Open Access Article
Thomas
Trepl
a,
Renan G.
de Assis
b,
Christine M.
Isborn
c,
Thiago B.
de Queiroz
b and
Stephan
Kümmel
*a
aTheoretical Physics IV, University of Bayreuth, 95440 Bayreuth, Germany. E-mail: stephan.kuemmel@uni-bayreuth.de
bCenter for Natural and Human Sciences, Federal University of ABC, 09210-580 Santo André-SP, Brazil. E-mail: thiago.branquinho@ufabc.edu.br
cDepartment of Chemistry and Biochemistry, University of California Merced, Merced, California 95343, USA
First published on 10th November 2025
Naphthalenediimide (NDI) is stable under ambient air and an efficient electron acceptor due to its high electron affinity. Phenothiazine derivatives are paradigm electron donors due to their relatively low oxidation potentials and cations of high stability. Combining these two system classes therefore appears as a promising strategy for obtaining a material with attractive optoelectronic properties. We here investigate molecular models of π-coupled junctions of N,N′-bis[3-(triethoxysilyl)propyl]-1,4,5,8-naphthalenediimide (NDI-silane) and 3,7-di-t-butylphenothiazine (TBP) using time-dependent density functional theory. We calculate the electronic excitations for systems with frozen nuclei, and in a second step also investigate the influence that the dynamics of the nuclei has on the electronic excitations. We find optically active excitations around 1.5 eV that are associated with a charge transfer at the interface. We further calculate the electronic couplings between the states that are the most relevant ones for charge separation. Our findings can be seen as indicators for these materials' suitability for photovoltaic applications. First experimental results are in line with the theoretical conclusions.
Time-dependent density functional theory (TDDFT) is ideally suited for obtaining insight into the electronic structure and excitations of molecules and solids, and can thus support the search for new energy converting materials.20–25 With modern functionals, such as optimally-tuned range-separated hybrids, the limitations of traditional semilocal functionals in the accuracy of the prediction of relative electronic levels, band gaps, and charge-transfer excitations can be overcome.22,26–29 Here, we employ DFT and TDDFT to check a combination of materials for potential suitability in photovoltaic devices. Naphthalenediimide (NDI) is an electron-deficient ring system that has been proposed as a backbone or skeleton for electron acceptor applications due to its relatively high electron affinity and ambient air stability.30–33 It is chemically flexible and can be functionalized with siloxyl groups to permit sol–gel chemistry in device fabrication,34,35 and can be attached to electron withdrawing groups to manipulate its electronic properties.36 On the other hand, phenothiazine dyes are excellent light absorbers, good electron donors and also chemically flexible.37–41 Consequently, the combination of these materials holds potential for the development of efficient and durable photo-induced charge-separating devices.
In this article, we investigate the combination of 3,7-di-t-butylphenothiazine (TBP) as a donor molecule and N,N′-bis[3-(triethoxysilyl)propyl]-1,4,5,8-naphthalenediimide (NDI-silane) as an acceptor molecule. Fig. 1 shows a sketch of the chemical structure of these molecules.
From these building blocks we construct molecular models that allow us to investigate the excited state properties of the donor–acceptor interface with the help of (TD)DFT.42,43 We explore possible charge-separation pathways and investigate the influence of nuclear motion on the excited-state properties. The calculations are complemented by experiments that demonstrate the successful synthesis of these molecular systems and the first steps in their spectroscopic characterization.
We modeled three π-stacked interfaces for the following purposes: (i) By 1-TBP–1-NDI-silane we denote a 1 × 1 molecular system, i.e., a combination of one TBP with one NDI-silane molecule. We use this dimer system to estimate the binding energy between the molecules and to predict, a priori, their roles as donor and acceptor entities from their ionization energies and electron affinities. (ii) The 2-TBP–2-NDI-silane is a 2 × 2 molecular system. We use it to investigate the excited states, especially how they are influenced by the motion of the atomic nuclei which we take into account via DFT-based ab initio molecular dynamics. (iii) The 3-TBP–3-NDI-silane is a 3 × 3 molecular system. It is the largest model that we study here in order to explore the properties of the excitations and possible charge-transfer at the TBP–NDI-silane interface.
