T. Hamachera and
F. Platten*ab
aFaculty of Mathematics and Natural Sciences, Heinrich Heine University Düsseldorf, 40225 Düsseldorf, Germany. E-mail: florian.platten@hhu.de
bInstitute of Biological Information Processing IBI-4, Forschungszentrum Jülich, 52428 Jülich, Germany
First published on 14th July 2025
Urea has recently been shown to modulate protein–protein interactions at sub-denaturing concentrations (M. Madani et al. Soft Matter 2025, 21, 1937–1948). Here, we investigate how urea and salt together influence protein crystallization by tuning both thermodynamic and kinetic parameters. Solubility, a key thermodynamic property, is affected differently by the two additives: urea increases lysozyme solubility, while sodium chloride decreases it without inducing a salting-in effect. When solubility is plotted as a function of the second virial coefficient (B2), the data collapse onto a master curve. From these measurements, we calculate the chemical potential difference (Δμ) between solution and crystal, generating a Δμ map across the phase diagram. Crystallization kinetics at selected points were monitored using video microscopy. Salt reduces the induction time and accelerates crystal growth, whereas urea produces the opposite effect. The dependencies of the kinetic parameters on Δμ are described by classical nucleation theory and a birth-and-spread growth model, respectively. Strikingly, urea enables crystallization at lower supersaturation levels, and at a fixed Δμ, enhances both nucleation and growth compared to salt alone. Overall, our results reveal how urea and salt independently govern thermodynamic and kinetic factors. We propose that tuning the solution environment through salt and nonspecific additives such as urea provides a general strategy to optimize crystallization conditions for globular proteins.
Protein crystallization, one of the most studied forms of protein condensation, is a cornerstone technique in structural biology that enables the determination of protein structures at atomic resolution.9,21,22 Despite its importance, optimizing crystallization conditions remains a challenge, often relying on trial-and-error approaches.23 This challenge stems from the complex behavior of proteins in solution, where intermolecular interactions depend on the specific protein, solvent conditions, and additives. A more comprehensive understanding of the physical principles behind protein crystallization is essential to streamline this process, reduce empirical experimentation, and improve the success rate of crystallization efforts.10
Protein crystallization involves a delicate balance of thermodynamic and kinetic factors. Thermodynamically, proteins can crystallize when their concentration exceeds the equilibrium solubility, a condition that can be achieved, for example, through changes in temperature or pH, or by adding solution additives or precipitants.24 In particular, when solubility is low, proteins tend to remain undissolved or aggregate in solution, making it difficult to isolate them in a functional and stable form. Thus, low solubility poses significant challenges in fields such as structural biology, drug development, and biotechnology.25 In structural biology, it hinders the use of techniques like X-ray crystallography and NMR spectroscopy. In drug development, poor solubility complicates the formulation of stable protein-based therapeutics. Additionally, low solubility can cause aggregation and instability during protein purification and reduce enzyme efficiency in industrial applications like food processing.
Protein crystallization kinetics studies the rates and mechanisms governing the formation and growth of protein crystals. While crystallization can proceed via different pathways,26 nucleation marks the first step in forming an ordered crystal lattice. It involves the spontaneous formation of small clusters of protein molecules that transition into stable nuclei capable of growing into larger crystals. Direct measurement of nucleation is challenging because the initial nuclei are too small and short-lived to be observed directly by light microscopy. Therefore, nucleation is often inferred indirectly using techniques such as optical microscopy, which detects small crystals once they have grown large enough to be visible, or light scattering, where the intensity increases sharply as soon as crystals begin to form. From these observations, the induction time, defined as the delay between reaching supersaturation and the first detectable crystal formation, can be estimated. This induction time varies widely depending on the protein and specific solution conditions. Alternative approaches to determine nucleation rates more directly, such as the double-pulse technique,27–30 aim to separate nucleation and growth processes by rapidly shifting the system between high and low supersaturation. While more demanding in terms of experimental setup, these methods have yielded valuable insights, particularly in systems where crystal growth significantly affects supersaturation. Since nucleation marks the onset of crystallization, the subsequent stage – crystal growth – follows as protein monomers or assembled units become incorporated into the crystal lattice, although additional nucleation events may still occur during this stage. However, the rate of growth can be influenced by solution composition and temperature, and growth often slows or even ceases if supersaturation decreases or if ripening occurs. Despite advances in understanding crystallization kinetics,21,31–34 there are still significant challenges, such as accurately predicting induction times, optimizing growth rates, and preventing unwanted phenomena like aggregation or polymorphism, all of which can hinder the reproducibility and quality of the final crystals.
Solution additives or precipitants are commonly used to modify the solution environment, altering solubility and other physicochemical properties, which in turn can promote crystallization.35–39 Proteins may also be chemically modified to enhance their solubility.40,41 While salts, polyethylene glycol (PEG), and organic solvents have been extensively studied in this context, urea has received comparatively less attention.42 Urea is a well-known protein denaturant at high concentrations and has been widely used to study protein folding and unfolding.43–55 By disrupting non-covalent interactions such as hydrogen bonds, hydrophobic forces, and electrostatic interactions, urea promotes protein unfolding and alters the solvation properties of proteins.
