Gijs
van Erven
*ab,
Vincent J. P.
Boerkamp
b,
Johan W.
van Groenestijn
a and
Richard J. A.
Gosselink
a
aWageningen Food and Biobased Research, Bornse Weilanden 9, 6708 WG, Wageningen, The Netherlands. E-mail: gijs.vanerven@wur.nl; Tel: +31 317 487010
bWageningen University & Research, Laboratory of Food Chemistry, Bornse Weilanden 9, 6708 WG, Wageningen, The Netherlands
First published on 15th May 2024
Deep eutectic solvent (DES) pulping is a promising alternative to conventional pulping techniques, mainly owing to the favourable solvent properties and reduced environmental impact. DES lignin, however, still awaits complete structural characterisation, especially in terms of the potential incorporation of DES constituents. Here, we describe the structural modification of lignin during lactic acid:choline chloride DES pulping of Miscanthus biomass in unprecedented detail. We show that DES pulping induces β-O-4 aryl ether cleavage and extensive substitution by DES incorporation. The covalent incorporation of both lactic acid and choline was confirmed through saponification of the precipitated lignin and lignin model compound studies. Detailed multidimensional NMR analysis allowed us to validate aliphatic and benzylic lactic acid esterification as well as benzylic choline and lactic acid etherification of β-O-4 aryl ethers. We demonstrate that these reactions occur in all process phases by comprehensive analysis of the precipitated, residual and solubilised lignin fractions, together comprising 93% w/w of the initial lignin in Miscanthus. Covalent lactic acid and choline incorporation occurs independently of biomass type (grass, hardwood and softwood) and can be modulated by water content, reaction duration and temperature. Going forward, these new insights will offer ample opportunities for producing lignins with unique structural features and ultimately will open up new avenues for specific functional ingredient applications. Our work thus clearly advances the DES biorefinery concept and contributes to the valorisation of lignin in general.
A multitude of DES systems has thus far been evaluated in the literature, consistently showing that acidic DES are most promising and lactic acid:choline chloride (LA:ChCl) in particular.6–8 Many studies have been devoted to LA:ChCl biomass pretreatment in terms of HBD–HBA molar ratio, temperature, reaction duration and feedstock type. These studies typically point to a molar ratio of 10:1 LA:ChCl, 120 °C and 6 h as ‘optimum’ conditions, and these are therefore accordingly often considered the benchmark conditions.6–11 It should be noted, though, that this process optimization mainly focused on the carbohydrate valorisation perspective. Overall delignification extent and selectivity and ultimate enzymatic conversion of the residual carbohydrates have therefore been primary targets.
Optimal DES conditions from the lignin perspective, however, largely depend on the desired application outlet and thus require a compromise between yield, purity and structural integrity. Given the many ongoing research incentives focussing on DES pulping and status as emerging biorefinery concept, we argue that full structural characterization of the lignin fractionated through this process is imperative. Structural features are the main driver for functionality and concomitantly for application. Since total-use lignocellulose cascading through a DES biorefinery is pursued, lignin should obviously be utilized and conceivably to the highest value possible.
Despite advances in the structural characterisation of DES lignins in general, many structural features nonetheless still remain to be unravelled at the molecular level, next to how these structures relate to the conditions used.11–15 It has been well-established that DES pulping results in a reduced molecular weight due to acid-catalysed (partial) depolymerization of β-O-4 aryl ethers and a concomitant increased phenolic hydroxyl content.11–15 However, to date it remains largely elusive how DES extraction and conversion depends on specific substructures, and, more importantly, whether DES components are covalently incorporated into the lignin macromolecule during pulping. Covalent DES incorporation would have severe implications on the properties of lignin, and thus on its ultimate application. Previously, lactic acid and some unassigned signals attributed to DES constituents have been suggested in Heteronuclear Single Quantum Coherence Nuclear Magnetic Resonance (HSQC NMR) spectra of DES lignin,8,11,13 but the exact origin of these signals remained unidentified. It has not been determined whether these signals were the mere result of unbound, remaining DES impurities, or were in fact caused by chemically bound constituents. The esterification of cellulose and choline chloride by lactic acid during DES pulping, coined here DESterification, have previously been demonstrated.16,17
Next to the above, most studies dedicated to DES lignin characterisation have only focused on the precipitated lignin, i.e. the lignin obtained after anti-solvent addition to the black liquor. The water-soluble lignin fraction that does not precipitate, as well as the residual lignin fraction in the cellulosic pulp have largely been ignored. These fractions account for a substantial part of the lignin mass balance and are important for better understanding lignin modification during DES pulping. For example, these fractions could provide insight into the preferential extraction and conversion of structural moieties.
