Jonas
Mortier
a,
Christian V.
Stevens
a,
Joseph J.
Bozell
b and
Thomas S. A.
Heugebaert
*a
aDepartment of Green Chemistry and Technology, Faculty of Bioscience Engineering, Ghent University, Coupure Links 653, 9000 Ghent, Belgium. E-mail: Thomas.Heugebaert@UGent.be
bCenter for Renewable Carbon, University of Tennessee, 2506 Jacob Drive, Knoxville, TN 37996, USA
First published on 7th March 2024
This study investigates the Co(salen)-catalyzed oxidative cleavage of monomeric lignin model substrates to benzoquinones in a continuous flow system and maps the impact of various reaction parameters on the selectivity and yield of the cleavage. Our findings highlight the crucial role of precise oxygen dosing and its interplay with product solubility to achieve a successful reaction. Exposing the substrates to excess oxygen in a continuous flow system resulted in lower yields, while product precipitation was shown to be crucial in batch systems. Additionally, we explored the effects of added bases, oxygen pressure, solvents, and reaction time in a batch set-up. Overall, this work presents a valuable overview of what conditions are favourable when conversion towards benzoquinones is desired and what conditions should be avoided.
Although β-O-4 ether bonds account for the majority of the interunit linkages in native lignin, biorefining of biomass results in many of these β-O-4 ether bonds being broken.8
Further, native lignin consists of approximately 10% free phenolic groups.9 However, after lignin is removed from its matrix via various biorefining processes, the amount of free phenolic units can increase to up to 70% of the total aromatic units.10 Focusing on transforming these substituted phenol groups would more accurately address the challenge of industrial lignin valorization.
A range of Co-Schiff base complexes (e.g. Co(salen), 1) in the presence of O2 have been shown to catalyze the oxidative cleavage of C-C bonds between the α-carbon and the aromatic ring in phenolic lignin model substrates (2: H model, 3: G model and 4: S model), yielding benzoquinones 5, 7 and 9.11–14 Latter benzoquinones can be used for the synthesis of anthraquinones through diels-alder reaction (H2O2 production),15 precursor for hydroquinones (polyether ether ketone synthesis),16 polyaminoquinones (coatings, adhesion agent)17 or as high value intermediate for other applications.18 The proposed mechanism of the oxidation starts with the activation of the Co(salen) complex with triplet oxygen, forming a Co(III) superoxo complex, which will initiate the reaction (Scheme 1, a). Initial coordination of O2 typically requires the presence of a coordinating base as an axial ligand, for example, pyridine, to form the superoxo complex.19 The superoxo complex abstracts a phenolic hydrogen from the lignin model, forming a phenoxy radical (Scheme 1, b). This radical then reacts towards the desired benzoquinones, breaking the C–C bond and forming an intermediate cobalt hydroxo species (Scheme 1, cI). A competing pathway is the formation of the corresponding aldehydes, where an intermediate cobalt hydroperoxo species is formed. (Scheme 1, cII).
Previous experiments have shown that the oxidation can be highly effective for S lignin models, leading to nearly quantitative yields of the corresponding dimethoxybenzoquinone from model substrate 4 within 1 hour of reaction time. Oxidative conversion of the less reactive G-type substrates 3 to the corresponding monomethoxybenzoquinone however, only occurs in 68% yield with a reaction time of 22 hours when enhanced by the addition of a non-coordinating base, such as N,N-diisopropylethylamine (DIPEA).19 It was proposed that the non-coordinating base abstracts the phenolic proton, affording a more easily oxidized phenoxide anion.20 H type model substrates such as 2 were not converted to the corresponding benzoquinone in any of the experiments.