However, the effects of urea on proteins and their assemblies at lower, sub-denaturing concentrations remain poorly understood. At these concentrations, urea may still modulate protein–protein interactions and influence crystallization. The precise mechanisms remain unclear but may involve modifications to the physicochemical environment, such as dielectric properties and subtle alterations in hydration, which in turn affect intermolecular interactions, protein solubility, and potentially transport properties. For example, urea has been shown to reduce the amount of protein bound to interfaces.56,57 Since adsorbed protein films often behave as dense systems where protein–protein interactions are significant, the reduced surface excess upon urea addition suggests that urea may modulate these interactions, affecting condensed states. The effect of urea on LLPS, particularly its role in lowering cloud-point temperatures, has been recently highlighted,58 underscoring the broader significance of chemical denaturants in protein phase transitions. A theoretical study on crystal growth59 suggested that denaturants might promote crystallization by destabilizing non-productive protein interactions with crystal surfaces, where proteins bind in incorrect, non-crystalline orientations. However, to our knowledge, this hypothesis has not been tested experimentally. Although high concentrations of urea are commonly used for protein denaturation, and its effects on condensed protein states are established, systematic experimental investigations into its influence on protein crystallization and the underlying mechanisms remain lacking.
In our previous study,60 we explored the lysozyme state diagram and protein interactions in the presence of urea and salt, attributing the impact of urea primarily to alterations in the dielectric properties of the solution. In this work, we extend these findings by examining the combined effects of urea and salt on lysozyme crystallization, focusing on how they influence the thermodynamics and kinetics of crystallization. We systematically investigate their impact on protein solubility and provide a preliminary analysis of their effects on nucleation and growth. While sodium chloride decreases solubility without a salting-in effect, urea increases solubility. Protein interactions in the presence of both urea and salt are quantified using the second virial coefficient (B2). We show that the solubility data collapse onto a master curve when plotted as a function of B2, independent of urea and salt concentrations, underscoring the crucial role of these interactions in determining solubility. From the solubility data, we construct a map of the chemical potential difference Δμ for the state diagram. The chemical potential difference, which drives crystallization, increases logarithmically with salt concentration and decreases linearly with urea content. Crystallization kinetics, studied through video microscopy, reveal that the induction time decreases with salt concentration and increases with urea concentration, while crystal growth rates exhibit the opposite trends. However, when compared at a fixed Δμ, urea can promote both nucleation and growth. It is conceivable that the addition of urea lowers the energy barrier for nucleation and suppresses non-productive binding to the growing crystal, leading to increased nucleation and growth rates compared to the presence of sodium chloride alone at the same supersaturation level. Furthermore, crystallization occurs at lower supersaturations in the presence of urea. The observed behaviors can be described in terms of classical nucleation theory and a birth-and-spread growth model, respectively. These results offer new insights into the physical processes governing protein crystallization and lay a foundation for optimizing crystallization conditions by independently tuning thermodynamics and kinetics through the careful selection of salt and nonspecific additives. We propose that combining salts with nonspecific additives, such as urea, provides a general strategy for fine-tuning the solution environment and modulating protein interactions, thereby improving crystallization conditions for globular proteins.
Our sample volume of roughly 20 μL lies between typical bulk crystallization and microfluidic droplets, where stochastic nucleation remains relevant. Accordingly, nucleation events in such volumes follow a Poisson process, making the induction time tind a random variable representing the probabilistic waiting time for the first detectable nucleus. We report the mean induction time across replicates as a robust kinetic measure.75
Initial crystal face growth rates (G) were determined from the time-lapse series of microscope images.65 For crystals with appropriate orientation (viewing direction perpendicular to the (110) face or along the four-fold symmetry axis, and not too closely packed), the size of the crystal faces was analyzed using ImageJ software and plotted as a function of time after sample preparation. Initially, a constant growth rate was observed, which later decreased as the crystals grew larger and protein depletion occurred, a trend also reported in previous studies.76 Growth rates for the (110) and (101) faces, G110 and G101, were calculated as described by Durbin and Feher.77
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Fig. 1 State diagram. (a) Schematic state diagram of lysozyme solutions in the urea vs. salt concentration space (pH 4.5, room temperature, protein concentration 20 mg mL−1), adapted from ref. 60. The diagram is based on measurements from a series of solutions with systematically varied urea and salt concentrations. For clarity, it shows approximate state boundaries, indicating regions of homogeneous solution, crystal-solution coexistence, and metastable LLPS. (b) Microscope images illustrating various shapes of tetragonal crystals and crystal morphologies in the state diagram (a) for various urea (0 M, 0.54 M, 1.1 M, 2 M) and salt concentrations (0.5 M, 0.9 M, 1.3 M, 2 M). The scale bar represents 50 μm. |
Crystallization and LLPS are favored if attractive interactions in protein solution prevail.78–81 Therefore, the increased salt concentration in the presence of urea suggests that urea weakens the attractive interactions, while NaCl, by screening electrostatic repulsion between proteins, is expected to enhance attraction.