In addition, much of the detailed understanding of lignin chemistry during DES pulping has been obtained by employing pre-isolated lignin preparations.11,13 Despite their usefulness, especially from the analytical point of view, these preparations do not capture the full complexity of the lignocellulose matrix in terms of mass transfer, extraction and covalent and physical entrapment; in fact the rationale of using pre-isolated lignins to begin with. Hence, interpretation of the yield and purity of the precipitated lignin and amount and structure of the residual lignin structure is not possible.
Here, we present the first comprehensive characterisation of all lignin-containing fractions following DES pulping of lignocellulosic biomass. We used Miscanthus as model lignocellulosic feedstock to show that β-O-4 aryl ether cleavage and extensive substitution by DES incorporation occurs in precipitated, residual and water-soluble lignin fractions. Through saponification of the precipitated lignin, lignin model compounds studies and multidimensional NMR analysis we firmly established that both choline and lactic acid covalently incorporate into the lignin macromolecule, and even more so through which exact structural motifs. In addition, we demonstrate that the structure of the resulting lignins, including the extent of DES incorporation, can be modulated by DES water content and reaction time and temperature. Our work thus highlights the truly unique character of DES lignin and strongly contributes to expediting targeted lignin valorisation.
Native | DES lignin R9 | DES lignin R9 saponified | DES lignin S10 | DES lignin S10 saponified | DES residue R11 | |
---|---|---|---|---|---|---|
a Relative distribution of lignin subunits (H + G + Gox + S + Sox = 100). b Relative volume integral of substructure versus volume integral of total lignin subunits. c Given the potential overlap of Cα–Hα and Cβ–Hβ correlations semi-quantified values might be overestimated. d Likely overlapped by carbohydrate-derived peak. e Only based on δC/δH 72.7/4.0 ppm correlation peak due to signal overlap. | ||||||
Lignin subunitsa (%) | ||||||
H | 2.0 | 1.4 | 1.5 | 1.7 | 2.2 | 1.5 |
G | 60.9 | 55.2 | 53.4 | 55.1 | 56.0 | 60.4 |
Gox | 0.0 | 0.7 | 2.3 | 6.1 | 3.4 | 0.8 |
S | 37.1 | 41.9 | 41.3 | 35.1 | 34.3 | 36.4 |
Sox | 0.0 | 0.7 | 1.6 | 2.0 | 4.0 | 0.9 |
S/G | 0.61 | 0.76 | 0.77 | 0.61 | 0.65 | 0.61 |
Hydroxycinnamatesb (per 100 ar) | ||||||
p-Coumarate | 31.8 | 26.4 | 8.3 | 9.4 | 5.8 | 30.8 |
Ferulate | 7.7 | 4.8 | 5.4 | 15.1 | 9.7 | 4.5 |
Interunit linkagesb (per 100 ar) | ||||||
β-O-4 aryl ether G + H | 20.2 | 10.3 | 12.0 | 5.8 | 13.9 | 13.1 |
β-O-4 aryl ether S | 19.5 | 0.5 | 10.7 | 0 | 7.6 | 0 |
β-O-4 aryl ether substitutedc | 0 | 25.4 | 12.9 | 26.2 | 8.7 | 21.1 |
Total β-O-4 aryl ethers | 39.7 | 36.2 | 35.6 | 32.0 | 30.2 | 34.2 |
β-5 phenylcoumaran | 5.8 | 4.4 | 4.9 | 5.6 | 6.2 | 3.9 |
β–β resinol | 1.8 | 1.0 | 1.1 | 1.1 | 1.5 | 1.2 |
β–β tetrahydrofuran acylated | 5.7d | 1.0 | 0 | 0.7 | 0 | 0 |
