Daniele
Cespi
ab
aDepartment of Industrial Chemistry “Toso Montanari”, University of Bologna, Via Piero Gobetti 85, 40136, Bologna, BO, Italy. E-mail: daniele.cespi2@unibo.it
bCenter for Chemical Catalysis – C3, Alma Mater Studiorum Università di Bologna, Via Piero Gobetti 85, 40136, Bologna, BO, Italy
First published on 5th August 2024
Life Cycle Assessment (LCA) is widely acknowledged by academia and industry as a key tool for promoting environmental sustainability within the field of green chemistry. However, certain barriers hinder its straightforward applicability, primarily stemming from data unavailability when the target reaction falls outside the direct or indirect control of LCA practitioners. Several methodologies have been proposed over the years to address the data gap in terms of mass, energy, catalyst, emissions, recovery, etc. These have been compiled into a compendium aimed at providing comprehensive guidance for practitioners in overcoming this challenge. This procedural life cycle inventory aims to facilitate the adoption of LCA by ensuring that key environmental steps, such as energy consumption, are not overlooked, and that mass balances are complete. The methodology is presented through a case study focusing on bio-based maleic anhydride.
As is well known, the application of the life cycle approach in the chemical sector is currently crucial. Understanding the major environmental hotspots in chemical synthesis plays a pivotal role in defining the right strategy to promote a zero-emission chemical industry. The chemistry sector faces various environmental challenges, including the use of hazardous reagents and auxiliaries, the release of harmful substances, the production of massive amounts of waste, and significant energy consumption. Additionally, the sector's renewability is far from being fully achieved, since still dominated by the usage of fossil resources. Since 1990, the European chemical industry has reduced greenhouse gas emissions by over 145 million tonnes CO2eq. although the annual emissions remain high, at around 125 Mt CO2eq. in 2021.25 Additionally, chemical waste has decreased by nearly one-third since 2007, amounting to around 8 Mt. Accidental pollutant releases have dropped by at least 40%, and the emission of water pollutants has nearly halved, with total organic carbon (TOC) emissions around 13kt LCA serves as a scientific and technical methodology to support innovation and plan future investments to mitigate environmental footprints and costs. The savings can then be reinvested in research and development, analysing plant inefficiencies (e.g., energy audits), and improving performance through the installation of the best available techniques.
Several sectors are involved, directly and not, due to the unavoidable use of different chemical substances in our day life and the recognition of the LCA as assessment methodology for some products certificate.15–17 In addition, green chemistry community18 encourages the adoption of life cycle metrics that goes beyond resources efficiencies (e.g., mass yield, E-factor, atom economy, etc.), to cover potential impacts (direct and indirect) on human health, resources consumption and ecosystem quality of syntheses.
Around ten years ago Kralisch et al.19 published a tutorial review on the issue, with the aim of supporting researchers in the field of green chemistry to get familiar with the methodology.
However, the adoption of the LCA approach still remains nothing than easy, several barriers and limits exist. First of all, the databases population. Around 500 different substances are estimated to be included within open source and commercial databases,20 numbers not suitable to cover the sector vastness. Among 85000–100000 of molecules are available on market and registered, the majority bulk and intermediate chemicals.20,21 Such limitation is mainly due to the corporates know how, which restricts sharing information on production processes. As a consequence, primary data to fill dataset are not always available. The same situation, even if more complex, could be encountered in the case of new processes and emerging technologies: very limited data availability and high degree of uncertainty.22,23 Second, the lack of knowledge: LCA practitioners not necessary hold a basic chemical background. Competences gained during several master/PhD degree courses (such as chemistry, industrial chemistry or chemical engineering) are essential to understand the process and its components, the nature of the precursors and of the waste streams, as well as to identify the economic background necessary for completing the inventory (e.g., allocation rules). Knowledge of chemistry and chemical transformation also add credibility to the study.23 In addition, in this case LCA deputies are intended being able to read patents and extract the requested information necessary for the purpose. Together with those barriers, several limitations for achieving a complete inventory of chemical substances could be identified. Among these the first is represented by the energy requirements, most of the times secreted by companies since considered sensitive data. Therefore, the difficulties to include primary data induces researchers to omit energy flows leading to rough LCA models, although the importance of such theme. Recent analysis conducted by eia24 revealed how the chemical industry within the United States is responsible for the 37% of the whole industrial consumption (7141 trillion btu on 19436 trillion btu in 2021). In the European chemical industry energy requirements have the same pivotal role. In fact, despite the reduction of 21% in 30 years, the requirements averaged 51 million of tonnes of oil equivalent in 2019.25 Similar difficulties are identified for the catalytic systems, whose amount per desired product, the energy requirements for assembly and regeneration are often not accessible. In addition, difficulties in completing the life cycle inventory are sometimes related to the lack of precursors (time analysis extension with higher costs), none data on the releases (emissions and waste) as well as on the end-of-life stages (the latter not always necessary, since cradle-to-gate boundaries could be enough for intermediate chemicals). In this article, a step-by-step procedural life cycle inventory for chemicals is proposed, by assuming the perspective of a standard LCA (level 3, comprehensive) as described in literature.23 The aim is to share a common approach, which takes into account the main findings from previous literature by proposing an approach that can be used as a compendium to support practitioners in simulating the production at a laboratory or pilot scale when the reaction is not controlled (directly or indirectly). The production of maleic anhydride from biomass was selected as a reference case study to present the approach of life cycle inventory improvement, given the importance worldwide of the building block and the increasing interest in the bio-based sector.