Batch processes can control time, temperature, concentration, catalyst level, etc. However, dosing oxygen while maintaining the pressure during a batch reaction would be difficult. Continuous flow chemistry with its enhanced gas–liquid mass transfer,21 could improve these results. With these intensified oxidation conditions and the ability to monitor the oxygen supply towards the reaction more precisely, we aimed to improve overall productivity of lignin model oxidation, eventually leading to improved oxidation of lignin itself. Accordingly, this research compares Co-catalyzed aryl-Cα cleavage of monomeric lignin models vanillyl alcohol 3 and syringyl alcohol 4 under both continuous flow and conventional batch conditions to better understand key reaction parameters in both systems.
Entry | Solvent | Base (0.1 eq.) | O2 (eq.) | Conversiond (%) | MBQ 5 (%) |
---|---|---|---|---|---|
a Conversion = 100 – isolated starting material (%). b Isolated yield. c Yield obtained via quantitative HPLC analysis of crude reaction mixture. d Yield obtained via1H-NMR integration, unless specified otherwise. | |||||
1 | DCM/EtOH (4/1) | Pyridine | 4.46 | 81a | 42b |
2 | DCM/EtOH (4/1) | DIPEA | 4.46 | 100 | 57b |
3 | DCM/MeOH (4/1) | DIPEA | 4.46 | 100 | 64b |
4 | DCM/MeOH (4/1) | DIPEA + pyridine | 4.46 | 100 | 64b/73c |
5 | DCM/MeOH (4/1) | DIPEA + pyridine | 2.82 | 100 | 87c |
6 | DCM/MeOH (4/1) | DIPEA + pyridine | 2.62 | 100 | 94 |
7 | DCM/MeOH (4/1) | DIPEA + pyridine | 2.45 | 92 | 89c |
8 | DCM/MeOH (4/1) | DIPEA + pyridine | 2.23 | 78 | 76c |
9 | DCM/MeOH (4/1) | DIPEA | 2.73 | 100 | 74c |
Importantly, lowering the amount of oxygen gave significantly higher yields for substrate 3 than those previously reported19 (Table 1, entries 4–8). Addition of 2.62 equivalents of oxygen was found to be optimal, resulting in a yield of 94%. A further reduction to 2.45 maintained the observed selectivity, but incomplete conversion was once again observed. Repeating the optimal conditions using only DIPEA as base gave lower yields, proving that the combination of both bases performs better (entry 9). As such, controlled oxygen dosing proved to be of utmost importance to ensure reaction selectivity. For G model substrates, the corresponding aldehyde 6 was never formed in significant amounts, but traces of the product could be seen via1H-NMR analysis.
Entry | Starting product | Base | O2 (eq.) | Pressure (bar) | Reaction time (min) | DMBQ 7a (%) | SAld 8a (%) |
---|---|---|---|---|---|---|---|
a Yield obtained via quantitative HPLC analysis of crude reaction mixture. b No full conversion. c One equivalent of formaldehyde was added to this reaction as possible carbon source to form syringaldehyde since former product is obtained after cleavage of syringyl alcohol in the proposed mechanism and can thus play a role in the interconversion (Scheme 1, cI). d Reaction performed in batch with a high-pressure Parr reactor. e Reaction performed with only 0.7 eq. of substrate instead of 1 eq. to avoid precipitation problems. | |||||||
1 | 4 | DIPEA | 2.73 | 17.2 | 45 | 42 | 27 |
2 | 4 | DIPEA | 2.73 | 17.2 | 10 | 45 | 28 |
3 | 4 | DIPEA + pyridine | 2.73 | 17.2 | 45 | 39 | 30 |
4b | 4 | DIPEA + pyridine | 2.73 | 17.2 | 10 | 46 | 7 |
5 | 4 | DIPEA + pyridine | 2.73 | 5.1 | 45 | 48 | 24 |
6 | 8 | DIPEA + pyridine | 2.73 | 17.2 | 45 | 8 | 91 |
7c,d | 7 | DIPEA + pyridine | — | 17.2 | 60 | 100 | 0 |
8e | 7 | DIPEA + pyridine | 2.73 | 17.2 | 45 | 100 | 0 |
To investigate the extent of product degradation in the flow set-up, a degradation experiment was performed starting from pure DMBQ. However, no degradation of the benzoquinone occurred. (entry 8) As such, the exact nature of the drop in q-HPLC yields of DMBQ upon increasing reaction times (entries 3–4) remains somewhat ambiguous. Although degradation when utilizing pure DMBQ under these conditions could not be proven, it should be noted that intermediate complexes formed when starting from syringyl alcohol19 were not considered in these experiments.
