Moritz
Rauschenbach
a,
Laura
Stein
a,
Gregor M.
Linden
a,
Ramona
Barent
ab,
Katja
Heinze
a and
Holger
Frey
*a
aDepartment of Chemistry. Johannes Gutenberg University, Duesbergweg 10-14, 55128 Mainz, Germany. E-mail: hfrey@uni-mainz.de
bMax Planck Graduate Center, Forum Universitatis 2, 55122 Mainz, Germany
First published on 10th July 2024
1,3-Dienes are important monomers for living anionic polymerization. However, phenyl-substituted diene monomer structures have been rarely investigated. Based on DFT calculations and 13C NMR spectroscopy, a discrepancy in the reactivity of the two monomers 1-phenyl isoprene (1PhI) and 4-phenyl isoprene (4PhI) in anionic polymerization is expected. Starting from a Wittig reaction including an optimized extraction procedure, disubstituted 1,3-dienes were obtained that resulted in polymers with different degrees of 1,3-incorporation. The polymers have been characterized by 1H NMR spectroscopy and using different SEC conditions. Molecular weights of up to 48.8 kg mol−1 with narrow dispersities (Đ ≤ 1.13) were achieved. The addition of the modifier THF led to an initial increase of vinyl units as well as a loss of control over the polymerization of 4PhI. Increasing the THF concentration further resulted in a rather unusual decrease of the vinyl units and ended with more than 80% 1,4-units in pure THF. Copolymerizations with styrene (S) and isoprene (I), respectively, were tracked via in situ1H NMR kinetics. The observed ideally random copolymerizations of I and 1PhI as well as the gradient copolymers with S were further investigated via the synthesis of copolymers with a targeted Mn of 40 kg mol−1. In a subsequent reaction step, the homopolymers were cyclized using trifluoromethyl sulfonic acid inducing fluorescence properties. The different microstructures and substitution patterns of the original polymers differ in both emission maxima and quantum yields.
The copolymerization of 1,3-dienes, such as 1,3-butadiene (B) and isoprene (I), with styrene (S) affords a variety of possible polymer architectures.4,5 ABA triblock copolymers have attracted attention as thermoplastic elastomers (TPEs). This architecture relies on a flexible, low Tg polydiene midblock B (e.g., polyisoprene) and two outer polystyrene A blocks that act as crosslinks after cooling and vitrification.6 In 1966, Holden and Milkovich reported that the statistical copolymerization of isoprene and styrene in apolar solvents like cyclohexane results in block-like gradient copolymers that were later designated as “tapered”.7 The addition of a small quantity of THF with respect to the lithium-ion concentration leads to a change of the reactivity ratios and the respective monomer gradient. By varying the THF concentration, the incorporation of both monomers can be tuned to achieve ideally random incorporation, and even complete reversal of the molar composition is possible, as shown by detailed online NIR kinetics recently.8 However, the addition of THF as a “modifier” at the same time also influences the incorporation mode of isoprene (increasing the extent of 3,4-addition) and therefore has an undesired impact on the elastic properties. As described in many studies, an increase of the number of 1,2- and 3,4-units in polydienes is observed when increasing the polarity of the system.8–11
Only a few studies have been reported for phenyl-substituted butadiene derivatives.12,13 As an example, the 1-phenyl-1,3-butadiene (PhB) monomer has been polymerized via either anionic or catalytic approaches.14–17 It can be considered as a β-substituted styrene or as a 1-phenyl-substituted 1,3-butadiene.18 This combination of two very established monomers provides an intriguing perspective. Suzuki et al. systematically investigated the anionic polymerization of PhB regarding its copolymerization with butadiene and styrene as well as the microstructure with respect to various parameters.12,19–221H NMR studies of the resulting microstructure of PhB in different solvents revealed distinct behaviour compared to established dienes. The addition of aliquots of THF enhanced the formation of the vinylic microstructure. However, a 1,4-dominated microstructure was obtained when polymerization was performed in THF, confirmed by NMR analysis based on the chemical shifts of the aromatic protons of oligomeric structures in deuterated THF. The authors concluded that the negative charge is localized in the α-position of the phenyl ring to form the most stable anion as the active chain end. This explains why poly(1-phenyl butadiene) (PPhB) polymerized in THF shows predominantly 1,4-units.21
The phenyl-substituted polybutadienes showed a glass transition temperature (Tg) of around 30 °C.17 It is worth mentioning that the Tg is in between those of the structurally similar polyisoprene (Tg ≤ −65 °C)23 and polystyrene (Tg = 100 °C).11 Han et al. reported catalytic polymerization with a 3,4-content of 94%, resulting in a Tg of 82 °C, indicating a high dependency on the respective microstructure.24 In a cationic polymerization approach, phenyl butadiene underwent cyclization as a side-reaction. Fundamental studies report on the targeted cationic cyclization post-polymerization of polydienes to obtain an unsaturated polycyclic species.25–28 More recently, the cyclisation reaction was adapted to P(PhB) to maximize the Tg. Depending on the microstructure, the Tg of the cyclized material can reach nearly 200 °C, which is among the highest Tgs reported for aliphatic hydrocarbon polymers.29 Additionally, cyclized poly(phenylbutadiene) (cycP(PhB)) showed fluorescence.