Utilizing stoichiometric reactions to gather information and complete the mass balance is advisable when the reaction consistently yields the desired product in quantitative amounts, such as the synthesis of styrene through the dehydrogenation of ethylbenzene (Scheme 1), example used by Parvatker and Eckelman.26 In this case, conversion (C) and selectivity (S) to the desired product (styrene) are equal to 100%. As a consequence, the yield (Y) is maximum (eqn (1)).
Y = C × S | (1) |
Scheme 1 Production of ethylbenzene from styrene with C = 100% and the S = 100% (Y = 100%). Blue = reagent, green = target product; pink = co-products/waste. |
However, very often the reagents conversion is ≠100% (unreacted substances in the outlet flow) and/or the reactions lead to a multioutput (S ≠ 100%). In these cases, some alternatives are possible among the most affordable from a technical and economic point of view. The first is searching for reaction efficiency values in patents and peer-review literature. To complete the LCI in a multi-output system, it is necessary to have the selectivity values for each co-product. These values are required to calculate the yield of each output molecule based on the conversion. Patents allow a good guess of the basic information on the reaction.30 The catalogue https://it.espacenet.com/ can be adopted to refine the search. It is preferable to focus on international patents published within the last five years. Additionally, when examining multiple examples provided within each patent, it is recommended to choose the most suitable one, typically the example with higher C and S values relative to the desired product, as it closely resembles real-world scenarios. Nevertheless, patents have not an easy interpretation, in particular for LCA specialists with none deep experience in chemistry. In this situation, the procedure suggested by Hischier et al.21 is recommended. It encourages to set the C = 95% and the S = 100% (Y = 95%). The Scheme 1 now becomes Scheme 2.
Scheme 2 Production of ethylbenzene from styrene with C = 95% and the S = 100% (Y = 95%), in accordance with Hischier et al.21 Blue = reagent, green = target product; pink = co-products/waste. |
Emissions and waste streams are an integral part of the mass balance. Therefore, it is necessary to clearly define whether the system is able to recover reaction co-products or unreacted reagents and at which cost (e.g., energy, auxiliary). As the approach primarily concerns laboratory or pilot scale, establishing a recovery apparatus can be challenging and sometimes impractical. Hence, as a broad rule of thumb, especially aligning with laboratory scale practices (although less so with pilot scale), it can be assumed that molecules not targeted for production are considered emissions. In the case of Scheme 1 the system coproduces 1 mole of H2 (air emission) per mole of reactant, meanwhile for the reaction in Scheme 2 per each mole of reagent the system releases 0.95 moles of H2 + 0.05 moles of C8H10 (unreacted). The nature and conditions of the reaction play a significant role in determining the release compartment, which could be the atmosphere, water, or soil in the event of leakage or waste landfilled.
The procedure described above is not applicable when the stoichiometry and nature of the output molecules are not known. This situation is frequent in patents/literature articles where further analyses on mixtures not including the main product were not performed/reported by the authors. The scientific literature frequently uses the overarching term “others”. They can include side products, unreacted reagents or both. If possible, this situation should be avoided. Conversely, if additional assistance is not available, one can resort to adopting the procedure outlined by Roland Hischier et al.,21 described below.
Emissions into air equal to 0.2% (by mass) of the “i” reagent (Ri), according with Hischier et al.21
(2) |
Emissions to water, equal to the difference between the unreacted reagents and emissions to air. CRi corresponds to the conversion of Ri, according with Hischier et al.21
Water emissions (WE) = (100 − CRi%) × Ri − AE | (3) |
The approach has some limitations. First, if another reagent (Rj) is involved in the reaction but only CRi of the limiting reagent is known is neither than easy complete the mass balance. Second, there are not always emissions in both environmental compartments. In these cases, an extended knowledge of the reaction is recommended. Third, Hischier et al.21 did not explain the technical reasoning behind these assumptions. As the authors themselves stated, the proposed approach is merely a rough estimation and should be limited to situations where no additional data is available. Otherwise, it should be avoided.
In accordance with literature31 the LCA model could also take into account any other fugitive emissions. If considered, they are part of the mass balance and could be estimated as follows:
• Liquid reagent with boiling point (at p = 1 atm) between 20° and 60 °C equal to 2% of the input quantity.
• Liquid reagent with boiling point (at p = 1 atm) between 60° and 120 °C equal to 1% of the input quantity.
• For a gas equal to 0.5% of the incoming quantity.
Also, in this case the physical–chemical nature of the molecules and the reaction condition play a pivotal role to determine the volatility of substances. However, it could be particularly useful in case of organic solvents.