These findings align with the previous work,60 which involved a systematic analysis of SAXS data of protein solutions. Furthermore, the DLVO theory was shown to quantitatively describe the observed trends in interactions. This suggests that salt affects the system primarily through screening effects, while urea alters the dielectric properties of the solution, thereby influencing the van der Waals forces between proteins. Non-DLVO effects, such as hydration, hydrogen bonding, and the hydrophobic effect, were effectively accounted for by a constant cut-off length in the calculation of the second virial coefficient, independent of the urea and salt concentrations.
Fig. 1b shows representative microscope images for various solution conditions, again as a function of urea and salt concentration. The images were taken several days or weeks after preparation, showing the final crystal states when no further microscopic changes are observed. Depending on the urea and salt concentrations, different shapes of tetragonal crystals and additional crystal morphologies (sea-urchin crystals) are observed. In the absence of urea, at 0.5 M NaCl, elongated tetragonal crystals are observed, while at 0.9 M and 1.3 M NaCl, symmetric or rhomboid-shaped crystals are seen. At 2.0 M NaCl, sea-urchin-like crystals appear, though they are not the focus of this study. On the other hand, for the series with 0.9 M NaCl and varying urea concentrations, it is notable that crystals become more elongated with increasing urea concentration. Thus, the effect of urea counteracts the effect of NaCl. At higher salt concentrations, this effect of urea is less pronounced, and cuboid or rhomboid crystals dominate. It is also observed for high salt concentrations that the edges of the crystals are sometimes slightly rounded, or the crystal surfaces appear roughened. Furthermore, the number and size of the crystals are modulated by the addition of both urea and salt.
Similar shapes of tetragonal crystals were observed in previous studies65,77 when protein concentration was varied at a fixed NaCl concentration, or when salt concentration was varied at a fixed protein concentration. The different shapes of tetragonal lysozyme crystals were attributed to variations in the growth rates of the (110) and (101) faces of the crystals. In this context, elongated crystals could indicate a higher growth rate of the (101) face compared to the (110) face, while rhomboid crystals would imply a higher growth rate of the (110) face compared to the (101) face. It is reasonable to assume that the addition of urea could also have a modulating effect on the growth rates. For the series with 0.9 M NaCl and varying urea concentrations, this would suggest that the growth rate of the (101) face relative to that of the (110) face should increase with rising urea concentrations. Moreover, roughened crystals have also been observed at high salt concentrations before.82
The observations discussed in relation to Fig. 1 clearly indicate that urea likely not only modulates the state diagram and interactions of the proteins but also influences protein crystallization. The shift of the crystallization boundary (Fig. 1a) to higher salt concentrations with increasing urea concentration suggests an impact on the equilibrium solubility, a key parameter of crystallization thermodynamics. Note that the crystallization boundary is, in principle, a kinetic concept. It defines the solution conditions under which crystals spontaneously form on experimental time scales. Spontaneous crystal formation requires a certain level of supersaturation, and the lower this level, the longer one must wait for crystallization to occur. In contrast, the true equilibrium solubility corresponds to the maximum amount of protein that can dissolve at a given temperature, which is represented by a point on the liquidus line. The different crystal shapes and morphologies (Fig. 1b) as well as variations in the number and size of the crystals point to the modulation of crystallization kinetics by urea. In the following, we will analyze various aspects of the thermodynamics and kinetics of tetragonal lysozyme crystal formation in the presence of urea and salt in more detail.
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Fig. 2 Solubility (ceq) of tetragonal lysozyme crystals as a function of NaCl concentration at various urea concentrations (as indicated): data (symbols) and global fits (lines) according to eqn (4). Increasing urea concentration is indicated by an arrow. (inset) Solubility (ceq) of tetragonal lysozyme crystals as a function of urea concentration at different NaCl concentrations (as indicated): data (symbols) and global fits (lines) according to eqn (4). |
The solubility data in the absence of urea align with literature values. In the comprehensive study by Forsythe et al.,64 lysozyme solubility was examined as a function of temperature, pH and salt concentration, though not at the temperature used in our study. Our results lie between the respective higher and lower temperature data from Forsythe et al.64
The dependence of solubility on various additives, particularly salts, is often described by a heuristic approach. The logarithm of solubility is modeled as a linear function of additive concentration or ionic strength. This empirical approach, based on the work of Cohn87 and Green,88,89 is sometimes referred to as the Cohn–Green formula, which describes salting-out effects. In some cases, especially at low additive concentrations, an additional term dependent on the square root of the additive concentration or ionic strength is included to account for salting-in effects dominant at low concentrations. In agreement with previous work,90 the monotonic decrease of solubility with NaCl content (Fig. 2) indicates the absence of a salting-in region. Moreover, ceq, when plotted logarithmically as a function of salt concentration (Fig. 2), does not exhibit a linear relationship over large ranges of salt concentration. Salting-in effects are often attributed to dominant electrostatic interactions, while salting-out behavior is typically ascribed to the predominant hydrophobic effect,91 with a primary focus on protein–additive interactions. In our case, however, protein–protein interactions likely play an important role as well (see Section 3.3), suggesting that solubility is governed primarily by the effective interactions between protein molecules, which are modulated by the nature of the additives.
