Qian Liu
and
Glen P. Miller
*
Department of Chemistry, University of New Hampshire, 23 Academic Way, Durham, New Hampshire 03824, USA. E-mail: glen.miller@unh.edu
First published on 9th August 2024
Here, we report improved syntheses, detailed characterizations and reactions of a series of acene-2,3-dicarbaldehydes including tetracene-2,3-dicarbaldehyde. DFT calculations corroborate and complement the experimental results. Tetracene-2,3-dicarbaldehyde and the benchmark organic semiconductor pentacene have isoelectronic π-systems and similar HOMO–LUMO gaps. Tetracene-2,3-dicarbaldehyde is soluble in a host of organic solvents (e.g., DMF, toluene, THF, chloroform, dichloromethane) and shows excellent photooxidative resistance in solution phases exposed to light and air. Further, it is readily sublimed from the solid-state without decomposition, and can be functionalized using different chemistries. We have demonstrated the utility of acene-2,3-dicarbaldehydes as reactants in the syntheses of novel α,α′-diaryl-2,3-acenedimethanols and acenotropones via Grignard reactions and double-aldol condensation reactions, respectively. The acenotropones were further reacted with concentrated H2SO4 to generate hydroxyacenotropylium ions that exhibit long wavelength absorption in the visible and near-IR regions. The optical gap measured for hydroxyanthracenotropylium ion is 1.3 eV. The results gained here implicate acene-2,3-dicarbaldehydes as potential high-value organic semiconductors and as precursors to a host of interesting molecules and materials.
Large acenes like pentacene are of interest because they exhibit relatively small HOMO–LUMO gaps and relatively high charge carrier mobilities. However, they suffer from several problems including (i) poor solubility in most solvents, and (ii) a propensity to photooxidize, especially when dissolved in solution phases exposed to light and air. With regards to (i), adequate solubility is important as it enables solution processing like spin coating, blade coating, spray coating, ink-jet printing, etc., for the construction of thin-film electronic devices.16,17 With regards to (ii), pentacene undergoes rapid photooxidation with a half-life of only 7.5 minutes18 in solution phases exposed to light and air. Solution processing is complicated by an organic semiconductor like pentacene. It is most desirable to utilize acenes that are both soluble and resistant to photooxidation.
The solubilities and photooxidative resistances of acenes can be improved through the judicious choice of substituents.18 One strategy to slow the photooxidation of acenes is to add electron-withdrawing substituents to their backbones thereby lowering the energy of their HOMOs and making them altogether less reactive with singlet oxygen. Halogenated acenes,16,17 organothio substituted acenes18–20 and TIPS substituted acenes17,21,22 are examples of derivatives with electron-withdrawing substituents that demonstrate enhanced photooxidative resistance. Depending upon the number and type of electron-withdrawing substituents included, the acene may switch from p-type to n-type.16,17
Aldehydes are well-known electron-withdrawing substituents and as such, they too should increase the photooxidative resistance of acenes. Aldehydes also react with a myriad of nucleophiles. Thus, it seems reasonable that aldehyde substituted acenes may show enhanced photooxidative resistance and also act as synthetic precursors for the synthesis of functional molecules and materials that include acene moieties. Indeed, o-phthalaldehyde maps directly onto larger acene-2,3-dicarbaldehydes like anthracene-2,3-dicarbaldehyde, tetracene-2,3-dicarbaldehyde and pentacene-2,3-dicarbaldehyde, and has proven useful for the synthesis of acene quinones,18,22 heteroarenes22,23 and isobenzoheteroles.24,25 The literature remains sparse, however, with regards to the synthesis, characterization and reactivity of naphthalene-2,3-dicarbaldehyde, anthracene-2,3-dicarbaldehyde, tetracene-2,3-dicarbaldehyde and pentacene-2,3-dicarbaldehyde (Fig. 1). Only one synthesis of tetracene-2,3-dicarbaldehyde with limited (i.e., UV-vis) characterization has been reported26 and there are no reported syntheses of pentacene-2,3-dicarbaldehyde.