Herein, we report the copolymerization of “phenyl isoprenes” with styrene and isoprene. For isoprene, the attachment of the phenyl ring can take place either at the 1- or the 4-position, resulting in a 1,2- or a 1,3-disubstituted 1,3-diene structure. While the 4-phenyl isoprene (4PhI) has been briefly described with respect to its anionic polymerization,30 to the best of our knowledge, the 1-phenyl isoprene (1PhI) has not been employed for anionic polymerization to date. In this work, we compare 1PhI and 4PhI on a theoretical basis using density functional theory (DFT) as well as 13C NMR spectroscopy to predict their reactivity in anionic polymerization. We use styrene and isoprene, respectively, for comparison. Both phenyl isoprene monomers are investigated in depth regarding their behaviour in anionic polymerization and are also copolymerized with both isoprene and styrene. For the determination of reactivity ratios, online 1H NMR spectroscopy was employed. We monitored the anionic copolymerization with the structurally related monomers styrene and isoprene in cyclohexane, respectively. Finally, polymer cyclization is explored according to literature procedures, aiming at fluorescent, high Tg materials based on the reported monomers.17,24,29,31
Since 1PhI and 4PhI can be viewed as β-substituted styrene derivatives, we estimate the reactivity of both monomers in analogy to previously described methods. 13C NMR spectroscopy was utilized to estimate the reactivity of para-substituted styrene derivatives by Hirao et al.32 The β-carbon shift identifies the electron charge density of the reactive vinyl bond. Increasing the polarization of the reacting carbon–carbon bond leads to increased reactivity. Therefore, it is in good agreement with the monomer reactivity in anionic polymerization. If 1PhI and 4PhI are viewed as styrene derivatives, the chemical shift of C1 as assigned in Scheme 1 was identified. Thus, 4PhI (δ = 117.45 ppm, CDCl3) is expected to be much more reactive compared to styrene (δ = 113.36 ppm, CDCl3), while 1PhI (δ = 113.02 ppm, CDCl3) should be slightly less reactive in anionic copolymerization in apolar media.
Furthermore, DFT calculations of both monomers were conducted to obtain further theoretical insights. Fig. 1 shows the relative electron densities of both 1PhI and 4PhI in comparison with the values calculated for isoprene (differences shown in brackets). Focusing on the free methylene groups, which are most likely to be attacked by nucleophilic reagents, 4PhI (−0.176e) exhibits a lower charge at this position compared to 1PhI (−0.193e). Hence, the nucleophilic attack as part of the propagation is prone to occur, supporting the expectation based on 13C NMR spectroscopy. Nevertheless, the electron densities of the reactive double bond show just a minor deviation from the 3,4-double bond in isoprene, which is assumed to be the one reacting in the anionic polymerization. This could be interpreted in terms of a fast crossover reaction in both directions.
