Open Access Article
Chiara
Schleif
,
Hayley A.
Bunn
,
Miguel
Jiménez-Redondo
,
Paola
Caselli
and
Pavol
Jusko
*
Max Planck Institute for Extraterrestrial Physics, Giessenbachstrasse 1, 85748 Garching, Germany. E-mail: pjusko@mpe.mpg.de
First published on 19th September 2025
This work presents the rovibrational spectra of the two strongest first overtone bands of the asymmetric stretching mode ν3 (2ν32+ and 2ν32−) of the hydronium ion, H3O+. The measurements were performed in a temperature-variable cryogenic 22 pole ion trap using leak-out spectroscopy (LOS), covering an energy range of 6750–6950 cm−1. The spectra were fit with a standard oblate symmetric top Hamiltonian and additional off-diagonal matrix elements accounting for l-doubling to obtain the spectroscopic constants and the band origins, which were determined to be 6845.610(14) cm−1 for 2ν32+ and 6878.393(13) cm−1 for 2ν32−.
| H3O+ + e− → H2O + H ΔHr = −6.52 eV | (1) |
| → OH + H2 ΔHr = −5.89 eV | (2) |
| → OH + H + H ΔHr = −1.42 eV | (3) |
| → O + H2 + H ΔHr = −1.48 eV | (4) |
| OH + O → O2 + H ΔHr = −0.705 eV | (5) |
The DR of H3O+ has been extensively studied in heavy-ion storage rings, e.g. with the CRYRING in Stockholm, Sweden or ASTRID in Aarhus, Denmark: Neau et al.9 investigated the absolute cross sections of the DR of both H3O+ and D3O+, Jensen et al.4 measured the cross sections of the different channels as a function of energy, and the branching ratios at E = 0 for H3O+, HD2O+ and D3O+. Other work focused on individual reaction channels, Andersen et al.7 for instance reported the first observation of the H2O production path and its branching ratio, while Zhaunerchyk et al.8 investigated the OH formation channel (2). It should be noted that the reported branching ratio of the H2O production channel differs for all investigations, ranging from 17–18%9 up to 33%.7 Further work focusing on deuterated species like D3O+ has been done e.g. by Buhr et al.10 using the heavy-ion storage ring TSR in Heidelberg.
The first tentative detection of H3O+ in the ISM was reported by Hollis et al.11 in 1986 towards the Orion-KL nebula via a weak single-line detection. The observation was confirmed a few years later by Wootten et al.12 who discovered multiple rotational transitions towards OMC-1 and Sgr B2. In 2006, van der Tak et al.13 mapped H3O+ in Sgr B2 using the APEX telescope. The first detection in the far-infrared through metastable rotational transitions of hot H3O+ was reported only much later in 2012 with Herschel in the same source, Sgr B2(N), by Lis et al.14
In addition to the role of H3O+ in the ISM, the hydronium ion was detected in 2009 by Cassini in the ionosphere of Enceladus, emerging from a cold water plume located in the south polar region.19 Furthermore, laboratory investigations on exoplanetary atmospheres suggest H3O+ to be a good candidate for future observations targeting the habitability of exoplanets:20,21 Bourgalais and his team concluded that H3O+ could be expected in sub-Neptunes20 and might be one of the most abundant ions in Titan-like atmospheres containing traces of H2O.21
H3O+ is a pyramidal symmetric top molecule and isoelectronic to NH3. Just like ammonia, it can be described by the molecular symmetry group D3h due to its relatively low inversion barrier in the potential energy function22 which is visualised in Fig. 1(a). This low barrier of 797 cm−1 (ref. 17) results in the observed inversion-splitting of all vibrational levels into ± states.
