Open Access Article
Sreyas M.
Chintapalli†
a,
Lulin
Li†
a and
Susanna M.
Thon
*ab
aDepartment of Electrical and Computer Engineering, Johns Hopkins University, Baltimore, MD 21218, USA. E-mail: susanna.thon@jhu.edu
bDepartment of Materials Science and Engineering, Johns Hopkins University, Baltimore, MD 21218, USA
First published on 13th August 2025
PbS colloidal quantum dots (CQDs) are a promising material class for near-infrared optoelectronics. The colloidal synthesis and fabrication pathways are readily scalable and compatible with a range of other materials and processes, and by controlling the size of the CQDs, the optical properties can be tuned over a wide spectral range in the visible and near-infrared (IR). This review article summarizes recent trends and advances in using PbS CQD devices for energy and photovoltaic applications. This article also provides discussion on trends in CQD research, synthesis methods, device architectures, and recent and future applications of these materials. Additionally, it describes challenges in commercialization and adoption of CQD based photovoltaics, strategies to overcome them, and perspective of the role that PbS CQDs will play in the future energy landscape.
The total solar insolation on Earth's surface eclipses any other source of energy, with recent ‘reasonably assured recovery reserve’ (RAR) estimates at 8300 TWYr4 over a 30 year period, more than 12 times the expected global energy usage over this time period.5 The standard solar spectrum on the Earth's surface, the AM1.5G spectrum, contains approximately 4.5% of incident power in the ultraviolet range (UV: 280–400 nm), 43% in the visible (VIS: 400–700 nm), and 51.7% in the near infrared range (NIR: 700–2500 nm), with a total irradiance of 1000 W m−2.6,7 For silicon, the most common photovoltaic absorbing material, detailed balance analysis leads to a Shockley–Queisser limiting efficiency of approximately 30%.8–11 Approximately 19% of the incident solar power cannot be absorbed in silicon, due to the presence of photons with energies smaller than its bandgap energy in the solar spectrum, termed spectral loss.12–15 Simply substituting silicon with a narrow bandgap material, however, leads to thermalization loss, in which electrons excited by a photon with energy higher than the bandgap quickly relax to the conduction band edge.16–18 This means the choice of semiconductor bandgap in a photovoltaic material fundamentally limits the efficiency.
Many strategies have been proposed to overcome the Shockley–Queisser limit, including multijunction solar cells,19–21 intermediate band cells,22,23 up and down conversion,24,25 hot-carrier cells,26–28 and multiple exciton generation.29,30 No matter the strategy, these architectures are all contingent on the development of NIR photovoltaic technologies, of which colloidal quantum dots (CQDs) emerge as a prime candidate, specifically, lead chalcogenide quantum dots.
Quantum dots are nanometer-sized semiconductor materials that are strongly quantum confined.31–33 As the size of a nanoparticle shrinks and approaches the size of the exciton Bohr radius, the charge carriers are confined to a finite potential well in all three spatial dimensions, and the continuous energy bands in the bulk begin to discretize and increase in energetic spacing. The first exciton peak, equivalent to the bandgap in the bulk crystal, becomes size-dependent, and the bandgap widens as the particle shrinks in diameter.34,35 Lead chalcogenide quantum dots such as PbS and PbSe have emerged as popular materials for NIR applications36–39 due to their earth abundance and small bulk bandgaps. The desirable optical properties of quantum dots have led to their commercialization in display technologies, light emitting diodes (LEDs), and other light-emitting devices. These materials also show promise for use in light-absorbing devices such as photodetectors, phototransistors, and photovoltaics.
Colloidal quantum dots (CQDs) are synthesized in the solution phase, as opposed to vapor deposition methods40,41 or plasma syntheses.42,43 Colloidal synthesis allows for scalability of synthesizing quantum dots,44,45 and large-area manufacturing processes such as roll-to-roll printing,46,47 blade-coating,48–50 and spray casting,51–53 which are compatible with a variety of other materials. These liquid-based fabrication processes are not restricted to wafers or other flat surfaces and can be performed directly on flexible substrates.54–57
The first demonstration of a quantum dot solar cell with certified performance used a PbS CQD absorber and a ZnO electron transport layer (ETL), and was performed by Luther et al. in 2010, with a power conversion efficiency of 2.94%.58 Early developments in the field centered around tuning the band alignment of the carrier transport layers and introduction of a PbS–EDT (ethanedithiol) hole transport layer (HTL).59 Early work also focused on engineering ligand exchanges to improve charge transport in the PbS CQD layer, including the introduction of tetrabutylamonnium iodide (TBAI) and methylammonium iodide (MAI) ligands60 leading to efficiencies of above 10% in 2015. Since then, there have been continued developments focusing around mixed halide passivation strategies for the absorbing layer, resulting in PbS–PbX2 (X = I, Br, Cl) surface functionalization and PbS-perovskite structures in which the PbS quantum dots are encased with a dense perovskite matrix instead of an organic or hybrid ligand or capping agent.61,62 Using these mixed halides increases the mobility of carriers within the absorbing layer film as well as increasing the stability of devices over time by passivating surface states on the as-synthesized quantum dots.63 In addition to mixed-halide surface passivation, different approaches to bridging the buried interface between the quantum dot films and the transport layers to suppress non-radiative recombination in the films have been employed. Examples of this include using perovskite bridges between the quantum dots,64 polymer layers and perovskite quantum dot interlayers,65 and self-assembled monolayer (SAM) HTLs.66 More recent advances include direct synthesis of PbS-mixed halide capped quantum dots and large area printing of devices.67 In addition to this development, there has been astounding growth in the field of perovskite core quantum dots, with solar cells made from films of those materials reaching a record certified efficiency of 18.1% in a study by Aqoma et al.,68 using FAPbI3-MAI quantum dots. However, perovskite core quantum dots are optimized for ultraviolet and visible absorption, whereas PbS CQD solar cell efficiency gains are seen in the infrared, the spectral region we focus on for the rest of the article. A summary of the history of PbS CQD solar cell architectures and recent developments in performances are shown in Table 1.