A physically consistent and comprehensive theoretical framework for describing protein crystallization equilibria was introduced by Schmit and Dill.92 They developed a many-body electrostatic model to describe the dependence of solubility on salt concentration, pH, and temperature. In their approach, the crystal is assumed to be macroscopically electrostatically neutral, with fixed charges on protein molecules balanced by a substantial enrichment of counterions. This counterion partitioning leads to an entropic penalty that opposes crystallization, while the resulting electrostatic screening favors stabilization via non-electrostatic interactions such as hydrophobic interactions and hydrogen bonding. This theory not only captures the dependence of solubility data on salt, pH and temperature but also explains thermodynamic signatures observed in calorimetric measurements.93 While the Schmit–Dill theory could potentially be applied to our dataset, doing so would require computational efforts as well as additional knowledge of the effects of urea on hydration and the hydrophobic effect, or, alternatively, the introduction of more free fitting parameters. However, our goal here is to investigate whether the solubility dependence on additive composition can be described by a simple functional relationship, minimizing the number of parameters required for fitting.
Indeed, the data as a function of salt concentration at a fixed urea concentration can be described quantitatively by a simple hyperbolic relationship with only two independent parameters, as and bs:
ceq([salt])|urea/c0 = (as + bs[salt])−1, | (1) |
Conversely, as shown in the inset of Fig. 2, solubility at fixed salt concentration increases linearly with urea concentration when plotted logarithmically. This can be quantitatively described using two free parameters, au and bu, as follows:
ln(ceq([urea])|salt/c0) = au + bu[urea], | (2) |
To motivate a universal expression for the solubility dependence on both salt and urea concentrations, we build on the individual empirical relationships for each component. Using eqn (2), we begin by considering the case where the urea concentration is zero, and relax the assumption of a constant salt concentration, as this equation should hold for any salt concentration. Under this condition, the parameter au can be identified with the natural logarithm of the solubility described in eqn (1), which depends solely on salt concentration:
au = ln(ceq([salt])|urea![]() ![]() | (3) |
This identification allows us to extend eqn (2) to arbitrary urea and salt concentrations, yielding a generalized expression that describes the solubility as a function of both salt and urea concentrations:
ln(ceq([salt],[urea])/c0) = −ln(as + bs[salt]) + bu[urea]. | (4) |
A global fit of the dataset (lines in Fig. 2) yields the following parameter values:
as = − 0.29 ± 0.03, bs/M−1 = 0.81 ± 0.03, bu/M−1 = 0.73 ± 0.02. |
The fact that solubility data can be heuristically described by such a simple equation with only few parameters may also be relevant for future studies, particularly in the field of crystallization kinetics, where solubility often needs to be known or interpolated for various conditions. Furthermore, eqn (4) expresses ceq as a product of two separate factors, one depending only on urea concentration and the other only on salt concentration, with no factors that depend on both concentrations simultaneously. This functional form indicates that urea and salt influence solubility independently. The following section tests whether quantitative changes in protein–protein interactions under different solution conditions correlate with observed variations in solubility.
![]() | (5) |
Earlier work has shown that the dependence of b2 on urea and salt concentrations in lysozyme solutions can be quantitatively described using a Derjaguin–Landau–Verwey–Overbeek (DLVO) model in agreement with experimental data.60 Within this framework, the addition of salt leads to a gradual decrease in the Debye screening length, reducing the range of electrostatic repulsion between protein molecules. This shift allows attractive forces to become more dominant, resulting in a net increase in overall attraction. In contrast, urea does not interact directly with the proteins in the DLVO model. Instead, it alters the dielectric properties of the solvent, effectively modifying the solution environment. An increase in dielectric permittivity slightly reduces electrostatic interactions but more significantly lowers the Hamaker constant, which diminishes the strength of van der Waals attraction. Thus, salt and urea have opposing effects: salt reduces repulsion and thereby increases net attraction, while urea leaves electrostatic repulsion largely unchanged but weakens van der Waals attraction, leading to a net increase in repulsive interactions. Non-DLVO contributions, such as hydration, hydrogen bonding, or hydrophobic effects, are not treated explicitly but are effectively captured by a constant short-range cutoff in the b2 calculation, independent of urea and salt concentrations. We note that, despite its simplicity, the DLVO model has also successfully captured the b2 dependence on other factors, such as pH94 and temperature,95 as well as other additives, such as glycerol96 and ethanol.97
Fig. 3a shows the behavior of the normalized second virial coefficient b2 as a function of salt concentration for various urea concentrations. This data was calculated using parameters from earlier work.60 For simplicity, the small temperature difference (solubility data at 18.9 °C versus b2 model calculation at 20.0 °C) is neglected in this analysis, as previous work95 has shown that such a minor change in temperature has a negligible effect on b2, far smaller than the typical experimental uncertainty. We observe a decrease in the second virial coefficient with increasing salt concentration, as well as an increase with rising urea concentration at a fixed salt concentration. The fact that interactions become more attractive with the addition of salt and less attractive with the addition of urea is reflected in their effects on the state diagram (Fig. 1a).