When compared to the fast and selective batch process, the most likely reason for the lower yields and altered selectivity in the flow reactor is the solvent choice. The use of methanol in a batch process, which precipitates the poorly soluble 2,6-dimethoxybenzoquinone 7 (DMBQ) as soon as it is formed, could avoid selectivity alteration. In continuous flow, however, homogeneous process conditions are imperative.
Although the H subunit rarely makes up more than 5% of the total subunits present in different types of plants,23 we briefly examined the reactivity of 2 under continuous flow conditions. When exposing 4-hydroxybenzyl alcohol to the same conditions as the previously discussed for vanillyl alcohol, a modest but unprecedented 10% yield was obtained (Scheme 2).
![]() | ||
Scheme 2 Reaction of 4-hydroxybenzyl alcohol towards 1,4-benzoquinone in continuous flow. aYield obtained via quantitative HPLC analysis of crude reaction mixture. |
In contrast to G model substrates, S model substrates can be transformed to a significant amount of corresponding aldehyde 8 with respect to DMBQ 7. Starting from the homogeneous DCM/MeOH (4/1) solvent mixture used in our flow experiments, we examined how varying the oxygen pressure over a range of 3.5–60 bar affects the oxidation process (Table 3, entries 1–5). Increasing the O2 pressure, consistently reduced the amount of aldehyde in the final product mixture. However, this reduction is not accompanied by an increase in benzoquinone yield, which remained relatively constant over these experiments. Whether the improved product ratio is due to faster breakdown of the aldehyde, or a higher intrinsic selectivity for the formation of DMBQ remains unclear, but syringaldehyde yield clearly dropped as the reaction time was increased, and is accompanied by a small increase of the quinone yield (entry 3b).
Entry | Solvent | Base | Pressure (bar) | DMBQ 7a (%) | SAld 8a (%) |
---|---|---|---|---|---|
a Yield obtained via quantitative HPLC analysis of crude reaction mixture. | |||||
1 | DCM/MeOH (4/1) | DIPEA + pyridine | 3.5 | 76 | 22 |
2 | DCM/MeOH (4/1) | DIPEA + pyridine | 10 | 73 | 21 |
3a | DCM/MeOH (4/1) | DIPEA + pyridine | 17 | 78 | 18 |
3b | 81 (17 h) | 13 (17 h) | |||
4 | DCM/MeOH (4/1) | DIPEA + pyridine | 35 | 77 | 13 |
5 | DCM/MeOH (4/1) | DIPEA + pyridine | 60 | 79 | 9 |
6 | DCM/MeOH (3/2) | DIPEA + pyridine | 17 | 84 | 6 |
7 | DCM/MeOH (2/3) | DIPEA + pyridine | 17 | 91 | Traces |
8 | DCM/MeOH (1/4) | DIPEA + pyridine | 17 | 94 | Traces |
9 | MeOH | DIPEA + pyridine | 17 | 97 | 0 |
10 | MeOH | Pyridine | 17 | 99 | 0 |
11 | MeOH | None | 17 | 38 | 21 |
It can be noted that this batch reaction already outperformed the continuous flow system under similar conditions. However, even though acceptable yields for 2,6-DMBQ were obtained (73–81%), the previously reported quantitative yields (MeOH, 4 bar, 1 h) were far from reached. The observation that an increase in DCM results in lower DMBQ yield is in accordance with prior research where other cobalt catalysts were used for the conversion of syringyl alcohol.12 Since precipitation no longer restricts the solvent choice in a batch system, its effect on these reactions at elevated pressures was further investigated. When changing the solvent mixture