Open Access Article
Najma
Yaqoob
ab,
Mark
Huijben
b and
Payam
Kaghazchi
*ab
aInstitute of Energy Materials and Devices, Materials Synthesis and Processing (IMD-2), Forschungszentrum Jülich GmbH, 52425 Jülich, Germany. E-mail: n.yaqoob@fz-juelich.de; p.kaghazchi@fz-juelich.de
bMESA+ Institute for Nanotechnology, University of Twente, 7500 AE Enschede, The Netherlands. E-mail: m.huijben@utwente.nl
First published on 27th November 2025
Mn-based layered oxides are promising cathode materials for Na-ion batteries, but their low cyclability due to phase transition during charge/discharge remains a challenge. P2–Na0.67MnO2 compound undergoes a severe phase transition of P2 → O2 during charging. It has been proposed that this behavior results from the desodiation-induced change in the Jahn–Teller (J–T) activity of Mn after its oxidation from 3+ to 4+. In this work, we show that the driving force of the phase transition is indeed the oxidation of Mn3+ to Mn4+ but not the suppression of J–T activity with desodiation. Combining density functional theory calculations and electrostatic analyses indicates that the main factor stabilizing the P2 phase is the Na–Mn interaction, which strongly favors this phase over the O2 phase. Desodiation induced-weakening of this interaction leads to the formation of O2–Na0.11MnO2, which is driven by O–O interaction. Substituting Mn with Li stabilizes P2–NaxLi0.22Mn0.78O2 even at low Na content (x = 0.11). This is because the Na–Mn interaction is more favorable for the P2 phase, and this energy preference remains almost unchanged after desodiation. The absorption energy of Na at Na sites close to LiTM is much stronger than at sites near MnMn, and favors P2 phase. As the overall Na absorption energy (dictated by Na–Mn repulsion) is mainly determined by the nearest Na–Mn neighbor interaction, which does not change much with desodiation, no phase transition to O2 occurs for NaxLi0.22Mn0.78O2 at x = 0.11. Overall, the phase stability of Na-based layered oxide materials is driven by electrostatic forces, which can be tuned by substitution of Mn by a metal ion of appropriate charge and concentration.
However, after further desodiation the NaxMnO2 system undergoes a P2 → O2 phase transition at x = 0.17, as the O2 phase is 2 meV more stable than the P2 phase. With a further decrease in Na-concentration (x = 0.11), the O2 phase remains more stable than the P2 phase (by 4 meV per formula unit). Our results indicating the P2 → O2 phase transition during charging is consistent with experimental results by Delmas et al.5 and Dahn et al.11 DFT calculations show the following phase transitions to occur for x = 1.00 → 0.67 → 0.50 → 0.17 → 0.11: O3 → P2 → P2 → O2 → O2.
The DFT calculations indicate that in the case of Na1.00Li0.06Mn0.94O2 (Fig. S1), in which 6% of Mn is substituted with Li, the P2 phase is more favorable than the O2 and O3 phases. For the Na concentration of x = 0.67, the P2 phase remains more favorable for Li concentrations of y = 0.06 (Na0.67LiyMn1−yO2) showing similar behavior to the case of y = 0.0. Furthermore, for NaxLi0.06Mn0.94O2 (x = 0.67), our DFT-PBE calculation shows that the P2 phase is more stable than the O2 phase by 30 meV (per formula unit) and after desodiation from x = 0.67 to 0.11, a P2 → O2 phase transition occurs and the O2 phase becomes more stable than the P2 phase by 20 meV per formula unit. This means that with 6% Li at Mn sites there is only one phase transition occurring: P2 → P2 → O2 for desodiation of x = 1.00 → 0.67 → 0.11.
After increasing the substitution of Mn by Li to 22% the P2 phase remains the most favorable in Na1.00Li0.22Mn0.78O2 (Fig. S1). For the Na concentration of x = 0.67, the P2 phase forms for Li concentrations of y = 0.22 (Na0.67LiyMn1−yO2) similar to the cases of y = 0.0 and y = 0.06, which agrees well with experimental measurements by Myung et al.21 However, with such large amount of Li on the Mn sites (NaxLi0.22Mn0.78O2) there is no phase transition occurring, and the P2 phase is always more stable than the O2 phase by 11 meV and 4 meV (per formula unit) for high (x = 0.67) and low (x = 0.11) Na-concentrations respectively. Experimental studies by Myung et al.21 also show that 22% of Li-doping in NaxMnO2 (x = 0.67, 0.11) can suppress the phase transition during charging. The absence of a desodiation-induced phase transition has also been reported by Tarascon et al. for NaxLiyMn1−yO2 with larger values of y = 0.33.22 These results indicate a strong influence of Li on the phase stability of NaxLiyMn1−yO2.