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Fig. 3 Solubility and interactions. (a) Second virial coefficient normalized to the respective hard-sphere value (b2) as a function of NaCl concentration for various urea concentrations (as indicated). The lines represent DLVO model calculations with parameters from ref. 60, in which quantitative agreement with experimental b2 data was demonstrated. Increasing urea concentration is indicated by an arrow. (b) Solubility (ceq) of tetragonal lysozyme crystals as a function of b2 (instead of NaCl or urea concentration as in Fig. 2), including additional data. |
These calculations allow us to quantify the interactions for each condition under which solubility was experimentally determined. Fig. 3b shows the solubility (data from Fig. 2 as well as additional data) not as a function of urea or salt concentration, but as a function of the second virial coefficient instead. Remarkably, the data for different urea and salt concentrations collapse onto a single master curve in this plot. This collapse onto a single master curve suggests that protein–protein interactions, as quantified by the second virial coefficient, are a dominant factor in controlling solubility. This finding is consistent with the work by Guo et al.78 and others,98–100 which have proposed a correlation between the second virial coefficient and solubility. Here, this relationship is experimentally confirmed across a broad range of salt and urea concentrations. The observation that solubility data collapse onto a unified curve, regardless of whether salt or urea is varied, indicates that both additives affect solubility primarily through their impact on b2, without significant cross-interactions. In line with this, salt and urea act through distinct physical mechanisms as described by the DLVO model: salt primarily screens electrostatic repulsion, whereas urea alters the dielectric constant of the medium, thereby modulating van der Waals attraction. While direct interactions between urea and protein surfaces cannot be ruled out, such effects are not explicitly included in the DLVO framework. Nevertheless, the DLVO-based model was shown to quantitatively describe the experimentally determined b2 values across a wide range of salt and urea concentrations.60 Taken together, these results suggest that solubility can be predicted by considering the independent contributions of salt and urea to protein–protein interactions, as reflected in the second virial coefficient.
It should be noted that the observed collapse of solubility data onto a single curve as a function of b2 does not imply the absence or irrelevance of many-body interactions within the crystal. For example, the electrostatic neutrality of the crystal and counterion partitioning, as highlighted in ref. 92, remain important factors. Under our experimental conditions, however, such many-body effects appear to be either quantitatively minor or effectively incorporated into the parameters of the coarse-grained interaction model. Notably, the DLVO-based calculations yield values for b2 that are in quantitative agreement with experimental measurements across the explored range of salt and urea concentrations.60 Consequently, despite its simplifications, the DLVO-based b2 serves as a reliable phenomenological parameter linking microscopic protein interactions to macroscopic solubility and crystallization behavior.
For completeness, we note that there have also been efforts to relate protein solubility in multicomponent solutions to preferential interaction parameters.101,102 These parameters, in turn, influence the second virial coefficient through a protein–solvent interaction term.103
Δμ = (μ0 + kT![]() ![]() ![]() ![]() | (6) |
The relationship between the interaction potential and Δμ is established through a virial expansion in protein concentration. The activity coefficient of the protein can be expressed in terms of the virial coefficients:109
![]() | (7) |
![]() | (8) |
If the protein concentration is low or the attractive interactions are weak, only the ideal solution term remains:
![]() | (9) |
In this study, the protein concentration is held constant at a low value of c = 20 mg mL−1. Based on the b2 data presented in Fig. 3a, the leading non-ideal correction in eqn (8) is typically no more than 10% of the ideal-solution term (eqn (9)). This small correction is therefore neglected in our analysis.
Using this description of the chemical potential difference, along with the parameterization of the solubility data, we can calculate Δμ for all solution conditions. This allows us to create a map of Δμ for the state diagram (Fig. 1a). Based on the parameterization in eqn (1) and (2), Δμ is logarithmically dependent on sodium chloride concentration and linearly dependent on urea concentration. This is exemplified in Fig. 4a using the data from Fig. 2. In Fig. 4b, a mapping of Δμ is shown for the state diagram from Fig. 1a.
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Fig. 4 Chemical potential difference as the driving force of crystallization. (a) Chemical potential difference (Δμ), calculated from the solubility data in Fig. 2 according to eqn (9), as a function of NaCl concentration for various urea concentrations (as indicated): data (symbols) and lines (corresponding to the fits from Fig. 2 converted to Δμ). Increasing urea concentration is indicated by an arrow. (b) Schematic state diagram in the urea–NaCl space from Fig. 1a, including a map of the chemical potential difference Δμ (as indicated). |
The crystallization boundary marks the region where protein crystals spontaneously form on experimental time scales. We observe that the crystallization boundary corresponds approximately to the condition where Δμ/kT≈1. This is reasonable, as at this point, the driving force for crystallization exceeds the thermal energy. On the other hand, this implies that the solution must be supersaturated by a factor of almost 3, as also observed in previous studies.21
Focusing on the initially formed crystals, the bulk protein concentration is expected to be very close to the initial protein concentration, making the simple determination of Δμ with c = 20 mg mL−1 in eqn (9) valid. However, for crystals that form at later stages, this approach would be inaccurate, as the bulk concentration decreases during crystallization, which in turn affects Δμ according to eqn (9).