to DCM/MeOH (3/2), precipitation of benzoquinone 7 was observed at the bottom of the reactor. The experiments showed that increasing the amount of MeOH drastically increases the selectivity towards the desired DMBQ while also increasing the yield. When pure MeOH is used as solvent, no more aldehyde is observed and DMBQ is formed with a yield of 97% (entries 3, 6–9). For this model substrate, the solvent plays a major role in both the selectivity and the yield of the reaction, once again confirming product induced inhibition of the catalytic system. Importantly, the pressure increase to 17 bar as compared to literature is not detrimental to the isolated yield. When pyridine is used without DIPEA (entry 10), near quantitative results are obtained which is in accordance with previous results.19 Using no base (entry 11) results in low yields for DMBQ while significant amounts of syringaldehyde are formed, an effect which was previously observed by Bozell et al.19
Entry | Solvent | Base | Reaction time | Conversionb (%) | MBQ 5a (%) | 2,5-DMBQ 10b (%) |
---|---|---|---|---|---|---|
a Yield obtained via quantitative HPLC analysis of crude reaction mixture. b Conversion obtained via1H-NMR integration. | ||||||
1 | DCM/MeOH (4/1) | DIPEA + pyridine | 5 min | 80 | 80 | 0 |
10 min | 92 | 85 | 0 | |||
20 min | 97 | 91 | 0 | |||
30 min | 100 | 97 | 0 | |||
3 h | 100 | 97 | 0 | |||
19 h | 100 | 94 | 0 | |||
2 | MeOH | DIPEA + pyridine | 30 min | 86 | 21 | 12 |
1 h | 97 | 14 | 10 | |||
2 h | Traces left | 12 | 10 | |||
3 | DCM/MeOH (4/1) | DIPEA | 30 min | 100 | 75 | 0 |
1 h | 100 | 81 | 0 | |||
4 h | 100 | 83 | 0 | |||
4 | MeOH | DIPEA | 30 min | 100 | 26 | 9 |
1 h | 100 | 24 | 11 | |||
17 h | 100 | 7 | 6 | |||
5 | DCM/MeOH (4/1) | Pyridine | 30 min | 93 | 72 | 0 |
1 h | 95 | 80 | 0 | |||
4 h | 100 | 77 | 0 | |||
6 | MeOH | Pyridine | 30 min | 83 | 67 | 3 |
1 h | 86 | 68 | 3 | |||
2 h | 87 | 71 | 3 | |||
17 h | Traces left | 68 | 5 | |||
7 | DCM/MeOH (4/1) | None | 30 min | 87 | 53 | 0 |
1 h | 91 | 64 | 0 | |||
8 | MeOH | None | 30 min | 92 | 85 | Traces |
1 h | 95 | 86 | Traces |
Conversely, using MeOH as the solvent, several different trends were observed. Under additive-free conditions, better yields of MBQ were observed (entry 8 vs. 7). It is known that methanol itself can act as an axial ligand on the Co(salen) complex to enhance the oxygen uptake properties which could explain why high yields are obtained without additives.12 MeOH in combination DIPEA however, promotes product degradation over time. (entries 2, 4, 6, 8) 1H-NMR analysis also indicated the presence of 2,5-DMBQ 10 as a side product. This compound was only formed when MeOH was used as solvent and its formation was increased when basic additives were present.
We also examined the influence of solvent ratios when using pyridine and DIPEA as additives. A few important trends could be observed. Firstly, using more MeOH lowers the overall yield while also slowing the conversion. Secondly, the more MeOH present, the faster the decline in yield of MBQ. These experiments again indicate that MeOH promotes product degradation in the presence of additives, while DCM does not. Lastly, a higher MeOH content in the solvent mixture results in more 2,5-DMBQ formation (Table 5, entries 1–5).
