Open Access Article
Lincoln Mtemeri
and
Yue Qi
*
School of Engineering, Brown University, Providence, RI 02912, USA. E-mail: yueqi@brown.edu
First published on 4th November 2025
Sodiation mechanism in hard carbons, despite their ambiguous structures, is widely understood to involve three stages: adsorption at defects and edges, intercalation between graphene layers, and nano-pore filling. Among these, nano-pore filling might be the most important sodiation stage with its characteristic low-voltage plateau (∼0.1 V) observed over an extended capacity range. To investigate the pore filling mechanism, we introduce a representative nanopore model based on zeolite-templated carbon (ZTC), which consists of mainly sp2-bonded carbon sheets curved into well-defined interconnected nanopores, facilitating well-defined pore descriptors. Three ZTC models with pore sizes of 8.8 Å, 10.1 Å, and 11.2 Å were selected to represent the ideal nanopore features in hard carbon. A pore-filling algorithm, along with density functional theory (DFT) and ab initio molecular dynamics (AIMD) calculations, was used to investigate the sodiation process within the nanopores. Simulations reveal that the pore filling starts from Na absorption near the carbon walls via ionic bonding. As Na filling progresses towards the center, the bonding character gradually transitions to more metallic. Consequently, smaller pores exhibit higher sodiation voltage than larger pores, agreeing with experimental observations. Notably, the ZTC structure with 11.2 Å pores has a plateau voltage that aligns closer to the experimentally observed 0.1 V. The theoretical capacity with favorable formation energies can reach up to NaC3 (∼470 mAh g−1), more than the theoretical capacity of LiC6. Comparing the pore filling of ZTC with carbon nanotubes suggests that the presence of non-6-carbon rings in ZTC facilitates charge transfer from Na to carbon, forming ionic bonds. Together, these descriptors – pore size, specific volume, and carbon topology offer design guidelines to quantify carbon electrode design for sodium-ion batteries.
Broader contextHard carbon (HC), the most practical anode for sodium-ion batteries (SIBs), faces dramatic development challenges because the mechanisms of sodium storage during one of its most important stages—nanopore filling—are not fully understood. The structural complexity of HC has prevented quantitative correlations between pore characteristics and the open-circuit voltage (OCV) profiles observed experimentally, limiting the ability to design materials with predictable performance.We address this by introducing zeolite-templated carbon (ZTC) as a model system that isolates and reveals the mechanisms of sodium storage in nanopores. ZTC's curved sp2 carbon networks form 3D interconnected pores with tunable geometry and chemistry, enabling systematic evaluation of pore descriptors. Using a custom pore-filling algorithm with density functional theory (DFT) and ab initio molecular dynamics (AIMD), we predict OCV and capacity up to ∼470 mAh g−1 during pore filling. Sodium first adsorbs ionically at pore walls before transitioning to metallic clusters at the pore center. It was quantitatively demonstrated that the ∼1 nm sized connected pores formed by curved sp2-bonded 5,6,7-membered carbon rings correspond to the experimentally observed pore filling voltage plateaus at ∼0.1 V. These insights provide concrete design criteria for HC anodes and demonstrate the broader importance of rational pore engineering in energy storage materials. |
The primary challenge in the computational modeling of hard carbon is the existence of numerous structure representations, built around the widely accepted “house of cards” analogy.8,9 This framework characterizes hard carbon as having graphitic domains with short, uniformly stacked graphene sheets that contain defects and non-graphitic domains with curved surfaces that give rise to pore features.10–12 Based on this model, Na storage has been proposed to fall into three regimes: (1) absorption at defects and edges, resulting in a high voltage steepest slope (1–1.5 V), (2) intercalation between layers contributing to a slope of (0.1–1 V)13 and (3) pore-filling, which gives rise to the low voltage plateau at (0.1 V) of the discharge OCV profile.10,14 Recent operando characterization techniques have revealed that the pore filling process corresponding to the ∼0.1 V voltage plateau is non-uniform and highly dependent on both pore size distribution (closed/open) and defect concentration.15 However, understanding such pore behavior through simulations remains difficult, limiting the ability to produce consistent, structure-dependent predictions.
