Montserrat Mora-Ochomogo,
Mitchell A. Jeffs
,
Josephine L. Liu and
Christopher T. Lohans
*
Department of Biomedical and Molecular Sciences, Queen's University, Kingston, K7L 3N6, Canada. E-mail: christopher.lohans@queensu.ca
First published on 26th August 2025
The use of β-lactam antibiotics is threatened by antibiotic resistant bacteria that produce β-lactamases. These enzymes not only protect the bacteria that produce them but also shelter other bacteria in the same environment that would otherwise be susceptible. While this phenomenon is of clinical significance, many of the factors that contribute to β-lactamase-mediated antibiotic sheltering have not been well-studied. We report the development of a luminescence assay to directly monitor the survival of β-lactam-susceptible bacteria in the presence of β-lactamase-producing bacteria and β-lactam antibiotics. This method provides a rapid and scalable means of quantifying antibiotic sheltering in mixed microbial populations. We applied this assay to investigate the contributions of several factors to sheltering, including the class of β-lactam, the substrate specificity of the β-lactamase, and the cell wall permeability of the β-lactamase-producing bacterium. Our results show that the extent of sheltering that occurs not only depends on the particular combination of β-lactam and β-lactamase, but is also greatly impacted by the ability of a β-lactamase to access its β-lactam substrates.
Bacterial infections are commonly treated with β-lactams, a group which represents more than 50% of the antibiotics prescribed worldwide.12–14 The members of this group, including the penicillins, cephalosporins, and carbapenems, contain a characteristic four-membered β-lactam ring which confers them with bactericidal activity. β-lactams target bacterial penicillin-binding proteins (PBPs), disrupting cell wall synthesis by inhibiting the last steps of peptidoglycan formation, ultimately leading to cell lysis.14 When used to target Gram-negative bacteria, β-lactams must cross the outer membrane (OM) to reach the periplasmic space where PBPs are located (Fig. 1A).
Several different resistance mechanisms can protect bacteria against β-lactams, and the production of β-lactamases is especially prevalent among Gram-negative pathogens.15–17 β-lactamase enzymes hydrolytically inactivate β-lactam antibiotics, preventing them from targeting PBPs and disrupting peptidoglycan synthesis. More than 8000 β-lactamase variants have been identified to date,18 and the members of this group vary greatly in terms of which β-lactams they can degrade. Penicillinases like TEM-1 are principally active against penicillins and some cephalosporins, while extended-spectrum β-lactamases (ESBLs) like CTX-M-15 and SHV-2 can also degrade later generations of cephalosporins.19,20 Carbapenemases such as NDM-1, IMP-1, and KPC-2 are a significant concern as they hydrolyse carbapenems, a group of β-lactams often reserved as treatments of last resort for the management of antibiotic-resistant infections.21,22
While the substrate specificity of a β-lactamase is determined by the structure of its active site and catalytic mechanism, β-lactamase activity is also impacted by the surface layers of the bacterium that produces it. As β-lactamases are primarily located in the periplasmic space in Gram-negative bacteria (Fig. 1A), β-lactam degradation in the periplasm first requires the antibiotic to cross the OM. The entry of many β-lactams is dependent on porins, protein channels in the OM that facilitate the entry of small molecules into the periplasm.23,24 Hence, changes to porins and other outer membrane proteins may impact the rate of β-lactam degradation.
The production of β-lactamases by pathogenic bacteria can contribute to treatment failure when β-lactam antibiotics are used to treat polymicrobial infections.12,25 This likely arises, at least in part, from the protection that β-lactamase-producing bacteria provide to β-lactam-susceptible bacterial populations (Fig. 1B).26–34 By depleting the amount of extracellular β-lactam that is present, resistant bacteria can help susceptible bacteria survive antibiotic exposure.35,36 This phenomenon has been the subject of many recent studies, and has often been referred to as antibiotic sheltering, bacterial cheating, collective resistance, or group beneficial traits.26,35,37–41
Although antibiotic sheltering is relevant in the context of the treatment of bacterial infections, most antibiotic susceptibility testing (in both academic and clinical contexts) uses bacterial monocultures. Indeed, the study of sheltering can be challenging, requiring the quantification of susceptible bacteria within a more complex population. To date, many studies in this area have employed plate counting,27,42,43 dual flask experiments,26,41 and growth cultures paired with mathematical models.9,38,40 However, these methods can be labour-intensive, and differentiating between resistant and susceptible cells is sometimes challenging, particularly for phenotypically similar strains. Furthermore, some methods use a relatively complex experimental set up with continuous supplementation of components.39,44 These drawbacks can complicate the use of such methods for the investigation of the factors that contribute to antibiotic sheltering.