In addition, other online platforms can be used to support the data gap. First THE MERCK INDEX§ online,32 a web catalogue source of key physical, pharmacological and historical information on chemicals, drugs and biologicals. Since 2013, it has been updated by the Royal Society of Chemistry. Second the Reaxys® database33 which contains 279 million substances and 65 million reactions. Both approaches are highly valuable, particularly in reconstructing retrosynthesis, especially when the building blocks are not included in the reference databases utilized for the LCA analysis.
If both aforementioned strategies are not feasible, the next available option is to exclude the catalytic system from the LCA analysis. This decision can be justified if the impacts associated with the catalytic system are deemed negligible compared to other aspects of the study. This scenario may be particularly applicable when using heterogeneous catalysts, as they can be recycled for multiple cycles, potentially reducing their overall impacts over their service life. However, the exclusion of the catalytic system should be carefully considered, especially if toxic or critical raw materials are involved. For instance, excluding platinum group elements is not feasible due to their economic significance. Practitioners must at least include cradle-to-gate processes that describe ore extraction and metal purification from the technosphere (see the paragraph below on catalyst recyclability). In other cases, such as when cheaper metal oxides like Fe2O3 are used, exclusion is more reasonable, although it should still be avoided if possible. Therefore, any exclusions should be justified within the study (e.g., lower cost and/or cut-off criteria <1% in mass). In the case of homogeneous catalysis, omitting the catalytic system might not be viable due to the complexity of the process, involving multiple synthetic steps (higher process mass intensity in organometallic complexes),5 impactful precursors, and the inability to be recycled for multiple cycles. A recent study by Piazzi et al.38 investigated the overall environmental burdens of an organometallic ruthenium-based catalyst, demonstrating its significant contribution to various impact categories within a homogeneous system. The study also showed a reduction in impacts when increasing the number of usages from 3 to 5 cycles. In this case, simulating the catalyst's environmental footprint from its synthesis was made possible through a thorough understanding of each step involved in the synthesis process at a proof-of-concept scale.
When information are not available average recycling rates can be used as a proxy:35
• 50% for heterogeneous catalysts.
• 0% for homogeneous catalysts.
• 90% silica gel catalysts.
• 99% for pure platinum group metals.
The second approach consists in using an average consumption derived from industrial measures. An example is the average electricity value for utilities equal to 1.2 MJ kg−1 in accordance with Althaus et al.,40 also suggested by Hischier et al.,21 or the 1.8 MJ kg−1 of thermal energy described by Huber et al.35 The value from Althaus resulted from a large chemical park in Gendorf, Germany. The approach of proxy avoids to neglect the environmental impacts of the energy consumption, with a loss in accuracy. Hence, whenever feasible, it is not advisable to use proxies for estimating energy consumption. Alternatively, the methodology proposed by Andraos41 can be applied to estimate the minimum energy required (MER) by the system. MER can be calculated by evaluating the molar enthalpy variation (kJ mol−1) following variations in temperature and pressure in the reaction mixture.
The simplified equation is reported below (eqn (4)).
(4) |
It represents the sum of the variations in heat (q) due to changes in temperatures (T1 and T2) and pressure (p1 and p2) that the reactants and products undergo.
For completing the energy balance, it is necessary to consider if the reaction is exothermic (ΔrH° < 0) or endothermic (ΔrH° > 0) by solving the eqn (5) (general formula for the enthalpy of reaction). In both cases, the net energy input (nEI) is equal to the algebraic sum between the qtot and the enthalpy of reaction value, multiplied for a heat recovery efficiency value (ηheat rec.). Equation is reported below eqn (6).
(5) |
(6) |
The entire procedure was applied recently to the bio-based sector.42
When possible, the use of MER should always be preferred by the analyst, as it provides a better understanding of what is occurring in the reaction, even though it may underestimate the impacts since it does not include the energy requirements for purification stages. As a general rule, if the reaction is at the lab scale, grid-based electricity can be used for heating. However, if simulating pilot production, major industrial energy sources such as natural gas, steam, and compressed air can be utilized.
The LCA model may also include the step of solvent incineration. This procedure is outside the laboratory boundaries, but can occur in a pilot plant. The simplified methodology proposed is able to estimate the carbon dioxide emissions and the potential energy recovery from the incineration. The approach presented by Jiménez-González et al.45 allows the usage of simplified equations. In a case of incineration without energy recovery of a spent solvent, the following values can be used to fulfil the eqn (7) (general formula for calculate the CO2 deriving from solvent incineration):
• Combustion efficiency (η) = 99.99%.
• Combustion temperature = 900 °C.
Further efficiency values can be adopted for running a sensitivity analysis.
Carbon dioxide emissions resulting from the spent solvent incineration can be calculated as follows:
(7) |
The equation does not take into account other by-products resulting from the combustion process, like the NOx and particular matter. Therefore, in case an emissions profile is available from literature (database or peer review journals) the inventory can be improved.
