Patricia
Godermajer
a,
Andreas J.
Achazi
bc,
Doreen
Mollenhauer
bc,
Andreas
Seifert
a and
Michael
Sommer
*a
aTechnische Universität Chemnitz, Institut für Chemie, Professur Polymerchemie, Straße der Nationen 62, 09111 Chemnitz, Germany. E-mail: michael.sommer@chemie.tu-chemnitz.de
bJustus-Liebig-Universität Gießen, Physikalisch-Chemisches Institut, Heinrich-Buff-Ring 17, 35392 Gießen, Germany
cJustus-Liebig-Universität Gießen, Zentrum für Materialforschung, Heinrich-Buff-Ring 16, 35392 Gießen, Germany
First published on 1st March 2024
Among various recycling strategies required for a circular economy of polymers, dynamic covalent chemistry (DCC) is gaining increasing interest. Established amine–aldehyde chemistry suffers from limited scope and toxicity. Ketones are alternatives but commonly less reactive and, as a consequence, have been investigated to the lower extent in the context of DCC. Here we report three bis(piperidin-4-one) derivatives as reactive, ketone-based building blocks for dynamic network formations with amines. By varying the bispiperidone linker unit, the electrophilicity of the carbonyl can be modulated. Contributions of aminal, hemiaminal, imine and enamine units are determined using model compounds, linear polymers and networks. NMR and AT-IR spectroscopic analyses suggest imine and enamine functionalities to be the main condensation products. The thermodynamics of the formation of the aminal, hemiaminal, imine and enamine functionalities are investigated using density functional theory (DFT) calculations, which confirm imine and enamine units to be the most stable reaction products. The DFT results further demonstrate how altering the experimental conditions can change product distribution different from those obtained in the experiments. Degradation of the networks in water depends on the pH of the medium and enables bispiperidone recovery.
If plastics are unavoidable, reusing them (primary recycling) is the aspired approach. Often material quality suffers from stress during use and as a result polymers undergo a loss of properties. Mechanical recycling (e.g. for PET2,3 and PE2,4) does not ideally change polymer structure (secondary recycling) and usually involves the central elements of collecting, sorting, washing, shredding and remoulding the waste polymer. However, due to remaining contaminants, side reactions and degradations of varying extent, mechanical recycling is only suitable for certain polymers with sufficiently good mechanical and thermal properties.5 Therefore, mechanical recycling involves a loss of polymer functionality also for those polymers that are considered stable resulting in downcycling and a limited number of reprocessing cycles.2 One possibility addressing the limitations of mechanical recycling is tertiary recycling, which entails the degradation of the polymer structure to regain monomers and/or smaller building blocks, which can then be re-used for new polymerizations.6,7 The degradation process can be carried out either by enzymatic recycling or chemical recycling. Enzymatic degradation of polymers is usually limited to very specific polymers, such as amorphous PET.8–10 Chemical recycling requires defined responses of the polymer matrix to external stimuli to obtain the desired product.
Classical thermosets are network polymers that have high strength but cannot be remelted. Mechanical recycling as performed for thermoplastic materials is therefore not possible and chemical recycling is limited due to their cross-linked, rigid structure that often consists of stable bonds.11–16 Therefore, at present, most of the discarded thermosets are subjected to landfilling or are energetically recycled (quaternary recycling), leading to an immense loss of resources and CO2 emissions.5,17
In industry the most widely used technique for chemical recycling is pyrolysis requiring harsh conditions and high energy to cleave covalent carbon bonds to gain pyrolysis oil.18 Moreover, due to the harsh processing conditions the recovery of high quality fibers from fiber-based composites is challenging.19 Through the use of dynamic covalent chemistry in polymers, stability originating from covalent bonds and cleavability of certain structural elements can be achieved.20 Here, cleavability results from the responsiveness to chemical or physical environments. In terms of thermosets, dynamic covalent networks (DCNs) are gaining interest as they combine mechanical stability and recyclability of the material.21–24 However, mechanical and thermal stability of DCNs may not be as high as those for permanent networks based on e.g. epoxy resins. Hence, the challenge is to balance the reversibility required for recycling/reprocessing and the stability of the DCN, which are often mutually exclusive. Various structures and chemistries can be used to make DCNs, for instance disulfide bonds,25 Diels–Alder chemistry,26 esters27 and imines.23 Among them, carbonyl-amine systems can offer a broad range of properties, such as self-healing, degradability and the ability for reshaping.24,28–30 Uhlig et al. reported highly reactive piperidone derivates for the reversible and pH-dependent gelation of poly(vinylamine) water solutions.28 Fengler et al. has further used a bispiperidone for the surface cross-linking of core–shell poly(vinylamine)-based particles.31 Here, we apply three of these rather rare reactive ketones, two of which are new, for network formation with aliphatic di- and triamines, and investigate their reactivity, network chemistry and degradation in water along with monomer recovery.
