TEMPO were in charge of oxidizing 2-aminobenzyl alcohol 18 to 2-aminobenzyl aldehyde. Unlike other systems that cleave the γ-OH group, this system effectively utilizes it, incorporating it into the final product. Moreover, TEMPO is relatively low in toxicity and, being an oxidant, it is sustainable because of its efficiency and recyclability, though careful handling is necessarily needed.
The first step in the mechanism involves V-complex I catalyzing the formation of an α,β-unsaturated ketone through the cleavage of aryl ether 10 and the elimination of the hydroxy group from the enolate to release water. Then, an aza-Michael addition occurs between the enone and 2-aminobenzyl aldehyde to form the ketoaldehyde intermediate. An intramolecular 1,2-addition rapidly takes place to construct the tetrahydroquinoline. Aromatization of the tetrahydroquinoline affords the final quinone compound 19. This method shows a broad substrate scope, excellent functional group tolerance, and high yields without external oxidizing and reducing reagents.
In addition to β-O-4 models, there are many works on converting α-O-4 and 4-O-5 models into N-containing aromatic compounds. In 2018, Vos et al. reported the transformation of the α-O-4 dimer compound into primary cyclohexylamines with ammonia, using Rh/C as an excellent catalyst.101 In 2018, Li and co-workers developed cross-coupling methods that used the 4-O-5 dimer as the substrate, employing NaBH4 as the hydrogen donor, primary and secondary aliphatic amines, as well as ammonia, which served as nitrogen sources, and Pd(OH)2/C acting as the hydrogen transfer catalyst to produce a variety of aryl and cyclohexyl amines in a one-pot reaction.102,103 The mechanism involved two aryl C–O cleavages to form phenol intermediates. The phenols were then converted into cyclohexyl amines with amines, followed by Pd-catalyzed dehydrogenation to yield aryl amines.
Furthermore, the development of new catalysts, such as single-atom and zeolite-based catalysts, has shown enhanced activity and selectivity, effectively improving the efficiency of lignin depolymerization and amination processes.
In 2018, Zhang and He et al. reported a Beckmann rearrangement using lignin β-O-4 ketoxime 20 as a substrate, which was acid-mediated (SOCl2, 50 mol%) at 80 °C, to directly produce benzonitrile 9, benzamide 7, oxazole 21, and aniline 22 in a one-pot process, achieving an overall yield of up to 96% (Scheme 9A).104 It should be noted that the ketoxime 20 consists of a mixture of Z (Ar1 is anti to OH) and E (Ar2 is anti to OH) isomers and the absolute configuration of the Z-ketoxime was confirmed by X-ray single-crystal structure analysis. For the Z-ketoxime, thionyl chloride (SOCl2) activates a normal Beckmann rearrangement to obtain the anilide, which could be further hydrolyzed to form aniline and carboxylic acid. In contrast, the SOCl2-induced E-ketoxime undergoes an abnormal Beckmann rearrangement called Beckmann fragmentation, which often competes with the conventional Beckmann rearrangement to produce benzonitrile. This occurs due to the functional group adjacent to the oxime, which stabilizes carbocation formation, making fragmentation a viable reaction pathway. When the E-ketoxime bears a γ-OH group, the Beckmann rearrangement affords a C-2 monosubstituted oxazole along with the aforementioned N-containing products due to the nucleophilicity of the γ-OH group. Additionally, SOCl2 is extremely toxic and corrosive, leading to significant irritation of the skin, eyes, and respiratory system. While it is effective in reactions, its use necessitates proper safety measures and disposal to ensure environmental sustainability.
