Open Access Article
Jose M.
Sojo-Gordillo
*ab,
Yashpreet
Kaur
b,
Saeko
Tachikawa
bc,
Nerea
Alayo
a,
Marc
Salleras
*d,
Nicolas
Forrer
b,
Luis
Fonseca
*d,
Alex
Morata
*a,
Albert
Tarancón
*ae and
Ilaria
Zardo
*bf
aCatalonia Institute for Energy Research, IREC, Jardins de les Dones de Negre 1, 08930, Sant Adrià de Besòs, Barcelona, Spain. E-mail: jose.sojo@unibas.ch; amorata@irec.cat; atarancon@irec.cat
bUniversity of Basel, Klingelbergstrasse 82, 4056, Basel, Switzerland. E-mail: ilaria.zardo@unibas.ch
cNational Institute of Advanced Industrial Science and Technology, AIST, Tsukuba 1-1-1, Chuo Daisan Chuo Honkan 1F, Tsukuba, Japan
dInstitute of Microelectronics of Barcelona, IMB-CNM (CSIC), C/Til·lers s/n, Campus UAB, Bellaterra, 08193, Barcelona, Spain. E-mail: marc.salleras@imb-cnm.csic.es; luis.fonseca@imb-cnm.csic.es
eICREA, Passeig de Llúis Companys, 23, 08010 Barcelona, Spain
fSwiss Nanoscience Institute, SNI, Klingelbergstrasse 82, 4056, Basel, Switzerland
First published on 8th May 2024
Nanostructured materials present improved thermoelectric properties due to non-trivial effects at the nanoscale. However, the characterization of individual nanostructures, especially from the thermal point of view, is still an unsolved topic. This work presents the complete structural, morphological, and thermoelectrical evaluation of the selfsame individual bottom-up integrated nanowire employing an innovative micro-machined device compatible with transmission electron microscopy whose fabrication is also discussed. Thanks to a design that arranges the nanostructured samples completely suspended, detailed structural analysis using transmission electron microscopy is enabled. In the same device architecture, electrical collectors and isolated heaters are available at both ends of the trenches for thermoelectrical measurements of the nanowire i.e. thermal and electrical properties simultaneously. This allows the direct measurement of the nanowire power factor. Furthermore, micro-Raman thermometry measurements were performed to evaluate the thermal conductivity of the same suspended silicon nanowire. A thermal profile of the self-heating nanowire could be spatially resolved and used to compute the thermal conductivity. In this work, heavily-doped silicon nanowires were grown on this microdevices yielding a thermal conductivity of 30.8 ± 1.7 W Km−1 and a power factor of 2.8 mW mK−2 at an average nanowire temperature of 400 K. Notably, no thermal contact resistance was observed between the nanowire and the bulk, confirming the epitaxial attachment. The device presented here shows remarkable utility in the challenging thermoelectrical characterization of integrated nanostructures and in the development of multiple devices such as thermoelectric generators.
New conceptsOur research introduces a groundbreaking micro-machined device designed for the comprehensive evaluation of individual bottom-up integrated nanowires, marking a significant advancement in science and nanotechnology applied to silicon-based micro-thermoelectric devices. Current approaches rely on the extraction of the different structural, morphological and thermoelectric properties using different devoted samples. This hinders a straightforward cross-correlation of their properties due to the intrinsic variability across samples. In contrast, the novelty of our work lies in the unique microdevice design, which enables to measure all properties over the exact same epitaxially integrated nanowire. In particular, our device facilitates transmission electron microscopy experiments, allowing detailed morphological and structural analysis, while also featuring electrical collectors and heaters for a full thermoelectric characterization, including electrical and thermal conductivity as well as the Seebeck coefficient. In addition, this work introduces a completely new methodology to extract the light absorption coefficient of the nanowires using Raman thermography and, simultaneously, provides the first reported direct proof of null thermal contact resistance in a double-sided epitaxial nanowire integration. In summary, our work provides the first instance of epitaxially integrated nanowires being fully morphologically, structurally, and thermoelectrically characterized. This microdevice promises transformative applications in the challenging thermoelectrical characterization of integrated nanostructures and the development of diverse devices like thermoelectric generators. |