Entry | Solvent | Base | Pressure (bar) | Reaction time | Conversionb (%) | MBQ 5a (%) | 2,5-DMBQ 10b (%) |
---|---|---|---|---|---|---|---|
a Yield obtained via quantitative HPLC analysis of crude reaction mixture. b Yield obtained via1H-NMR integration. | |||||||
1 | DCM/MeOH (4/1) | DIPEA + pyridine | 17 | 5 min | 80 | 80 | 0 |
10 min | 92 | 85 | 0 | ||||
20 min | 97 | 91 | 0 | ||||
30 min | 100 | 97 | 0 | ||||
3 h | 100 | 97 | 0 | ||||
19 h | 100 | 94 | 0 | ||||
2 | DCM/MeOH (3/2) | DIPEA + pyridine | 17 | 30 min | 100 | 74 | 3 |
1 h | 100 | 69 | 3 | ||||
3 | DCM/MeOH (2/3) | DIPEA + pyridine | 17 | 30 min | Traces left | 48 | 4 |
1 h | 100 | 41 | 6 | ||||
2 h | 100 | 35 | 6 | ||||
4 | DCM/MeOH (1/4) | DIPEA + pyridine | 17 | 30 min | 93 | 27 | 7 |
1 h | 98 | 22 | 7 | ||||
5 | MeOH | DIPEA + pyridine | 17 | 30 min | 86 | 21 | 12 |
1 h | 97 | 14 | 10 | ||||
2 h | Traces left | 12 | 10 | ||||
6 | MeOH | Pyridine | 17 | 30 min | 83 | 67 | 3 |
1 h | 86 | 68 | 3 | ||||
2 h | 87 | 71 | 3 | ||||
17 h | Traces left | 68 | 5 | ||||
7 | MeOH | Pyridine | 10 | 30 min | 72 | 44 | 6 |
1 h | 80 | 50 | 7 | ||||
8 | MeOH (our catalyst) | Pyridine | 3.5 | 30 min | 54 | 31 | 6 |
1 h | 62 | 38 | 7 | ||||
18 h | 87 | 39 | 9 | ||||
9 | MeOH (commercial catalyst) | Pyridine | 3.5 | 30 min | 80 | 25 | 9 |
1 h | 89 | 25 | 11 | ||||
18 h | 98 | 20 | 6 |
Another interesting observation was the ability of pyridine to convert the G lignin model to MBQ, since literature suggested that a non-coordinating base was needed to achieve conversion.19 When the reaction was performed with pyridine as additive in methanol in literature, 0% yield was achieved after 22 hours of reaction time while our observation proved that lower yields were obtained after 17 hours of reaction time (entry 6).19 The only difference in our reaction set-up is the use of a higher pressure (17 vs. 3.5 bar). By testing the reaction at various pressures, it was, as expected, found that the reaction rate declined as the pressure decreased, and lower overall yields were obtained. When performing the reaction at 3.5 bar however, we still observed moderate yields after 18 hours of reaction time, which does not match the literature observation (entries 6–8). As a potential explanation, the performance of the home-made Co(salen) catalyst (which was used for all previous reactions) was compared to commercially available Co(salen). Commercially available catalyst demonstrated a marked difference in outcome with a faster conversion of the starting material but a decreased MBQ yield (20% vs. 39%) after 1 hour, thus displaying a much poorer selectivity for MBQ (entries 8–9). The exact difference between these two catalysts could not be pinpointed.
Given the large solvent effects observed, and in an attempt to move away from the halogenated solvent DCM, a range of greener solvents were evaluated as well. Although some attempts gave promising results (up to 51% yield) none could match the yields obtained when DCM was used. The most promising case could be made for CH3CN mixtures containing polar co-solvents (EtOH, cyrene). (Table S1, ESI†).