The unburned solvent is assumed to be released into the atmosphere in the form of VOC (volatile organic carbon) according to the following expression (eqn (8)):
VOC emissions (kg) = msolvent in (1 − η) | (8) |
In the case the boundaries are extended to accommodate the avoided impacts deriving from the system, the following equations shall be adopted to estimate the heat flow recovered from the combustion. Eqn (9) shows the way to calculate the heat flow generated from the solvent incineration.
(9) |
If an average recovery efficiency of 75% is assumed, the total energy recovered is equal to (eqn (10)):
E(MJ) = 0.75·η·msolvent in (kg)·Q(MJ kg−1) | (10) |
Further sensitivity analyses can be carried out by assuming different values of efficiency. The same approach can also be extended to unconverted reagents and emissions.
Two general equations can be settled, in order to describe the main mechanism. The first describe the cell auto-oxidation (Scheme 3):
Substrate represents the organic chemicals generated from the synthesis and which enters the WWTP (S0). Jiménez-González et al.45 proposed C6H12O6 as a model molecule for it. After a certain time it is reduced (Sr). a represents the kg of cells produced per kg of volatile suspended solids of COD reduced. a′ is the kg of oxygen consumed per kg of inlet COD. b the kg of cell undergoing autoxidation per kg of total cells and b′ is the kg of oxygen consumed per kg of total cells. C5H7NO2 (molecular weight 113.11 g mol−1) can be used as a model molecule for cells. The amount of oxygen necessary for the process can be estimated as follow:
(11) |
Scheme 3 General formula for cell auto-oxidation, according with Jiménez-González et al.45 |
X ML represents the mass of total cells in the mixture (estimated also as the ratio between food and microorganisms) and Xp the net biosolid production (sludge then sent to stabilization and landfill). Once known the mount of O2 the amount of CO2 can be estimated by the following relationship based on molecular weights ratio (44/32 = 1.375):
CO2 = 1.375O2 | (12) |
Often only b values are tabulated, and b′ can be recalculated using the following formula
b′ = 1.42b | (13) |
According to literature45 the average efficiency for COD removal is 86%. In general, two major energetic vector are used in WWTP: electricity and gasoline. The first for aeration (47%), anaerobic treatment of biosolids (19%), pumping (13%), others miscellaneous (21%). Diesel is used for vehicles. Ammonia and orthophosphate are in general added as nutrients, by respecting the relationship 100(BOD):5(N):1(P). Polymers and NaOH are also used as further ancillary substances. Sodium hydroxide is then discharged in the effluent. For inorganic salts free from heavy metals, 90% will remain in the effluent and the rest absorbed in the biosolids. In the case they contain heavy metals only the 25% remain in the effluent. Jiménez-González et al.45 collect average value for simulating a WWTP, summarized in Table 1.
Scheme 4 General formula for cells oxidation, according with Jiménez-González et al.45 |
COD basis | TOC basis | |
---|---|---|
CODin, kg | 1.00 × 10 | — |
TOCin, kg | — | 1.00 × 10 |
Inorganicin, kg | 6.60 × 10−1 (0.06 heavy metal salts) | 1.90 × 10 (0.2 heavy metal salts) |
Electricity for WWTP, kW h | 1.10 × 10 | 3.10 × 10 |
Ancillary substances (polymer, ammonia, NaOH, phosporic acid) | 6.00 × 10−2 | 1.80 × 10−1 |
Fuel, kg | 5.00 × 10−3 | 1.00 × 10−2 |
CODout, kg | 1.40 × 10−1 | — |
TOCout, kg | — | 1.40 × 10−1 |
Inorganicin, kg | 5.55 × 10−1 (0.015 heavy metal salts) | 1.58 × 10 (0.05 heavy metal salts) |
NaOHout, kg | 1.30 × 10−2 | 3.80 × 10−2 |
CO2 emission, kg | 8.70 × 10−1 | 2.49 × 10 |
Biosolids organic, kg (dry) | 3.50 × 10−1 | 1.00 × 10 |
Biosolids ancillary, kg (dry) | 4.70 × 10−2 | 1.42 × 10−1 |
The first predictive model based on artificial neural networks (ANNs) was FineChem,47,48 which was developed based on pioneering work comparing the prediction accuracy of ANNs with linear regression.49 Subsequent modifications aimed to enhance predictive ability, such as data processing strategies and the use of trained multilayer ANNs.50,51
Researchers have demonstrated that the performance of predictive models can be further improved by incorporating additional thermodynamic descriptors.52,53 Linear and nonlinear regression models have also been combined for predictive LCA results.54
These predictive methods have been applied in various fields, including green chemistry, to compare alternative syntheses,55 evaluate the benefits of molecule substitution,56 and perform environmental and economic assessments of biorefineries.57
Recently was launched FineChem 2, which aimed to improve the prediction of carbon footprint values of chemicals by combining machine learning with first-hand industry data.58
While these methods may not be designed for completing inventories, practitioners can use them to complete the inventories and extrapolate key environmental results for molecules where traditional inventory compilation methods are not applicable. The results obtained, normalized for the amount used by the system, can be added to other LCA results to provide a cumulative snapshot. Although these methods may not be suitable for conducting hotspot analyses,59 they can help cover compounds falling within their scope that have not yet been included in LCIs.