While electronic property measurements are relatively simple to perform on NWs nowadays, evaluating the thermal conductivity remains challenging. Generally, employed techniques for measuring thermal transport properties of a single nanowire include the use of suspended nanocalorimeters.12–18 This typically requires preparing and placing the sample of interest over the gap between the suspended platforms. The transfer of the sample is usually a tedious task that requires micro-manipulation techniques which are not easily accessible. Furthermore, the problem of thermal contact resistance persists in this measurement method, typically leading to an underestimation of thermal conductivity.19,20
Alternatively, the state-of-the-art characterization devices for integrated nanostructures are currently based on silicon-on-insulator (SOI) microfabricated trenches.21 This integration approach – based on the epitaxial growth of the nanostructures directly on the test device – enables the electrical probing of the NWs while, at the same time, overcomes the problem of the thermal contact resistance.22 However, most of these microfabricated test platforms are unsuitable for transmission experiments such as electron microscopy techniques (TEM) or other measurements affected by the substrate like Raman spectroscopy – where the underlying silicon substrate masks the faint signal of the nanowires. Additionally, the efficient thermal dissipation of bulk silicon drastically reduces the accuracy of Seebeck coefficient measurements using microheaters for driving controlled thermal gradients. The aforementioned drawbacks force to measure each property in different platforms, hindering a full morphological and TE characterization of the selfsame nanostructure.
In order to overcome these limitations, this work proposes a new multi-purpose test device (MPTD), enabling a full morphological, structural and TE study of an individual epitaxially integrated NW using accessible and non-destructive techniques. This enables cross-correlation studies where morphological and structural parameters can be quantified and directly related to observed changes in TE properties. The described integration pathway avoids sample transfer problems by allowing the direct growth of NWs in the test microdevice. Moreover, when full epitaxial integration is achieved, measurements are drastically simplified as contact resistance becomes negligible.21 This MPTD features through-all trenches (all across the bulk) and presents a 3 mm-diameter dodecagonal shape that fits in conventional TEM sample holders. Additionally, the same trenches enable the NW measurement using micro-Raman analysis without suffering from any background signals. This work covers both a detailed discussion of the fabrication and the subsequent TE characterization of an integrated silicon NW.
Subsequently, the 〈111〉-aligned Si NWs were grown in a CVD reactor immediately after a second 5% HF acid etch (30 s) for removing the native oxide layer at the seeded Si surfaces.25 Optimized CVD conditions for device-integrated Si NWs are detailed in our previous work.26 The doping level of the Si NWs was controlled with the diborane partial pressure (PB2H6) inside the CVD chamber, which is set by the input flow. A partial pressure of 10 mPa was used. In order to ensure a proper impurity activation, all devices with integrated NW samples were thermally annealed at 800 °C (ramps of 12 K min−1) immediately after the VLS-CVD growth. This activation process also contributes to remove any rectifying effect at the metal–SOI interfaces.
Owed to the randomness of the Au catalyst deposition process, the growth position of NWs was not controlled. In order to ensure a single NW bridging a pair of cantilevers per chip, unwanted pairs of cantilevers were subsequently removed by pressing on them using microtips as illustrated in Fig. S1c (ESI†). Further details on the mechanical design of this feature is found in the ESI.†
Thermal conductivity was measured by probing the NW local temperature along the longitudinal axis with a 532 nm laser using Raman thermography27,28 while heating the wire with the Joule dissipated heat produced by a bias current applied to it. The spot size of the laser beam was estimated to be ∼872 nm using the 1/e2 definition with a numerical aperture NA = 0.5 of the objective (Mitutoyo 100X with 12.13 mm working distance). A Princeton Instrument single spectrometer (1800 g mm−1) featuring an Andor iDus 416A CCD camera was used for the Raman spectra acquisition, providing a spectral resolution of 0.32 cm−1 per pixel. All spectra used for the thermal evaluation were acquired with integration times of 5 × 50 s with a laser power of 3 μW and polarized parallel to the NW axis, with the detection in parallel with the excitation. To ensure that residual stress or any other artefacts do not distort the locally estimated temperature, each temperature point is calculated as the relative shift with respect to a reference spectrum acquired at the same position before the application of the biasing current.