| Architecture | V oc (V) | J sc (mA cm−2) | FF (%) | PCE (%) | Notes | Year | Citation |
|---|---|---|---|---|---|---|---|
| ITO/ZnO/PbS–OA/Au | 0.59 | 8.93 | 55.97 | 2.94 | First certified experimental demonstration | 2010 | Ref. 58 |
| FTO/TiO2 & ZnO/PbS–MPA/MoOx/Au/Ag | 0.59 | 21.80 | 58.00 | 7.40 | Hybrid passivation and contact band alignment | 2012 | Ref. 69 |
| ITO/ZnO/PbS–TBAI/PbS–EDT/Au | 0.55 | 24.20 | 63.80 | 8.55 | Hole-transport layer added | 2014 | Ref. 59 |
| ITO/ZnO/PbS–TBAI/PbS–EDT/Au | 0.61 | 24.30 | 71.00 | 10.60 | MAI pretreatment of PbS–TBAI | 2016 | Ref. 70 |
| ITO/ZnO NCs/PbS–PbI2/PbS–EDT/Au | 0.65 | 29.04 | 63.80 | 12.01 | PbS–PbI2 halide-passivated CQDs | 2018 | Ref. 71 |
| ITO/ZnO/PbS–PbX2/PbS–EDT/Au | 0.46 | 4.40 | 58.10 | 6.00 | Measurements in IR only | 2019 | Ref. 61 |
| FTO/ZnO/PbS-FAPbBr3−xIx/PbS–EDT/Au | 0.66 | 31.50 | 74.60 | 15.45 | Perovskite monolayer-passivated PbS CQDs | 2022 | Ref. 62 |
| ITO/ZnO/PbS–PbX2/PbS–MPA/Au | 0.70 | 28.22 | 67.35 | 13.30 | Direct synthesis of PbS–PbX2 inks | 2023 | Ref. 72 |
| PET/ITO/ZnO/PbS–I/PBDTTT-E-T/Ag | 0.64 | 28.27 | 61.50 | 11.04 | Flexible substrate | 2023 | Ref. 73 |
| ITO/Al:ZnO/Ag:PbS–PbX2/Ag:PbS–EDT/Au | 0.63 | 29.61 | 66.70 | 12.42 | Silver-doped PbS CQDs | 2024 | Ref. 74 |
| ITO/ZnO/PbS–PbX2/PbS–MPA–EDT/Au | 0.67 | 29.84 | 66.36 | 13.24 | Hybrid hole-transport-layer treatment | 2024 | Ref. 63 |
| ITO/ZnO/PbS–PEIE/PbS–EDT/Au | 0.65 | 29.60 | 69.70 | 13.40 | Polymer layer modulates trap-state loss | 2024 | Ref. 75 |
| ITO/ZnO/PbS–I/PbS–MPA/P5TCN-F25/PTAA-LAD/Au | 0.67 | 27.10 | 69.24 | 12.57 | Double-interfacial organic graded HTL | 2025 | Ref. 76 |
| ITO/ZnO/PbS–I/PbS–EDT/PBDB-T/MoOx/Ag | 0.68 | 27.64 | 70.89 | 13.40 | Direct synthesis; scaled to 12.6 cm2 module | 2025 | Ref. 67 |
In this feature article, we first outline the fundamentals of single junction PbS CQD solar cells, including common synthesis and fabrication methods. We then summarize our recent work on spectral optimization of PbS CQD photovoltaic devices, using several techniques. Finally, we summarize recent work on PbS CQDs with the goal of using these materials to overcome the single-junction Shockley–Queisser limit, and offer a perspective on the outlook of the commercialization prospects of these materials and devices for specific applications, including challenges to be overcome and future research directions.