Our DFT calculations show that the lattice parameter a decreases with a reduction of the Na-concentration from 0.67 to 0.11 for all studied systems (see Table S1 in SI) due to the oxidation of Mn and O, which will be discussed later. The lattice parameter c contracts strongly after desodiation from 0.67 to 0.11 for the cases in which either no Li or a small amount of Li exist at the TM sites (NaxLiyMn1−yO2, y ≤ 0.06), which is because of the phase transition as well as migration of half of the Li cations from TM to Na sites after desodiation. However, the decrease in c parameter in the compound with a high amount of Li at TM sites, namely NaxLi0.22Mn0.78O2, in which no P2 → O2 phase transition occurs, is very small. The small decrease in c parameter is most likely due to the Li-migration from TM to Na-sites during charging. An experimental study by Tarascon et al.22 on O3–NaLi0.33Mn0.67O2 also indicates Li migration from TM to Na-site during charging and the presence of Li in the Na-layer leads to a decrease in the c parameter with respect to a discharged system which is consistent with our findings. In the discharged state of Li-doped compounds, Li ions occupy TM sites, but upon charging they migrate from TM to Na sites (see Fig. S2 in SI). To determine whether the migrated Li ions from TM to Na sites stay at the Na sites or move to the surface of the cathode during charging, we removed the Li-ions from Na-site in Na0.11Li0.06Mn0.94O2 and Na0.11Li0.22Mn0.78O2 and optimized both structures and lattice parameters. An expansion in the c-value was found for this model, which agrees with the o-XRD measurement by Myung et al.21 This result indicates a spontaneous migration of fractional Li ions from TM to Na sites and subsequent segregation to the surface of Na0.11Li0.22Mn0.78O2. Therefore, we conclude that most of the migrated Li-ions from TM to Na sites do not stay in those Na sites, but segregate to the surface of the cathode consistent with previous study.21 Therefore, we used Na0.11Li0.03Mn0.94O2 and Na0.11Li0.11Mn0.78O2 to calculate the electronic structure. However, it is important to mention that we calculated electrostatic calculations for both models instead of Na0.11Li0.06Mn0.94O2 and Na0.11Li0.22Mn0.78O2.
Furthermore, the redox mechanism of NaxLiyMn1−yO2 were investigated to determine change states of elements for further electrostatic analysis on phase transition, which will be discussed later. To achieve this aim, magnetic moments (represented as number of unpaired electrons (Nunp)) on elements as well as spin density difference (SDD) plots (Fig. 2 and 3) were computed using DFT-HSE06. The calculated average value of unpaired electrons
on Mn in Na0.67MnO2 (Fig. 2) indicates that 36.11% of Mn exhibit a charge state of ∼3.8+ (t32ge0g,
), and the rest have a charge state of 3.0+–3.3+, from which 44.44% are in the low spin (t42ge0g,
), and 19.44% in high spin (t32ge1g,
). The formation of Mn3+ in the high spin state leads to the Jahn–Teller (JT) distortion as the average axial Mn–O bond lengths (đMnaxial = 2.27 Å) are longer than average equatorial Mn–O bond lengths (đMnequatorial = 1.96 Å). A similar Jahn–Teller effect for Mn3+ has been reported earlier by Delmas et al.5 With the desodiation of x = 0.67 to 0.11, Mn cations that had charge states between 3.0+ and 3.3+ are oxidized and the average charge state of Mn cations becomes ∼3.8+
.
For Na0.67Li0.06Mn0.94O2, the computed
for 53% of Mn (t42ge0g,
, low spin) and 47% of Mn (t32ge0g,
) indicates that Mn cations have an oxidation state of ∼3+ and ∼4+, respectively. After desodiation of x = 0.67 to 0.11, 53% of Mn cations that had an initial charge state of ∼3+ experiences oxidation and exhibits a charge state of ∼4+
, which can be clearly seen in the SDD plots (Fig. 3) where the Mn features shrink after desodiation. It is noteworthy that, in comparison to the Na0.67MnO2 compound, the Na0.67Li0.06Mn0.94O2 system shows no cooperative Jahn–Teller distortion in the discharged state but shows phase transition from P2 → O2 during charging of x = 0.67 → 0.11. The computed
of all Mn cations is 3.05 for Na0.67Li0.22Mn0.78O2 indicating the oxidation state of Mn cations to be 4+ (t32ge0g,
). This can also be seen in the SDD plot (Fig. 3) where small features exist on Mn. Upon desodiation from x = 0.67 → 0.11, the calculated
for Mn remains almost the same, indicating an oxidation state of ∼4+.