![]() | ||
| Fig. 1 Illustrative representations of the inversion potential energy function and vibrational levels of H3O+. (a) The potential function expanded by the energy levels of 2ν32+ and 2ν32− identified in this work. The energy levels of fundamentals and ground states were taken from Yu et al.,15 ground-state inversion splitting from Liu and Oka,16 ZPE and inversion barrier from Sears et al.17 The measured transitions are indicated by arrows in the colours of the respective final state. (b) An enlarged representation of the energy range relevant for this work, showing the relative locations of the overtone- and combination bands identified in the ExoMol data.18 For comparison, the experimentally obtained energy levels of the 2ν32+ and 2ν32− band are included as well. Arrows indicate the allowed transitions from the ground states that are predicted to be most intense. The transition energies show that the 2ν32+ and 2ν32− bands lie close together and well within the measured energy range, while the combination bands are expected rather further away. | ||
The first experimental high-resolution infrared spectrum of H3O+ was measured by Begemann et al.23 in 1983, including a preliminary analysis of the doubly degenerate asymmetric stretching mode ν3. Two years later, the group published a more extensive analysis of the same degenerate vibration,24 reporting strong Coriolis and Fermi interactions between the various modes. Begemann and Saykally24 observed a large standard deviation of the fit when neglecting those perturbations and concluded that a simultaneous analysis of multiple bands is needed to improve the large residuals. In parallel, Liu et al.25 reported the observation of both inversion components of the ν2 band and the rotational and quartic centrifugal distortion constants resulting from a least-squares fit. Based on these measurements they determined the inversion splitting of the ground states to be 55.3462(55) cm−1,16 which is much higher than the value observed for NH3 (0.8 cm−1 (ref. 26)). In 1989, Verhoeve et al.27 measured the full inversion spectrum between 0+ and 0−, observing interactions between states with ΔK = ±3n, which they included in the fit to obtain improved spectroscopic constants for the ground states. Tang and Oka28 investigated the stretching modes ν1 and ν3 as well as the ground states 0+ and 0− again after a previous study29 in great detail in 1999, observing Coriolis interactions and l-type doubling between the stretching modes. They reported rotational and quartic centrifugal distortion constants for all investigated modes and additionally Coriolis coupling and l-doubling constants for ν3. The first investigations on the doubly degenerate bending mode, ν4, were published by Gruebele et al.30 in 1987, where they reported rotational and quartic/sextic centrifugal distortion constants. The group observed significant Coriolis interactions with the ν2 and 2ν2 levels, but did not consider those perturbations in the fit. More recent work by Yu et al.15 from 2009 combined previous data of the four fundamental modes and the ground state inversion transition with new measurements of the latter, taking into account the observed strong perturbations by incorporating the Coriolis interaction terms between ν1 and ν3 and the ΔK = ±3 interactions between the ground states 0+ and 0− in their analysis. Inclusion of these coupling terms allowed for an assignment of 200 additional high J-transitions and improved rotational, up to octic centrifugal distortion and Coriolis coupling constants for the ground states and all fundamentals.
While the fundamental modes of H3O+ are known in great detail, no rotationally resolved experimental work has been done on its overtones. Only recently, Huang et al.31 published near-infrared spectroscopy measurements of H3O+·Xn clusters (X = Ar, N2, CO; n = 1–3) covering the energy region where the first overtones of the stretching modes are expected. They were able to identify several overtone- and combination bands of the ion-tag cluster, but without rotational resolution. Within the ExoMol project,32 Yurchenko et al.18 published a thorough theoretical rovibrational molecular line list for H3O+, covering energies up to 10
000 cm−1 and temperatures up to 1500 K. The line list is based on an ab initio dipole moment surface, an empirical potential energy surface which was globally fitted to the available rovibrational energies of the ground and fundamental vibrational states and variational nuclear motion calculations done with the program TROVE.33
In contrast to the hydronium ion, the overtones of NH3 have been investigated in much greater detail: as an example, Sung et al.34 examined the energy region between 6300–7000 cm−1 and assigned over 1000 transitions to seven overtone and combination bands, mentioning the high amount of perturbations observed and expected between the states. In 2020, Furtenbacher et al.35 used the MARVEL database to further expand and improve the accuracy of known rovibrational energy levels in the energy range of up to 7500 cm−1.
The aim of this paper is to gain more knowledge of the first overtones of H3O+: this work presents the first high resolution measurements of the strong overtone bands 2ν32+ and 2ν32−, two of the first overtones of the doubly degenerate, asymmetric stretching mode ν3.
The general concept of LOS is described in detail in Schmid et al.38 In brief, the neutral buffer gas N2 (H2) is used as collision partner to induce a transfer of the internal energy into kinetic energy, which enables the ions to overcome a potential barrier at the exit and “leak out” of the trap. The potential barrier is tuned in such a way that this process is enhanced when the photon wavelength is on resonance with a rovibrational transition of the H3O+ ion, leading to an increase in the observed ion signal. The trapping cycle was set to 3 s (LOS acquisition time around 2.2 s) and a continuous inflow of N2 (H2) into the trap chamber throughout the whole measurement cycle resulted in a number density of neutral molecules of around 1011 cm−3. Although H2 is only ∼10% of the mass of H3O+, there was no impact on the performance of LOS in comparison to the use of N2. This further supports the premise, that coupling between vibrational transitions of the two molecules is more important for vibration-transition energy transfer, than the pure momentum conservation due to mass.