Second the use of the Process Economics Program (PEP) Yearbook60 to complete the mass and energy balances. PEP reports represent one of the more consolidated data sources for chemicals, since collect in yearbook primary data extrapolated from companies and associations, concerning raw material and energy consumptions, catalyst amount and price, forecast and outlook. However, as already debated in literature30 subscription is rather expensive. Therefore, they cannot be included as reference documents to fill data gap in low budget studies.
In addition, the inclusion if the chemical infrastructure (e.g., plant and part thereof) in the LCI. They were not discussed before since negligible in terms of environmental impacts, due to the high-rate usage. However, proxy data exist21 and they can be used to compute the impact of the infrastructure and thus checking the results variability (sensitivity analysis).
Fig. 2 shows the whole procedural approach presented above to fill the data gap in LCA of chemicals.
The flowchart proposed, as well as the content of whole manuscript get inspiration from previous studies proposed for addressing data gaps (all cited above). Among those, one first attempt is represented by Jiménez-González et al.,31 who proposed a methodology to support practitioners to fill gate-to-gate LCA studies at industrial scale (functional unit proposed 1000 kg). We are at the begin of 2000s when the methodology started to take the lead among the tools to assess the environmental loads, even if not yet standardized. They guide the readers among the selection of the more consolidated industrial synthetic process, and its definition through the mass balance by also including fugitive emissions. Material Safety Data Sheets can be used to understand the presence of impurities. They suggest to express the energy consumption in MJ, and to take into consideration: the heat of reaction, the heat of dilution, the energy for materials transportation and distillations, etc. However, a strong chemical background and knowledge of the reaction under study is required to complete all the steps. In addition, the work does not cover the waste treatment modules, discussed later by some of the authors45 who also proposed an application in the oil refining sector.61 Some years afterwards, Hischier et al.21 pointed out the limited population of LCA databases. They guide the readers through a procedural approach to fill the data gap, developed within their activity of populating the ecoinvent database. Some general instructions are given, among those the necessity of using average mass efficiency of 95% and energy consumption derived from an industrial plant in Germany (Gendorf). They also suggest the usage of Ullmann's Encyclopedia of Industrial Chemistry to retrieve information, as done previously by Bretz and P. Frankhauser30 two pioneers in this filed given their work at CIBA-Geigy Limited. In 2018 Yao and Masanet proposed a simplified approach, so-called pathways assessment modelling framework (PAM), to evaluate the energy consumption and the emissions of emerging technologies in the chemical industry.62 The approach is very useful when the reaction is under control (direct or indirect), in order to have complete mass and energy balances. This allows the users to fulfil the method by retrieving embodied impacts from databases. In line with the manuscript here proposed, and with Andraos,41 they encourage the estimation of energetic consumption from the unit operation module starting from thermodynamics. The approach suggests the usage of Monte Carlo for evaluating the uncertainties, due to the lower TRL (3–5). Parvatker and Eckelman26 compare different approaches for filling data gap in LCI. To my knowledge, this represents the first example of a ranking between the different pathways examined, in terms of accuracy and time consumption. Getting primary data and software engineering simulation represents the top level. However, as described above, they require a deep knowledge of the reaction and cannot be applied when there is no control on the synthesis. The procedural approach here ranges from method 2 and 6 of the scale proposed by Parvatker and Eckelman, since thought to guide the user in the right choice (that could be different case by cases) in order to avoid the step 7: omit flows. More recently, Huber et al.35 proposed the RREM approach (research, reaction, energy, and modelling) based on first research on the chemical and its synthesis process. Followed by a setup of the reaction equations and a cross-checking with existing databases, then on the thermal energy demand. Finally, to model the dataset and connect it to existing ones. The method is very useful, even if some aspects are missing such as the catalyst simulation, the solvent/unreacted reagent incineration, the waste water treatment and the fugitive emissions. Hence, in the compendium proposed the idea is to collect all the efforts already published and propose a flowchart, which may guide the user to complete the LCA study. It is not intended as an alternative to previous works. The LCA practitioner may decide to fully adopt it or to adapt it to the case study.