4-Piperidone hydrate hydrochloride was purchased from abcr GmbH. 1,3-Diaminopropane, 1,4-dioxa-8-azaspiro[4.5]decane and oxalyl dichloride were purchased from Acros Organics. 1,6-Diaminohexane was purchased from Carl Roth. N-Acetylpiperidin-4-one was purchased from J&K Scientific. Hexylamine was purchased from Merck. Adipyl dichloride, 1,3-dibromopropane and tris(2-aminoethylamine) were purchased from TCI.
Infrared (IR) analysis was performed on an Alpha II FT-IR spectrometer from Bruker.
Thermogravimetric analysis (TGA) was performed on a Thermogravimetric Analyzer 7 from the PerkinElmer Company by heating samples from 30 to 650 °C at a heating rate of 10 K min−1 under constant nitrogen flow before holding the temperature for 10 min at 650 °C under an air flow.
Elemental analysis of the elements C, H and N was quantitatively carried out using a varioMICRO CHNS device from Elementar Analysensysteme GmbH.
Yield = 55%. mp 182 °C. Elemental analysis (found: C, 57.3; H, 6.4; N, 11.0. Calc. for C12H16N2O4: C, 57.1; H, 6.4; N, 11.1%).1H NMR (CDCl3, [ppm]): 2.57 (4H, t, 3J 6.4), 2.60 (4H, t, 3J 6.2), 3.73 (4H, t, 3J 6.2), 3.93(4H, t, 3J 6.4). 13C NMR (CDCl3, [ppm]): 40.5, 40.6, 41.3, 45.1, 162.8, 205.4. HRMS (m/z): [M + H]+ calcd for C12H16N2O4 253.1183; found 253.1183.
Yield = 57%. mp 111 °C. Elemental analysis (found: C, 62.1; H, 7.8; N, 9.1. Calc. for C16H24N2O4: C, 62.3; H, 7.8; N, 9.1%). 1H NMR (CDCl3, [ppm]): 1.75 (4H, p, 3J 3.4), 2.45–2.51 (12H, m), 3.76 (4H, t, 3J 6.3), 3.88 (4H, t, 3J 6.3). 13C NMR (CDCl3, [ppm]): 24.86, 32.99, 40.81, 40.85, 41.25, 44.05, 171.35, 206.73. HRMS (m/z): [M + H]+ calcd for C16H24N2O4 309.1809; found 309.1805.
Yield = 99%. 1H NMR (DMSO-d6, [ppm]): 1.90 (4H, d, 3J 12.1), 2.00 (4H, td, 3J 13.8, 3J 4.4), 2.13 (2H, p, 3J 8.0), 3.07 (4H, q, 3J 9.5), 3.20 (4H, q, 3J 8.0), 3.55 (4H, d, 3J 12.2), 3.94 (8H, s), 9.63 (2H, s). 13C NMR (DMSO-d6, [ppm]): 103.7, 64.2, 64.1, 52.0, 50.2, 31.5, 18.8.
Yield = 78%. mp 50 °C. Elemental analysis (found: C, 65.45; H, 9.3; N, 11.8. Calc. for C13H22N2O2: C, 65.5; H, 9.3; N, 11.75%). 1H NMR (CDCl3, [ppm]): 1.75 (2H, p, 3J 7.4), 2.44 (8H, t, 3J 6.1), 2.51 (4H, t, 3J 7.4), 2.74 (8H, t, 3J 6.1). 13C NMR (CDCl3, [ppm]): 25.6, 41.3, 53.3, 55.5, 209.1. HRMS (m/z): [M + H]+ calcd for C13H22N2O2 239.1754; found 239.1754.