An energy range of 1481–1438 nm (corresponding to 6750–6950 cm−1) was scanned in 0.0002–0.0004 nm steps to obtain the spectra reported in this work. Further scanning towards higher and lower energies beyond this energy range within the capacity of the laser did not reveal more transitions. The ExoMol data available for H3O+ (ref. 18) that fell into the operation range of the laser module was used to estimate a starting point for the measurements. Every line identified in the scans was re-measured multiple times and the resulting average then used for the line profile and position fit.
For the measurements at 20 K, each transition detected at 125 K was first tested for visibility and then re-scanned to obtain the new line width and intensity at the lower temperature. An exemplary comparison of a line profile visible at both operation temperatures is given in Fig. 2. A change in line width and intensity is clearly evident, although the latter is additionally impacted by the total number of ions in the trap, which can vary significantly between measurements.
![]() | (6) |
![]() | (7) |
,
, E′ and E′′ are allowed for H3O+. The statistical weights of states with
and
symmetry are zero, as can be derived by nuclear spin statistics described by Bunker and Jensen.22 In this context, the only difference between NH3 and H3O+ is the nuclear spin quantum number I of the central atom (= 1 for 14N and 0 for 16O), which results in the representation Γspin being a factor of 3 higher for NH3. The forbidden and allowed state symmetries as well as the relations between the statistical weights are, therefore, identical for both molecules.
![]() | ||
| Fig. 3 Comparison of the measured and simulated overtone spectrum of H3O+ at 20 K (panel (a)) and 125 K (panel (b), scaled by factor 7.5 relative to panel (a) for comparability). The measurements cover an energy range of 6750–6950 cm−1. The simulations were obtained by fitting a Hamiltonian to 68 of the 85 transitions, where 39 transitions got assigned to the 2ν32+ band (simulation in teal), the other 29 transitions to the 2ν32− band (simulation in orange). The resulting parameters are listed in Table 2. For further details see text. | ||
| Banda | Symmetry | Estim. origin (cm−1) |
|---|---|---|
| a Inversion symmetry and vibrational angular momentum quantum numbers l3, l4 got assigned based on band symmetry as known for the fundamentals and expected for the overtones based on MARVEL database entries of NH3.35 b Based on MARVEL database entries of NH335 and confirmed by the ExoMol data. c Based on MARVEL database entries of NH335 but no direct confirmation with the ExoMol data possible. d Expected splitting based on MARVEL database entries of NH3.35 e Based on Sung et al.34 but no direct confirmation with the ExoMol data possible. | ||
| 2ν32− |
E′′ b |
∼6879 |
| 2ν32+ |
E′ b |
∼6841 |
| 2ν0−3 |
|
∼6878 |
| 2ν0+3 |
|
∼6833 |
| (ν1 + ν3)− |
E′′ b |
∼7085 |
| (ν1 + ν3)+ |
E′ b |
∼7030 |
| (ν1 + 2ν42)− |
E′′ b |
∼6775 |
| (ν1 +2ν42)+ |
E′ b |
∼6700 |
| (ν3 + 2ν42)− |
E′′, , c,d |
— |
| (ν3 + 2ν42)+ |
E′, c,d |
— |
| (ν3 + 2ν04)± | E | — |
The molecular constants of the ground states 0+ and 0− obtained by Yu et al.15 (listed in Table S2 in the SI) were used as initial states to predict the transitions, also considering the ΔK = ±3 interaction between the two states by including the off-diagonal matrix elements
![]() | (8) |
. Linear extrapolations of the spectroscopic constants for the fundamentals ν3+ and ν3− obtained by the same work15 (listed in Table S2 in the SI) were used as an initial prediction for the simulation of the overtones.