Fig. 3 Energy consumption in MJ kg−1 for heating (a) and cooling (b) procedures plotted per the number of C and H atoms. Data were extrapolated from literature.20 |
In all instances, variability exists around the average value represented by the black diamond. However, utilizing these means can provide assurance in covering energy consumption, thus avoiding costs for additional analyses or simulations, which may require more resources or prolong the duration of the study. Understanding the average energy consumption relative to the number of carbon and hydrogen atoms can facilitate the adoption of these values even when dealing with unknown molecules but with some defined information regarding their chemical structure, such as in the case of certain patents. Additionally, knowledge of the minimum and maximum values can be valuable for conducting sensitivity analyses to demonstrate how the final impact scores are influenced by this variable. The usage of such type of investigation is strongly recommended in prospective analyses.63
All results of the interpolation are reported in ESI (Tables S2 and S3; Fig. S1–S2†). The average energy consumption for heating and cooling appears to increase and decrease with the number of carbon atoms, though this correlation is not easily explained. Generally, heat requirements are influenced by the nature of the reaction (exothermic or endothermic) as well as the energy required for cooling. For 95% of the dataset provided by Parvatker and Eckelman,20 the reactions occur above room temperature, with 25 reactions occurring at temperatures above 300 °C. This fluctuation could be associated with these characteristics and may also be influenced by the references used to create the software simulation for each chemical. A further correlation between energy requirements and molecular mass (MM) was also examined (Fig. S3 and S4†). The sample was divided into three subsets based on molecular weight: (a) 30 < MM < 69, (b) 70 < MM < 136, and (c) MM > 137. By plotting MM against energy consumption (for heating and cooling), the values fall within specific ranges.
• For subset (a), the energy for heating falls within the range of 0.2 to 10.0 MJ kg−1 for 31 out of 32 molecules, and for cooling, within the range of −0.7 to −9.7 MJ kg−1.
• For subset (b), 96 out of 97 molecules fall within the heating range of 0.1 to 8.6 MJ kg−1, and 95 out of 97 fall within the cooling range of −0.3 to −9.6 MJ kg−1.
• For subset (c), all molecules fall within the heating range of 0.8 to 5.0 MJ kg−1 and the cooling range of −1.1 to −4.7 MJ kg−1.
Those molecules that appear as outliers need further investigation before being excluded from the dataset, as in the case of furan, methyl methacrylate and acrylic acid (for cooling).
Even though it is easier to apply, interpolating energy consumption based on the number of hydrogen and carbon atoms introduces additional uncertainties, as it may not consider all relevant factors affecting energy consumption. For this reason, where possible, other alternatives should be applied.
The approach proposed by Andraos41 presents some difficulties and limitations. For example, the success of the enthalpy balance is linked to a good knowledge of the reaction involved, of basic concepts of thermodynamics and of mathematical analysis (not always so obvious). In addition, it does not take into account all the energy consumption, but represents a minimum requirement of the system for the reaction to take place. For example, it does not include the energy requirements of the separation and regeneration procedures for the catalyst (in particular if heterogeneous), or the energy consumption for the distillation steps to recover solvents.
Despite these aspects, if completed it returns a plausible impact compared to consumption on a laboratory and pilot scale and is easily repeatable for other reactions.
Three main scenarios were considered in terms of mass efficiency (mass only, MO):
(1) C = 100% and S = 100% (Y = 100%), in which MA is co-produced together with water then sent to waste water treatment (WWT) plant (MO:C1S1Y1 scenario) (Scheme 5). The reaction can be summarized according to following equation.
(2) C = 95% and S = 100% (Y = 95%), according with Hischier et al.21 the output flow is characterized by an unreacted amount of the butanol (5% of the inlet moles) then sent to incinerator (Scheme 6). Air emissions in terms of biogenic CO2 (from butanol combustion) and volatile organic compounds (VOCs – from the unconverted fraction) were calculated from Jiménez-González et al.45 Water is sent to WWT (MO:C1S1Y0.95).
(3) C = 100% and S = 50% (Y = 50%), in which MA is co-produced together with water and carbon dioxide (MO:C1S1Y0.5) (Scheme 7). The first is assumed to be sent to WWT, the latter to be emitted in the atmosphere as biogenic CO2.
Full mass balances are reported in ESI (Tables S4–S6†). The catalyst was omitted, since its simulation was already discussed in the previous publication.42
Regarding the energy flows the model was compiled according with:
• Andraos (A),41 to estimate the MER of the reaction. Three scenarios were created (4) MA:C1S1Y1, (5) MA:C1S1Y0.95 and (6) MA:C1S1Y0.5. Full energy balances are reported in ESI (Tables S7–S9†). According to literature,42 nEI values since negative (benefit for the system) were assumed in the form of process steam recovery from the whole system (i.e., avoided steam production from traditional sources);
• Parvatker and Eckelman,20 by creating six scenarios. The first three consider to use the proxy energy values (for cooling and heating, P = proxy) reported for the MA produced from benzene and butane, respectively (7) MP:C1S1Y1, (8) MP:C1S1Y0.95 and (9) MP:C1S1Y0.5. The latter were built using the average energy values (for cooling and heating) obtained for a C4 molecule (PC), Table S3,† respectively (10) MPC:C1S1Y1, (11) MPC:C1S1Y0.95 and (12) MPC:C1S1Y0.5.
Fig. 4 and 5 collect the comparison among the twelve scenarios investigated, by assessing the production of 1 kg of MA (functional unit or FU) in terms of carbon footprint and CED indicators respectively. The graphs show the relative contribution of the sub-categories,¶ and the net values (blue rhombus). A Monte Carlo simulation was carried out to evaluate the effect of the uncertainties on the cumulative scores. The lognormal statistical distribution, with a 95% confidence interval and an iterative calculation number of 1000 simulations, was applied.