In addition, the conformers selected at the PBE-D4/def2-SVP (DCOSMO-RS) level of theory were re-optimized on the M06-2X/def2-TZVP level of theory with the SMD solvent model.61,62 Again, the vibrational frequencies and thermal contributions were calculated at this level of theory. The electronic energy was calculated using M06-2X/def2-QZVP (SMD) single-point calculations. These calculations were performed with the Gaussian 16 C.01 software package.63 For any option not mentioned, the values predefined in Turbomole 7.5.1 and Gaussian 16 C.01 were selected. For both methods [PBE0-D4/def2-QZVP//def2-TZVP (DCOSMO-RS-out) and M06-2X/def2-QZVP//def2-TZVP (SMD)] the thermal contributions were determined using the common rigid-rotator-harmonic-oscillator (RRHO) approximation, i.e. a particle-in-a-box-model is used for translational contributions, a rigid rotor approximation for the rotational contributions, and the harmonic oscillator approximation for the vibrational contributions.64
The same concentration (either 0.35, 1, or 10 mol L−1) was assumed for all molecules (educt and product). The concentration is included in the translational entropy. In order to obtain the desired concentration, the following correction term is applied
![]() | (1) |
Monomer synthesis is summarized in Scheme 1. NMR spectra are provided in the ESI (Fig. S3–S10†). While the synthesis of OBP has been reported by Uhlig et al.,28 adipyl-bispiperidone (ABP) and propyl-bispiperidone (PBP) were synthesized for the first time. All three monomers were obtained as white powders in two steps after purification via recrystallization in 55% to 78% overall yield. The synthesis of PBP required a modulated reaction pathway including the protection of the ketone with ethylene glycol to allow for N-alkylation, otherwise self-condensation of piperidin-4-one was observed. The alkylated, protected species (EO2-PBP) was obtained as the pure salt via precipitation, deprotected with hydrochloric acid and deprotonated by means of sodium bicarbonate. Crystallization of PBP turned out not to be straightforward, as the process seemed to be hindered.
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Scheme 1 Synthesis of bispiperidone derivatives. (a) Syntheses of OBP and ABP and (b) synthesis of PBP. |
In order to rank relative electrophilicities of OBP, ABP and PBP, we determined the ratio of their organic hydrates in D2O (Fig. 1a). The bispiperidones were dissolved in an excess of deuterated water to allow equilibrium formation of both species. Diol formation of ketones is usually disfavoured as they are less electrophilic compared to aldehydes.65,66 As a result, mostly aldehydes are employed while ketones are barely used. Due to the unusually high reactivity of piperidone,28,67 equilibrium in water is shifted towards the geminal diol significantly. This allows comparison of electrophilicities in a simple way. All three bispiperidones show high electrophilicities with diol contents between 25 and 55%. The diol contents were determined by proton NMR analysis (Fig. 1b). Distinct signals of ketone and diol species were chosen for integration. More detailed information on the calculations and signal assignments can be found in the ESI (Scheme S1 and Fig. S11–S14†). Electrophilicity follows the row OBP (55% diol), ABP (33%) and PBP (25%). Taking cyclohexanedione for a common example of a diketone used for DCC as a reference, its diol content of 10% (Fig. S14†) corroborates the unusually high electrophilicity of the bispiperidones.
Scheme 2 presents the model reactions that were investigated. The calculated Gibbs energies of the reactions, ΔGreac(c,T), are dependent on the concentration, c, and the temperature, T (see Fig. 2, Table S1 and Fig. S1, S2†). The structure-optimized products of Scheme 2 are also shown in Fig. 3. The standard Gibbs energy of the reaction/formation is the change in the Gibbs free energy resulting from the formation of 1 mol of product. At a temperature of 298.15 K and with a concentration of 1 M for all solutes (reactants and products),
is calculated. It should be noted that the solvent is vaporised during the reaction, leading to an increase in the concentration of all solutes. Therefore, we calculated ΔGreac(c,T) with three different concentrations: (i) the initial concentration of the reactants was c = 0.35 mol L−1, (ii) c = 1 mol L−1 was used to determine the standard Gibbs energy of reaction
, and (iii) a concentration of c = 10 mol L−1 was used to simulate the final part of the reaction when large amounts of the solvent methanol were evaporated. The reaction temperature was set to T = 333.15 K. Fig. 2 provides the free Gibbs energies of the reactions ΔGreac(c,T). Table S1† includes additional values of ΔGreac(c,T) with different concentrations c, and combinations of concentrations c and temperatures T. The solvent models DCOSMO-RS-out and SMD include similar interactions, but SMD lacks the important outlying charge correction. For PBE0-D4 we also used the modern D4 dispersion correction. Therefore, we consider the PBE0-D4/def2-QZVP//def2-TZVP (DCOSMO-RS-out) method to be superior to the M06-2X/def2-QZVP//def2-TZVP (SMD) method. Only the former is discussed in the manuscript. The results of M06-2X/def2-QZVP//def2-TZVP (SMD) are presented in the ESI† for completeness.