β–β tetrahydrofuran nonacylated | 0 | 0 | 1.1 | 0 | 0 | 0 |
Total | 52.9 | 42.7 | 42.7 | 39.3 | 37.9 | 39.3 |
End-unitsb (per 100 ar) | ||||||
Cinnamyl alcohol | 3.0 | 0 | 0 | 0 | 0 | 0 |
Cinnamaldehyde | 1.5 | 0.8 | 0 | 0.4 | 1.4 | 0.9 |
Benzaldehyde | 0 | 0 | 0.2 | 0.7 | 3.0 | 0.7 |
Hibbert ketone | 0 | 2.5 | 0.4 | 1.6 | 0 | 3.2 |
Diketone | 0 | 0.2 | 0.0 | 0.6 | 0.5 | 0.0 |
DES incorporationb (per 100 ar) | ||||||
Lactic acid ester | 0 | 19.6 | 0 | 186.8 | 0 | 11.0 |
Lactic acid ether | 0 | 8.7 | 8.2 | 4.9e | 1.5e | 8.0 |
Choline | 0 | 3.4 | 1.9 | 5.2 | 3.1 | 2.9 |
These observations were fully in line with complementary quantitative pyrolysis-GC-MS analysis (Table S5 and additional discussion†). Pyrolysis-GC-MS analysis further demonstrated a clear increase of diketones in the water-soluble lignin fraction (S10), products that have been shown to form from dihydroxypropiovanillone and syringone (DHPV/DHPS) substructures upon pyrolysis.26 Here, DHPV/DHPS substructures were absent, and diketone pyrolysis products originated instead from diketone moieties present in the lignin structure itself, based on their diagnostic correlation at (δC/δH 26.4/2.4 ppm) in the HSQC spectra (Fig. S4† and Table 1).26 Hong et al. have previously discussed monomeric diketone formation as a result of DES-induced lignin depolymerization.13 We now present the first evidence of the occurrence of lignin-bound diketone structures in actual DES lignin samples, albeit at relatively low levels.
Sharing very similar overall structural features (Table 1), the difference in extractability and solubility of the various DES fractions (precipitated, water-soluble, residual) likely was caused by differences in overall molecular weight (Fig. S3†) and/or the presence of lignin-carbohydrate complexes.
Despite the overall reduction in intact interunit linkages discussed above, DES pulping preserved most β-O-4 aryl ethers, presumably through substitution. Indeed, signals for substituted β-O-4 aryl ether substructures were abundantly present in the 1H–13C HSQC NMR spectra (δC/δH 81.7–78.0/4.9–4.4 ppm), amounting to 25 per 100 ar in the precipitated lignin (R9) (Table 1). The principle of stabilizing the benzylic position to preserve β-O-4 linkages has previously been demonstrated for mild alcoholic organosolv extractions27 and ternary DES systems containing ethylene glycol,28 and now can also be extended to benchmark lactic acid–choline chloride DES fractionation.
Overall, half of the substituted β-O-4 aryl ether substructures was found to be alkali labile, with numbers reducing from 25.4 to 12.9 per 100 ar (Table 1). Interestingly, β-O-4 aryl ethers linked to syringyl subunits (G-β-O-4-S/S-β-O-4-S) were found to be far more susceptible to lactic acid substitution than their guaiacyl linked counterparts, increasing from 0.5 to 10.7 per 100 ar and explaining more than 80% of the substituted β-O-4 aryl ethers converted upon saponification. Saponification of the water-soluble DES lignin (S10) provided the same insights (Table 1).