For the geometry optimization of the model interfaces, the single molecules are optimized individually and placed in an arbitrary plane-to-plane orientation with a distance of about 4 Å, which is the typical range in which dispersive interactions are significant for these conjugated molecules.44 Then, DFT-based geometry optimizations are performed. For the latter we use the M06-2X45 functional because it has been shown to accurately predict intermolecular distances and binding energies of similar molecular systems.44
For the 1-TBP–1-NDI-silane system, the plane-to-plane equilibrium distance between the molecules is 3.18 Å and their binding energy is −21.3 kcal mol−1 (calculated with the M06-2X functional45 and 6-311++G** basis set). This value reveals significant coupling between the molecules. For comparison, Kumar et al. have investigated the charge-transfer performance of several combinations of π-stacked donor–acceptor systems and found substantial binding and frontier orbital congruence for the pyrene–NDI pair.46 For this system, the optimal interplanar distance is about 3.35 Å and the binding energy is about −18 kcal mol−1.44
For the calculation of charge-transfer excitations with TDDFT, care must be taken. Local or semi-local approximations yield the computationally most efficient exchange–correlation functionals, but they systematically underestimate charge-transfer excitation energies. Therefore, one typically resorts to range-separated hybrid functionals, potentially in combination with optimal tuning of the range-separation parameter.26 We here use the range-separated hybrid functional ωPBE47 with a range-separation parameter determined by optimal tuning according to the J2 criterion.48 In this procedure, the exchange term of the functional is split into short-range and long-range parts. The short-range component is represented by a semi-local approximation while the long-range component is represented by the exact Fock exchange. The range-separation parameter ω is chosen such that the frontier eigenvalues are as close as possible to the ionization potential and the electron affinity as determined from total energy differences. This is achieved by minimizing the function J2(ω) = (εNHOMO(ω) + IPN(ω))2+ (εN+1HOMO(ω) + IPN+1(ω))2, where N is the number of electrons of the molecule's most stable oxidation state. This strategy of optimal tuning, and also variants of it, has proven its reliability in many cases.21,22,25,27,28 However, it comes at an unavoidable computational cost. Our largest interface model, the 3 × 3 molecular system consisting of 417 atoms with 1584 electrons, is at the upper end of the system size that can reasonably be studied with this relatively high level of accuracy.
Table 1 lists the optimally tuned ω, generalized Kohn–Sham orbital eigenvalues, ionization energies, and J(ω) (where
) evaluated at ωopt for the optimized geometries. While the optimal range-separation parameter is system-dependent, especially in systems in which the extension of the effective conjugation depends on the system size, we find that ωopt is similar for both isolated molecules. This is a reassuring result because it indicates that also the combined systems, i.e., the interface models, can be reasonably well described with one common value of ωopt. The reliability of the optimal tuning is confirmed by the low values that we find for J(ωopt) when we do the tuning for the interface models, cf.Table 1.