The crystallization induction time, tind, is a key parameter characterizing nucleation kinetics, as shown in Fig. 5 for varying urea and salt concentrations. Experimentally, tind comprises three contributions:74 (1) the time required for the system to establish a metastable cluster size distribution, (2) the stochastic waiting time for the formation of the first critical nucleus (the nucleation time tnuc), and (3) the subsequent growth time necessary for the nucleus to reach a detectable size.
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Fig. 5 Nucleation kinetics. (a) Crystallization induction times (tind) as a function of NaCl concentration with and without 2 M urea (as indicated). (inset) Crystallization induction times (tind) as a function of urea concentration at 0.9 M NaCl. (b) Crystallization induction times (tind) shown in (a), but now plotted as a function of the chemical potential difference Δμ instead of NaCl concentration. Lines are fits to the CNT model according to eqn (10)–(12). |
While all three factors influence the measured induction time, classical nucleation theory (CNT) – discussed in more detail below – describes only the nucleation waiting time. CNT relates the nucleation rate J, defined as the number density of new stable nuclei formed per unit time and volume, and nucleation time via VJ〈tnuc〉 = 1, where V is the experimental volume and 〈·〉 denotes the expectation value. This relation follows directly from the Poisson statistics of nucleation events, where the probability of no nucleus forming before time t is P(t) = exp(−VJt).110,111
Given that only the total induction time tind is experimentally measurable, we assume – supported by previous work on lysozyme in brine75 – that both the relaxation time (1) and the growth time (3) are small compared to the nucleation time (2) and approximately constant under our controlled experimental conditions. This assumption allows the approximation
tind ≈ tnuc ∝ J−1, | (10) |
In Fig. 5a, at a fixed urea concentration, the induction time decreases with increasing NaCl concentration. However, for the dataset without urea, the induction time appears to increase again at the highest NaCl concentration. The inset in Fig. 5a shows that at a fixed salt concentration of 0.9 M NaCl, the induction time increases with higher urea concentrations. Similar to the effects observed on the state diagram and interactions, NaCl and urea have opposing influences on induction time.
The decrease in induction time upon salt addition can be interpreted as follows: at low salt concentrations, strong electrostatic repulsion between proteins inhibits aggregation and crystal formation. When salt is added, it screens these repulsive forces, allowing proteins to approach each other more easily. This reduction in repulsion promotes faster aggregation, as proteins are more likely to nucleate. Additionally, salt can enhance specific interactions between proteins, such as hydrophobic interactions, further accelerating nucleation and crystallization, though these short-range effects are not explicitly considered in the DLVO model used in Section 3.3.
The apparent non-monotonic behavior of induction times for the NaCl-only data suggests that the highest NaCl concentration was measured near the LLPS state boundary (see Fig. 1a). A previous study observed that the nucleation rate exhibits a maximum near the LLPS state boundary,112 and the observed minimum in induction times here aligns with this result.
The observed increase in induction time upon urea addition can be rationalized as follows: in salt-rich environments, where electrostatic repulsion is strongly screened, proteins tend to associate rapidly, often leading to nonspecific aggregation. By moderating interactions and slowing down aggregation kinetics, urea allows proteins to sample a broader range of configurations, which increases the likelihood of forming ordered nuclei rather than amorphous aggregates. As a result, urea extends the induction time but ultimately promotes more controlled and productive crystallization. These considerations are revisited and generalized in Section 3.7.
In Fig. 5b, the induction times from Fig. 5a are plotted as a function of Δμ, according to the calculation shown in Fig. 4b. For the datasets without urea and with 2 M urea, induction times decrease progressively with increasing Δμ. Additionally, it is notable that at a fixed Δμ, the curve in the presence of 2 M urea is shifted toward lower induction times. This suggests that the conditions for lysozyme crystal nucleation could be optimized exploiting the systematic solubility data provided here.
Although recent research has focused on non-classical nucleation mechanisms in protein solutions, particularly two-step processes,113–116 here we use classical nucleation theory (CNT),74 likely the simplest and most widely known theory of nucleation, in order to describe the dependence of the nucleation rate on Δμ. Nucleation in CNT is the formation of a critical nucleus that transitions from a metastable state in a supersaturated solution to a stable phase. This process involves a balance between the favorable enthalpy change from cluster growth and the unfavorable surface energy from new interfaces. The nucleus must reach a critical size to become stable enough for growth. Nucleation is a thermally activated process, requiring the overcoming of an energy barrier that arises from this balance. The rate of nucleation J depends on the thermal energy available to surmount this barrier:
![]() | (11) |
![]() | (12) |
Using eqn (10)–(12), the data in Fig. 5b can be described (solid lines), yielding:
Modeling the nucleation rate J as a function of the chemical potential difference Δμ within classical nucleation theory (CNT) yields predictions consistent with our experimental data (Fig. 5b). This agreement supports the interpretation of the induction time tind as a kinetic parameter primarily governed by nucleation kinetics. While the relaxation and growth times were not directly measured, previous studies on similar systems suggest that these contributions are small.75 The close correspondence between the CNT predictions and our measured induction times is therefore consistent with the assumption that relaxation and growth times contribute only marginally under our experimental conditions, justifying the approximation tind ≈ tnuc.