Early Density Functional Theory (DFT) calculations have modeled the contribution of defects and the expanded graphite using simplified planar defective graphene7,16–19 and AB-stacked layers,5,18,19 respectively. A few studies isolated the contribution of pore storage to the overall Na storage mechanism in hard carbon. One example includes Tateyama and co-workers,18 who simulated the pore-size effect by inserting Na clusters or slabs into the space between two parallel graphene layers and found negative formation energies in the 0.78–2 nm interlayer spacing range. Another simulation employed two tilted defective graphene layers to mimic wedge-pores and found both ionic and metallic Na inside the pore.14 While these models provide valuable mechanistic insights, quantitative correlation of pore characteristics with the OCV and capacity has not been achieved.20
To investigate the role of nano-sized pores on the sodiation mechanism, we introduce a family of porous carbon structures that are synthesized from zeolite-templated carbon (ZTC).21,22 They share similar features of carbon Schwarzites structures, such as highly sp2 bonded carbon, negative Gaussian curvature, high porous volume, etc. Schwarzites structures have been proposed as part of building blocks in hard carbon, with curved fullerene-like structures.23 These structures exhibit a well-defined three-dimensional network of interconnected nanopores with irregular geometries and topological diversity. Their features can be quantitatively described using well-defined descriptors:24 (1) the local pore diameter, defined as the diameter of the largest sphere that can fit in a specific region without considering pore connectivity, (2) the triply periodic free sphere diameter, which represents the largest sphere that can freely move through the interconnected channels or restrictive diameter, (3) specific volume which is related to the ratio of geometric occupiable volume to the mass of carbon in the structure, (4) density, and (5) porosity. Moreover, ZTC-based pore structures are an ideal system because they feature chemically uniform carbon networks free of oxygen or hydrogen, enabling isolation and interpretation of Na–C interactions.
Moreover, templated carbon can be synthesized as a standalone carbon material for batteries and capacitors. Zeolite-templated carbon25 and MgO-templated carbon26 have been synthesized, with nanosized pores and sp2 bonding characteristics, for sodium-ion batteries. Kwon et al.27 and Park et al.28 have synthesized ZTC for Li-ion batteries, demonstrating higher capacity than graphite. The nanoscale pore features in ZTC also facilitated their applications in aluminum batteries,29 supercapacitors,22,30 and catalysis.31 Thus, unlike simplified carbon nanotubes or planar graphene-based models, ZTC-based models are not only computationally accessible, but also experimentally relevant, making them a valuable system for exploring the structure–property relationships for sodium storage.
Motivated by these structures, we aim to obtain a fundamental understanding of the structural and chemical descriptors that control the pore filling process. Such descriptors are essential for calibrating and designing hard carbon materials to enhance the energy density of sodium-ion batteries (higher capacity and lower voltage). To this end, we first developed a pore-filling algorithm that incrementally inserts sodium atoms into the occupiable pore space, up to saturation. A combination of DFT minimization and ab initio molecular dynamics (AIMD) simulations was used to sample thermodynamically stable structures. The formation energies were then analyzed via a convex hull construction, followed by calculations of the open-circuit voltage (OCV) profiles.
The OCV plateaus predicted by these structures were compared with available experimental observations showing pore sodiation. Additionally, the charge states of Na atoms were examined to reveal the pore filling mechanism and bonding nature. Finally, our pore-filling results were evaluated against nanotube and slab models to further correlate the structural and chemical descriptors that determine the pore filling capacity and voltage.
From this set, three representative pore models were selected and labeled HC1, HC2 and HC3 as shown in Fig. 1A. Our selection criterion mainly focused on (i) well-defined 3D-nanopore network composed of sp2-hybridized carbon atoms arranged in polycyclic rings, (ii) the presence of multiple atom bridges connecting pore walls to enhance structural rigidity and pore confinement, and (iii) distinct pore characters that enable systematic comparison.