| System | ω opt (10−3a0−1) | ε N HOMO (eV) | IPN (eV) | ε N+1HOMO (eV) | IPN+1 (eV) | J(ωopt) (meV) |
|---|---|---|---|---|---|---|
| TBP | 209 | −6.54 | 6.55 | 1.22 | −1.23 | 14 |
| NDI-silane | 213 | −8.62 | 8.61 | −1.79 | 1.80 | 21 |
| 1-TBP–1-NDI-silane | 173 | −6.06 | 6.04 | −1.65 | 1.68 | 33 |
| 2-TBP–2-NDI-silane | 136 | −5.67 | 5.71 | −2.35 | 2.32 | 50 |
| 3-TBP–3-NDI-silane | 131 | −5.67 | 5.68 | −2.37 | 2.37 | 9 |
We note that the ionization energy and electron affinity of the NDI-silane are about 8.61 eV and 1.80 eV, respectively. For TBP, we find the values 6.55 and −1.23 eV. The negative value of the electron affinity, which corresponds to a positive LUMO eigenvalue, only indicates that TBP does not accept an additional electron, in line with the donor character of the molecule, but the value itself does not have physical meaning. It just results from the use of a finite, localized basis set. The relevant eigenvalues show a typical donor–acceptor “cascade” alignment, as illustrated in Fig. 2. For the coupled 1-TBP–1-NDI-silane the ionization energy is close to that of the isolated donor (6.55 eV) and the electron affinity is close to that of the isolated acceptor (1.80 eV). This shows that also in the combined system, the distinct donor and acceptor properties are retained. Similar observations are made for the 2-TBP–2-NDI-silane and 3-TBP–3-NDI-silane systems, but there one sees an additional narrowing of the gap from 4.36 eV to 3.39 eV and 3.31 eV. The onset of the saturation of the gap confirms the consistency of our multimolecular approach. Altogether, these results confirm that TBP–NDI-silane is a promising model structure for photoinduced charge separation, which motivated us to proceed further with its evaluation.
| State | Excitation energy (eV) | O.S. | Exciton binding energy (eV) |
|---|---|---|---|
| S1 | 1.47 | 0.1039 | 1.66 |
| S2 | 1.73 | 0.0285 | 1.40 |
| S3 | 1.78 | 0.0011 | 1.35 |
| S4 | 2.05 | 0.0004 | 1.08 |
| S5 | 2.25 | 0.0001 | 0.88 |
| S6 | 2.42 | 0.0003 | 0.71 |
| S7 | 2.46 | 0.0008 | 0.68 |
| S8 | 2.52 | 0.0109 | 0.61 |
Several important insights emerge from the singlet excitation data. First, the lowest excitation appears at 1.47 eV. This is close to the value 1.4 eV that is considered as the optimal gap for single junction organic solar cells.49 Second, the S1 excitation carries oscillator strength, i.e., it can be directly accessed optically. Third, several further excitations appear within a few tenths of an eV above the S1 energy. Their oscillator strengths vary, but are lower than that of S1. Finally, S8 appears at 2.52 eV, i.e., still in the visible range.
Further understanding of these findings can be gained by analyzing the excitations in terms of their difference density, i.e., the difference between the excited-state density and the ground-state density. Fig. 3 depicts the difference densities for S1–S8 by visualizing regions where the electron density in the excited state is higher than the ground-state density in blue, and regions where it is lower in red, i.e., red regions can be interpreted as “holes”.
The plots show that all of the excitations are associated with a (partial) charge-transfer from the region of the TBP molecules on the left to the region of the NDI-silane molecules on the right. The extension of the charge transfer is different in the different excitations. The difference densities of S1 and S8 show a charge transfer from the innermost TBP molecule to the innermost NDI-silane molecule, i.e., the particle and hole densities are directly neighboring at the interface and the charge transfer is thus relatively short ranged. In S2, the charge separation is larger as the hole density is still on the TBP molecule at the interface, but the particle density is mostly on the second, middle NDI-silane molecule. In S3, the situation is reversed, i.e., the particle density is on the NDI-silane molecule at the interface, but the hole density is on the second, middle TBP molecule. In S4, both particle and hole density have moved to the second layer, and for the yet higher excitations these trends continue, with particle and hole densities then also involving the outermost molecules and delocalizing over several molecules within the donor or acceptor region, respectively.
The typical situation that one thinks about in organic solar cells20,50 is that light is absorbed via an optically active non-charge transfer excitation. The excitation energy then goes over to a (dark) charge-transfer state, and further steps then lead to the charge-separated state and the collection of charges at the electrodes. In the TBP–NDI-silane system the situation is different: The (partial) charge-transfer state is optically active, i.e., carries oscillator strength, and at the same time is the first (lowest in energy) excitation. Thus, the charge-transfer state is not reached from a bright non-charge transfer state via a transition of the type that is often described by Marcus theory, but is directly accessed by the optical excitation. This difference is discussed in detail in Section 2.3.3.