It is remarkable that even in such a complex system, the experimental data can be well described using the CNT model. The agreement between CNT and the experimental data indicates that the underlying nucleation barrier and thermodynamic parameters, such as Δμ, play a crucial role in controlling the nucleation kinetics of crystallization. The fact that Δμ is modified by variations in the solution conditions shows that different environmental factors, such as salt and urea concentrations, significantly influence crystallization. These parameters can modify protein–protein interactions, affecting Δμ and, consequently, the nucleation process.
It is highly likely that nucleation in our system is heterogeneous,120 meaning that the glass walls of the microscopy cell and possibly residual foreign particles that could not be filtered out from the solution influence the nucleation rate. However, even in this case, the functional form of the CNT model can still be applied, provided that the parameters are interpreted as effective parameters for heterogeneous nucleation. Specifically, the same functional dependence of the nucleation barrier on Δμ can be assumed.
It is important to note, though, that while the data are consistently described by CNT, they represent only a first step toward a more comprehensive analysis. The pre-exponential factor A and the interfacial energy γ in CNT could, in principle, depend on the solution conditions, such as the NaCl concentration. However, the assumption here is that the main influence on nucleation kinetics is determined by urea concentration, with the influence of NaCl expected to be small. This assumption is plausible, as it is supported by the consistency of the model with the data as well as the reasonable agreement of the value for γ with the literature. Moreover, in a previous study121 involving protein solutions containing only NaCl, it was observed that solution conditions leading to equal solubility also resulted in equal nucleation rates and, consequently, identical kinetic parameters. This finding fully supports our assumption. Nevertheless, more extensive measurements, systematically varying Δμ by changing the protein concentration, could reveal a dependence of A and γ on NaCl concentration. Based on the previous observations, however, it is not expected that this effect would be significant.
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Fig. 6 Growth kinetics. (a) Crystal growth rates (G) of the (110) and (101) faces of tetragonal lysozyme crystals as a function of NaCl concentration with and without 2 M urea (as indicated). (inset) Crystal growth rates (G) of the (110) and (101) faces of tetragonal lysozyme crystals as a function of urea concentration with 0.9 M NaCl (as indicated). (b) Crystal growth rates (G) of the (110) and (101) faces of tetragonal lysozyme crystals, shown in (a), but now as a function of the chemical potential difference Δμ instead of NaCl concentration: data (symbols, as indicated) and fits to the 2D growth model (lines) according to eqn (13) (see text for details). |
These observations of the growth rates confirm the conclusions drawn from the final morphology of lysozyme crystals (as shown in Fig. 1b), where differences in crystal shape were attributed to variations in G110/G101. The fact that growth rates in the absence of urea show only a slight increase or even a decrease at high NaCl concentrations correlates with the rounded or roughened crystal shape observed at such high NaCl concentrations.
Fig. 6b replots the data from Fig. 6a as a function of the chemical potential difference Δμ instead of NaCl concentration. At low to moderate Δμ, the growth rate rises steeply with increasing Δμ. However, beyond a certain point, the increase slows and eventually saturates or even declines, as observed in the absence of urea. This qualitative change signals a transition to a different growth regime, consistent with previous reports on lysozyme crystals grown in NaCl solutions.123–126 Therefore, for moderate Δμ values – corresponding to sufficiently low salt concentrations – the data can be well described by a simple growth model, as outlined below.
In the “birth and spread” model of crystal growth, the crystal surface expands through two distinct processes: the birth of a new growth unit (layer) and the subsequent spreading of that layer as it incorporates more growth units. The “birth” refers to the formation of new layers, which can occur through the nucleation of 2D islands on the crystal surface. Once a new layer is formed, the “spread” process involves the incorporation of additional growth units at the step edges or kinks, allowing the layer to expand. For the formation of 2D nucleates on a smooth surface, the growth rate normal to the crystal surface is given by the following equation:127
![]() | (13) |
For the two data points without urea, we obtain = 3.6kT for the (110) face and
= 2.7kT for the (101) face. These values are consistent with those previously reported for similar solution conditions.123 Extensive measurements of the dependence of G on Δμ yielded the following results:
= (3.2 ± 0.7)kT for the (110) face125 and
= (2.4 ± 0.5)kT for the (101) face.126 Although only two data points were available for the model description in our dataset without urea (which is certainly insufficient to draw valid conclusions), it is worth noting that the results from the fitting procedure match with the literature values. This at least supports the validity of the presented results when compared to the literature.