The two overtone bands 2ν32+ and 2ν32− are known from NH3 to be perpendicular (E′/E′′ symmetry) and therefore require a conservation of state symmetry.34 2ν32+ is, therefore, excited from the 0+ and 2ν32− from the 0− ground state. Referring to the predictions from ExoMol,18 it was evident that the two bands are overlapping heavily, which made a reliable assignment difficult for the majority of the transitions. Consequently, the spectrum was re-measured at 20 K to depopulate the 0− ground state almost completely and thus minimize transitions owing to the 2ν32− band. The resulting spectrum is seen in Fig. 3(a). The 2ν32+ band was fit using the remaining visible transitions and later refined by stepwise assignment of increasing J transitions from the 125 K spectrum that showed residuals below 0.1 cm−1 (in this work, the term “residuals” refers to the difference between experimental line position obtained from the line profile fitting and simulated line position). Some transitions could not be fit although they were assigned reliably. They stayed with a higher deviation and were, consequently, excluded from the fit and marked with * in Table S1 in the SI. The remaining transitions in the 125 K spectrum were assigned to the 2ν32− band, which was then fit in a similar procedure. The transitions predicted at 35 K, resulting from the fit at 125 K, well reproduced the observed transitions visible at 20 K as visualised in Fig. 3(a). This provided further confidence in the fit of the two bands. Even though the temperature of the trap chamber was measured to be 20 K, the ions are expected to be slightly warmer, which is confirmed by comparing the simulated spectra at 20 K and 35 K. Around 125 K, the slight temperature difference between ions and trap chamber has a negligible effect on the simulated spectrum. Consequently, the simulation set to the experimental temperature reproduces the spectrum well, as can be seen in Fig. 3(b).
In total, 77 of the 85 measured transitions could be assigned to the two overtone bands, of which 68 were included for the fitting procedures (39 transitions for 2ν32+, 29 for 2ν32−). The exclusion of 8 transitions was due to large remaining shifts as explained above. One of the transitions could be assigned certainly only at 20 K, while several assignments became possible at 125 K. This transition was, therefore, not included in the fit either. All assignments are listed in Table S1 in the SI. The 8 transitions that remain unassigned are expected to either belong to another band, e.g., (ν1 + 2ν42)±, or are perturbed so heavily that no certain assignment is possible.
Ho et al.29 reported for the bands ν3± ← 0± that PP-transitions of J′′ = 4, 5, 7, 8 (ν3+ ← 0+) and J′′ = 4, 5, 8, 12 (ν3− ← 0−) showed large residuals and had to be excluded from the fit. The group was able to prove that the deviations are expected to be caused by perturbations, but its source could not be determined. Tang and Oka28 extended the assignment of the ν3± ← 0± bands to higher J, K transitions: they observed an increase in the residuals proportional to J–K, specifically for PP-transitions with K′ ≥ 7.
Of the 77 transitions assigned in this work, 18 turn out to be PP-transitions, and only 4 of the 8 heavily shifted transitions. A pattern within the residuals of this type of transition could, therefore, not be determined reliably. Instead, the analysis focuses on patterns in the upper state quantum numbers J′ and K′.
The majority of the transitions got assigned to J′ = 2, 3, 4 and K′ = 0, 1, 2, 3. 10 transitions got assigned to J′ = 5 and 2 to J′ = 6. No transitions with J′ and K′ > 7 have been observed. Only one transition got assigned to J′, K′ = 7. In regard of |J − K|, 36 transitions show |J − K| = 0, 21 |J − K| = 1, 13 |J − K| = 3 and only 2 |J − K| = 4, both belonging to J′ = 4. A comparison of the change in residuals with increasing |J − K| for J′ = 4 did not reveal any proportional trend as it was seen for higher J′ for ν3± by Tang and Oka.28 In general, for the 8 heavy shifted transitions, no pattern could be identified within the involved J′ and K′ states. The only apparent aspect is that solely J′, K′ = 3, 4, 5 seem to be sufficiently affected. When looking at transitions with residuals >0.01 cm−1, it becomes evident that especially transitions with J′ = 3 show larger deviations, while J′ < 3 are less affected. Higher J′ transitions are seen at both higher and lower residuals, so no clear pattern can be drawn.
A trend in the deviations is expected to become clearer when transitions with higher J′ and K′ are incorporated. This assumption is supported by Tang and Oka,28 where clear trends are observed especially for K′ ≥ 7. No such transitions were measured within this work, as the line intensities are expected to be significantly weaker and therefore not visible with this experimental setup.