We report the application of a luminescent Escherichia coli reporter strain to the characterization of the antibiotic sheltering provided by β-lactamase-producing bacteria. Sheltering assays using this reporter are fast and versatile, allowing for factors such as β-lactamase identity and cell wall permeability to be quantitatively investigated. We observed that the extent of sheltering is largely determined by the substrate specificity of the β-lactamase being produced, and is closely related to the kinetic rate of β-lactam degradation. OM permeability of the β-lactamase-producing strain also had a major impact on sheltering, and E. coli mutants lacking certain porins offered far less protection. Our methods and results will support future studies in this area which may inform on how the treatment of bacterial infections is impacted by the resistance mechanisms associated with other microbes present in the body.
We next tested whether E. coli cells producing the β-lactamase KPC-2 can rescue the luminescent E. coli reporter strain from β-lactam antibiotics. A sample containing the reporter strain, a KPC-2-producing strain, and the carbapenem imipenem emitted a strong luminescent signal, while a sample in which the KPC-2-producing strain was substituted with a non-β-lactamase-producing E. coli strain emitted very low levels of luminescence (Fig. 2A). These measurements are consistent with the KPC-2-producing strain sheltering the reporter strain by degrading imipenem.
Testing multiple β-lactam concentrations in parallel allowed for dose–response curves to be obtained, as shown in sheltering experiments with the carbapenem meropenem and an E. coli strain that produces the β-lactamase NDM-1 (Fig. 2B). These dose–response data allowed for the determination of the meropenem concentration at which the growth of the β-lactam-susceptible strain [measured in relative luminescence units (RLU)] is inhibited by half (i.e., an EC50 value). Different cell densities of the NDM-1 producing strain were tested for their ability to shelter the reporter strain against a range of meropenem concentrations. As expected, the EC50 values showed that higher numbers of NDM-1-producing bacteria led to increased levels of sheltering. β-lactamase expression levels were also shown to impact the level of sheltering, with E. coli cells transformed with the high copy pHSG298-NDM-1 plasmid sheltering the reporter strain from meropenem at a level approximately three times greater than that seen for E. coli transformed with the lower copy pACYC184-NDM-1 (Fig. S4).
Following these initial experiments, we carried out assays evaluating the level of sheltering provided by a panel of E. coli strains producing different clinically relevant β-lactamases against selected β-lactam antibiotics. Of the β-lactamases tested, NDM-1, KPC-2, IMP-1, and OXA-48 are carbapenemases,21,45,46 while TEM-116 is a penicillinase and CTX-M-15 is an ESBL.47 EC50 values were determined for selected combinations of β-lactamases and β-lactams, with a focus on sheltering involving the carbapenems meropenem and imipenem. While β-lactamases with carbapenemase activity can degrade carbapenems, these antibiotics are not efficiently degraded by penicillinases and ESBLs.48,49
Most of the carbapenemase-producing E. coli strains dramatically improved the survival of the reporter strain in the presence of meropenem, with the extent of sheltering depending on the identity of the carbapenemase (Fig. 3, Table S1). While E. coli producing NDM-1 and KPC-2 were observed to increase the EC50 values by five- and eight-fold, respectively, when compared to non-β-lactamase-producing E. coli (Fig. 3A and B), IMP-1-producing E. coli increased the EC50 value by more than 10-fold (Fig. 3C). However, the EC50 values for the unsheltered controls exhibited some variability, complicating the comparison of enzymes. Although OXA-48-producing E. coli provided almost no sheltering, with just a 1.5-fold increase in EC50 (Fig. 3D), this is consistent with the relatively low catalytic activity of OXA-48 against carbapenems.50,51 As expected, E. coli producing the penicillinase TEM-116 did not increase the EC50 when compared to the unsheltered control (Fig. 3E).
