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Polyenolate-mediated reaction cascade initiated by higher-order-cycloaddition for the construction of polycarbocyclic scaffolds

Adam Cieśliński , Anna Skrzyńska , Artur Przydacz and Łukasz Albrecht *
Institute of Organic Chemistry, Faculty of Chemistry, Lodz University of Technology, Żeromskiego 116, 90-924 Łódź, Poland. E-mail: lukasz.albrecht@p.lodz.pl; anna.skrzynska@p.lodz.pl; Web: https://www.a-teamlab.p.lodz.pl/

Received 12th December 2023 , Accepted 12th January 2024

First published on 19th January 2024


Abstract

In this manuscript, the application of polyenolate chemistry for the activation of higherenes towards a higher-order-cycloaddition-initiated cascade reaction is demonstrated. This has been made possible by using alkylidenemalononitriles derived from indene-2-carbaldehydes as the higherene precursors. Their reaction with an iminium ion, generated in situ in the presence of a suitable amino catalyst, allowed for a cascade reaction involving [10 + 2]-higher-order cycloaddition followed by Michael addition and aldol condensation to proceed in a highly stereoselective fashion.


The introduction of two electron-withdrawing substituents on a double bond constitutes a common strategy that enables the transformation of its properties from nucleophilic into electrophilic.1,2 If an enolizable alkyl group is present in a suitable position of such compounds, it becomes a pronucleophilic species that serves as a precursor of a polyenolate intermediate (Scheme 1, top).2 This group of reactive intermediates, generated under Brønsted base catalysis, has recently proven its usefulness for asymmetric synthesis. Such an activation strategy of pronucleophilic species constitutes an interesting alternative to aminocatalytic polyenamine chemistry.3 It is noteworthy that many reactions involving polyenolate or polyenamine intermediates proceed in a cascade manner allowing for the construction of multiple carbon–carbon and carbon–heteroatom bonds via a single chemical procedure.4
image file: d3qo02040a-s1.tif
Scheme 1 Various activation strategies for higher-order cycloadditions and synthetic objectives of our studies.

Chemical transformations that enable the construction of a new ring system starting from acyclic precursors are commonly referred to as cycloaddition reactions.5 According to Huisgen “the concept of cycloaddition gives a formal description of an overall reaction but not a mechanistic interpretation”.6 As a consequence, their mechanism can be either concerted, concerted asynchronous or stepwise, with all these transformations belonging to this specious group of chemical reactions. Cycloadditions constitute a highly reliable synthetic tool commonly employed for the preparation of both carbo- and heterocyclic systems with the Diels–Alder reaction and its hetero-versions being the most prominent examples.7

Higher-order cycloadditions have been introduced already in 1970 by Woodward and Houk.8 They can be described as transformations that take place with the participation of overall more than 6π-electrons. Recently, this field of research has regained the attention of the chemical community with interesting new reports appearing in the literature, thus indicating the potential for further research.9–13 In particular, the application of organocatalytic activation modes opened new possibilities in this area.10 Notably, two main strategies have been adopted for the activation of higherenes towards higher-order cycloadditions (Scheme 1, middle): (1) LUMO-lowering approach (via introduction of electron-withdrawing substituents into their structure)11 and (2) HOMO-rising approach (via aminocatalytic formation of polyenamine intermediates).12 The application of the related HOMO-rising activation of higherenes based on polyenolate formation remains elusive.

Recently, we demonstrated that polyenolates, generated under Brønsted base catalysis, serve as a reactive group of higherenophiles for higher-order cycloadditions.13 Dienolates generated from either 2-alkyl-1,4-naphthoquinones or 5-substituted-2(3H)-furanones reacted with 8,8-dicyanoheptafulvenes via an approach involving LUMO-lowering activation of higherenes. Given the lack of higherene activation strategies based on polyenolate formation, studies on such a reactivity pattern were undertaken. It was anticipated that by conversion of indene-2-carbaldehydes into alkylidenemalononitrile derivatives, access to effective polyenolate precursors should be possible. Their deprotonation under basic conditions and reaction with suitable higherenophiles should create a unique reaction manifold for the development of new reactivities.

Herein, we present our studies on the development of a cascade reaction involving alkylidenemalononitriles derived from indene-2-carbaldehydes as higherene precursors (Scheme 1, bottom). Their reaction with α,β-unsaturated aldehydes realized under aminocatalytic conditions proceeded in a cascade manner and involved [10 + 2]-higher-order cycloaddition followed by Michael addition and aldol condensation.