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Fig. 1 3D visualization of (a) 1PhI and (b) 4PhI, respectively, with the corresponding partial charges of the dienic carbon atoms calculated using DFT. In brackets, the deviations from the calculated electron densities of isoprene are given.59,60 |
Entry | M | M targn (kg mol−1) | M n (kg mol−1) | M n (kg mol−1) | Đ | 1,4-PhIc (%) | 1,2-PhIc (%) | T g (°C) |
---|---|---|---|---|---|---|---|---|
a Determined by SEC (THF, PI calibration, and RI detector). b Determined by SEC (THF, PS calibration, and RI detector). c Determined from the olefinic region of the 1H NMR spectra (400 MHz, CDCl3). | ||||||||
1 | 1PhI | 5 | 3.6 | 4.6 | 1.06 | 42 | 58 | 62 |
2 | 10 | 6.5 | 8.5 | 1.05 | 34 | 66 | 69 | |
3 | 20 | 13.6 | 18.4 | 1.04 | 35 | 65 | 65 | |
4 | 40 | 24.0 | 32.4 | 1.02 | 37 | 63 | 69 | |
5 | 4PhI | 5 | 3.8 | 4.7 | 1.13 | 85 | 15 | 47 |
6 | 10 | 10.7 | 13.6 | 1.07 | 94 | 6 | 47 | |
7 | 20 | 22.6 | 30.0 | 1.09 | 94 | 6 | 48 | |
8 | 40 | 48.8 | 64.8 | 1.11 | 94 | 6 | 48 |
The microstructures of both P(1PhI) and P(4PhI) were investigated by 1H NMR spectroscopy in analogy to previously reported studies.12,17 The spectra (Fig. 2) show the olefinic signals used for the determination of the microstructures. The signals were assigned according to the reported microstructure of P(1-phenyl butadiene).12 The sharp signals of P(4PhI) indicate a highly defined composition, which is supported by the integration, showing 94% 1,4-units. This is consistent with the microstructure of polyisoprene obtained under these conditions.33 In comparison, the 1H NMR spectrum of P(1PhI) displays broad signals with a microstructure consisting of 66% 1,2-units. This result can be explained by a sterically hindered 1,4-addition reaction, as previously suggested for 1,1-disubstituted 1,3-dienes.34
The SEC traces shown in Fig. 3 confirm the good control of the polymerization for both monomers, resulting in narrow, monomodal distributions. A high degree of agreement was observed between the targeted molecular weights and the results based on PI calibration, which can be taken as an indirect confirmation of the predominant 1,4-microstructure. In contrast, the prevalence of the 1,2-microstructure in P(1PhI) samples underlines why PS calibration yields values that exhibit closer proximity to theoretical predictions.
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Fig. 3 SEC traces of the synthesized homopolymers with increasing targeted Mn from (a) 1-phenyl isoprene and (b) 4-phenyl isoprene. |
For 1-phenyl butadiene, it was reported that upon addition of a few aliquots of THF, the ratio of 1,2-units increases.12 Further increasing the content of THF and polymerization in pure THF led to a maximum of 90% 1,4-content. In a similar fashion, we conducted the polymerization of 1PhI and 4PhI in cyclohexane with 2 and 20 equivalents of THF with respect to the lithium-ion concentration. Furthermore, we carried out the polymerization reaction in pure THF at −78 °C. It should be noted that common dienes, such as myrcene and isoprene, are not capable of polymerizing under these conditions.43,44 As listed in Table 2, the addition of THF has an impact on the resulting microstructure as the ratio of vinyl units increases. In line with previous observations for PhB, in pure THF, more than 80% 1,4-units were formed. A tentative explanation might be given by the reactivity of the chain end and the resulting propagation rates. Strohmann et al. reported experiments with tert-butyl lithium and THF in a ratio of 1:
2, revealing remarkable aggregation, leading to an increase in reactivity compared to the ratios 1
:
1 and 1
:
2.5.45 Consequently, the polymerization rate is enhanced by small amounts of THF, promoting the formation of vinylic units. The faster kinetics may also explain the broad distribution observed for entry 12. Carrying out the polymerization of 4PhI with 2 equivalents of THF with respect to the BuLi concentration did not result in dispersities lower than 1.4, as illustrated in Fig. S16.† Further increasing the polarity supports the formation of the most stable anion. For both 1PhI and 4PhI, the charge will be delocalized in the aromatic ring as demonstrated for PhB.21,22 Therefore, one observes the predominant formation of 1,4-units with increasing polarity of the system, as obvious from a comparison of the respective 1H NMR spectra (Fig. 4).