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Scheme 9 Synthesis of benzonitrile, benzamide, oxazole and aniline from lignin β-O-4 ketone mediated by hydroxylamine. |
In the first step of the mechanism, the hydroxyl group of the ketoxime is converted into a sulfate ester by reacting with the electrophilic SOCl2. For the Z-ketoxime, the departure of the ClSOOH leaving group from the sulfate ester I is accompanied by the [1,2]-shift of the Ar1 group, which is anti to the sulfate ester group. The resulting carbocation I reacts with a water molecule, affording the anilide after tautomerization. The aniline 22 and carboxylate are obtained by hydrolyzing the anilide intermediate. For the E-ketoxime, the departure of the ClSOOH leaving group from the sulfate ester II generates nitrile 9 and carbocation II, which is quickly intercepted to form phenol 5. The hydrolysis of nitrile 9 yields the final benzamide 7. For the E-ketoxime with a γ-OH group, a Beckmann rearrangement to give carbocation III is favored, which is attacked by the intramolecular hydroxyl group to yield oxazole 21 after aromatization. Additionally, a related protocol that utilized NaN3 to produce aniline 22 was detailed in a recent review by Wang et al.32,105
In the same year, the Wang group developed a hydroxylamine-mediated protocol to form isoxazole and aromatic nitrile products through lignin degradation (Scheme 9B).106 MgO (2 equiv.) possesses the best properties to promote acceleration of C–O bond cleavage in lignin β-O-4 ketoxime and isoxazole construction. In the course of the experiment, the confirmation of the oxiran oxime intermediate indicates the formation of isoxazole 23 and aromatic nitrile 9 through two types of oxiran oximes. The condensation between the hydroxyl group and oxiran of the (Z)-oxiran oxime under MgCl2 produces the isoxazole, while the (E)-oxiran oxime may undergo Beckmann rearrangement to give the aromatic nitrile due to the spatial position of the hydroxyl group being anti to the oxirane. Unfortunately, this elegant one-step hydroxylamine-mediated lignin degradation strategy cannot be directly applied to real lignin with complex three-dimensional structures. After optimization, SA (hydroxylamine-O-sulfonic acid) was identified as an ideal additive for addressing the problem, resulting in the formation of isoxazole and aromatic nitrile products from pre-oxidized birch lignin at 1.16 wt% and 1.76 wt%, respectively.32 The reaction system shows strong compatibility with β-O-4 ketone dimers containing γ-OH; however, when β-O-4 alcohol dimers with γ-OH are used as substrates, the target product does not form.
In 2019, Fokin and co-workers employed SO2F2 gas to induce the Beckmann rearrangement of a mixture of lignin β-O-4 ketoxime isomers to yield anilide 24, which facilitates smooth hydrolysis to yield aniline 22 with a base, achieving excellent chemoselectivity and yield values (Scheme 9C).107 The lignin β-O-4 ketone compound was initially found to exhibit sluggish reactivity with Et3N (1.5 equiv.) and SO2F2 (2 equiv.) at room temperature, leading to the use of lignin β-O-4 ketoxime as an alternative substrate. Among the above hydroxylamine-mediated lignin degradation strategies, the lignin β-O-4 model with the α-hydroxyl group is incompatible with these reaction conditions and no product is obtained. This may be due to the difficulty of the spontaneous oxidation of the α-hydroxyl group in an axiomatic basic medium, along with the higher dissociation energy of the Cβ–O bond compared to that in the oxime.
The control experiments and detailed DFT calculations clarified the possible reaction mechanisms and a favored pathway. The lignin β-O-4 model 10 is initially deprotonated at the Cα-H bond and cleaved at the C–O bond by NaOH, resulting in the formation of the key acetophenone intermediate and phenol 5. The ketoamine condensation of acetophenone with (2-aminophenyl) methanol 18 occurs to produce imine I, followed by dehydrogenation to imine II (Path I). In another scenario, the amine or aldehyde group of 2-aminobenzyl aldehyde, oxidized from (2-aminophenyl) methanol, condensed with acetophenone to afford imine II (Path II) or chalcone (Path III), respectively. Although both intermediates, imine II and chalcone, can undergo dehydration and aromatization to form quinoline 26, the yield of 26 from imine II is three times greater than that from chalcone, indicating that Path II is the preferred pathway. The sequences of the whole cascade reaction involve base-mediated C–O bond cleavage, dehydrogenation, aldol condensation, C–N bond formation and aromatization.
Subsequently, the synthesized lignin β-O-4 polymer, which mimics real lignin, is degraded to form para-hydroxy acetophenone. Initially, the NaOH-catalytic system was unsuitable for the polymer reaction; therefore, a binuclear rhodium complex was used to catalyze the mild depolymerization of the β-O-4 polymer. para-Hydroxy acetophenone is unsuitable for the basic reaction conditions because sodium phenolate salt forms competitively. Alternatively, the protocol of hydroxyl group protection is carried out to facilitate the smooth synthesis of quinoline, achieving an overall yield of 56 wt% based on the β-O-4 polymer. The sustainable three-step process offers a potential opportunity for producing petroleum-independent biological aromatics.
After disclosing the degradation and oxidative mechanisms of the lignin β-O-4 model compound and benzyl alcohol under basic conditions, respectively, Li and colleagues continued processing inedible lignin to create various N-containing products. In the same year, Li and co-workers introduced another protocol involving an exquisite NaOH-induced multi-component cascade reaction for quickly constructing 2,4,6-triphenylpyrimidine 29 in a one-pot process without additional transition metal catalysts or external oxidants or reductants (Scheme 11).109 The solvent tert-amyl alcohol can be easily distilled from the reaction mixture for recycling, as its boiling point (101.8 °C) is significantly lower than that of both the reactants and products. This efficient recycling process not only minimizes waste but also enhances the sustainability of the reaction by enabling the reuse of the solvent in subsequent cycles.