The data points used for fitting were deliberately selected from the known applicability range of the simple growth model, that is moderate supersaturation (Δμ) where the model reliably captures growth kinetics. Data at higher Δμ were excluded from the fit due to qualitative deviations in growth behavior. While the exact range of applicability depends on crystal face and solution conditions, this selection follows previous studies reporting deviations at higher supersaturation.125,126
For 2 M urea, this model was also applicable. Although both the (110) and (101) faces have a similarly limited dataset of only three data points each, the fit for the (110) face was more stable, yielding = 1.1 kT. In contrast, fitting the growth of the (101) face proved more challenging due to data variability and limited data points. Consequently, no robust fit could be achieved; instead, a representative curve with
= 0.2 kT is shown.
The data without urea at high salt concentrations could not be described by the simple growth model, as their dependence on Δμ could not be captured by the model. Literature suggests that data under such conditions can be described using a continuous growth model.126 In another model, this observation, where crystals might crystallize too quickly in incorrect orientations, was accounted for by incorporating such non-productive configurations into a 2D growth model.59 In the presence of urea, the same value of G is reached at a significantly lower Δμ compared to the absence of urea (Fig. 6b). This observation could also be explained by the Schmit-Dill model59 accounting for non-productive configurations, which suggests that the addition of a denaturant may accelerate crystal growth by destabilizing non-productive proteins.
As with the induction time measurements, the limitations discussed earlier also apply to these first growth rate measurements.
In the case of proteins at pH values close to their isoelectric point (pI), where the net charge is very small, electrostatic repulsions are weak and attractive forces dominate. This results in colloidal instability, favoring amorphous aggregation rather than the formation of regular crystal lattices (see Fig. 7a). Consequently, crystallization is often conducted at pH values further away from the pI, where proteins carry a significant net charge (see Fig. 7b).
At these conditions, additional ions are necessary to screen the increased electrostatic repulsions due to the greater net charge. These ions also need to be incorporated into the crystal and its unit cell, since the macroscopic crystal is expected to be electrostatically neutral, and it follows that the elementary cell is also neutral. Thus, ions must be sequestered together with proteins during crystal formation. The crystal itself is likely stabilized by non-electrostatic attractive interactions, including van der Waals forces, hydrogen bonding, and hydrophobic effects. However, the addition of salt reduces electrostatic repulsions, and at high salt concentrations, while required for maintaining charge neutrality of the crystal, the reduction in repulsion can lower the energy barrier for aggregation, favoring amorphous aggregation over crystallization (see Fig. 7c).
In this context, the addition of urea can be beneficial. Urea lowers nonspecific attractions,60 enabling a delicate balance: sufficient ions are incorporated into the crystal to maintain charge neutrality, but the excessive reduction in repulsion is mitigated, helping to avoid the formation of amorphous aggregates. Thus, urea can facilitate the identification of an optimal crystallization environment, where electrostatic screening and favorable nonspecific interactions converge, improving the chances of crystallization (see Fig. 7d). Other nonspecific additives, such as glycerol or ethanol, might serve a similar purpose, further lowering attractions and helping to optimize the crystallization process.
Like urea, these additives have been experimentally shown to lower the LLPS coexistence temperature and increase the second virial coefficient b2, indicating an overall reduction in net attractive interactions between protein molecules.16,97 Additionally, their presence raises the dielectric constant of the solution. Within the framework of a simplified DLVO model,60 this increase modulates both electrostatic and van der Waals interactions, resulting in a weakening of attractive forces accompanied by a slight decrease in repulsive interactions. Although this model neglects the complexity of specific binding sites and directional interactions inherent to proteins, it quantitatively captures the effect of these additives on b2, providing a consistent and predictive physicochemical rationale for how nonspecific additives influence intermolecular interactions and phase behavior in protein solutions.
The effects of salt and urea on protein crystallization are also reflected in their influence on solubility, nucleation, and growth. Salt, by screening electrostatic repulsions, decreases protein solubility, which can facilitate nucleation and crystal growth. However, at very high salt concentrations, the energy barrier for amorphous aggregation may become too low, potentially inhibiting proper crystallization. Urea, in contrast, increases protein solubility by weakening attractive interactions, thereby typically reducing both nucleation rates and growth. Nonetheless, at non-denaturing concentrations, urea may shift the balance in favor of nucleation without promoting aggregation, resulting in more controlled crystal growth. By modulating solubility and intermolecular interactions through these additives, a fine-tuned environment for optimal protein crystallization can be achieved.
Crystallization kinetics monitored by video microscopy show that salt shortens induction times and accelerates crystal growth, while urea generally slows these processes. Notably, when compared at a fixed Δμ, urea facilitates both nucleation and growth, enabling crystallization already at lower supersaturation levels. These observations are well captured by classical nucleation theory and a birth-and-spread growth model.
Overall, our results demonstrate that salt and urea independently modulate protein–protein interactions and crystallization behavior. This suggests a general strategy: by fine-tuning solution conditions using salts and nonspecific additives like urea, it is possible to optimize the delicate balance between attractive and repulsive forces required for successful protein crystallization. Beyond lysozyme, this approach could be extended to a wide range of globular proteins, offering new opportunities for rational crystallization design in structural biology, pharmaceutical development, and biomaterials research.
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