Compared to Na0.67MnO2, there is no cooperative JT-effect and no phase transition from P2 → O2 for the NaxLi0.22Mn0.78O2 (for x = 0.67 → 0.11) system as all of Mn shows an oxidation state of 4+ before and after desodiation. Therefore, it seems that this amount of Li acts as a structure stabilizer for Na0.67Li0.22Mn0.78O2 as well as Na0.11Li0.11Mn0.78O2.
The calculated values of
on O for NaxMnO2, NaxLi0.06Mn0.94O2, and NaxLi0.22Mn0.78O2 in the discharge state (x = 0.67) are equal to or smaller than −0.05 indicating that the average charge state on O is between 2− and 1.95− (Fig. 3). The small features on O anions in the SDD plot confirm that the charge state of O is close to 2− in the discharge state. Computed
of O in NaxMnO2 for x = 0.11 shows only a small charging-induced oxidation of oxygen. Similarly, the O anions in Na0.11Li0.03Mn0.94O2 do not experience much oxidation as the calculated value of
is −0.12. The oxidation of O in this composition is, however, slightly higher than Na0.11MnO2, which is because of Li for Mn substitution. In particular, some of O anions (e.g. O3, O5, and O40) close to the vacant site, which are created after Li migration, undergo the highest oxidations
. The larger blue feature on O3, O5, and O40 in the SDD plot of Na0.11Li0.03Mn0.94O2 compared to all O anions in Na0.11MnO2 (Fig. 3) visualize this result. As we discussed earlier, Mn is inactive for Na0.11Li0.11Mn0.78O2, and, therefore, the ion that contributes to the redox mechanism is oxygen. This result is in agreement with previous DFT studies by De la Llave et al.23 and Kim et al.24 who studied P2–Na0.6Li0.2Mn0.8O2 and P2–Na0.67Li0.33Mn0.67O2, respectively, and found extra oxygen states appearing near the Fermi level (in the computed projected density of states) indicating an oxygen anion redox to compensate the charge imbalance. After desodiation of x = 0.67 → 0.11, higher Nunp
and larger SDD (more blue features) of O anions close to the vacant site (e.g. O6, O7, O10, O11) show that they experience strong oxidation. Higher oxygen redox activity in Na0.11Li0.11Mn0.78O2, as compared to Na0.11MnO2 and Na0.11Li0.03Mn0.94O2, is most likely due to the formation of more 8% TM vacancies in the crystal structure. This triggers oxygen redox reaction as the oxygen anions that have lost their binding to removed Li ions undergo significant oxidation
. The sequence of oxygen redox activity in our studied systems from lower to higher is as follows: Na0.11MnO2 → Na0.11Li0.03Mn0.94O2 → Na0.11Li0.11Mn0.78O2. The electrostatic interaction between different cations as well as between them and the oxygen anions might explain the phase stability/transition.
To study this, the differences in total electrostatic energies were calculated using Coulomb energy analysis by using elementary charge states, which balance the system, as well as by applying computed charge states from Fig. 2 and 3 between the P2 and O2 phases (ΔE (eV) = EP2tot − EO2tot) for NaxLiyMn1−yO2 with different Na (x = 0.67, 0.11) and Li (y = 0, 0.22) concentrations (Fig. 4). The P2 phase is found to be electrostatically more stable than the O2 counterpart for x = 0.67 in all compositions, namely Na0.67MnO2 and Na0.67Li0.22Mn0.78O2. This finding is in line with both our DFT results (Fig. S1) as well as experimental studies on Na0.67MnO2 and Na0.67Li0.22Mn0.78O2 by Delmas et al.5 and Myung et al.21 respectively. Our electrostatic calculation (Fig. 4) for low Na concentrations (charged state) shows that the O2 phase becomes more favorable in the case of Li free, namely Na0.11MnO2 and consistent with DFT calculations and with experimental studies by Delmas et al.5 and Dahn et al.11 However, for the case of high concentrations of Li, namely Na0.11Li0.22Mn0.78O2, the P2 phase remains stable after desodiation, in agreement with DFT and experimental study by Myung et al.21
Furthermore, we analyzed the pairwise ion–ion interaction by computing their corresponding electrostatic energy differences between P2 and O2 phases for two compounds with the largest difference in Li and Na concentrations, namely Na0.67MnO2, Na0.11MnO2, Na0.67Li0.22Mn0.78O2, and Na0.11Li0.22Mn0.78O2 (Fig. 4). Moreover, we analyzed pair distribution function (pdf) of ions to determine the underlying mechanism for the phase stability and transition in these materials (Fig. 5 and Fig. S3).