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Fig. 4 Stacked 1H NMR spectra of P(1PhI) polymerized with increasing concentrations of THF, resulting in microstructures with shifting ratios. |
Entry | M | M targn (kg mol−1) | M n (kg mol−1) | Đ | 1,4-PhIc (%) | 1,2-PhIc (%) | T g (°C) | |
---|---|---|---|---|---|---|---|---|
a Polymerization at −78 °C. b Determined by SEC (THF, PS calibration, and RI detector). c Calculation using the respective olefinic signals of the 1H NMR spectra. | ||||||||
1 | 1PhI | 10 | 7.8 | 0 | 1.05 | 34 | 66 | 67 |
9 | 10 | 10.3 | 2 | 1.07 | 12 | 88 | 62 | |
10 | 10 | 11.1 | 20 | 1.08 | 33 | 67 | 53 | |
11a | 10 | 9.6 | Pure | 1.06 | 85 | 15 | 50 | |
5 | 4PhI | 10 | 13.9 | 0 | 1.09 | 94 | 6 | 56 |
12 | 10 | 7.1 | 2 | 1.44 | n.d. | n.d. | 73 | |
13 | 10 | 8.7 | 20 | 1.15 | 56 | 44 | 63 | |
14a | 10 | 9.9 | Pure | 1.08 | 82 | 18 | 50 |
As expected, DSC measurements of the resulting polymers show a clear correlation between the glass transition and the respective microstructure. For example, 1PhI polymerized in THF with a high 1,4-content exhibited a lower Tg of 50 °C compared to 67 °C when polymerized in cyclohexane due to its more flexible backbone compared to P1PhI synthesized in cyclohexane, which is dominated by a 1,2-microstructure (Fig. S14†). As shown by the values in Table 2, the Tgs for the P1PhI samples prepared in different systems shift to higher temperature with increasing solvent polarity. P4PhI polymerized in either cyclohexane or THF always resulted in a high 1,4-content. Therefore, as shown in Fig. S15,† the Tgs of both samples are in the same range of 50–56 °C. A higher 1,2-content can raise the Tg to 73 °C.
To investigate the statistical copolymerization behaviour of both monomers with styrene and isoprene, respectively, we conducted real-time 1H NMR spectroscopy to evaluate the reactivity ratios. First, copolymerization reactions of styrene with 1PhI and 4PhI, respectively, were conducted. During the statistical copolymerization, individual monomer peaks were traced to determine monomer conversion. Due to the absence of termination and transfer reactions in classical anionic polymerization, monitoring of the integrals can also be used to determine the relative position along the growing chains.46,47 The stacked 1H NMR spectra for the copolymerization of styrene and 1PhI are shown in Fig. 5 and in Fig. S18† for 4PhI. The monomer concentrations plotted as a function of time and total conversion, respectively, show preferential consumption of the phenyl isoprenes over styrene in both cases.
The collected data were used to calculate the reactivity ratios rPhI and rS, as listed in Table 3. They define the ratio between the rate of homopolymerization and the rate of the crossover reaction. Using the non-terminal model of Jaacks, the values were determined.48 Based on these evaluated parameters, plots of the relative comonomer position along the chain were generated. As illustrated in Fig. 6(b) and (c), for both systems, a pronounced gradient is observed. The steeper gradient for the 4PhI system confirms 4PhI to be more reactive, supporting the hypothesis derived from the β-C-shift. However, in contrast to the abovementioned assumption, 1PhI is also consumed faster, although the carbon shift indicated the opposite. This demonstrates that these simple considerations cannot be applied to diene systems. Reactivity ratios calculated using the terminal model of the Meyer–Lowry fit are given in the ESI.†
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Fig. 6 (a) Monomer conversion for the copolymerization of S and 4PhI. Calculated molar composition profiles of S and (b) 1PhI and (c) 4PhI, respectively. |
In comparison with the reactivity ratios observed for the copolymerization of styrene with isoprene (substituted in the 2-position) and myrcene (Table 3), the di-substituted 1PhI and 4PhI display a less pronounced gradient. Nevertheless, it is worth noting that the 1,2-disubstituted 1PhI demonstrates higher reactivity ratios compared to previously reported 1,2-disubstituted dienes (i.e., trans- and cis-ocimene and 1-vinyl cyclohexene).52,53 To the best of our knowledge, 4PhI is the first 1,3-disubstituted 1,3-diene that has been investigated regarding its copolymerization kinetics with styrene.