The MPTD is fabricated using a SOI wafer whose top surface presents the (110) plane as the starting point (Fig. 2a). The fabrication at the component side (top) follows a similar approach as for the thermoelectric microgenerator devices described in our prior works,22,30 that is, the patterning of a 300 nm silicon nitride layer for electrical insulation of the heater/thermometer elements (Fig. 2c and d) and the subsequent 200 nm metal deposition (W/Ti) of the electrical paths via a lift-off process (Fig. 2f). A final SiO2 layer of 1 μm in thickness is deposited on top in order to serve as passivation for the NW growth and as a hard mask for the deep reactive ion etching (DRIE) patterning of the cantilevers (Fig. 2h). After this patterning, a second 500 nm layer of SiO2 is deposited over the component side in order to protect the lateral walls of the cantilevers during the final etching steps on the back side (Fig. 2i). On the back side, a double-layer oxide hard mask – spaced by the 300 nm-thick nitride layer deposited in step c by chemical vapour deposition (CVD) – was required for the fabrication of the staggered pattern using DRIE, as it is illustrated in Fig. 2e. Hence, the suspended 30 μm-thick platforms are fabricated by alternating two levels of photolithography over each oxide layer and their respective DRIE etching. This nitride inter-layer allows the selective removal of the outer oxide mask layer by wet etching (HF) once this mask has served its purpose. Subsequently, the second DRIE mills the bulk, using the buried oxide (BOX) layer as stopping layer (Fig. 2i). Thanks to the passivation of the lateral walls of the cantilevers (step h), over-etching of cantilevers on the component side is avoided should eventual cracks appear in this BOX stressed layer during the final steps of the etching. Finally, cantilevers are released by opening the trench with another wet etching (HF) process (Fig. 2j).
Noteworthy, the chip is fabricated using mainstream silicon technology. Therefore, it can be produced in the large numbers required for comprehensive and high-throughput TE nanomaterial optimizations. In addition, the whole fabrication process is designed without anisotropic etching processes, allowing the chip to be fabricated in any crystallographic direction. This represents a major advantage, as Si NWs’ preferential crystallographic growth direction changes with the diameter.31,32 Therefore, III–V semiconductor33,34 or silicide35 NWs with different preferred crystallographic growth directions could also be integrated and tested in this device.
Fig. 3a illustrates the finished device from the components side (top view) while still attached to the chip frame. A remarkably high yield in the fabrication of these devices per processed wafer (>90%) was achieved. The wavy surface visible in the trenches corresponds to the released buried oxide (BOX) layer (used as stopping layer of the bottom dry etching as well). A zoomed view of the micro trench is detailed in Fig. 3b, where the shape of the arrow-like disposable cantilevers patterned on the heavily doped SOI layer of 3 μm in thickness are visible. It is worth noticing how the dodecagonal shape of the device circumscribes a circumference with a diameter of 3 mm. This feature enables the device to fit with standard TEM grid holders as depicted in Fig. 3c, where one of those devices was detached from the chip frame and placed within a TEM sample holder. Additionally, the location of the current collectors I (see Fig. 1) contacts the chip to the microscope ground, efficiently discharging it.
Prior to the deposition of the Au catalyst nanoparticles used as NW seeds, a second wet HF etch is required to remove the protective SiO2 passivation layer over all metal pads. This etching also removes the remaining buried SiO2 layer, ensuring the thermal insulation of both sides of the trench. The distances between the cantilever pairs ranged from 2 to 20 μm in such a way that NWs with different lengths can be studied. Subsequently, following the procedure described in the experimental Section 2, epitaxial p-doped Si NWs were grown between the cantilever pairs. Fig. 4a and b show SEM images at different magnifications of an epitaxially integrated silicon NW over a pair of cantilevers.
This platform hence offers several advantages over the commonly used suspended nitride micro-platforms.36 Firstly, the integrated growth of the NWs avoids the time-consuming task of transferring NWs from the growth substrate to the microdevice. In addition, the epitaxial growth of the NWs allows to drastically improve the widely known thermal contact issues.19 Yet, this comes at the price of losing the possibility of removing the electrical contact resistance between NW and bulk as the voltage collectors are in contact with the bulk. Finally, few microdevices featuring suspended nitride membranes have reported the compatibility with transmission experiments.37 Still, they require special TEM holders which are not commonly available. In contrast, the presented device can be used in standard TEM holders (Fig. 3c), making it compatible to almost every TEM.