Studies were initiated by testing the reaction between 2-((3-phenyl-1H-inden-2-yl)methylene)malononitrile 1a and cinnamaldehyde 2a for the synthesis of the desired 3a. The model reaction was performed using several commercially available aminocatalysts 4 in dichloromethane as a solvent (Table 1, entries 1–3). Gratifyingly, the use of 4a provided the expected product 3a, but the conversion of the starting material 1a was unsatisfactory. To improve the reaction outcome, the screening of additives was performed. Better results were observed when an organic acid was used as a co-catalyst (Table 1, entries 4 and 5). Then, a thorough evaluation of the solvent effect showed that 1,2-dichloroethane improved the conversion and afforded product 3a in 43% yield (Table 1, entries 6–10). Additionally, the use of a chiral acidic co-catalyst increased the diastereoselectivity of the process. R-Mandelic acid co-catalyzed this reaction, providing product 3a in 45% yield with excellent stereoselectivity (Table 1, entry 11). The use of S-mandelic acid in combination with catalyst 4a diminished the efficiency of the reaction (Table 1, entry 12). Then, the change of the reagent's ratio showed that the application of a 2-fold excess of aldehyde 2a did not bring a significant improvement in terms of conversion (Table 1, entry 13). However, reducing the excess of 2a allowed us to obtain 3a with excellent selectivity and the yield increased to 65% (Table 1, entry 14), indicating the optimized conditions for the synthesis of 3avia a higher-order-cycloaddition-initiated cascade reaction. Furthermore, product 3a could also be effectively accessed when the reaction was carried out on a 20-fold higher scale under the optimized conditions (Table 1, entry 15).

Table 1 Polyenolate-mediated reaction cascade initiated by the higher-order-cycloaddition – optimization studiesa

image file: d3qo02040a-u1.tif

  Solvent (catalyst) Additive (40 mol%) Conv. (yield)b [%] drc erd
a Reactions performed at the 0.05 mmol scale using 1a (0.05 mmol), 2a (0.12 mmol) and catalyst 4 (20 mol%) in 0.2 mL of the solvent for 24 h at rt. b Determined by 1H NMR of the crude reaction mixture. The yield of the isolated product 3a after column chromatography is given in parentheses. c Determined by 1H NMR of the crude reaction mixture. d Determined by chiral UPC2. e The reaction performed using 1a (0.05 mmol) and 2a (0.2 mmol). f The reaction performed using 1a (0.1 mmol) and 2a (0.1 mmol). g Reaction performed on a 1 mmol scale for 48 h.
1 CH2Cl2 (4a) 20 n.d. n.d.
2 CH2Cl2 (4b) Trace n.d. n.d.
3 CH2Cl2 (4c) Trace n.d. n.d.
4 CH2Cl2 (4a) PhCO2H 52 4.5[thin space (1/6-em)]:[thin space (1/6-em)]1 >99.1
5 CH2Cl2 (4a) NaOAc Trace n.d. n.d.
6 CHCl3 (4a) PhCO2H 49 3[thin space (1/6-em)]:[thin space (1/6-em)]1 >99.1
7 Et2O (4a) PhCO2H 64 4[thin space (1/6-em)]:[thin space (1/6-em)]1 >99.1
8 Toluene (4a) PhCO2H 36 4.5[thin space (1/6-em)]:[thin space (1/6-em)]1 n.d.
9 PhCF3 (4a) PhCO2H 47 8[thin space (1/6-em)]:[thin space (1/6-em)]1 n.d.
10 Cl(CH2)2Cl (4a) PhCO2H >95 (43) 5[thin space (1/6-em)]:[thin space (1/6-em)]1 >99.1
11 Cl(CH2)2Cl (4a) R-Mandelic acid >95 (45) 15[thin space (1/6-em)]:[thin space (1/6-em)]1 >99.1
12 Cl(CH2)2Cl (4a) S-Mandelic acid 35 20[thin space (1/6-em)]:[thin space (1/6-em)]1 >99.1
13e Cl(CH2)2Cl (4a) R-Mandelic acid >95 (50) 20[thin space (1/6-em)]:[thin space (1/6-em)]1 >99.1
14f Cl(CH2)2Cl (4a) R-Mandelic acid >95 (65) >20[thin space (1/6-em)]:[thin space (1/6-em)]1 >99.1
15g Cl(CH2)2Cl (4a) R-Mandelic acid >95 (63) >20[thin space (1/6-em)]:[thin space (1/6-em)]1 >99[thin space (1/6-em)]:[thin space (1/6-em)]1