Similar to the mechanism of the NaOH-induced quinoline synthesis from the lignin β-O-4 model described above, the mechanism of pyrimidine synthesis starts with NaOH-catalyzed Cα-H abstraction and C–O bond breakdown of compound 10 to deliver acetophenone, accompanied by benzyl alcohol 28 being oxidized into benzaldehyde. Furthermore, aldol condensation occurs between the resulting two intermediates, giving the key product chalcone. Then, the cyclization between chalcone and benzamidine hydrochloride 27 forms a dihydropyrimidine intermediate, followed by oxidative aromatization to produce pyrimidine 29.
Meridianin derivatives represent an important class of natural marine alkaloids that exhibit unique bioactivities, including significant antitumor activity, and are consequently widely utilized in the pharmaceutical industry.110 To emphasize the feasibility of application in pharmaceutical synthesis, Li and co-workers employed all three reaction components: the lignin β-O-4 model compound, guanidine hydrochloride, and (1-benzyl-1H-indol-3-yl) methanol to synthesize an important meridianin derivative marine alkaloid with a total yield of 49% in two steps. This simple methodology does not require any transition metal catalysts, thereby offering a cost-effective alternative for synthesizing value-added meridianin derivatives.
Based on the aforementioned outcomes, Zhang et al. presented a feasible [3 + 1 + 2] cyclization protocol for the synthesis of carbazole derivatives using the lignin β-O-4 model 10, indole-formaldehyde 30 and 3-chloropropiophenone 31 as starting materials (Scheme 12).111 The one-pot process employed commercially available NaOH (4 equiv.) and CuCl2·2H2O (50 mol%) as reaction catalysts for the two-step transformations, respectively. Notably, the cyclization between 3-alkenylated indole 14 and 3-chloropropiophenone 31 occurs with low conversion and yield in a strongly basic medium. However, the addition of acetic acid to the reaction mixture can significantly increase the overall yield of carbazole.
The control experiments revealed a possible reaction mechanism involving the cleavage of the C–O bond in the lignin β-O-4 model 10, leading to the formation of the acetophenone intermediate, followed by an aldol condensation between acetophenone and indole-formaldehyde 30 to deliver compound 14. The α,β-unsaturated ketone, originating from 3-chloropropiophenone via dehydrochlorination, undergoes Diels–Alder cyclization with compound 14 to form tetrahydrocarbazole, followed by aromatization to produce carbazole 15, which exhibits favorable twisted-intramolecular charge transfer (TICT) and aggregation-induced emission (AIE) effects. This method also uses lignin β-O-4 alcohol dimers containing γ-OH as raw materials to obtain 45% of the corresponding carbazole, making a significant contribution to the utilization of lignin in fluorescent materials.
Quinoxalines are widely recognized as privileged core scaffolds utilized in pharmaceuticals, agrochemicals, and bioactive compounds.112–114 Zhang et al. developed an efficient method for sustainably synthesizing quinoxaline from the lignin β-O-4 model 10 and 1,2-diaminobenzene 32 in KOH (5 equiv.) at 140 °C (Scheme 13).115 When using unsymmetrical 1,2-diaminobenzenes as substrates, the poor regio-chemoselectivity of the reaction generates a pair of regio-isomer products with similar physicochemical properties, making them difficult to separate. The researchers employed a three-step process in which the synthetic lignin β-O-4 polymer, mimicking real lignin, was degraded to form 4-hydroxyacetophenone. The hydroxyl group was then protected to facilitate the formation of quinoline.
Based on the findings of control experiments, a plausible reaction mechanism was proposed (Scheme 13). First, the key intermediate of acetophenone is obtained by cleaving the C–O bond of the lignin β-O-4 model 10. Then, acetophenone reacts with 1,2-diaminobenzene 32 to generate a ketimine, followed by the oxidative activation of the sp3 C–H bond, resulting in a superoxide radical species, which can further yield an imine aldehyde in the presence of KOH under air. Finally, intramolecular condensation between the aldehyde and amine, followed by a dehydration reaction, produces quinoxaline 19 as the desired product.
AG1295, used for inhibiting the platelet-derived growth factor receptor tyrosine kinase, is an important drug compound.116 It can be synthesized from lignin β-O-4 model compounds and β-O-4 polymer using the KOH-catalytic protocol, potentially bridging lignin to pharmaceuticals.