TEM compatibility (Fig. 4c and d) allows to examine the NW structure in detail. High resolution can be achieved thanks to the absence of substrate under the sample. Notably, small Au particles could be resolved with unprecedented detail as illustrated in Fig. 4d. These small gold nano-particles are spilled from the main eutectic droplet during the NW growth and – according to Gadea et al.21 – were responsible for the growth of the lateral surface protrusions of the NWs fabricated under these conditions. The results of Fig. 4d suggests that this is indeed the mechanism behind the high roughness exhibited by these NWs.
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| Fig. 5 (a) Schematic of the electrical simulation of the device during a Seebeck measurement. Blue-to-red color-map scales the voltage drop VHT across the central heater, whereas the green-to-yellow scale represents the induced voltages VTest at the collectors metal tracks (plotted in orange in Fig. 1a). A current IHT is supplied to the central heater to create the thermal gradient (see inset in b). This ΔT induces a voltage VW between the electrical collectors at both sides of the trenches. An oppositely polarized voltage is unavoidably built up across the central heater bulk, represented by VB. (b) Variation in VW as a function of the sustained ΔT at 400 K. The slope of the curve is the Seebeck coefficient. | ||
Notably, the thermovoltage was acquired between the two voltage collectors (VW in Fig. 5a), which remain insulated over the Si3N4 layer except for the area immediately in contact with the cantilevers. This prevents an underestimation of the NW response arising from a negative voltage artefact (denoted as VB in the sketch) generated by the opposite gradient built up in the doped SOI of the heated platform.
Fig. 6a illustrates how the V collectors allow to perform 4-probe measurements on the NWs avoiding the additional sheet resistance of the device Si layer. Fig. 6b shows the measured I–V curve at 400 K, while the corresponding NW resistance RNW as a function of the Joule dissipated power is depicted in Fig. 6c. A linear dependence with the applied power can be observed, matching the expected behaviour of a self-heating wire with a degenerated (metallic) behaviour, i.e. with a roughly constant positive TCR.26,38 The measured NW featured a geometric mean diameter of 102.0 ± 0.5 nm and a total length of 13.5 μm. Thus, the NW electrical conductivity σ is estimated at 180.3 ± 1.0 S cm−1 and hence the power factor yields 2.21 ± 0.06 mW K−2 m−1.
The thermal conductivity κ of the NW is usually the most challenging property to accurately measure, especially when dealing with integrated structures.21 With micro-Raman thermometry, the shift in the Stokes peak position induced by temperature changes (∂ω0/∂T) can be calibrated (Fig. S2, ESI†) in order to measure the local temperature along the NW.39 In this work, a calibrated value of ∂ω0/∂T was estimated to be 0.0194 ± 0.0006 cm−1 K−1 (inset of Fig. S2a, ESI†), being in relatively good agreement with literature data (0.022 ± 0.001 cm−1 K−1), where no significant differences were observed compared to bulk silicon.40,41 This difference might be caused by the NW's thermal expansion being slightly hindered by the fixed side walls, compressing the NW as it tries to expand and therefore avoiding the Raman peak to shift the same way as the freestanding NWs can do.42
Fig. 7a shows the obtained Raman shifts with respect to the reference (unheated) spectrum at each position for the case of TSubstrate = 300 K for two different applied Joule powers, i.e. with the current bias self-heating the NW. Fig. 7b illustrates the optical images of the relative laser position y with respect to the NW longitudinal axis. During the experiment the laser power was kept to 3 μW, low enough to avoid noticeable laser heating but still sufficient to resolve the signal (see inset of Fig. S2b, ESI†). The right axis depicts the correspondence with the temperature rise using the calibrated ∂ω0/∂T. A well-defined parabolic profile is observed for both applied Joule powers, being the maximum temperature directly proportional to the dissipated power. This is indeed the expected temperature profile of a homogeneously self-heated wire (under vacuum conditions) as it was described by Völklein et al.:43
![]() | (1) |
.43 In the particular case depicted in Fig. 7a, this corresponds to average NW temperatures of 353 and 398 K for the low and high power cases, respectively. Fig. 7c illustrates the temperature dependence of κ. As it can be noticed, a linear trend is found when κ is plotted as a function of the average
. Results match a purely electrical self-heating experiment depicted as black circles in Fig. 7c. Details of this standard experimental approach can be found elsewhere.26 In addition, the magnitude of κ can be reasonably modelled (solid line in Fig. 7c) by considering the phonon-boundary scattering proposed by Yang et al.44 This approach assumes a surface scattering rate beyond the fully diffusive Casimir limit, where phonons are trapped in multiple reflections at the protuberances of the NW surface (see Fig. 4d). However, experimental data show a higher temperature dependence with respect to the model, pointing to a possible underestimation of the Umklapp scattering processes together with an overestimation of the boundary scattering in the latter.