We related the sheltering assay results to β-lactamase activity by carrying out UV-vis spectrophotometric assays measuring the degradation of meropenem by the β-lactamase-producing bacteria tested (Fig. 3F). Of the strains tested, the NDM-1-producing E. coli degraded meropenem most quickly and yielded the highest EC50 value in the sheltering assays. The E. coli strains producing KPC-2 and IMP-1 degraded meropenem more slowly than NDM-1, which may explain the smaller EC50 values obtained for the strains producing these enzymes. The very low levels of meropenem hydrolysis catalysed by E. coli producing OXA-48 and TEM-116 was consistent with the poor levels of sheltering observed.
Carbapenemases vary in terms of how efficiently they degrade different carbapenems. Exploring this specificity, we carried out sheltering assays with the carbapenem imipenem in place of meropenem. Similar to what was seen with meropenem, E. coli strains producing the carbapenemases NDM-1 and KPC-2 sheltered the susceptible reporter strain from imipenem, increasing the EC50 values by more than six-fold compared to a non-β-lactamase producing control (Fig. 4A, B and Table S1). As with meropenem, some variability was observed in the EC50 values for the unsheltered control experiments. Although the OXA-48-producing strain offered less protection (Fig. 4C and Table S1), the fold increase in EC50 for imipenem was greater than what was seen for meropenem and OXA-48. The general trends observed in these imipenem sheltering assays align with the initial velocities of imipenem hydrolysis for NDM-1-, KPC-2- and OXA-48-producing E. coli strains measured by UV-vis spectrophotometry (Fig. 4D). Due to slow substrate turnover, a higher cell density was needed when testing the kinetics of the OXA-48-producing strain; consistent with previous reports describing the substrate specificity of OXA-48,52,53 these cells degraded imipenem more quickly than meropenem (Fig. 4E).
β-lactam antibiotics are often prescribed in combination with β-lactamase inhibitors as a countermeasure against β-lactamase-producing bacteria. There are several clinically approved inhibitors which target serine β-lactamases (SBLs) (e.g., KPC-2), preventing these enzymes from degrading β-lactam antibiotics.13 To test whether the presence of a β-lactamase inhibitor impacts the level of sheltering that occurs, we carried out a sheltering assay with KPC-2-producing E. coli, the β-lactamase inhibitor avibactam,54 and meropenem (Fig. 4F). The addition of 4 μg mL−1 avibactam prevented measurable sheltering from occurring, lowering the EC50 for a sample containing KPC-2-producing E. coli to that observed for a non-β-lactamase-producing control (Fig. 4F and Table S1).
Although our studies were primarily focused on sheltering involving carbapenems and carbapenemase-producing bacteria, we tested whether the assay could be applied to investigate antibiotic sheltering involving other types of β-lactams. Bacteria that produce ESBLs are a major clinical concern because of the ability of these enzymes to hydrolyse extended-spectrum cephalosporins such as ceftriaxone.55,56 We tested the sheltering offered by E. coli producing the ESBL CTX-M-15 against cefazolin (first generation cephalosporin) and ceftriaxone (third generation cephalosporin) (Fig. 5A, B and Table S1). Comparable levels of sheltering were observed with these two cephalosporins, with an approximately two-fold increase in EC50 values occurring in both instances, when compared to a non-β-lactamase-producing control. The similar levels of sheltering provided by CTX-M-15 align with previous kinetic studies reporting similar kcat/KM values for purified CTX-M-15 with cefazolin and ceftriaxone.57 However, the CTX-M-15-producing E. coli provided little-to-no sheltering against amoxicillin (Fig. 5C and Table S1), consistent with the relatively low catalytic efficiency for CTX-M-15 against this penicillin.58,59
Our results have demonstrated the major role of β-lactamase substrate specificity in antibiotic sheltering. However, the rate of β-lactam hydrolysis catalysed by β-lactamases located in the periplasm of a Gram-negative bacterium will also depend on how easily a β-lactam antibiotic can enter the periplasm (Fig. 1A).60 The passage of β-lactams across the Gram-negative OM often depends on porin proteins which form transmembrane channels.61,62 In E. coli, OmpC and OmpF are non-specific porins used by a variety of antibiotics to enter the cell.63 Gram-negative bacteria often become resistant to antibiotics through mutations to porin-encoding genes, reducing the entry of antibiotics such as β-lactams into the periplasm.64 To investigate whether changes to antibiotic entry impact β-lactamase-mediated antibiotic sheltering, we tested NDM-1-producing E. coli mutants in which the ompF, ompC, and ompA genes were disrupted.