![]() | ||
Fig. 7 (a) Monomer conversion in the copolymerization of I and 1PhI and (b) the molar composition profile of the copolymer of I and 1PhI. |
The Jaacks fit was successfully used for 1PhI and isoprene, confirming the almost ideally random copolymerization with reactivity ratios of rI = 1.155 and r1PhI = 0.865. The cross-over reaction seems to be independent of the monomer. This might be explained by the similar electron densities calculated using DFT. A comparison with the known reactivity ratios using myrcene as another diene is given in Table 4.
Monomer A | r A | r I |
---|---|---|
1PhI | 0.865 | 1.155 |
4PhI | n.d. | n.d. |
β-Myrcene50 | 4.4 | 0.23 |
Entry | Monomer (A) | Monomer (B) | M targn (kg mol−1) | M n,SEC (kg mol−1) | Đ | T g (°C) |
---|---|---|---|---|---|---|
a Determined by SEC (THF, PS calibration, and RI detector). | ||||||
15 | 1PhI | I | 40 | 33.8 | 1.04 | 3 |
16 | 1PhI | S | 40 | 35.6 | 1.05 | 67 |
17 | 4PhI | I | 40 | 37.9 | 1.09 | −10 |
18 | 4PhI | S | 40 | 29.7 | 1.11 | 61 |
![]() | ||
Fig. 9 SEC traces of the cyclized P4PhI in comparison with the initial polymer (entry 8, Table 1). |
![]() | ||
Scheme 2 Proposed mechanism for the cyclization of the predominant microstructures of (a) P1PhI and (b) P4PhI in analogy to the literature.24 |
Entry | Entry of the precursor | Polymer | M n (kg mol−1) | Đ | T g (°C) |
---|---|---|---|---|---|
a Determined by SEC (THF, PS calibration, and RI detector). | |||||
19 | 4 | P1PhI | 3.2 | 1.63 | 187 |
20 | 8 | P4PhI | 2.9 | 1.45 | 131 |
In agreement with the reported cycP(PhB) of Ma and coworkers, we observed that the cyclized P(PhI) samples show fluorescence when irradiated with UV light (Fig. 9).17 This observation is most likely explained by a clusterization-triggered emission.57 To quantify the photochemical properties dependent on presumed clusterization, absorption and emission properties were determined using four different concentrations (2, 0.2, 0.02, and 0.002 mg mL−1). The main questions raised were (i) whether the introduction of the methyl group leads to a shift in the emission maximum compared to the cycP(PhB) polymer due to different ordering and (ii) whether the differing initial microstructures of P1PhI and P4PhI might result in distinct emission properties. In Fig. 10a, the emission spectra of the solutions of cycP(P4PhI) with decreasing dilution are shown (λexc = 330 nm). Due to the high optical density and therefore self-absorption, the sample with the highest concentration shows a significantly reduced emission intensity compared to the other concentrations under the same conditions. At the same time, the emission maximum shifts from 375 nm to 395 nm (Table S4†). In contrast to previously reported interpretation clusterization-triggered emission,57 we propose that the emission maximum shifts apparently and its intensity decreases due to inner filter effects with increasing concentration. Going from cycP1PhI to cycP4PhI, a presumed impact of the initial microstructure is observable with the emission maximum shifting from 360 nm to 377 nm (Fig. 10b). The absolute quantum yields of both samples in the solid state were determined using an integrating sphere. In both cases, the observed self-absorption decreases the overall quantum yield. As it is higher for cycP4PhI (4.1%) than for cycP1PhI (2.9%), cycP4PhI is a more efficient candidate for utilization in organic light-emitting diodes (OLEDs).
Prior to initiation, a first spectrum was recorded and equilibrated to a temperature of 25 °C. Following the initiation using 30 μL of sec-butyl lithium (0.65 M in cyclohexane), the NMR experiment was started, in which every 30 s, a scan was performed over a period of 6 to 7 hours. By tracking the decrease of the respective monomer signals, determination of the reactivity ratios was achieved using NIREVAL software designed by our group.58
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4py00601a |
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