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| Fig. 1 Optical properties of PbS colloidal quantum dots. (a) The AM1.5G spectrum with spectral power percentages and the first exciton tuning range of PbS CQDs indicated. (b) UV-Vis-NIR absorption spectra for various sizes of PbS QDs. (c) The evolution of the band structure from the bulk to the strongly confined regime. Panel adapted from ref. 79 with permission from the American Association for the Advancement of Science, copyright 2016. (d) An empirical model for determining the bandgap of a PbS CQD from its diameter. Panel adapted from ref. 80 with permission from the American Chemical Society, copyright 2009. | ||
The Brus equation81 describes the theoretical modulation of the effective bandgap compared to the bulk bandgap for a quantum dot:
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Moreels et al.80 showed empirically that the relationship between the effective bandgap (in eV) of a PbS CQD and its diameter, D (in nm) is given by:
![]() | (2) |
This relationship was used to calculate the diameters of various synthesized dots by our group in Fig. 1b, and is plotted in Fig. 1d, along with experimental and calculated PbS CQD sizes and their respective bandgap energies reported in the literature.82–84
Another simple synthesis method is called the “heating-up method”, indicating that all precursors are mixed at a low temperature and heated together to a specific target temperature. This method is easier to control compared with the delicate injection required of the previous method. The heating-up method is also a one-pot synthesis with high yield. However, the size distribution of the CQDs produced through this method may not be as monodisperse as desired.87,88
Conventional layer-by-layer solid-state ligand exchange strategies, in which solutions of shorter ligands are introduced onto preformed solid state films, have largely been replaced by solution-phase ligand exchange strategies. These strategies have advantages including more complete removal of the long-chain synthesis ligands and more thorough trap state passivation.96 Moreover, solution-phase ligand exchange strategies enable single-step deposition methods which reduce or eliminate the large material waste associated with layer-by-layer multi-step film formation strategies that utilize solid-state ligand exchange methods.
In the solution-phase ligand exchange strategy, the exchange process is carried out in the liquid state via a phase transfer process, directly replacing the long insulating organic ligands with short conducting ones, forming a ready-to-use CQD ink.97 During the preparation of the CQD ink, metal halides such as lead iodide (PbI2) or lead bromide (PbBr2) are used to replace the long oleic acid (OA) ligands. The metal halide is dissolved in dimethylformamide (DMF) and added into the OA-capped CQD octane solution. After mixing and centrifuging, the CQDs transfer from the non-polar solvent (octane) into the polar solvent (DMF), producing halide-capped CQDs. These shorter ligands ultimately lead to enhanced electronic coupling between neighboring CQDs in the film phase.
The single-step deposition process used for the solution-phase ligand-exchanged CQDs typically requires a compatible fast-drying solvent. Initially, butylamine (BTA) was used; however, BTA is highly polar, leading to unstable PbS CQD solutions and limiting the scale-up of CQD film deposition.98 The hybrid amine strategy, consisting of a mixture of BTA, amylamine and hexylamine, was therefore studied to improve the stability of the CQD ink, potentially increasing the photovoltaic device efficiency.71,96 In general, the solution-phase ligand exchange strategy has proven to be a crucial development in advancing PbS CQD film quality and optoelectronic device performance.
The basic structure of a single junction PbS CQD solar cell device is shown in Fig. 2a.101 The bottom-illuminated solar cell structure includes a transparent conductive electrode, an n-type electron transport layer, an absorbing layer in which incident photons excite charge carriers, a p-type hole transport layer, and a top metal electrode. In practice, positive and negative charge carriers are generated in the absorbing layer, and separately transported into the top and bottom electrodes via the hole transport layer and the electron transport layer, respectively.
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| Fig. 2 A PbS CQD solar cell. (a) Schematic of a conventional PbS CQD solar cell. (b) Diagram of a sulfur-doped hole transport layer fabrication process used to improve charge carrier mobilities. Reproduced with permission from ref. 101 from American Chemical Society, copyright 2020. | ||
ZnO is a popular electron transport layer material due to its optical transparency and electron affinity alignment with 1.3 eV bandgap PbS CQD thin films. However, the ZnO layer plays a crucial role in determining experimental yields and repeatability. Chiu et al. presented a comprehensive study of ZnO recipes used for the electron transport layers in PbS CQD solar cells to discover their effects on the yield of working devices.102 Generally, the mixture of zinc acetate and potassium hydroxide was heated for a desired heating time to form the ZnO nanoparticles. The study found that the optimal heating time of the ZnO synthesis process should be 2 hours and 40 minutes to achieve high performance and high device yield at the same time. The study also determined that the dispersion solvent was a crucial factor for high yields and high performance CQD solar cells. Among the final solvent choices for the ZnO nanoparticle electron transport layer, a chloroform
:
methanol ratio of 1
:
1 led to high performance and achieved the highest device yield. Simultaneously achieving high performance and high device yields should be a critical factor in the industrialization and commercialization process of PbS CQD solar cells for potential applications in multi-junction solar cells, color-tuned solar cells, and flexible and wearable devices.