To verify the application scope of this polyenolate-mediated reaction cascade, a series of α,β-unsaturated aldehydes 2 and alkylidenemalononitrile derivatives 1 were investigated (Table 2 and Scheme 2). As shown in Table 2, a variety of α,β-unsaturated aldehydes 2b–h bearing different aromatic groups successfully participated in the cascade, delivering the desired polycarbocyclic scaffolds 3b–h in generally good yields with excellent stereoselectivities. In detail, trans-cinnamaldehydes 2b–f bearing either electron-rich or electron-deficient substituents at the para- or meta-positions of the phenyl moiety underwent facile transformation into the desired products 3b–f in moderate to good yields with high diastereo- and enantioselectivities. It is noteworthy that in the case of aldehyde 2f, the reaction with alkylidenemalononitrile derivative 1a provided the desired product 3f but in a lower yield. Besides, doubly substituted 2g was successfully utilized as a reaction partner to give the corresponding product 3g in 50% yield and >99[thin space (1/6-em)]:[thin space (1/6-em)]1 er. Finally, the reactivity and stereoselectivity were hardly affected by the incorporation of the furan ring in 2h, as the target polycarbocyclic scaffold 3h was effectively obtained. Moreover, under the standard conditions, the aliphatic α,β-unsaturated aldehydes were not tolerated in this cascade process as the formation of the desired products 3 was not detected. Unfortunately, the reaction with ortho-substituted aromatic α,β-unsaturated aldehydes 2 did not lead to the desired product 3.


image file: d3qo02040a-s2.tif
Scheme 2 Polyenolate-mediated reaction cascade initiated by the higher-order-cycloaddition – scope of alkylidenemalononitrile derivatives 1. Reactions were performed using 1 (0.2 mmol), 2a (0.2 mmol), R-mandelic acid (0.04 mmol) and catalyst 4 (0.02 mmol) in 1,2-dichloroethane (0.4 mL) at rt. Diastereomeric ratio (dr) was determined by 1H NMR of the crude reaction mixture. Enantiomeric ratio (er) was determined by chiral UPC2.
Table 2 Polyenolate-mediated reaction cascade initiated by the higher-order-cycloaddition – scope of α,β-unsaturated aldehydes 2a

image file: d3qo02040a-u2.tif

Entry 3 (2) Ar Yield [%] drb erc
a Reactions were performed using 1a (0.2 mmol), 2 (0.2 mmol), R-mandelic acid (0.04 mmol) and catalyst 4 (0.02 mmol) in 1,2-dichloroethane (0.4 mL) at rt. b Determined by 1H NMR of the crude reaction mixture. c Determined by chiral UPC2.
1 3a (2a) Ph 65 >20[thin space (1/6-em)]:[thin space (1/6-em)]1 >99[thin space (1/6-em)]:[thin space (1/6-em)]1
2 3b (2b) 4-MeOC6H4 60 17[thin space (1/6-em)]:[thin space (1/6-em)]1 >99[thin space (1/6-em)]:[thin space (1/6-em)]1
3 3c (2c) 3-MeOC6H4 44 20[thin space (1/6-em)]:[thin space (1/6-em)]1 >99[thin space (1/6-em)]:[thin space (1/6-em)]1
4 3d (2d) 4-MeC6H4 59 20[thin space (1/6-em)]:[thin space (1/6-em)]1 >99[thin space (1/6-em)]:[thin space (1/6-em)]1
5 3e (2e) 4-ClC6H4 55 20[thin space (1/6-em)]:[thin space (1/6-em)]1 >99[thin space (1/6-em)]:[thin space (1/6-em)]1
6 3f (2f) 4-CF3C6H4 36 20[thin space (1/6-em)]:[thin space (1/6-em)]1 >99[thin space (1/6-em)]:[thin space (1/6-em)]1
7 3g (2g) 2-Naphthyl 50 20[thin space (1/6-em)]:[thin space (1/6-em)]1 >99[thin space (1/6-em)]:[thin space (1/6-em)]1
8 3h (2h) 2-Furyl 52 20[thin space (1/6-em)]:[thin space (1/6-em)]1 >99[thin space (1/6-em)]:[thin space (1/6-em)]1