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| Fig. 7 (a) Raman peak shifts and corresponding temperature rise produced by two Joule heating powers of 10.5 μW and 15 μW (blue and red, respectively) measured along the NW axis. The solid line represents the fit of the data using eqn (1) and the shaded area the confidence interval (95%). (b) Sequence of optical microscope images showing the laser position along the NW. The central point (5th image) was used during the power tests (Fig. S2, ESI†) as it is the most sensitive position to heating. (c) Resulting thermal conductivity values as a function of the NW average temperature. Black circles show the obtained results using the self-heating method.26 The inset shows the calculated laser absorption coefficient using eqn (3). | ||
Moreover, it is remarkable to observe the absence of a sharp temperature step between the nanowire thermal profile and the bulk temperature. This constitutes direct proof of the negligible thermal contact resistance between NW and bulk as a consequence of the epitaxial growth of the NWs. This result agrees with the estimations of Gadea et al.21 using the transmission line method and our independent verification using Scanning Thermal Microscope experiments (SthM).45
It is also worth noticing that no error in the measurement of κ is derived from the estimation of the laser power absorption coefficient ψ – a very challenging parameter to measure experimentally –,17 as the heating is done purely electrically. Indeed, ψ can be here estimated by comparing the ΔT profile expected when using electrical heating (eqn (1)) with the behaviour when using laser heating as a (quasi) punctual heat source as proposed by Soini et al.:27
![]() | (2) |
![]() | (3) |
Table 1 summarizes the obtained results for the studied nanowire. σ and S values measured are both consistent with a NW with doping concentration in the range of 1.5 × 1019 – 3.5 × 1019 cm−3,26 which was the level targeted with the diborane partial pressure used during the growth of the NWs (see Section 2). κ obtained is consistent between the two techniques used in this work, and the trend with temperature is negative, as expected from the increasing prevalence of Umklapp scattering in NWs of this diameter.13 The obtained absolute values are comparable to what is expected for a very rough silicon nanowire of this diameter (∼27 W Km−1).47,48 Overall, the resulting figure of merit for the NW at a typical thermoelectric operation temperature of 400 K is 0.036 ± 0.002, which is also consistent with previously reported values.21
| L (μm) | ϕ (nm) | σ (S cm−1) | S (μV K−1) | k (W mK−1) | zT (—) |
|---|---|---|---|---|---|
| 13 | 102.0 ± 0.5 | 180.0 ± 1.0 | 350.0 ± 5.6 | 24.3 ± 1.7 | 0.036 ± 0.002 |
Overall, this device will ease the optimization of nanowires for thermoelectric and optoelectronic applications, enabling their complete characterization within a single device. In particular, it will be especially interesting for the study of porous silicon nanowires,49–51 where proper characterization of the porosity typically requires high-resolution TEM. Additionally, structural characterization in synchrotron X-ray sources typically works in transmission mode.52 Hence, the absence of supporting substrate is particularly useful in this case as well. This device is also appealing for its use in the study of nanowires with ion-induced defects for the enhancement of phonon scattering.53,54 In all these possible measurements, in situ tests would be straightforwardly implemented similarly to the combined electro-opitcal measurements described in Fig. 7b. This can be particularly interesting for SthM experiments with simultaneous electrical and/or thermal excitation.45 This constitutes a further degree of freedom when planning these experiments.
Footnote |
| † Electronic supplementary information (ESI) available: Additional referenced figures and tables as well as details of the calibration process. See DOI: https://doi.org/10.1039/d4nh00114a |
| This journal is © The Royal Society of Chemistry 2024 |