The structures were analyzed to determine their pore characteristics using Zeo++ software package35 and the Connolly surface method36 in Materials Studio programs. Zeo++
35 was employed to calculate key topological features of the crystalline porous structures. This algorithm uses Voronoi/Delaunay decomposition and Monte Carlo integration37 to extract geometric characteristics, including the local pore diameter (DL), which represents the largest occupiable space; and the restrictive diameter (DR), which characterizes the narrowest part of a pore channel. The geometric occupiable volume (Vg), which quantifies the space that is accessible to a fluid or gas, is directly related to porosity (θ) as the ratio of void space to the total volume. The specific volume (ν), which is the inverse of density (ρ), represents the volume normalized by mass. These characteristics are shown in Fig. 1C. To validate the Zeo++ results, the Connolly surface method was used to calculate the pore volume using a probing radius of 1.8 Å and achieved comparable results to those obtained from Zeo++ program, as shown in Table S1. More details about the program implementation are in the SI.
This pore filling algorithm led to structures with slightly lower energies than an earlier version with a less controlled filling procedure. To validate the stability of the resulting compositions, representative structures with the lowest energy at selected concentrations (e.g., Na = 5, 10, 15 … etc.) up to saturation, were extracted, especially for HC3, and AIMD simulations were conducted to investigate their energy evolution over time.
All DFT calculations were performed using the plane-wave-based Vienna Ab initio Simulation Package (VASP) code.38 The Projector Augmented Wave (PAW) method was employed in conjunction with the Perdew–Burke–Ernzerhof (PBE) exchange–correlation functional. No dispersion correction was applied because ZTC is dominated by covalently bonded carbon, instead of layered graphite bonded by van der Waals forces. This choice is supported by the energy per atom comparison, with and without dispersion correction, shown in Table S3. Brillouin zone sampling was restricted to the Gamma point (1 × 1 × 1 k-point mesh). The plane-wave cutoff energy was set to 600 eV. The electronic energy convergence criterion was 1 × 10−6 eV per atom, and the force convergence threshold was set to 0.02 eV A−1. Geometry optimizations were carried out with fixed unit cell shape and volume, allowing only atomic positions to relax. AIMD simulations were performed by employing the Nosé–Hoover thermostat within an NVT ensemble (constant number of particles, volume, and temperature) to maintain thermal equilibrium at 298 K. A time step of 1 fs was used, and each trajectory was propagated for 10
000 steps (10 ps total duration), sufficient to assess local stability and atomic fluctuations. The lowest energy structure was extracted from the trajectory for subsequent energy minimization and further analysis.
| Ef(NaxC) = ENaxC − (1 − y)·EC − y·ENa,BCC, | (1) |
![]() | (2) |
The term, Δx is calculated from Δx = xi − xi−1, where xi and xi−1 are the current and previous Na content at each intercalation stage. Eqn (1) and (2) were employed to compute the convex hull formation energies and corresponding sodiation voltages.
The pore characteristics were compared using a Spearman correlation matrix to show the interdependencies among the pore features. For example, local pore diameter (DL) showed a strong positive correlation with both porosity and specific volume, and a negative correlation with density (magnitude of correlation coefficients >0.95) (Fig. 1B). This suggests a direct relationship between pore size and overall structural compactness. Moreover, these descriptors point to promising Na storage due to the presence of accessible filling space. The restrictive diameter (DR), which reflects the size of the largest sphere that can percolate through the interconnected void space, follows the same trend as the local pore diameter, but shows a weaker positive correlation with porosity and specific volume (with coefficients in the 0.6 and 0.7 range). In this study, DL is the strongest descriptor of pore size, while the DR is relevant in the context of ion transport.
Among the selected structures, the pore characteristics exhibit variations as shown in Fig. 1C. Collectively, the density, porosity, and specific volume serve as key indicators of atom packing efficiency and the amount of accessible void space within each structure. The pore size increases progressively from HC1 to HC3, as indicated by monotonically increasing local pore diameter (DL), specific volume (ν), and porosity (θ).