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Fig. 1 The number of references and reactions of acene-2,3-dicarbaldehydes reported on SciFinder up to and including May, 2024. |
A conventional synthetic plan for the formation of anthracene-2,3-dicarbaldehyde, 8, is illustrated in Scheme 1. Thus, Friedman demonstrated27 a sodium dichromate oxidation of 2,3-dimethylnapthalene to produce 2,3-naphthalenedicarboxylic acid in 87–93% yield. An analogous reaction starting with 2,3-dimethylanthracene, 1, should produce anthracene-2,3-dicarboxylic acid, 2. A borane-THF reduction of diacid 2 to anthracene-2,3-dimethanol 3 was demonstrated in near quantitative yield by Seo and co-workers.28 Alternatively, diethyl anthracene-2,3-dicarboxylate, 4, could be utilized. From naphthalene-2,3-dicarbaldehyde, 7, compound 4 was synthesized in two steps by Lin and co-workers29 and subsequently reduced to diol 3 in 77% yield using DIBAL. Wang and co-workers demonstrated separate mechanochemical IBX oxidations of naphthalene-2,3-dimethanol and 3 yielding naphthalene-2,3-dicarbaldehyde, 7, and anthracene-2,3-dicarbaldehyde, 8, respectively, in 81% yields.30
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Scheme 1 Conventional methods to synthesize anthracene-2,3-dicarbaldehyde, 8, and by analogy tetracene-2,3-dicarbaldehyde, 9. |
While a synthetic plan like that outlined in Scheme 1 seemingly could be modified for the synthesis of tetracene-2,3-dicarbaldehyde, 9, or larger acene-2,3-dicarbaldehydes, no such syntheses have been reported. Scheme 1 includes high-yielding reactions but it is nonetheless a multi-step synthesis utilizing starting materials that must either be synthesized in multiple steps or purchased at high cost. Alternatively, a method reported by Mallouli and Lepage26 for the synthesis of multiple acene-2,3-dicarbaldehydes utilizes a one-pot procedure involving only low cost, readily available starting materials: 5, 2,5-dimethoxytetrahydrofuran, 6, and piperidine (Scheme 2).
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Scheme 2 A one-pot synthesis of acene-2,3-dicarbaldehydes demonstrated by Mallouli and Lepage26 leading to mixtures of naphthalene-2,3-dicarbaldehyde, 7, anthracene-2,3-dicarbaldehyde, 8, and tetracene-2,3-dicarbaldehyde, 9. |
Lin and co-workers properly noted a problem29 with the one-pot method of Mallouli and Lepage,26 namely a lack of selectivity. Thus, acene-2,3-dicarbaldehydes 7, 8 and 9 are all formed in the same pot with little selectivity. Of these, 9 is the most interesting as a potential organic semiconductor and likewise, a similar method to prepare it in good yield with good selectivity is desirable.
In this study, we modified the procedure of Mallouli and Lepage26 such that acene-2,3-dicarbaldehydes including anthracene-2,3-dicarbaldehyde, 8, and tetracene-2,3-dicarbaldehyde, 9, were prepared in higher combined yield. We also report conditions where 9 can be prepared with vastly improved selectivity. Our work shines a spotlight on tetracene-2,3-dicarbaldehyde, 9, which has avoided attention and a detailed characterization, until now. It has a π-system that is isoelectronic with pentacene and a similar HOMO–LUMO gap, but with far more agreeable properties. Dicarbaldehyde 9 is soluble in a host of organic solvents (e.g., DMF, toluene, THF, chloroform, dichloromethane) and shows excellent photooxidative resistance in solution phases exposed to light and air. Further, the dicarbaldehydes described here can be sublimed from the solid-state without decomposition, and can be functionalized using different chemistries to produce novel structures with interesting properties.
A plausible reaction sequence for this multi-stage, one-pot synthesis is proposed in Scheme 3. First, 6 can be converted reversibly to succinaldehyde under the acidic reaction conditions employed (step 1). Succinaldehyde can react reversibly with piperidine to form a conjugated 1,3-diene-1,4-diamine with nucleophilic α-carbons (step 2). Simultaneously, 5 can react reversibly with piperidine to produce an iminium ion intermediate with highly electrophilic carbons (step 3). The products of steps 2 and 3 can undergo reversible polar additions to form an intermediate which, upon irreversible elimination of multiple piperidine equivalents, yields 7 (step 4). In iterative fashion, 7, and eventually 8, can react with 6 and piperidine to form 8 and 9, respectively (step 5). The reaction essentially stops at the tetracene-2,3-dicarbaldehyde stage due to the poor solubility of 9 in the reaction medium (vide infra). Scheme 3 represents a plausible reaction sequence, not a detailed mechanism. For example, it is not necessary or even likely that both iminium ions generated from 5 form at the same time as in step 3. Likewise, it is not necessary that both enamines form in step 2 before reaction with an iminium ion, and so on.