For the further process of carrier generation, the electron and hole densities need to decouple, i.e., the exciton binding energy has to be overcome. In Table 2 we report the exciton binding energies for the first eight excitations. They were calculated as the difference between the fundamental gap as obtained from the frontier eigenvalues of the optimally-tuned range-separated hybrid calculations, and the excitation energies from Table 2. When interpreting the calculated exciton binding energies, the number of molecules explicitly included in the calculation must be kept in mind: our finite-system calculation only includes 3 molecules of each species. In a film, there will be many more molecules, and these can lead to additional dielectric screening. When one takes this effect into account, e.g., via a screened range-separated hybrid approach, the exciton binding energy typically is further reduced, and the effect can be substantial, as discussed in detail in ref. 25. Here, we refrain from using a screened range-separated hybrid, as an interface with different electrostatics on each side would be hard to include, and the approach would also introduce empirical elements, e.g., for estimating the effective dielectric constants. Therefore, while it is thus clear that the absolute values for the exciton binding energy that we present here only represent an upper limit, it is encouraging to see that as expected, the exciton binding energies are lower for the higher excitations. This confirms the impression from the visual inspection of Fig. 3, i.e., the higher excited states correspond to electron–hole pairs that are more weakly bound.
The optically active excitations, the multitude of states that exhibit charge-transfer character, and the existence of states in which the electron and hole are well separated offer a promising view on the potential usefulness of the interface for photovoltaic purposes. However, there are also open questions. The first is that the results so far were obtained for one molecular geometry. Further, different geometries should be checked to safeguard against drawing conclusions based on just one geometry that by chance might have particular properties. Second, the energetic ordering of the states, with the most tightly bound exciton lowest in energy, is not ideal for charge separation: if the charge-transfer states in which electron and hole densities are largely separated would be lower in energy than the ones in which they are close together, the excitation would naturally relax into a completely charge-separated state.20 Changes in geometry and nuclear motion might change the picture or might lead to a coupling of the excitations. Therefore, we examine these effects in the following.
| State | Excitation energy (eV) | O.S. |
|---|---|---|
| S1 | 1.21 | 0.0576 |
| S2 | 1.63 | 0.0001 |
| S3 | 2.03 | 0.0020 |
| S4 | 2.42 | 0.0006 |
| S5 | 2.44 | 0.0243 |
| S6 | 2.73 | 0.0007 |
The first excited states of the reduced 2-TBP–2-NDI system show similar charge-transfer character as the excitations in the larger 3-TBP–3-NDI-silane system. All calculated excited states show charge-transfer character, with an electron being transferred from the TBP region to the NDI region. Comparing the difference densities of the 2-TBP–2-NDI system in Fig. 4 with the 3-TBP–3-NDI-silane system in Fig. 3 shows that the same type of molecules is involved. In both cases, the lowest excited state S1 is a charge transfer directly at the interface and with non-negligible oscillator strength. Similarly, S2 and S3 show charge transfers over a larger distance across one rather inactive molecule and even across two rather inactive molecules for S4.
To model realistic structural changes at room temperature, we run Langevin dynamics with the algorithm of ref. 52 at 300 K on the electronic ground state for 2128 fs. Detailed information about the simulation parameters are listed in the SI. Initial conditions for the atom coordinates and velocities are sampled from a Wigner distribution at 300 K. The molecular dynamics are performed within a canonical ensemble.
After ca. 0.5 ps the system has reached room temperature and is at equilibrium. We start our analysis from this time onward. Every 4 fs we take a snapshot of the nuclear geometry and calculate the adiabatic excitation energies on that geometry. The resulting excitation energies for the first 4 excited states and the temperature along the trajectory are depicted in Fig. 5. It shows that each excited-state energy fluctuates about half an electron volt along the trajectory. As a consequence of these substantial fluctuations, the different excitation energies get as close as ten millielectronvolts in the course of the simulation.