In these sheltering assays, the NDM-1-producing ΔompC and ΔompA E. coli strains were observed to have greater EC50 values when compared to wild-type (WT) NDM-1-producing E. coli (Fig. 6A). This suggests that these mutant strains in fact provide greater levels of sheltering compared to the wild-type strain. Consistent with this observation, both ΔompC and ΔompA strains degraded meropenem more quickly than the WT strain in a kinetic β-lactamase assay (Fig. 6B). Although the ΔompA and ΔompC strains exhibited similar rates of meropenem degradation, the ΔompC strain provided more sheltering than the WT strain, while the differences in EC50 values for the WT and ΔompA strains may not be statistically significant (Table S1).
The porin OmpC has been shown to play an important role in the entry of carbapenems,65 and strains overexpressing OmpC exhibit lower minimum inhibitory concentrations (MICs) for carbapenems.66 While this would suggest that the ΔompC strain should degrade meropenem more slowly, disruption of the ompC gene has been demonstrated to destabilize the OM.61 This likely leads to increased β-lactam entry and consequently greater antibiotic degradation and sheltering. This proposal was supported by an N-phenyl-1-naphthylamine (NPN) OM permeability assay (Fig. 6C), where the greater fluorescence intensity observed for the ΔompC strain is consistent with OM destabilization.
OmpA plays a major role in the stability of the E. coli cell wall by non-covalently anchoring the OM to peptidoglycan.67 Loss of OmpA compromises the OM, rendering bacteria more susceptible to stresses including antibiotics.61,67 Similar to what was seen with the ΔompC strain, the loss of OmpA may allow more β-lactams into the periplasm, or it could potentially increase the release of β-lactamases into the extracellular environment. Our NPN assay showed increased fluorescence for the ΔompA strain as compared to the WT strain (Fig. 6C). However, the lower fluorescence intensity of the ΔompA strain compared to the ΔompC strain may indicate less OM destabilization occurs, following the same trend as seen in the sheltering assays.
Based on the relationship between OM destabilization and antibiotic sheltering, lysis of the β-lactamase-producing bacteria was expected to provide high levels of antibiotic sheltering. Indeed, a lysate of NDM-1-producing bacteria yielded a high EC50 value when measuring the survival of the reporter strain in the presence of meropenem (Fig. S5). Although the extent of sheltering afforded by these lysed cells did not appear to be as great as what was seen for the ΔompC strain, the results are not directly comparable; the β-lactamase-producing bacteria normally grow throughout the sheltering assay, increasing the amount of β-lactamase present, whereas the amount of enzyme in the lysed sample is fixed.
In contrast to the other two mutants, the ΔompF strain provided far lower levels of sheltering with an EC50 that was six-fold lower than that observed for wild-type NDM-1-producing E. coli (Fig. 6A and Table S1). OmpF is used by carbapenems and other β-lactams to enter the periplasm,68,69 and disrupting the ompF gene increases the MICs of carbapenems.70,71 In our UV-vis β-lactamase assays, the NDM-1-producing ΔompF E. coli strain degraded meropenem approximately 20-times slower than the WT E. coli strain (Fig. 6B). With less meropenem reaching the periplasm of the NDM-1-producing bacteria, less antibiotic degradation occurs, exposing the susceptible reporter strain to higher antibiotic concentrations. Notably, the loss of OmpF is frequently observed in clinical isolates as an antibiotic resistance mechanism.68
Our findings show that antibiotic sheltering depends not only on the specific β-lactam-β-lactamase combination under investigation, but also on cellular factors that influence the ability of β-lactamases to interact with their targets. Beyond differences in porin expression, factors such as efflux pumps and lipopolysaccharide structure will also impact the accumulation of antibiotics in the periplasm. As such, the extent of sheltering provided by clinically relevant β-lactamase-producing bacteria likely differs from what we observed testing lab strains.