The spectroscopic constants obtained from the fit of 2ν32+ and 2ν32− are listed in Table 2, including 1σ uncertainty in the last two significant digits in parentheses. Apart from HJ (and HK for 2ν32+), no higher distortion constants could be fit with reasonable errors, which is why they were put to zero, likely due to the lack of transitions to higher J′ and K′ states. Despite excluding the largest deviations from the fit, many line positions remain shifted with respect to the simulations, as can be seen in Table S1 in the SI. The best fit of the 2ν32+ band has an average error of 0.0265 cm−1, the 2ν32− band 0.0147 cm−1. The main cause of this is expected to be some strong perturbations caused by the bands predicted nearby, visualised in Fig. 1. In the past, strong Coriolis and Fermi interactions with neighbouring bands were not only seen for the fundamentals, described e.g. by Tang and Oka28 and Yu et al.,15 but also for the fundamental, combination and overtone bands of NH3 (described e.g. in Sung et al.34). Therefore, similar interactions are also expected for the overtone and combination bands of H3O+. Since the two bands identified in this work are separated by only 32.78 cm−1 and have both E′/E′′ symmetry, they are prone to perturb each other through Fermi interaction. Attempts at implementing this interaction and also perturbation by unobserved states were not successful and did not obtain a meaningful improvement of the residuals. An effective fit to unperturbed transitions is, therefore, reported here. It is expected that inclusion of higher J′ transitions will assist in correctly modelling the interactions responsible for the deviations. In fact, Yu et al.15 reported that considering the strong Coriolis interactions between the fundamental stretching modes ν1 and ν3 and inclusion of 200 more high-J transitions enabled an improvement of the molecular parameters and frequency predictions of further high-J transitions. Furthermore, gaining information about the unobserved nearby states is required to treat the interaction in the fits. The combination bands (ν1 + 2ν4)± are, according to the ExoMol predictions, expected to be the next most intense bands nearby the measured energy region and could play an important role in the observed perturbations. To further investigate these assumptions, more measurements are needed, covering the energy range of the bands predicted nearby and sensitive to significantly weaker transitions. For this, a different laser light source would be needed.
| Parameter | 2ν32+ | 2ν32− |
|---|---|---|
| Origin | 6845.610(14) | 6878.393(13) |
| B | 10.8905(43) | 10.7716(25) |
| C | 6.1091(36) | 6.1851(47) |
| D J | 0.00173(33) | 0.00024(11) |
| D JK | −0.00318(23) | −0.00171(32) |
| D K | 0.00265(39) | 0.00296(40) |
| ζ | 0.03784(47) | 0.02813(70) |
| η J | −0.00303(53) | 0.0064(11) |
| η K | 0.00524(50) | −0.0028(11) |
| q + | 0.2099(18) | −0.2239(16) |
| H J × 105 | 3.24(76) | 0.0 |
| H K × 105 | −3.71(94) | 5.33(60) |
In comparison with the high-resolution measurements obtained in this work, the calculations from ExoMol18 are in agreement regarding subbranch structure and separation, but disagree at the level of rotational resolution and therefore prevent a direct line assignment. The theoretical band origins deviate in the order of cm−1, with the prediction of 2ν32− being close to the experimental value, while 2ν32+ shows a slightly higher deviation. Running a cross-correlation between the transitions separated from the ExoMol data and from the experiment showed that a shift to the band origin alone cannot successfully align all rotational transitions at once (see Fig. S2 in the SI). It is, therefore, expected that there are further factors involved to cause the disagreement between predictions and experiment. A fit to the experimental transitions as done in this work is, consequently, essential to provide improved rotational line positions.
As the calculations from ExoMol refer to 300 K, while the measurements were done at 125 K, the simulated spectra were additionally extended to 300 K (using the obtained spectroscopic constants listed in Table 2) in order to match the ExoMol data temperature. The comparison is shown in Fig. S3 in the SI. The agreement of several transitions is again improved when shifting the band origin of the ExoMol calculations, but, similar to the comparison with the experimental data, no alignment of all transitions can be obtained. It is, therefore, to be expected that the fit to the experimental transitions obtained in this work already improves the predictions of higher J and K transitions, despite neglecting the observed perturbations.
Besides supporting the improvement of theoretical calculations, the spectroscopic data obtained in this work is expected to have a wide range of possible applications, as cheap telecommunication equipment covering the E and S-band can now be used for in situ monitoring in emission or absorption. This directly allows for further investigation of the dissociative recombination of H3O+ in plasma discharge, the use of spectroscopic identification instead of mass spectrometry in breath analysis,40 or its detection in hot environments like exoplanetary atmospheres.
Data for this article, including raw measurements, post-processing scripts, line lists, and, pgopher file are available at Zenodo at https://doi.org/10.5281/zenodo.14645564.
| This journal is © the Owner Societies 2025 |