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Fig. 2 Structures of the products of the reactions shown in Scheme 2 for R = –CO–CH3. The structure optimization was performed at the PBE0-D4/def2-TZVP (DCOSMO-RS) level of theory. Potential intramolecular hydrogen bonds (blue) and van der Waals forces (orange) are shown. The length of the hydrogen bonds of 2.9 Å correlates to weak, electrostatic hydrogen bonds.68 |
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Fig. 3 The Gibbs energy of formation ΔGreac(c,T) at various concentrations c and temperatures T is presented in kJ mol−1. The reactions are shown in Scheme 2. The data were calculated at the PBE0-D4/def2-QZVP//def2-TZVP (DCOSMO-RS-out) level of theory. Table S1† in the ESI shows results obtained with different concentrations c, combinations of concentrations c and temperatures T, and using the M06-2X/def2-QZVP//def2-TZVP (SMD) level of theory. |
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Scheme 2 Reactions investigated by quantum chemical calculations for R = –CH2–CH3, –COCH3, and –CO–COH. |
The imines and enamines obtained in the experiment from the reaction with monoamines (Fig. 4b), and the cyclo-aminal product obtained from the reaction of the propane-1,3-diamine (Fig. 4a) represent the thermodynamically most favourable products in the calculations. The electron donating substituent R = –CH2–CH3 on the compounds leads to more positive Gibbs energies ΔGreac(c,T) compared to the electron withdrawing substituents R = –CO–CH3 and –CO–COH. The latter two increase electrophilicity and thus reactivity with nucleophiles, which is in agreement with the relative contents of diol formation (see Fig. 1). The free Gibbs energies ΔGreac(c,T) are hardly different (<1 kJ mol−1) between these two substituents. The enamine–imine bispiperidone formation (Scheme 2f) represents an exception [with –CO–COH −3.8 to −4.4 kJ mol−1 more stable than –CO–CH3 (Fig. 2 and Table S1†)]. This could be due to the intramolecular van der Waals interaction and hydrogen bonding that play a role in the enamine–imine bispiperidones (see Fig. 3).
In contrast to the formation of the imine and enamine (Scheme 2c and d), the formation of hemiaminal and aminal from monoamines is influenced by changes in concentration and by temperature. This is due to a reduction in the number of molecules during the reaction, making the formation of hemiaminals and aminals less entropically favourable. At higher temperatures, entropy has a greater impact. Thus, at higher temperatures, the formation of imine and enamine is more favourable than the formation of hemiaminal and aminal. However, at higher concentrations, the entropy is less affected by the loss in particle number. This means that the higher concentration mitigates the effect of the higher temperature. However, the formation of the hemiaminal is unfavourable under the given conditions. The formation of the aminals is favourable (exergonic) for R = –CO–CH3 and –CO–COH at a temperature of T = 298.15 K and all concentrations, and at a temperature of T = 333.15 K and a concentration of c = 10 mol L−1. However, in agreement with the experimental findings, the formation of the imine and enamine is thermodynamically preferred.
The formation of imines, enamines, cyclo-aminals, and enamine–imines is not affected by concentration, as the number of molecules remains constant in this reaction. However, concentration can still influence the reaction if the concentration of some of the reactants or products is changed. For example, increasing the concentration of the mono-piperidinone educt over diamine will move the equilibrium towards the formation of enamine–imine over cyclo-aminal. Higher temperatures reduce the probability of the formation of imine, enamine, cyclo-aminal and enamine–imine. This effect is minimal when forming imines and enamines from monoamines because the number of molecules remains constant during the reaction, and their size and flexibility only change slightly. Imines are the most favourable product when monoamines are used. Enamines are only 3–4 kJ mol−1 less favourable. In a chemical equilibrium that would mean that around 25% of the imine will be in the enamine form. With the ethyl group, the enamine is even more stable. Higher concentrations begin to favour the aminal formation, but at the concentration of c = 10 mol L−1 the imine is still more than 8 kJ mol−1 more favourable. The calculations indicate that aminal formation can be further suppressed by increasing the reaction temperature (which would require changing the solvent).