For clarity, we look at the trajectory data also from a different point of view by presenting a statistical analysis of the excitation energies and oscillator strengths in Fig. 6. The excitation energies and oscillator strengths for all snapshots along the trajectory with their average values are depicted in Fig. 6(a). In Fig. 6(b), the excitation energies are condensed to a probability distribution with a histogram. The decisive insight that emerges from these figures is that the excitation energies clearly overlap. This is particularly well seen in Fig. 6(b) for the excitation energy distributions of S1 and S2. Similar overlaps are observed between S2 and S3, as well as between S3 and S4. Although adiabatic excitation energies do not provide information about the coupling between excited states or population transfer, the observed energetic overlap suggests that excited state population transfer between these states is plausible.
Furthermore, the calculations indicate that the observed electronic states are not specific to the initial geometry but consistently appear across a wide range of geometries, i.e., the (charge-transfer) character of the states is an inherent property of the system. In this context it is also noteworthy to take a look at the oscillator strengths. The mean oscillator strength of S1 is 0.07 and for some molecular geometries along the trajectory the oscillator strength even reaches values of about 0.14. This average value therefore strongly suggests that this interface excitation is optically accessible under room temperature conditions. A notably weaker optical response is consistently observed for S2–S4. This can be attributed to the increased electron–hole distance, i.e., the reduced overlap of electron and hole orbitals is likely responsible for the reduced intensity of the transitions.
The oscillator strength of S1 together with the indicated coupling to higher states establish a possible pathway for charge separation. After optical excitation of the interface charge-transfer state, nuclear dynamics could drive the transfer to other excited states, leading to the separation of electron and hole. This pathway could be combined with the more traditional pathway of excitation to a higher lying bright state followed by relaxation to lower lying charge-transfer states.
In order to obtain some first insight into how the charge-separation and charge recombination processes might evolve, we calculate the couplings between different states. The electronic coupling between the states of a donor–acceptor system can be obtained from fragment charge difference (FCD) calculations.60 In our case, the two TBP molecules define the donor fragment and the two NDI molecules the acceptor. The coupling is obtained from60
![]() | (1) |
For these calculations the geometry that the system assumes in each of the respective states must be known. We show results for the relaxed geometries at the ground state S0 and the first excited state S1, labeled Q0 and Q1, respectively. The Q1 geometry is obtained by finding the energetic minimum of the Born–Oppenheimer surface of the first excited state as calculated by linear-response TDDFT. For reasons of computational practicability, the optimized geometries are calculated with the M06-2X functional, while, for consistency, total energies and excited-state energies are obtained with the ωPBE functional (ω = 0.15 a0−1). For computational details and calculated values see the SI. Obtaining the optimized geometries for higher excited states turns out to be extremely challenging and shows indications of state crossings, and could therefore not be pursued further. However, some of the most relevant insights can already be obtained based on just Q0 and Q1.
Table 4 shows the charge-displacement parameters and the electronic coupling for the transitions of interest as obtained from eqn (1). A first insight gained from Table 4 is that the charge displacements from the donor fragment to the acceptor fragment for the first four excited states are all about 2e, confirming the character of complete charge separation for these states at both the Q0 and the Q1 geometry. Next, we note that the states S2 to S4, which have pronounced charge-transfer character, are relatively well coupled to S1 at the ground-state geometry, with couplings V of about 0.1 eV. Furthermore, S2 and S4 are significantly coupled to S1 at the S1 excited state geometry, with Vs of about 0.3 and 0.6 eV. These high coupling constants indicate that a vibronically mediated interchange between these states62,63 could be possible. Finally, the last line of Table 4 shows that the coupling for the transfer from S1 (in the excited-state relaxed geometry Q1) back to S0 comes with a coupling of a rather small magnitude, ≈0.01 eV. This is a reassuring finding in so far as this transition is associated with charge recombination, i.e., the low coupling here contributes to suppressing the undesired recombination process.