Next, the generality of the cascade reaction for alkylidenemalononitrile derivatives 1 as higherene precursors was investigated (Scheme 2). The reaction proved applicable for a series of substituted substrates 1 with different R1 substituents at the C5–C7 positions of the phenyl ring. Several representative substrates 1i–m with methyl, methoxy and bromine substituents successfully took part in the cascade reaction, providing the target products 3i–m in moderate to good yields with perfect enantioselectivity. However, the steric hindrance of the bromine atom at the C7 position had an effect on the reactivity of 1m and delivered a relatively low yield of product 3m compared to other substrates. Similarly, alkylidenemalononitrile derivatives 1n–q bearing aromatic groups of varying electronic nature at the 3-position were employed for this reaction, affording the target products 3n–q in overall good yields. Furthermore, the unsubstituted derivative 1r could also be effectively used as a competent higherene precursor in the presented cascade. Notably, all the products 3i–r were generated with uniformly excellent diastereoselectivity (dr > 20[thin space (1/6-em)]:[thin space (1/6-em)]1). Disappointingly, when the aliphatic group was introduced at the R2 position, no reaction was observed.

The absolute configuration of the polycarbocyclic products 3a–r was unequivocally confirmed by single crystal X-ray analysis of 3m (for details, see the ESI).14 The stereochemistry of other products was assigned by analogy. Scheme 3 shows the detailed mechanism of the developed transformation, based on the assigned configuration of the final polycyclic products 3. The reaction cascade begins with the formation of two key intermediates: (1) polyenolate 5a (through deprotonation of indene derivative 2a) and (2) iminium ion 6a (by condensation of aldehyde 2a and catalyst 4a). For the first cyclization to occur, higherene 5a approaches higherenophile 6a from the less sterically-hindered side and in an endo-like fashion. The latter may be explained by the attractive interactions between the oppositely charged dicyanomethine scaffold and the pyrrolidine nitrogen atom. The resulting zwitterionic intermediate 7a undergoes a 1,4-addition to another iminium ion 6a followed by an intermolecular Mannich reaction. Similarly to the periselective [10 + 2]-cycloaddition step, the spatial orientation of both substrates and hence the stereochemical outcome of the second reaction sequence are controlled by the bulky substituents originating from the catalyst. The catalytic cycle is then completed by the release of two catalyst molecules though elimination and hydrolysis.


image file: d3qo02040a-s3.tif
Scheme 3 Polyenolate-mediated reaction cascade initiated by the higher-order-cycloaddition – mechanistic considerations.

To demonstrate the potential utility of the cascade reaction products, selected transformations of 3 were attempted. Chemoselective reduction of the carbonyl group in 3a led to the formation of alcohol 10a in an excellent 94% yield (Scheme 4, top). The reaction was realized using NaBH4 in the presence of cerium chloride as a reducing reagent. Moreover, the Suzuki coupling involving aldehyde 3l and phenylboronic acid 11 was performed to give the desired product 12l in a good 62% yield (Scheme 4, bottom). Both reactions occurred with the preservation of the optical purity of 3a,l as all products were obtained as single diastereoisomers.


image file: d3qo02040a-s4.tif
Scheme 4 Polyenolate-mediated reaction cascade initiated by the higher-order-cycloaddition – selected transformations.

In conclusion, we have demonstrated that polyenolate chemistry constitutes a powerful strategy, enabling the formation of higherenes for a higher-order-cycloaddition-initiated cascade reaction. Alkylidenemalononitriles derived from indene-2-carbaldehyde derivatives upon deprotonation underwent the reaction cascade involving [10 + 2]-higher-order cycloaddition followed by Michael addition and aldol condensation that proceeded in a highly stereoselective fashion.

Conflicts of interest

There are no conflicts to declare.

Acknowledgements

This project was realized within the Opus programme (grant number: UMO-2021/41/B/ST4/03385) from the National Science Centre, Poland. Thanks are expressed to Dr Lesław Sieroń (Lodz University of Technology) for the X-ray analysis. This contribution has been completed while the first author (AC) was a Doctoral Candidate in the Interdisciplinary Doctoral School of Lodz University of Technology, Poland.

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  14. CCDC 2279932 contains the supplementary crystallographic data for this paper.

Footnote

Electronic supplementary information (ESI) available. CCDC 2279932. For ESI and crystallographic data in CIF or other electronic format see DOI: https://doi.org/10.1039/d3qo02040a

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