Fig. 4 MA production from bio-butanol, comparison of different scenarios using the method IPCC 2021, GWP100 incl. CO2 uptake, v.1.01. (1) MO:C1S1Y1 C 100%, S 100%, Y 100%; (2) MO:C1S1Y0.95 C 95%, S 100%, Y 95%; (3) MO:C1S1Y0.5 C 100%, S 50%, Y 50%; (4) MA:C1S1Y1 [(1) + Andraos], (5) MA:C1S1Y0.95 [(2) + Andraos]; (6) MA:C1S1Y0.5 [(3) + Andraos]; (7) MP:C1S1Y1 [(1) + Proxy MA]; (8) MP:C1S1Y0.95 [(2) + Proxy MA]; (9) MP:C1S1Y0.5 [(3) + Proxy MA]; (10) MPC:C1S1Y1 [(1) + Proxy C4 avg]; (11) MPC:C1S1Y0.95 [(2) + Proxy C4 avg]; (12) MPC:C1S1Y0.5 [(3) + Proxy C4 avg] and (13) Cucciniello et al.42 |
Fig. 5 MA production from bio-butanol, comparison of different scenarios using the method CED, v.1.11. (1) MO:C1S1Y1 C 100%, S 100%, Y 100%; (2) MO:C1S1Y0.95 C 95%, S 100%, Y 95%; (3) MO:C1S1Y0.5 C 100%, S 50%, Y 50%; (4) MA:C1S1Y1 [(1) + Andraos], (5) MA:C1S1Y0.95 [(2) + Andraos]; (6) MA:C1S1Y0.5 [(3) + Andraos]; (7) MP:C1S1Y1 [(1) + Proxy MA]; (8) MP:C1S1Y0.95 [(2) + Proxy MA]; (9) MP:C1S1Y0.5 [(3) + Proxy MA]; (10) MPC:C1S1Y1 [(1) + Proxy C4 avg]; (11) MPC:C1S1Y0.95 [(2) + Proxy C4 avg]; (12) MPC:C1S1Y0.5 [(3) + Proxy C4 avg] and (13) Cucciniello et al.42 |
As depicted in the figures a variability exists on the final scores, both in terms of absolute values (net) and relative contribution of each subcategory (please also check Tables S10 and S11†). However, as we move from left to right, the overall trend depicted across the three mass efficiency scenarios remains consistent within each cluster (Mass only; Mass + Andraos; Mass + Proxy MA; Mass + Proxy C4 avg). In the case of IPCC from MO:C1S1Y1 to MO:C1S1Y0.5 fossil and biogenic indicators rise up +99% and +240% (respect to MO:C1S1Y0.95 + 90% and + 124%) as a consequence of the lower efficiency of the reaction (from 100% to 50% molar yield) which implies more reagent per functional unit. However, a greater usage of dedicated biomasses to produce butanol allows a higher CO2 uptake that reduces the overall carbon footprint values. Hence, in accordance with ISO 14067,68 the results of a carbon footprint shall be presented per each sub-indicator and not in a cumulative form. This approach helps prevent misleading interpretations and supports accurate communication of the results. Tables S12 and S13 in the ESI† present the mean, standard deviation (SD), and coefficient of variation (CV) values for IPCC and CED results. The CV, which is the ratio between the SD and the mean, indicates the variability of the final results per category. A higher CV value signifies greater variability and can be used to rank data by the relative magnitude of uncertainty. The table shows that for the IPCC method, CO2 uptake and land transformation have the highest CV scores in all scenarios, except for those where the Andraos formula for MER was applied (scenarios MA:C1S1Y1, MA:C1S1Y0.95 and MA:C1S1Y0.5), in which fossil CV dominates over carbon sequestration. These scenarios are the only ones where the fossil index has negative values. Therefore, although carbon sequestration during growth significantly impacts the net carbon footprint (with land transformation having a negligible contribution), the indicator results are subject to the highest degree of uncertainty. It is well-known that carbon sequestration during plant growth is highly influenced by the fixation capacity, which varies over the years. CED, on the contrary, depicts a greater cumulative consumption of resources moving from MO:C1S1Y1 to MO:C1S1Y0.5 + 101% (+90% respect to MO:C1S1Y0.95), due to the increase of the non-renewable fossil and renewable biomass resources that double in both cases. The usage of MRE to fill the energy balances (MA:C1S1Y1, MA:C1S1Y0.95 and MA:C1S1Y0.5) contributes in reducing the cumulative carbon footprint value, thanks to the energy recovery in the form of steam which has beneficial effects on the fossil category. The same is shown for CED where the dark grey category assumes negative values in the range −23 ÷ −31MJ. The scenarios which use proxy data for energy (from MP:C1S1Y1 to MPC:C1S1Y0.5) represent those more conservative in terms of environmental impacts, since they achieve the higher burdens in both methods used. The variability is mainly due to the energy mix used to simulate heating and cooling activities, in this case natural gas was selected since one of the major energy vectors in chemical industry.69 In order to reduce the overall score and the contribution of the fossil subcategories (CO2 eq. and MJ) a greater share of renewable energy should be adopted. To better understand the potential impact of changing the energy source, Tables S14 and S15† compile the impact results of various major energy vectors to illustrate their variability. The average European electricity mix was used as a reference, along with Spanish electricity from solar thermal parabolic panels and German onshore wind production (representing major EU countries in each field). As shown, the higher the percentage of renewable energy, the lower the cumulative carbon footprint value. A similar trend is observed in terms of non-renewable sources.