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Scheme 3 A plausible, iterative reaction sequence leading to naphthalene-2,3-dicarbaldehyde, 7, and by analogy, anthracene-2,3-dicarbaldehyde, 8, and tetracene-2,3-dicarbaldehyde, 9. |
Exp. | 5![]() ![]() |
Piperidine | AcOH | H2O | Time/h | 7 | 8 | 9 |
---|---|---|---|---|---|---|---|---|
a Two grams (15 mmol) of 5 were utilized in each experiment. The ratios of 5![]() ![]() |
||||||||
1 | 1![]() ![]() |
2 drops | 1 mL | 1.5 mL | 18 | 30% | 9% | — |
2 | 1![]() ![]() |
3 drops | 1.5 mL | 1.5 mL | 24 | 17% | 25% | — |
3 | 1![]() ![]() |
4 drops | 3 mL | 1 mL | 24 | 10% | 15% | 21% |
4 | 1![]() ![]() |
5 drops | 4 mL | 1 mL | 24 | 7% | 20% | 25% |
5 | 1![]() ![]() |
5 drops | 4 mL | 1 mL | 72 | — | Trace | 48% |
In addition to modifying the reactions conditions to produce 8 and 9 in higher combined yield, we found overall improved yields of acene-2,3-dicarbaldehydes upon modifying the work-up procedure reported by Mallouli and Lepage.26 Specifically, we noted product losses during vacuum filtration when using methanol or ether as wash solvents. To address this, we collected the filtrate suspension and subjected it to a second vacuum filtration to obtain a second-batch of filtered solid product. First-batch and second-batch filtered solids were subsequently sublimed at reduced pressures. Additional details are provided in the ESI.†
Acene-2,3-dicarbaldehydes 7, 8, and 9 are all robust molecules, even when subjected to elevated temperatures for prolonged times. As such, they may be separated from one another via high-temperature vacuum sublimations. We observe 132 °C/0.1 Torr/4–6 hours to be optimal conditions for the sublimation of 7, 180 °C/0.1 Torr/4–6 hours to be optimal conditions for the sublimation of 8, and 220 °C/0.1 Torr/4–12 hours to be optimal conditions for the sublimation of 9. It should also be noted that acene-2,3-dicarbaldehydes 5, 7, 8 and 9 are soluble in a variety of organic solvents (e.g., DMF, toluene, THF, chloroform and dichloromethane) and all show indefinite stability in solution phases exposed to light and air.
Compd | λAbs(DFT)max/nm | λAbsmax/nm | λEmmax/nm | λonset/nm | Eoptg/eV | EDFTLUMO/eV | EDFTHOMO/eV | EDFTg/eV |
---|---|---|---|---|---|---|---|---|
5 | 284 | 300 | 315 | 324 | 3.8 | −2.75 | −7.02 | 4.27 |
7 | 355 | 340 | 363 | 349 | 3.6 | −2.54 | −6.58 | 4.04 |
8 | 407 | 410 | 455 | 437 | 2.8 | −2.63 | −5.93 | 3.30 |
9 | 455 | 503 | 572 | 533 | 2.3 | −2.90 | −5.48 | 2.59 |
10 | 494 | — | — | — | — | −3.13 | −5.12 | 1.99 |
UV-vis spectra were recorded at 1 × 10−4 M in CH2Cl2 solution; fluorescence spectra were recorded at 2 × 10−6 M in CH2Cl2 solution; optical energy gaps were determined from the onset wavelengths (λonset) associated with the lowest-energy absorption bands; the onset is defined as the intersection between the baseline and a tangent line that touches the point of inflection; solvent model (dichloromethane) TD-DFT calculations were performed at the B3LYP-D3(BJ)/6-311+G(d,p)/SMD(DCM)//B3LYP-D3(BJ)/6-31G(d)/SMD(DCM) level of theory using the Gaussian 09 program.