We next extended our sheltering assays to the study of three carbapenemase-producing clinical isolates (Fig. 7). A VIM-producing Enterobacter cloacae strain provided the highest level of sheltering with an EC50 value of 19 μg mL−1, while a KPC-2-producing Klebsiella oxytoca strain and an NDM-producing Klebsiella pneumoniae strain yielded similar EC50 values of 10 μg mL−1 and 11 μg mL−1, respectively (Fig. 7A and Table S1). In these experiments, the non-β-lactamase-producing E. coli ATCC25922 strain served as a negative control and offered no sheltering. The results obtained from these sheltering assays followed similar trends as seen from UV-vis kinetic analyses of meropenem hydrolysis, where the E. cloacae strain demonstrated the fastest rate of hydrolysis, followed by the K. pneumoniae and K. oxytoca strains (Fig. 7B). The results obtained for these clinical isolates are more moderate than what was seen for laboratory strains which produce similar β-lactamases, suggesting that differences in permeability, efflux, and β-lactamase expression levels are likely decreasing the level of sheltering that occurs.
Antibiotic sheltering is a phenomenon that should be considered when defining the treatment course for a bacterial infection, particularly if there is a polymicrobial etiology. The presence of multiple bacterial pathogens with different antibiotic resistance mechanisms can lead to treatment failure and severe complications.12 Furthermore, resistance genes can be harboured by commensal microbes,72 and the products of these microbes could influence antibiotic treatment. Consequently, it is critical to recognize the impact that bacterial production of antibiotic-degrading enzymes can have on the survival of antibiotic-susceptible bacteria in the same environment. We show that, under the assay conditions tested, β-lactamase-producing bacteria can allow β-lactam-susceptible bacteria to survive antibiotic concentrations far greater than what would normally kill them.
While our luminescence-based assay has proven to be an effective method for investigating antibiotic sheltering, there are certain limitations. During our studies, we observed that increases in cell density reduced the luminescence measurements, presumably because cells interfere with the ability of light to reach the detector. However, this limitation could be addressed by optimizing the incubation period to prevent overgrowth and ensure reliable luminescence measurements. Another limitation is that the in vitro conditions used do not reflect the environmental conditions at the site of an infection (e.g., cell density, richness of growth medium). Nonetheless, our assay offers a fast and quantitative approach for investigating the factors that contribute to antibiotic sheltering. This strategy could be extended to study interactions involving more complex bacterial populations, sheltering in the context of biofilms, or the sheltering provided by other antibiotic-degrading enzymes.35
The combination of multiple resistance mechanisms (e.g., β-lactamase production and loss of OmpF) can drastically impact the extent of sheltering that occurs. This is significant, as clinical isolates often harbour multiple resistance mechanisms that, when combined, greatly decreases their susceptibility to antibiotics.73–75 Our findings emphasize the importance of evaluating the resistance mechanisms of all of the microbes present in the environment of an infection, particularly in the context of polymicrobial infections. By establishing a reproducible, quantitative assay for studying sheltering, our methodology enables future investigations into more complex and clinically relevant microbial communities with diverse resistance mechanisms.
Our study focused on β-lactamase activity in the periplasm, but these enzymes can also be released into the extracellular environment as the result of cell lysis or through packaging in outer membrane vesicles.76 Future studies will further investigate how the localization of β-lactamases influences the extent of antibiotic sheltering. Additionally, further research will examine the impact of environmental factors and other cell wall-targeting antibiotics on sheltering.
The gene and promoter for CTX-M-15 were amplified from the genomic DNA of a Klebsiella pneumoniae strain by polymerase chain reaction (PCR) and cloned into pACYC184 (National BioResource Project, NBRP) similar to our previous report.77 The gene and promoter for NDM-1 were amplified from pACYC184-NDM-1 by PCR and cloned into the EcoRI site of pHSG298 (NBRP) by in-cell ligation.77 E. coli BW25113 and single-gene knockout mutants from the Keio collection (ΔompA, ΔompC, and ΔompF) were obtained from the NBRP.78,79 β-lactamase-producing lab strains were prepared by transforming E. coli BW25113 and the single gene knockout mutants with pACYC184 or pHSG298 plasmids encoding β-lactamases NDM-1, KPC-2, TEM-116, IMP-1, CTX-M-15, and OXA-48.77 Clinical isolates were provided by the clinical microbiology lab at Kingston General Hospital (KGH).
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