Control experiments have shown that the oxidative decomposition of H2O2 to produce the hydroperoxyl radical is vital as the reaction did not proceed when H2O2 was replaced with O2, or with the addition of equal amounts of free radical scavengers TEMPO and BHT. The possible mechanism involves the condensation of aniline with the lignin β-O-4 model 1 to form the enamine intermediate. The resulting enamine can be activated by the hydroperoxyl radical (HOO˙) generated in situ by H2O2, yielding an α-radical peroxide intermediate, which further couples with the hydroxyl radical (HO˙) to give an α-imine peroxide. Subsequently, the intramolecular C–C bond cleavage of the α-imine peroxide produces an iminol intermediate and phenol 5. The tautomerization of the iminol generates the final benzanilide product 7. This method is specific to reactions using lignin β-O-4 ketone dimers as substrates. The researchers designed a two-step process to convert lignin β-O-4 alcohol into benzamide. In this process, TEMPO (5 mol%) was used as the oxidizing agent, with NaNO2 (2 mol%) serving as an additive for the oxidation of β-O-4 alcohol dimers. Although H2O2 is corrosive and toxic, its use as a green oxidant to degrade lignin presents an important concept for developing sustainable green processes.
Simultaneous depolymerization and valorization of lignin into aza-aromatics is challenging due to the incompatibility and low efficiency of the existing catalytic methods in breaking C–C/C–O bonds in lignin while forming C–N bonds. In 2022, Zhang and co-workers utilized a Lewis acid to activate the oxidized lignin β-O-4 model 1 in combination with o-phenylenediamine 32, in the presence of the toxic catalyst 2,3-dichloro-5,6-dicyano-1,4-dibenzoquinone (DDQ, 5 mol%) at 150 °C, resulting in the formation of 2-phenylbenzimidazole 34 and benzimidazole 35 in good to excellent yield (Scheme 15).119 This method fully utilizes each carbon atom (Cα atom, Cβ atom, and Cγ atom) of the lignin β-O-4 ketone to synthesize the corresponding benzimidazoles, rendering it a high-atom-economy degradation strategy. However, the regioselectivity of the reaction did not reveal further details, as the substrates used led to the formation of axisymmetric benzimidazoles.
Control experiments have shown that the possible mechanism begins with the activation of the carbonyl group in the lignin β-O-4 model 1 by the Lewis acid DDQ, followed by coupling with o-phenylenediamine to form an imine intermediate. The amino group then attacks the imine group to form an aminal ring, which is further oxidized by oxygen to generate a peroxide intermediate, followed by C–C bond cleavage to produce 2-phenylbenzimidazole 34 and phenyl formate. Subsequently, the hydrolysis of phenyl formate produces phenol 5 and formic acid, which rapidly cyclizes with o-phenylenediamine 32 to form benzimidazole 35 compounds.
Furthermore, both oxidized hardwood (birch) and softwood (pine) lignin could be transformed into the corresponding benzimidazole derivatives at 45 wt% and 30 wt%, respectively. This demonstrates the applicability of the DDQ degradation strategy for degrading real lignin.
Based on data from mechanistic studies, a plausible mechanism is described as follows: first, CeCl3 coordinates with the lignin β-O-4 model 10, forming a CeIIICln/lignin complex I, followed by the single-electron oxidation with a DBAD* to generate a CeIVCln/lignin species II with the ejection of molecular DBAD. Subsequently, CeIVCln/lignin species II undergoes photoinduced homolysis to generate an alkoxy radical, accompanied by the release of a molecule of CeIIICl3 into the next catalytic cycle. Then, the β-scission of the alkoxy radical intermediate occurs to form benzaldehyde and a key alkyl radical, which can be coupled with DBAD, yielding a nitrogen-centered radical intermediate to produce hydrazinium 36 by the single-electron transfer/proton transfer (SET/PT) process.
The CeCl3-promoted photocatalyst for C–C bond cleavage was employed on real lignin to afford the corresponding hydraziniums, identified through two-dimensional HSQC spectra, with a total yield of 11.94 wt%.127 The versatility of this strategy renders it appropriate for converting real lignin into a sustainable source of diverse hydrazinium products.
This review points out several key challenges faced when using transition metal catalysts, acid/base or neutral catalysts, and photocatalysts in lignin valorization. These include the following: (1) insufficient oxidation capacity; (2) low efficiency at the heterogeneous catalytic interface; (3) inability to abstract benzyl hydrogen atoms from natural lignin; and (4) poor selectivity in C–C bond cleavage and γ-OH bond fracture. Additionally, the reliance on noble transition metal catalysts and stoichiometric reagents raises notable economic and environmental concerns. To address these issues, exploring bio-derived or non-noble transition metal catalysts holds great promise for reducing toxicity and improving the sustainability of lignin valorization processes. Furthermore, the integration of electrochemical and photocatalytic methods could offer exciting new pathways for lignin conversion, potentially revolutionizing future biorefinery and industrial processes. These advancements could pave the way for more efficient, environmentally friendly, and cost-effective solutions in lignin valorization.
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