The ethanedithiol (EDT) solid-state ligand-exchanged PbS CQD hole transport layer exhibits relatively low carrier mobility and doping density. Therefore, it is considered a limiting factor in achieving high device performance. Chiu et al. developed an optimized hole transport layer composition, which showed improved p-type characteristics via sulfur surface passivation and, therefore, improved photovoltaic performance.101 In this work, elemental sulfur was infused into the conventional PbS–EDT hole transport layer via electron beam evaporation, as shown in Fig. 2b. This study found that the improved electron mobility that resulted was the key factor in the improved PCE. Although electron mobility in a hole transport layer is not typically considered important, this result led to the discovery that a nontrivial amount of photogeneration was occurring in the hole transport layer, and the improved ability to extract electrons from this layer therefore played a role in improved device performance, as shown in Fig. 3. Mobility measurements were carried out using the space-charge limited current (SCLC) method.103 The average PCE (taken over 50 devices) increased from 9.3% to 10.4%, a considerable improvement in performance. The sulfur surface passivation strategy demonstrated the importance of engineering the CQD absorbing layer composition, to further rectify surface trap states and sulfur vacancies.104
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| Fig. 3 Improvements in device performance from sulfur treatment of the HTL. (a) Current density–voltage plots of the best performing control HTL device (purple) and a 15 Å sulfur HTL device (green). (b) Capacitance–voltage (Cap–V) measurements of a control HTL device (purple) and a 15 Å sulfur HTL device (green), and the linear fits used to extract the doping densities (dashed). (c) Current density–voltage log plot of an electron-transport SCLC structure control HTL device (purple) and a 15 Å sulfur HTL device (green), with the SCLC region, used to calculate the electron mobility, indicated by dashed lines. (d) Average doping density in the HTL extracted from Cap–V measurements as a function of sulfur infusion amount. (e) Hole mobility (red) and electron mobility (black) extracted from SCLC measurements as a function of sulfur infusion amount. Reproduced with permission from ref. 101 from American Chemical Society, copyright 2020. | ||
The system, which consists almost entirely of off-the-shelf instrumentation, can generate high-resolution mappings over large areas by scanning the excitation over the active area and simultaneously measuring multiple optoelectronic properties of interest. The system design is shown in Fig. 4a, with an atomic force microscopy (AFM) map and photograph of a CQD solar cell shown in Fig. 4b and c, respectively. The excitation source is a pulsed laser, and the device is mounted on an x–y–z translation stage with sub-micron resolution. It is capable of synchronous and aligned measurement of photoluminescence spectra, transient photocurrent and photovoltage responses, full current–voltage curves, and other optical and electronic characteristics. The system provides spatially correlated maps of these parameters, allowing for deep insight into how defects and inhomogeneity impact device performance. This system works not only for sub-micron-scale defects, but also for macro-scale inhomogeneities that are often visible to the eye. These are typically accidentally introduced during the fabrication process, and can be attributed to dust particles, agglomerates precipitated during solution-processing, and random scratches incurred during testing.
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| Fig. 4 Multimodal scanning system for local defect characterization. (a) Diagram of the multi-modal measurement and data collection system. (b) AFM image of a 3 × 3 μm2 area of the surface of a CQD photovoltaic device, showing a root-mean-square average local roughness of 2.6 nm. (c) Left: Photograph of two of the PbS CQD solar cell devices, defined by circular top contacts of 2.4 mm in diameter, taken through the glass substrate (“back”). Right: Photograph of the entire PbS CQD solar cell substrate with 9 devices (“front”). (d) Diagram of the full device architecture. Reproduced with permission from ref. 105, 2020 WILEY-VCH Verlag GmbH & Co. KGaA, copyright 2020. | ||
Fig. 5 shows several spatially-resolved maps of solar cell properties that were acquired simultaneously for two different CQD devices. Fig. 5a–c contain photoluminescence, transient photocurrent, and transient photovoltage measurements which can be used to calculate limiting carrier mobilities106 and mid-gap trap state densities107 through the following procedure, starting with calculating the change in charge from a pulsed photocurrent measurement:
![]() | (3) |
![]() | (4) |
![]() | (5) |
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| Fig. 5 (a) Core state photoluminescence intensity map for a CQD solar cell taken using the multimodal scanning instrument. (b) Transient photocurrent amplitude map. (c) Background transient photovoltage amplitude map. (d) Pulsed transient photovoltage amplitude map. (e) Charge carrier transit time extracted from transient photocurrent measurements as a function of reverse bias, from 100 random points within the same area. (f) Carrier mobility map obtained from the transient photocurrent measurements. (g) Core state photoluminescence intensity map for a device (device 3) that was intentionally damaged via high intensity laser irradiation in the upper right corner. (h) Photocurrent amplitude map for device 3. (i) Solar cell figures of merit for the entirety of device 3 before and after the intentional laser irradiation-induced damage. Reproduced with permission from ref. 105, 2020 WILEY-VCH Verlag GmbH & Co. KGaA copyright 2020. | ||
Integrating this up to a particular open-circuit voltage gives an estimate of the mid-gap trap state density, n:
![]() | (6) |
000 s in other supervised machine learning-based models, mobilities and trap state densities can be estimated from simple JV measurements, allowing for high-throughput characterization of PbS CQD, or other 3rd generation, photovoltaic cells.108 Lee et al. showed, through use of residual neural networks, that from a simple JV measurement of a PbS CQD solar cell, many of the underlying material properties can be predicted from a small library of substrates.109 An overview of the entire system, with the machine-learning enhanced capabilities, is shown in Fig. 6.