Entry | Solvent | Base | Pressure (bar) | Reaction time | BQ 9a (%) |
---|---|---|---|---|---|
a Yield obtained via quantitative HPLC analysis of crude reaction mixture. b Conversion obtained via1H-NMR integration. c Formation of 2,5-DMBQ was observed via1H-NMR. | |||||
1 | DCM/MeOH (4/1) | DIPEA + pyridine | 17 | 30 min | 15 |
1 h | 24 | ||||
17 h | 41 (52b conversion) | ||||
2 | DCM/MeOH (4/1) | DIPEA + pyridine | 50 | 18 h | 31 (52b conversion) |
3 | MeOH | DIPEA + pyridine | 17 | 18 h | Tracesc |
4 | MeOH | Pyridine | 17 | 18 h | Tracesc |
Entry | Solvent | Base | Reaction time | Products |
---|---|---|---|---|
a Yield obtained via quantitative HPLC analysis of crude reaction mixture. b Yield obtained via1H-NMR integration. c Not detected via HPLC analysis, traces seen on 1H-NMR. d Detected via1H-NMR analysis. | ||||
1 | DCM/MeOH (4/1) | DIPEA (32 mg)+ pyridine (20 mg) | 22 h | 7 (3.4 w%)a |
8 (1.1 w%)b | ||||
6 (0.8 w%)b | ||||
2 | MeOH | DIPEA (32 mg) + pyridine (20 mg) | 18 h | 7 (1.1 w%)a |
6 (0.3 w%)b | ||||
8 (0.2 w%)b | ||||
5 (0.2 w%)b | ||||
3 | MeOH | Pyridine (20 mg) | 18 h | 7 (0.9 w%)a |
8 (0.5 w%)b | ||||
6 (0.4 w%)b | ||||
4 | Aqueous NaOH (0.04 M) | — | 17 h | 7 (traces)c |
8 (traces)d | ||||
6 (traces)d |
The main product obtained after the reaction was 2,6-DMBQ 7 with a maximum yield of 3.4% (w/w). Minor products also present were syringaldehyde 8, MBQ 5 and vanillin 6, albeit in lower concentrations, resulting in a total depolymerization yield of 5.3% (m/m). It should be noted that while the total yield remains low, the simplest of Co–salen catalysts under our improved operational conditions performs beyond the most advanced reported catalyst derivatives under standard conditions (3.5% mass yield from a cyclohexyl diamine linked Co–salen complex, aptly decorated with benzylated piperazines, 72 h, rt, 3.4 bar O2, MeOH/DMSO).11 Given the fast conversions of the model substrates, temperature effects were not included in the original screening of the reaction conditions. When dealing with polymeric lignin fragments, however increased conversion may be achieved at higher temperatures. Entries 1–3 were repeated at 70 °C (Table S3, ESI†), but unfortunately lower overall yields were obtained while no significant change in selectivity occurred. Reduced oxygen solubility may be at the root of this observation.
When re-evaluating batch operation in light of the previous findings, the improved yields for G model substrates at increased pressure operation could be easily translated: up to 97% of MBQ was formed in the homogeneous DCM/MeOH solvent system. In addition, quantitative conversions could still be obtained for S model substrates at these higher oxygen pressures. Unfortunately however, the optimal solvent system for each of these conversions are mutually exclusive. As such, a compromise must be made: homogeneous operation in DCM/MeOH delivers near quantitative MBQ yields but reduces DMBQ yields to the 70–80% range. Heterogeneous operation in MeOH on the other hand only delivers around 70% of MBQ while achieving quantitative yields of DMBQ.
Overall, we have shown that for each of the model substrates conversion potentials are much higher than literature reports. When the reaction parameters are properly controlled, quantitative yields are achievable for both S and G models. However, it remains challenging to unify the optimized conditions (solvent, additive, time) for each of the lignin subunits, thus resulting in low depolymerization yields of organosolv lignin. Clearly, future novel catalyst systems should be screened at their optimal oxygen dosing conditions. In addition however, a major focus on solvent compatibility and the interplay with product inhibition seems essential. Ideally, catalysts which are free of product inhibition by DMBQ could allow to unify the oxidation conditions for both lignin subunits.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d3re00638g |
This journal is © The Royal Society of Chemistry 2024 |