The sodiation saturation composition can be determined from the convex hull, where the formation energies increase sharply above the tie line connecting to the sodium metal. This means further sodium insertion will lead to sodium metal precipitation. For all three ZTC structures, the saturation stoichiometry is in the range of y = 0.25–0.28, corresponding to NaC3, which is significantly higher than previously predicted stable Na–C phases such as NaC8 in defective graphene,7 NaC16 in wedge and slab structures17,18 or NaC48, NaC64 and NaC80 in graphitic domains.41 This level of sodiation capacity has been reported in ZTC26 and hard carbons tailored with nanometer pores.42 More interestingly, experimentally tested ZTC also shows capacities surpassing the lithiated graphite LiC6.27 These results highlight the favorable sodium storage potential of the ZTC-based modeled pore structures compared to conventional planar graphite sheets.
Among the three ZTC structures, HC1 exhibits the most negative formation energy, following the stability trend HC1 > HC2 > HC3. Consequently, the DFT predicted OCV from the convex hull points also decreases in the same sequence, especially in the voltage plateaus corresponding to the last stage of sodiation (Fig. 2B and Fig. S4). These sodiation voltage plateaus directly correlate with key pore descriptors, which are pore diameter, specific volume, and porosity (Fig. 2C and D) and decrease monotonically as each of these parameters increases. Conversely, since density is the inverse of specific volume, the plateau voltage rises with the density of ZTC structures. Together, these trends demonstrate that pore size and packing density play a direct role in controlling the voltage profiles.
Comparison of our predicted OCV profiles with available experimental data further supports the key trends captured by the ZTC model. Toney and co-workers15 synthesized HC structures via pyrolysis at different temperatures (1100 °C, 1400 °C, and 2000 °C) and characterized the resulting pore diameters within a similar range to our simulations. Their experimental measurements yielded mean pore radii of 5.1 Å, 6.0 Å, and 9.2 Å, respectively, increasing with pyrolysis temperatures (Fig. S5). Upon electrochemical measurements, the results showed that HCs prepared at lower pyrolysis temperatures exhibited smaller pore size and higher voltage plateaus compared to those synthesized at higher temperatures. Our ZTC model shows similar key trends: (1) the high voltage plateau associated with the small pores and the lower voltage closer to ∼0.1 V associated with larger pores (Fig. 2B), (2) the gradual sloping region and its extended plateau. These results suggest that ZTC-based structures can reliably represent the nanopore-dependent electrochemical characteristics of hard carbon and can serve both as representative model systems for understanding storage behavior and as viable anode materials for Na-ion batteries.
More broadly, Bader charge analysis across all structures reveals a range of charge states. As pore-filling progresses, a transition from ionic to metallic character is observed (Fig. 3B). When the average Bader charge at the voltage plateau is evaluated against the Na
:
C ratio, another trend emerges; structures that accommodate lesser sodium (lower Na
:
C atomic ratios) exhibit stronger ionic character. In other words, the decrease in average Bader charge with increasing Na
:
C ratio also reflects a transition from ionic Na–C interactions to metallic Na–Na clustering within the pores.
The stronger ionic Na–C interactions give rise to the more negative formation energy and higher OCV, while the metallically bonded Na atoms result in voltages closer to zero. Thus, smaller pores favor ionic bonding, which elevates the voltage, whereas excessively large pores promote metallic bonding, resulting in a voltage drop toward zero. The intermediate plateau voltage observed in these systems is consistent with a mixed bonding character. Overall, this trend suggests that as pore diameter increases, the bonding environment shifts toward metallic, resulting in a gradual reduction in OCV. Therefore, the pore size and Na
:
C ratio must be carefully optimized to maintain the desired electrochemical performance. Specifically, pores with diameters in the range of ∼10 Å appear to sustain a voltage plateau closer to 0.1 V.