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| Fig. 6 (a) Layer composition of the PbS CQD photovoltaic devices used in this study, including a schematic of the atomic structure of a PbS CQD and associated surface ligands. The device structure consists of a glass substrate, a fluorine-doped tin oxide (FTO) transparent conductive electrode, a ZnO electron-transport layer, a PbS CQD thin-film absorbing layer with PbX (X = Br, I) ligands (PbS–PbX2), a PbS CQD hole-transport layer with ethanedithiol ligands (PbS–EDT), and patterned gold electrodes defining the device areas. (b) Top left: Photograph of a substrate containing 16 solar cell devices. Top middle: Microscope image (10× magnification) of the device indicated by the red box. Top right: Measured short-circuit current map of the device. The edge of the device, defined by the gold electrode, can be seen in the current map as a transition from yellow/green active area to blue inactive area. Bottom left: Experimentally measured versus network predicted photoluminescence map of the same device. Reproduced with permission from ref. 109, Wiley-VCH GmbH, copyright 2024. | ||
In the future, this method could be harnessed to develop a universal predictive model that automatically extracts all essential optoelectronic parameters from simple J–V curve measurements, independent of the materials system or device configuration—paving the way for broader applications of intelligent systems in device development.
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| Fig. 7 Color tuned PbS CQD solar cells. (a) Schematic of a CQD solar cell illustrating the spectrally-dependent optical interference patterns that can result from tuning the thicknesses of the different cell layers. (b) Cross-sectional scanning electron microscope (SEM) image of the structure shown in (a) with the layers labelled. (c) Optimization technique: the space set of thickness combinations is (i) initialized and each combination is transformed to (ii) a reflection spectrum via TMM. These spectra in combination with incident (iii) AM1.5G and color matching functions are translated to RGB colors on (iv) chromaticity plots where the distance to the intended color is (v) minimized. (d) Experimental reflectance and transmittance spectra for colored and semi-transparent solar cells, respectively. (e) Chromaticity plot showing the calculated coordinates for different colored devices. Crosses indicate design points while corresponding colored shapes indicate experimental points. (f) J–V characteristics taken under simulated solar illumination for colored and semi-transparent devices. (g) Photographs of blue (upper left), green (lower left), red (center), yellow (upper right), and semi-transparent (lower right) CQD solar cells. Reproduced with permission from ref. 112, Optical Society of America, copyright 2017. | ||
Post optimization, the relevant optical and electronic characterization of experimental devices (Fig. 7d–f) along with several custom-colored cells (Fig. 7g) are shown. This technique achieved a full range of colors, as well as a semi-transparent device. In addition to color-tuning, PbS CQD solar cells are well suited to a plethora of designs, including deposition on curved surfaces, unlike existing BIPV technologies.111,114 The range of flexibility in the designs and architectures for CQD photovoltaic devices enables them to be prime candidates for a wide variety of applications in the emerging fields of indoor photovoltaics115 and in the pursuit of net-zero buildings and homes.
This type of patterning can be realized with scalable fabrication techniques such as nanosphere117 or nano-imprint lithography118 over large areas, which is crucial for photovoltaics. Fig. 8 shows a theoretical and experimental realization of spectral modulation and selectivity in PbS CQD films. Fig. 8a illustrates the idea, where the out-of-plane incident light couples to in-plane guided modes, with the corresponding band diagram and out-of-plane absorption and transmission spectra. Fig. 8c and d show a simulated and experimental realization of a PbS CQD film with a modified photonic band structure. Fig. 8e and f show two in-plane electric field profiles at two different wavelengths within the slab, showing constructive and destructive interference effects due to the patterning (Fig. 8g). Fig. 8h shows simulation results for a model system composed of a patterned semiconductor with a real constant dielectric constant of ε = 13 and a triangular lattice of air-holes with a normalized radius of r = 0.24a, and a normalized thickness of t = 0.5a, where a is the lattice constant. The blue and yellow-dashed lines represent the transmission and reflection spectra of the structure. The red and purple-dashed lines represent the same transmission and reflection spectra, but here with the background slab material having a complex dielectric function of ε = 13 + 0.26j. The imaginary part of the dielectric function must be included for absorbing materials such as PbS CQD films, unlike what is assumed in typical photonic band structure calculations. Note that although the resonances and coupling between guided modes and the out-of-plane spectral features become less sharp, the spectral position of the features does not change with the presence of absorption in the medium.