Additionally, a final histogram was added to compare the results with those previously achieved by Cucciniello et al.42 for the same case study. The dataset used in the previous publication is more reliable, even though no primary data were available. Efficiencies already tested at the lab scale were used to complete the mass balances, including co-products and emissions.70
The catalyst, as mentioned earlier, was simulated using the procedural approach previously published.36 The energetic input was compiled through the MER. Nonetheless, the results appear comparable in terms of both carbon footprint and resource consumption, in particular with the scenarios in which thermodynamics was used to complete the energetic parts, even if in Cucciniello et al.42 the lower yield (39%) allows a resources consumption which is mainly due to dedicated biomasses. The use of proxies still results in higher burdens and should be considered if a worst-case scenario needs to be analysed or if a sensitivity is necessary.
As shown the uncertainty level plays an important role in defining the right results, since values can be 2 to 5 times greater than the mean and they seem in line with findings in literature for the petrochemical sector (e.g., I the case of butadiene).71 The authors investigated the uncertainties in greenhouse gas emissions estimates for petrochemical production. They analysed cradle-to-gate emissions of 81 chemicals based on 2043 types of chemical manufacturing process at 37379 facilities worldwide, assessing six sources of uncertainty related to: (i) the choice of the allocation method to treat co-products, (ii) the heterogeneity of processes for manufacturing the same chemical; (iii) the embedded in upstream feedstocks; (iv) the indirect energy use; (v) the direct energy use and (vi) the direct processes (chemical reactions). Some uncertainty sources more related to the system boundaries choices were not included (e.g., cradle-to-grave approach, the temporal correlation, the technology readiness level of processes considered). However, the results estimate a 34% uncertainty in total global emissions of 1.9 ± 0.6 Gt CO2eq. for 2020, with 15–40% uncertainties across most of the petrochemicals analysed. The largest uncertainties arise from the inability to assign specific production processes to facilities due to data limitations. Uncertain data on feedstock production and off-site energy generation significantly contribute. To reduce uncertainties throughout the industry, the most valuable target is therefore upstream chemicals and in particular primary chemicals, where owing to high production volumes, ethylene, propylene and ammonia have the largest absolute uncertainties. On the other hand, on-site fuel combustion and chemical reactions play smaller roles, as well as the choices of allocation methods (generally insignificant). They found that prioritizing the specification of facility-level processes in data collection for just 20% of facilities could reduce global uncertainty by 80%. This highlights the necessity of quantifying uncertainty in petrochemical greenhouse gas emissions globally and outlines priorities for improved reporting. The generated dataset offers independent emissions factor estimates based on facility-specific information for 81 chemicals, supporting future analyses. Another example is represented by Khoo et al., which provide a set of 8 criteria to ensure data quality applied for various types of LCA cases. They suggest a guideline to rank data quality to help ensure that LCA models and results are reliable enough to make sound conclusions. Therefore, it is necessary to point out the importance of uncertainty in LCA results, by also refer to the existing national and international standards on the argument.72–74
To conclude, the results here presented describe this particular case study and they cannot be taken as an absolute reference since valid with the boundaries considered. However, as a rule of thumb, the assessment of chemical reactions is always possible even if they are not under the direct control of the LCA practitioner. The application of data ranking criteria for chemical synthesis25 is always recommended before proceeding with the assessment, as well as the inclusion of a sensitivity analysis to explore all the possibilities and verify the case in which the results are competitive respect to a benchmark. In addition, the LCIA should cover more impact categories beyond carbon footprint and resource consumption. While these indicators are useful, they are limited and can sometimes be misleading. Therefore, it is strongly recommended to include a broader range of impact categories. This approach reduces the likelihood of greenwashing and prevents “impact shifting”, where impacts are transferred from one category to another that is not included in the assessment.
Footnotes |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4gc01372g |
‡ Foreground system consists of processes which are under the control of the decision-maker, in accordance with R. Frischknecht, Life cycle inventory analysis for decision-making. Scope-dependent inventory system models and context-specific joint product allocation. PhD thesis, 1998, ETH Zurich, Zurich. |
§ The name THE MERCK INDEX is owned by Merck & Co., Inc., Rahway, NJ, USA and its affiliates, and is licensed to The Royal Society of Chemistry for use in the USA and Canada. |
¶ Subcategories in the case of IPCC 2021: biogenic; CO2 uptake; fossil and land transformation. Subcategories in the case of CED: non-renewable, biomass; non-renewable, nuclear; non-renewable, fossil; renewable, biomass; renewable, water and renewable, wind, solar, geothermal. |
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