As mentioned above, 5, 7, 8 and 9, each with a pair of electron-withdrawing aldehyde substituents, show excellent stability in the solid-state and in solution phases exposed to light and air. Large acenes (i.e., tetracene and larger) are known to sensitize singlet oxygen, 1O2, formation. This highly reactive oxygen species can then undergo a [4 + 2] cycloaddition across an embedded diene of the large acene.18 Electron-withdrawing substituents that lower HOMO energies can create a larger HOMOacene–LUMOoxygen energy difference, thereby slowing the rate of concerted cycloaddition. A comparison of calculated HOMO energies for acene-2,3-dicarbaldehydes and their corresponding unsubstituted acenes (Fig. 4) is informative. Thus, the HOMO energies associated with acene-2,3-dicarbaldehydes with two or more rings are lower by 0.2–0.4 eV than the corresponding unsubstituted acenes (Fig. 4) and this likely accounts for their reduced reactivity with singlet oxygen.
It is worth noting that even with a modest lowering of their HOMO energies and improved photooxidative resistances, 9 and 10 both possess HOMO energies (Table 2, Fig. 2 and 3) that are consistent with some of the best known p-type organic semiconductors.32 Therefore, while it benefits from enhanced solubility and photooxidative resistance, we do not expect a switch from p-type to n-type organic semiconductor behavior for 9.
Thus, diol 11 was formed in 54% yield by reacting 5 with mesityl magnesium bromide at 0 °C followed by stirring at room temperature for 5 hours. The ketone-alcohol by-product 15 was also formed in 8% yield, presumably via air oxidation of initially formed 11. Acene-2,3-dicarbaldehydes 7–9 were also reacted with mesityl magnesium bromide at 0 °C followed by stirring at 50 °C for 2 hours and then stirring at room temperature for 24 hours. In this way, novel α,α′-dimesityl-2,3-acenedimethanols 12–14 were obtained in good yields ranging from 71 to 74%. Ketone-alcohols akin to 15 were not observed in these reactions. Although acene-2,3-dicarbaldehydes are all soluble in a host of organic solvents, α,α′-dimesityl-2,3-acenedimethanols 11–14 are highly soluble in many of the same solvents. Their excellent solubilities are likely due to the conformational requirement that the terminal mesityl groups rotate out of the plane, thus reducing intermolecular π–π stacking that can otherwise promote agglomeration and precipitation.
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Scheme 5 Efficient, one-pot syntheses of acenotropones 16–19 via double-aldol condensations of acene-2,3-dicarbaldehydes 5 and 7–9. |
These base-mediated reactions afford the corresponding 2,7-diphenyl-4,5-acenotropones 16–19 in yields ranging from 53 to 80%. Combined with a simple work up (vacuum filtration followed by solvent washes), the reactions are scalable. The color of the acenotropones deepen from yellow to red with increasing acene length. Each of the 2,7-diphenyl-4,5-acenotropones, 16–19, are stable in the solid-state. However, unlike its precursor 9, tetracenotropone 19 does photooxidize if left in solution phases exposed to light and air.
We were compelled to react acenotropones 16–18 with concentrated H2SO4 in order to generate the corresponding hydroxyacenotropylium ions 20–22 (Fig. 5). Acenotropylium ions are highly interesting, unexplored molecules with potential applications as n-type organic semiconductors in organic electronics. While 1 × 10−4 M solutions of acenotropones 16–18 in CH2Cl2 are either colorless (16 and 17) or yellow (18), the corresponding hydroxyacenotropylium ions generated in concentrated H2SO4, 20–22, are yellow (20), red (21) and green (22), respectively (Fig. 5a). The UV-vis spectra for acenotropones 16–18 in CH2Cl2 solution (Fig. 5b) show absorptions in the range of 250–500 nm (λmax values at 284, 306 and 402 nm, respectively) while those for the corresponding hydroxyacenotropylium ions 20–22 (Fig. 5c) are significantly red-shifted (λmax values of 506, 524 and 978 nm, respectively). It is noteworthy that hydroxyanthracenotropylium ion 22 shows weak but dramatically red-shifted absorptions in the near-IR region with λmax values of 860 and 978 nm (Fig. 5d). The optical gap measured for 22 is a mere 1.3 eV, placing it in the rare category of organic semiconductors with optical Eg values below 1.5 eV. For comparison, we observe that unsubstituted tropone has a λmax value of 298 nm in CH2Cl2 (Fig. 5b, purple line) while the hydroxytropylium ion prepared in concentrated H2SO4 (Fig. 5c, purple line) shows a slight red shift (λmax = 304 nm), consistent with a literature report.46