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| Fig. 8 (a) Illustration of a patterned semiconductor slab showing the coupling between out-of-plane spectral features with the in-plane guided modes. (b) A hexagonal unit cell with the corresponding band diagram and normal incidence reflectance, transmittance, and absorption spectra. (c) Simulated and (d) experimental spectra for un-patterned and patterned CQD films, demonstrating modulation of the transmission spectrum. The inset is an SEM image of the film (scale bar is 1 μm). (e) and (f) Two simulated electric field profiles at two different wavelengths for a patterned CQD slab. (g) SEM image of a polystyrene nanosphere array used to create the patterned structure. (h) Fourier modal method-calculated transmission (solid lines) and reflection (dashed lines) spectra (bottom) for a triangular lattice slab photonic crystal with hole radius r = 0.24a, thickness t = 0.5a, dielectric constant ε = 13 (blue and yellow spectra), and complex dielectric function ε = 13 + 0.26j (red and purple spectra); a is the period. The incident field is perpendicular to the slab structure. The corresponding finite-difference time-domain method-calculated photonic band structure for the ε = 13 case is shown in the top panel (light line plotted in white). The resonance regions are highlighted and associated with the modes at the γ-point in the photonic band structure. Reproduced with permission from ref. 116, Optical Society of America, copyright 2018. | ||
In the traditional design process for structured materials such as those used to make spectrally-selective PbS CQD films, a designer draws and simulates a thin-film structure using a physics-based algorithm such as the finite-difference time-domain method (FDTD) or rigorous coupled wave analysis (RCWA). These calculations are computationally expensive, and to realize a target absorption or transmission spectrum, there needs to be an extensive iteration process between the design and calculation steps. Recently, inverse design methods119–121 based on machine learning and neural-network models have been demonstrated for creating structures from desired spectra in an “inverse” process, as opposed to the forward-design method described above. These methods were initially used for photonic waveguide design and in non-absorbing media.
Chintapalli et al. applied inverse design methods for broadband enhancement of absorption in the NIR and enhancement of transmission in the UV-vis in PbS CQD films, which is an ideal spectral scenario for a multi-junction solar cell configuration with a PbS CQD-based top NIR cell. Fig. 9 shows an example of the mapping between randomly generated unit cells and the predicted spectra based on a supervised convolutional neural network (CNN), with ∼99.9% accuracy between the CNN model and physics-based algorithms. This calculation takes less than a second, as opposed to 10 s of minutes for a traditional FDTD calculation per design. Inverse design methods are promising for making highly customizable spectral responses in PbS CQD films.
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| Fig. 9 (a) A comparison of CNN trained (solid) and Fourier modal method (dashed) calculated absorption (red), transmission (blue), and reflection (green) spectra, for the unit cell in the inset (dark red represents PbS CQDs, with the lighter area being air). (b) The testing characterization of the CNN for recovering the spectra (red) and slab parameters – lattice constant and slab thickness (blue). (c) An illustration of the CNN which functions as an image encoder, converting the 64 × 64 pixel image of the unit cell, and two scalar slab parameters into the three spectra (221 length vectors) and recovering the two scalar slab parameters. Adapted with permission from ref. 121, Institute of Electrical and Electronics Engineers, copyright 2023. | ||
| Front cell, recombination layer, rear cell | Front absorber, terminals, rear absorber | V oc (V) | J sc (mA cm−2) | FF (%) | PCE (%) | Year | Ref. |
|---|---|---|---|---|---|---|---|
| ITO/PbS CQD, Al/WO3, P3HT:PC61BM/Al | CQD, 2T, organic | 0.89 | 3.9 | 58 | 1.02 | 2014 | Ref. 130 |
| FTO/TiO2/PbS–MPA, MoOx/ZnO, PFN/PTB7-th:PC71BM/MoO3/Ag | CQD, 2T, organic | 1.25 | 6.12 | 69.2 | 5.33 | 2015 | Ref. 134 |
| ITO/InZnO/PbS–I/PbS–EDT/MoO3, Au, ZnO NP/PTB7-th:PC71BM/MoO3/Ag | CQD, 2T, organic | 1.25 | 9.89 | 74.1 | 9.12 | 2017 | Ref. 96 |
| ITO/TiO2/PbS/MoO3, ITO/AZO, TiO2/PbS–I/Au | CQD, 2T, CQD | 1.06 | 8.3 | 48 | 4.21 | 2011 | Ref. 19 |
| ITO/s-ZnO/PbS–TBAI/PbS–EDT, Au-PEDOT, ZnO NP/PbS–TBAI/PbS–EDT/Au | CQD, 2T, CQD | 1.13 | 12.26 | 64.1 | 8.9 | 2017 | Ref. 132 |
| ITO/ZnO NP/PbS–I/PbS EDT, Au, ZnO NP/PbS–I/PbS EDT/Au | CQD, 2T, CQD | 1.07 | 11.5 | 55 | 6.8 | 2019 | Ref. 133 |
| ITO/ZnO NP/PbS–TBAI/PbS–EDT, n-PEDOT/SnO2NP, MaPbI3/spiro-OMeTAD/MoO3/Ag | CQD, 2T, Perovskite | 1.66 | 8.91 | 74.6 | 11.03 | 2018 | Ref. 126 |
| ITO/ZnO NWs/SnO2/(FAPbI3)0.92(MAPbBr3)0.08/CuPC, Au/MoO3/ITO, ZnO NP/PbS QDs/Au | CQD, 2T, perovskite | 1.55 | 16.3 | 69 | 16.96 | 2021 | Ref. 127 |
| FTO/ITO/SnO2 NP/Cs(MA)(FA)(PbI)Br/MoO3/Ag/MoO3, ITO/AZO/PbS–X2/PbS–EDT/Au | CQD, 4T, perovskite | — | — | — | 20.2 | 2019 | Ref. 129 |