| Transition | Δqi | Δqf | Δqif | ΔE (eV) | V (eV) |
|---|---|---|---|---|---|
| S1(Q0) → S2(Q0) | 1.960 | 2.010 | −0.007 | 0.579 | −0.078 |
| S1(Q0) → S3(Q0) | 1.960 | 2.012 | 0.006 | 1.076 | 0.121 |
| S1(Q0) → S4(Q0) | 1.960 | 2.078 | 0.008 | 1.462 | 0.098 |
| S1(Q1) → S2(Q1) | 1.905 | 1.928 | 0.008 | 1.010 | −0.288 |
| S1(Q1) → S3(Q1) | 1.905 | 1.934 | 0.000 | 1.332 | 0.020 |
| S1(Q1) → S4(Q1) | 1.905 | 1.872 | 0.009 | 1.817 | 0.572 |
| S1(Q1) → S0(Q1) | 1.905 | 0.008 | 0.076 | −0.351 | −0.014 |
It would be interesting to analyze not only the couplings, but also reorganization energies and transition rates.64 However, due to the nature of the charge-transfer states in the system, and the size and the complexity of our multi-molecular TBP–NDI system, this is a very challenging task and beyond the scope of the present work. It is reassuring to see, though, that the analysis of the couplings supports the point of view that charge separation can occur at the TBP–NDI interface.
Fig. 7 (left) shows the THF solution of the single molecules and their 1
:
2 molar mixture. The solution of the single molecules are transparent. Their absorption bands are only observed above 3 eV (λ > 400 nm). On the other hand, the mixed solution is light green, showing an absorption band in the red-NIR. Fig. 7 (right) shows the contrast between the NIR-absorption spectrum and the vertical excitations guided by a Gaussian overlap calculated for the 1-TBP–1-NDI-silane configuration. A broad band around 1.8 eV is observed, while the calculated first transition is predicted at 1.46 eV. Considering the large difference between the geometries of dynamic aggregates formed in the concentrated solution at room temperature and the optimized geometry in our calculation, this is a quite reasonable agreement between experimental and calculated data. When comparing experiment and theory here, one must also take into account that in the solution on which the experiments are based, aggregates of different sizes and complexity might be forming. This can lead to a distribution of excited states that can contribute to the lowest absorption band. For instance, the contrasts between the lower excited states in Tables 2 and 3 for the 3 × 3 and 2 × 2 interface models shows that the excitation spectrum is sensitive to the aggregation.
In order to confirm that the absorption in the NIR region comes from TBP/NDI-silane interfaces, we probed the existence of the long-living TBP/NDI-silane aggregates in the concentrated THF solutions. This was done by dipolar-correlated nuclear magnetic resonance (NMR) spectroscopy using the 1D selective rotating-frame Overhauser effect spectroscopy (1D-ROESY).66–69 In this technique, a proton species is selectively excited and its magnetic moment transferred through space by dipole–dipole interaction that is averaged out by molecular motion. The resulting spectrum shows the signal due to the selectively excited species plus the ones cross-correlated to the former.70 In our case, we performed 1D ROESY experiments selectively exciting the aromatic H3 and H5 of the TBP (see labeled structure in Fig. S2c), observed close together around 6.9 ppm. As a result, the aromatic protons H2 of TBP are observed at 6.4 ppm, as expected, and also the ones of the NDI-silane (Fig. S3). This demonstrates that these molecules in THF solution are stacked together transferring magnetization, at least, in the NMR time-scale of milliseconds to seconds. Finally, the compounds and their mixture are stable over many weeks at ambient conditions, either in THF solution or as solid powders, as probed by NMR spectroscopy. The details of the NMR study are described in the SI.
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