The calculations demonstrate that the reaction with diamine results in the formation of cyclo-aminal, in agreement with the experiment. It does not lead to the formation of enamine–imine–bispiperidinone. The temperature has a greater impact on the formation of cyclo-aminal and enamine–imine–bispiperidinone than on the formation of imine and enamine from monoamine. One possible reason for this is that the size and flexibility of cyclo-aminal and enamine–imine changes more due to cyclisation, van der Waals interaction, and hydrogen bonding.
The assignments of model compounds and linear polycondensates from OBP and HMD were supported by the theoretical calculations shown before, which confirmed that aminals and hemiaminals are unfavored in comparison with imines and enamines, as long as ring formation is not possible.
Polycondensates from bispiperidones and 1,6-diaminohexane (HMD) and tris(aminoethyl)amine (TREN) were prepared as shown in Scheme 3. The ratio of primary amine to ketone was kept at 1:
1 to achieve high conversion. In order to obtain homogeneous mixtures, both monomers were dissolved in methanol, the solutions mixed and heated to 60 °C in an open mould to allow evaporation of the solvent.
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Scheme 3 Schematic polymer structures of bispiperidone derivatives with TREN containing the imine and enamine groups. |
The amide-containing linear polymers were insoluble in common solvents, such as chloroform, DCM, hexane, ethyl acetate, acetonitrile, DMF or DMAc, without showing the reaction. Either crosslinking due to small amounts of aminal formation, which cannot be seen in the spectroscopic analysis, or hydrogen bonding leading to network structures can cause this effect.14–16,69
As found via the model reactions, the polymers were expected to contain imines and enamines as shown in the simplified reaction scheme in Fig. 5a. To obtain further proof, 13C solid-state NMR measurements of the reaction products of the reactions of TREN or HMD with the respective bispiperidone were conducted. The signals of OBP, ABP and PBP as educts were compared with those of both polymers in stacked spectra (Fig. 5b). High conversion of the reactive ketones is found, whose 13C signals appeared between 205 and 210 ppm, depending on the respective monomer. Additional signal broadening around 170 ppm indicated imine formation. IR spectroscopy confirmed these trends by a slight shift of the band at around 1630 cm−1 of approximately 10 cm−1, caused by overlapping of the CN- and the amide C
O-stretch bands (Fig. S17†). In polymerizations of PBP the imine formation was observed most clearly, due to the absence of amide functionalities appearing at around 170 ppm (Fig. 5b, right). Enamine functionalities are proved by two broad signals at around 150 ppm, which occurred in the model compounds (Fig. 4e) as well.
After dissolution of the polymer networks in aqueous media, the bispiperidones could be recovered from dichloromethane (Fig. 6). Thus, the bispiperidones could be used as monomers for another cycle of polymerization. However, under basic conditions, decomposition of the educts seemed to occur as well (Fig. S20†).
Furthermore, we investigated the thermodynamics of the formation of the aminal, hemiaminal, imine and enamine using density functional theory. The calculations are in good agreement with the experimental results. The results indicate that under the given reaction conditions, imine and enamine are thermodynamically more favourable than aminal and hemiaminal. Moreover, it has been found that aminals can be obtained by conducting the reactions at lower temperatures and higher concentrations. The calculated thermodynamics of the cyclo-aminal and enamine–imine formation also agrees with the experimental findings.
The polycondensates are susceptible to hydrolysis in aqueous media, with pH and the nature of the linker influencing the stability of the product. Bispiperidone recovery is possible, offering re-usability for another cycle of polymerization. Next to network degradation in aqueous media, mechanical properties and exchange reactions in bulk materials need to be probed to evaluate the full potential of bispiperidones as cross-linkers for the preparation of reversible networks.
The coordinates of all optimized structures are available at: https://dx.doi.org/10.22029/jlupub-18387.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4py00025k |
This journal is © The Royal Society of Chemistry 2024 |