| FTO/c-TiO2/m-TiO2/MAPbI3/Spiro-OMeTAD/Au, ITO/ZnO NP/PbS–X2/PbS–EDT/Au | CQD, 4T, perovskite | — | — | — | 15.93 | 2021 | Ref. 128 |
A critical technology needed for a high performance TSC is the recombination layer (RL). In the typical design for 2 terminal (2T) TSCs, the bottom cell is a narrow bandgap junction meant to collect NIR light, while the top cell is a wide band gap junction used to absorb visible light and transmit the NIR light. In order to connect the two cells in series and achieve voltage addition, electrons generated from the back cell must recombine with holes generated from the front cell, requiring a recombination layer or tunnel junction.19 A second engineering consideration for TSCs is current-matching between the bottom and top cell, as the photocurrent generated by two series-connected solar cells will be limited to the lower of the two cell's photocurrent.12 Given these two design requirements, CQD TSCs often employ a graded recombination layer (GRL) which matches the band energies in the respective cells, allowing carriers to recombine while minimizing voltage loss. This is coupled with optimization of the other layer thicknesses in the cell to achieve current-matched conditions.12,122,123 In Table 2, the recombination layer materials that have been used in past demonstrations of TSCs incorporating PbS CQD films are highlighted in bold in the first column. There are a myriad of choices and classes of materials that can be used, and finding the ideal RL for a given architecture remains a challenge in the field. Despite this challenge, the compatibility of PbS CQD films with many other solution-processed materials and films continues to make them a prime candidate for the IR cell in hybrid TSCs.
Fig. 10a shows a comparison of the modified spray-cast PbS CQD solar cell structure to the conventional structure. For a fully spray cast solar cell, silver nanowires make up both the top and bottom contact layers, which allows for tunability in the transparency of the films, as well as sufficient conductivity. The transmission curves shown in Fig. 10b illustrated that the best-performing spray-cast silver nanowire electrode provides transparency comparable to traditional transparent conductive oxide products, such as indium-doped tin oxide (ITO) and fluorine-doped tin oxide (FTO) in the visible range, while maintaining an acceptable conductivity. A diagram of the spray-casting instrument is shown in Fig. 10c. This type of system could be scaled to produce commercial films, and future work will involve incorporating ultrasonic activation into the instrument, which could allow for finer control of film properties.
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| Fig. 10 (a) (left) Schematic of a conventional PbS colloidal quantum dot solar cell structure and (right) a fully spray-cast colloidal quantum dot solar cell structure. (b) Transmission curve comparisons between best-performing spray-cast silver nanowire transparent electrode and conventional transparent conductive oxide samples. (c) Schematic of the spray-casting instrument. Air is supplied to trigger the siphon effect that pushes the liquid solution into the nozzle, and the spray-casting process commences. The pilot air is controlled by pneumatic valves which are used to turn on/off the nozzle. Adapted with permission from ref. 135, Institute of Electrical and Electronics Engineers, copyright 2023. | ||
(1) Charge carrier transport layer engineering. While there have been many successful strategies to improve transport and electrical performance in PbS CQD solar cells, the electron and hole transport layers still remain limiting factors in device performance, due to deficiencies such as sub-optimal energy band alignment with the PbS CQD absorbing layer and contacts, limited doping densities, and limited charge carrier mobilities. Many recent advances in these transport layers have relied on traditional semiconductor processing methods, such as chemical vapor deposition, that may be incompatible with scalable manufacturing techniques for PbS CQD solar cells, due to requiring low pressures and elevated temperatures. Measuring the valence and conduction band energies in the charge transport layers or recombination-suppressing polymer layers through techniques such as ultraviolet photoelectron spectroscopy (UPS) can help eliminate or validate various architectures. 2-Dimensional materials, such as transition metal dichalcogenides (TMDs), may serve as a materials platform to improve HTLs without excess parasitic absorption and carrier generation outside of the PbS CQD absorbing layer due to their extreme thinness. Additionally, many of the reported values for mobilities in these layers used in both simulation and experiments are derived from either the SCLC method or field effect transistor measurements. These values represent lateral/in-plane carrier mobilities, whereas transport typically occurs in the vertical direction in solar cells. A more extensive understanding of potential transport anisotropy in PbS CQD films and related materials used as HTLs could serve to align simulated and experimental device performance.