To further investigate the structure and electronic properties of acenotropones 16–19 and hydroxyacenotropylium ions 20–23, gas phase time-dependence DFT (TD-DFT) calculations were performed at the B3LYP/6-311+G(d,p)//B3LYP/6-31G(d) level using the Gaussian 09 program.31 Frontier orbital energy levels, HOMO–LUMO gaps, orbital distributions and UV-Vis spectra were all calculated (Fig. 6). HOMO and LUMO orbital densities for acenotropones 16–19 and hydroxyacenotropylium ions 20–23 are spread throughout each molecule (Fig. 6a and c), consistent with highly conjugated, highly delocalized π-systems. Interestingly, the phenyl substituents show progressively less HOMO and LUMO orbital densities with increasing acene size (Fig. 6a and c) despite similar degrees of rotation out of plane. Similar to the acene-2,3-dicarbaldehydes of Fig. 3, a significant lowering of HOMO–LUMO gaps is observed for both acenotropones 16–19 (3.98 eV for 16; 2.34 eV for 19) and hydroxyacenotropylium ions 20–23 (3.09 eV for 20; 1.45 eV for 23) as the number of rings-in-conjugation grows (Fig. 6a and c). Likewise, the calculated wavelengths of absorption increase as the number of rings-in-conjugation grows (Fig. 6b and d). The shortest calculated HOMO–LUMO gaps and the longest calculated wavelengths of absorption are observed for the hydroxyacenotropylium ions (Fig. 6b and d).
A detailed collection of optical and DFT calculated properties for acenotropones 16–19 and hydroxyacenotropylium ions 20–23 is assembled in Table 3. DFT calculated HOMO–LUMO gaps for the neutral acenotropones 16–18 are in good agreement with experimental results. However, the DFT calculated HOMO–LUMO gaps for the charged hydroxyacenotropylium ions 20–22 are roughly 0.7 eV higher than those measured experimentally. The discrepancy may be due, in part, to the gas phase calculations employed for the charged hydroxyacenotropylium ions 20–22 (Fig. 6 and Table 3). In the future, we plan to compare and contrast calculated structures and electronics associated with (i) gas phase, (ii) polar solvent phase and (iii) solid-state structures containing multiple hydroxyacenotropylium salts.
Compd | λAbs(DFT)max/nm | λAbsmax/nm | λonset/nm | Eoptg/eV | EDFTLUMO/eV | EDFTHOMO/eV | EDFTg/eV |
---|---|---|---|---|---|---|---|
a UV-Vis spectra of acenotropones were recorded at 1 × 10−5 M in CH2Cl2 while hydroxyacenotropylium ions 20 and 21 were recorded at 1 × 10−5 M in conc. H2SO4.b The UV-vis spectrum of 22 was recorded at 1 × 10−3 M in conc. H2SO4. Optical energy gaps were determined from the onset of the lowest-energy absorption band (λonset), the onset is defined as the intersection between the baseline and a tangent line that touches the point of inflection. Gas phase TD-DFT calculations were performed at the B3LYP/6-311+G(d,p)//B3LYP/6-31G(d) level of theory using the Gaussian 09 program. | |||||||
16 | 320, 248 | 284 | 322 | 3.9 | −2.27 | −6.25 | 3.98 |
17 | 319, 275 | 306 | 344 | 3.6 | −2.41 | −6.02 | 3.61 |
18 | 360, 310 | 402, 332 | 458 | 2.7 | −2.81 | −5.70 | 2.89 |
19 | 385, 334 | — | — | — | −3.05 | −5.39 | 2.34 |
20 | 386, 266 | 506, 288 | 546 | 2.3 | −6.60 | −9.69 | 3.09 |
21 | 311, 243 | 524, 336 | 650 | 1.9 | −6.57 | −9.24 | 2.67 |
22b | 358, 276 | 978, 860, 584, 338 | 982 | 1.3 | −6.51 | −8.52 | 2.01 |
23 | 403, 300 | — | — | — | −6.46 | −7.91 | 1.45 |
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4ra04273e |
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