This mechanistic interpretation aligns well with prior studies of sodium clusters in graphitic planes,18 wedge pores or slits14 and disorder nanoporous carbon,43 which have consistently shown that smaller pores promote ionic bonding and high voltage, while larger pores favor metallic bonding with lower charge states. An important advancement is that the ZTC model predicted the pore filling voltage plateau and capacity that are consistent with the experimental data, which could not be achieved by previous carbon models. Thus, the ZTC model unified the previous understanding obtained from idealized graphite or CNTs structures with more realistic nanopore structures.
Planar graphite models have been previously studied,14,18 primarily to examine the effects of interlayer spacing on sodium formation energies. However, these planar systems show limited capacity, typically plateauing at compositions like Na10 hosted between 72- to 128-carbon atom sheets. In contrast, pore filling, especially in the range of ∼10 Å diameter, can provide more storage. Nevertheless, pore volume alone does not fully account for the observed intercalation capacity.
To further explore this, we compared the pore models with a sodiated nanotube featuring a local diameter of 11.5 Å, a unit cell length of 15 Å and a resulting specific pore volume of 0.28 cm3 g−1 as illustrated in Fig. 4. The results show that the nanotube has no thermodynamic preference for sodiation as demonstrated by the positive formation energies. This observation is consistent with previous findings, as a nanotube is essentially a rolled graphene sheet, which has been known to have no early-stage Na intercalation.5,16,18
Further analysis of the Bader charge distribution (Fig. S6) indicates that the average charge associated with the nanotube during sodiation is lower than that observed in all ZTC pore structures. The carbon atoms in the nanotube remain closer to a neutral charge state, suggesting weaker Na–C interactions relative to the ZTC pore models. This weak interaction promotes a more quasi-metallic or near-neutral character of Na within the nanotube, which is unfavorable for efficient charge storage. In contrast, the ZTC pore structures exhibit a mixed ionic–metallic behavior, which facilitates stronger Na–C interactions.
The presence of a mix of non-planar 5-, 7-, 8- C-rings plays a crucial role in establishing favorable C–Na interactions, promoting effective pore-filling and enhancing sodium storage. These non-planar rings exhibit negative formation energies. A simplified model of Na atom adsorption on pristine and defective graphene sheets highlights the difference (Fig. 4C and D). In contrast to flat aromatic systems, the geometric deviation from planarity (pyramidalization) disrupts π-conjugation and creates localized sites that can accept electron density from sodium. The partial sp3 character in strained rings also increases polarizability,19 making it easier for Na to ionize. This behavior is evident in the Bader charge comparison shown in Fig. 4C, where the Na+ in planar carbon rings exhibits a quasi-metallic character (+0.39), compared to a more ionic state (+0.86) in defective rings, highlighting the distinct Na–C interaction chemistries. This explains the fundamental difference between the pores in ZTC and carbon nanotubes. Similar findings have been reported for lithium: Li binding to perfect graphene is endothermic, while defects promote exothermic Li adsorption due to enhanced electron localization.44
While earlier studies on defective graphene proxies emphasized charge transfer resulting from the breaking of the C6 unit in a planar network, our model introduces a structurally distinct framework, a 3D-connected nanopore system with hexagonal and non-hexagonal rings in ZTC. It allows accurate prediction of the voltage and capacity of sodiation into the pores.
Finally, this research addresses an ongoing discussion in the literature regarding the role of closed versus open pores in hard carbon matrices. While closed pores are often favored due to their ability to create confined active sites for Na-ion storage,14 they have limitations. In a typical pore distribution, many closed pores remain unfilled, and pore filling tends to occur non-uniformly, particularly for larger-radius pores, due to the absence of accessible pathways to these unutilized regions.15 Moreover, closed pores may restrict the transport of solvated Na-ions, which is essential for efficient battery operation. Based on our findings, we propose that the semi-open pore structures, those that are interconnected, can offer a balanced advantage by supporting favorable bonding, storage capacity and ion transport, making them attractive candidates in sodium-ion battery applications.
Supplementary information (SI) is available. The SI2 file includes the geometric coordinates of representative structures used in this study. See DOI: https://doi.org/10.1039/d5eb00210a.
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