(2) Surface and interface chemistry. Another important challenge in improving PbS CQD photovoltaics is the introduction of electronic and optical losses at interfaces between the solar cell layers. To realize large-area PbS CQD devices, new interface engineering methods must be compatible with scalable fabrication processes and ambient temperatures. Much research has shown that altering surface ligands can improve electronic performance in films, with mixed-halide passivation as a successful example of this strategy. In the context of tandem solar cells, the ratios of exposed surface areas of different crystal planes on different sized PbS CQDs (1 eV for tandem NIR cells) are different than in single junction 1.3 eV quantum dot solar cells. Therefore, these devices could require different precursor ratios to passivate the films and improve charge transport. An open area of exploration is specific ligand exchanges or the introduction of self-assembled monolayers at the interfaces between, e.g., the PbS CQD photovoltaic film and the charge transport layers and contacts. While perovskite monolayer passivation has shown the biggest improvements in efficiency, the formamidinium iodide precursor is significantly more expensive than lead halide salts. An economic analysis of the scaling of solar cells based on these materials should be performed. Other benefits of interface engineering may include improvement in long-term stability and reduced air and water sensitivity, necessary for the widespread deployment of these devices under real operating conditions. As is standard practice in the field, most literature uses AM1.5G illumination testing conditions, but real operating conditions fluctuate significantly and impact the amount of power these devices can output over the course of a day. It is imperative that PCE information under outdoor testing gets collected at a variety of operating conditions, as different illumination and temperature conditions can significantly impact film properties such as carrier mobilities, diffusion lengths, and photo-passivated trap state densities.
(3) Scaling fabrication. While solutions of PbS CQDs have reached sufficient synthetic quality at scale for commercialization, fabrication methods for full solar cells that maintain lab-scale efficiency have not yet been demonstrated. Traditional processes from the printing industry such as blade-coating or roll-to-roll printing are viable options; however, producing consistently high-quality electronic films from such processes remains a challenge. Passivation chemistries that can be achieved at near ambient temperature and pressure conditions that are compatible with these techniques are crucial, as mentioned above. Borrowing the already scaled manufacturing practices used for quantum dot televisions could provide a pathway to large volume synthesis of quantum dots and fabrication of electronics with commercially viable performance for building-integrated photovoltaics and other applications.
(4) Recycling and circularity. In recent years, the idea of circular economies and ensuring that the total lifecycle of products includes recycling or upcycling back into working devices at the end of their initial lifetimes has gained much attention in the larger photovoltaics community.136,137 A technoeconomic analysis and understanding of ways to reclaim materials from colloidal quantum dot solar cells would be of great interest, as the techniques in the growing field of silicon solar cell recycling would not be directly compatible with colloidal material devices. Incineration as an alternative to recycling is not an option for lead-containing devices. Possible reprocessing options include chemical stripping of various layers and subsequent electrolysis of the lead and zinc back into elemental form. In addition to recycling, an open area of research interest is PbS CQD solar cell degradation mechanisms and compounds during operation for environmental or health-related remediation.
(5) Alternative non-toxic-material quantum dots. PbS is considered a ‘probable carcinogen’ in bulk form, but in quantum dot form, PbS–MPA has been found to have a link to carcinogenic activity in human cells.138 There have been recent reports of using Ag-based quantum dots such as Ag2S139 and more recently AgBiS140,141 for NIR absorption in solar cells. These materials offer a potentially non-toxic alternative to the lead-based quantum dots discussed in this article, and have reached above 9% power conversion efficiency in devices. For these devices to reach efficiencies as high as those achieved with PbS quantum dots, similar strategies for passivation and charge transport engineering need to be explored.
We have discussed various strategies that highlight the modularity of PbS CQD photovoltaics and their tailorable properties as NIR absorbers, a difficult spectral regime of high interest for photovoltaic and energy systems. From custom optical properties of both CQD films and devices, and with the rapid development of nanoparticle synthetic, fabrication, and characterization methods, the mechanisms for performance losses – and solutions to mitigate them – can be explored and developed with a renewed focus, ultimately leading to the development of scalable PV systems for new applications to broaden the reach of solar energy.
Footnote |
| † These authors contributed equally to this work. |
| This journal is © The Royal Society of Chemistry 2025 |