In all cases, the O–O interaction favors the O2 phase, i.e. EO–O is lower for the O2 phase. This is most likely due to the shorter distances (rO–O) of nearest neighbors in P2: e.g. rpeak(P2) = 3.40 Å < rpeak(O2) = 3.80 Å and rpeak(P2) = 4.40 Å < rpeak(O2) = 4.84 Å (Fig. S3). With desodiation, the values of ΔEO–O remain unchanged for Na0.11MnO2 (Fig. 4) because of the same oxidation state of O before and after desodiation. However, the O–O interaction changes slightly for NaxLi0.22Mn0.78O2 (x = 0.11) after desodiation because of a very small oxidation of O (1.95− → 1.92−). The cation–O interactions (cation: Mn, Na, and Li) do not stabilize significantly any of the P2 or O2 phases in both studied systems (ΔEcat–O < 0.18 eV from Fig. 4). Although the Mn–Mn interaction does not stabilize any of these phases for NaxMnO2 as ΔEMn–Mn = 0.02 eV, it does prefer O2 phase over P2 phase (ΔEMn–Mn = 2.62 eV) for NaxLi0.22Mn0.78O2, which is probably due to the stronger interlayer Mn–Mn repulsion (as all of Mn become 4+) in the P2 phase after replacing partial Mn by Li cations.
Fig. 4 indicates that the Na–Mn interaction is the determining factor controlling the phase stability of the studied materials. This can be due to the high charge of the Mn cations (from 3.34+ to 4+ depending on the Li and Na concentrations) as well as the distinct phase-dependent Na–Mn separations as discussed later. Since the other pairwise interactions do not change much with desodiation, we will focus on Na–Mn pairs.
The Na–Mn interaction favors the P2 phase in all cases due to the shorter Na–Mn distances for the O2 phase. This can be clearly observed from the pdf plots in Fig. 5. The decrease in the phase stability of the P2 phase over the O2 phase after desodiation in the case of NaxMnO2 is probably because of oxidation of Mn from 3.34+ to 4+ (Fig. 2) as well as a decrease in the number of nearest neighbors Na–Mn pairs (rpeak(O2) = 2.73 Å and rpeak(O2) = 3.20 Å). However, in the case of NaxLi0.22Mn0.78O2, the charge states of Mn cations do not change much. Moreover, the intensities of nearest neighbor Na–Mn pairs do not decrease significantly in contrast to the case for NaxMnO2. This is because Na ions prefer occupying the Na sites that are closest to the Li ions to reduce the Na+–Mn4+ repulsion. Our DFT calculation shows that these Na sites (shown by NaLMMMNa and NaLMMLMMNa for the O2 and P2 phases, respectively, in Fig. 5) are much more favorable (by 2.82 eV) for Na occupation than the other Na sites that are next to Mn4+ (shown by NaMMMMNa and NaMMMMMMNa for the O2 and P2 phases, respectively, in Fig. 5). Therefore, they are the determining sites for the electrostatic energy difference between the P2 and O2 phases. For the aforementioned reasons, the phase stability of the P2 phase over the O2 phase does not change much after desodiation. The similar energy difference between P2 and O2 phases for high and low Na concentrations of the Li-doped case (in spite of their different PDF intensities of next nearest neighbors) confirm our assumption that the interactions between the first nearest Na–Mn neighbors determine the phase stabilities.
We additionally calculated all pairwise interactions for y(Li) = 0.06, 0.11, 0.33, and 0.4 and found that Na–Mn interaction still favors the P2 phase for y(Li) = 0.06, 0.11, and 0.22. With higher Li concentrations of 0.33 and 0.40, the O–O interaction becomes dominant and favors the O2 phase.
As mentioned earlier, there is a Li migration from TM- to Na-sites for Na0.11Li0.06Mn0.94O2 and Na0.11Li0.22Mn0.78O2 structures. We found that for example in Na0.11Li0.22Mn0.78O2, Li at the transition metal (TM) site is 7.96 eV less favorable than that in the Na site. Consequently, after the geometry optimization, Li migrates from the TM site to the Na site. Probably, Li is not even stable in the octahedral Na sites due to its small size (compared to Na). Our previous theoretical/experimental study has shown that partially migrated Li to TM sites migrate further to the surface of electrode forming a CEI layer.21 Therefore, we removed the Li-ions from the Na-sites and studied the phase transition. However, a similar result to the case without Li migration was found: the O2 phase is more favorable than the P2 phase in Na0.11Li0.03Mn0.94O2, while the P2 phase is more favorable than the O2 phase in Na0.11Li0.11Mn0.78O2. Moreover, in these models containing TM vacancies (due to Li migration), Na ions prefer to occupy Na sites next to a TM vacancy to lower the electrostatic energy. A mechanism, similar to Na0.11Li0.22Mn0.78O2 containing Li ions at TM sites, is expected for Na0.11Li0.11Mn0.78O2 containing TM vacancies (created by Li migration) to explain why the P2 → O2 phase transition is prevented.
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