Fig. 2 UHPLC-PDA280 nm chromatograms of GBG (A) and SBG (B) after DES pulping, annotated substructures based on HR-MS analysis (Table S6†) (C) and semi-quantification based on UV280 nm absorbance (D). Note for simplicity only one GBG/SBG-diLA structure is shown, while many are expected to be present. |
First of all, it is worth noting that the chromatographic gradient used allowed for the separation of two GBG/SBG diastereomers (erythro/threo) after DES conversion (Fig. 2) while the starting compounds were diastereomerically pure. This is in line with an acid-catalysed conversion mechanism and the formation of a prochiral benzylic carbocation intermediate, which upon water addition reforms the starting compound (Fig. 3A). Since water can be added at two faces two isomers are formed. Exact mass and MS2 fragmentation resolved the presence of various reaction products incorporating lactic acid and choline and even pinpointed reaction products containing combinations or multitudes thereof (Fig. 2, Fig. S5 and Table S6†). Choline-containing reaction products were readily identified by the presence of nitrogen in the calculated molecular formulas and the formation of cholinium ions (C5H14ON+, m/z 104.10731) upon fragmentation (Table S6†).
The relatively wide retention time ranges of lactic acid containing reaction products suggested that many different isomers were formed. Indeed, many substructures incorporating LA can be envisaged, both on the Cα and Cγ hydroxyl groups. MS2 fragmentation, however, did not allow exact isomeric identification. The occurrence of GBG-triLA, SBG-triLA and VBG-triLa substructures furthermore implies that also LA-OH groups are susceptible towards (further) esterification, or that LA dimers and trimers can still esterify lignin hydroxyl groups. Condensation was only observed for the phenolic analogues GBG and SBG (Table S6†), suggesting that they are formed through nucleophilic addition of the 4-OH group to a benzylic carbocation intermediate. The low abundance of these dimerisation products indicates that such condensation is a minor reaction pathway only.
As already indicated by the HSQC NMR analyses discussed above, quantification based on UV280 nm absorbance demonstrated that lactic acid incorporation by far exceeded choline incorporation. Nonetheless, these results constitute the first evidence that choline is covalently incorporated into the lignin structure upon DES pulping. Having established that choline and lactic acid indeed incorporate into lignin model compounds during DES pulping, the reaction products were further characterised by detailed NMR analysis to elucidate the exact bonding motifs.
To definitively assign the appearing HSQC signals and unambiguously annotate the substructures present Heteronuclear Multiple Bond Correlation (HMBC) and HSQC-TOCSY (Total Correlation Spectroscopy) NMR spectra were recorded. These experiments respectively establish correlations between hydrogens and carbons two to three bonds apart and correlations between hydrogens in the same proton–proton coupling network.
HMBC NMR analysis confirmed the presence of α-esterified lactate substructures, with a diagnostic HSQC NMR correlation peak at δC/δH 74.4/5.90 ppm and consistent HMBC correlation peaks to β-O-4β, β-O-4γ, G2, G6, G1 and the LA1 carboxyl group (Fig. S8†). The more commonly reported esterification of γ-OH groups11 was also confirmed through connectivity analysis for the first time, with diagnostic HSQC NMR correlation peaks at δC/δH 62.9/4.27 and 63.2/3.84 ppm (Fig. S9†).
Besides α- and γ-esterified lactate substructures, HMBC NMR analysis convincingly demonstrated the presence of α-etherified lactate substructures. Spectra materialized the complete coupling network, with diagnostic and isolated HSQC NMR correlation peaks at δC/δH 73.1/3.97 and 72.2/3.93 ppm (Fig. S10†), peaks that also appeared in the DES lignin and indeed resisted saponification as to be expected from the ether motif (Fig. 1).
HMBC NMR analysis also surfaced obvious correlations between various choline-derived peaks (Fig. 4), i.e. between –N(CH3)3 and Ch2 and between Ch2 and Ch1, which allowed us to annotate the Ch1 correlation peaks at δC/δH 62.2/3.69 and 62.1/3.61 ppm in the HSQC spectra. These Ch1 signals further correlated with the substituted β-O-4 aryl ether region at δC/δH 79.1/4.62 ppm (β-O-4α) and importantly could be discerned from neighbouring β-O-4γ correlation signals.
The β-O-4α signal in turn also strongly correlated to the β-O-4β position at 81.9/4.44 ppm and additionally correlated to signals at δC/δH 59.5/3.61 ppm (β-O-4γ), δC/δH 105.3/6.95 ppm (S2,6) and δC 127.7 ppm (S1). The β-O-4β signal correlated to β-O-4γ, S1 and G4′ at δC 147.7 ppm, all consistent with a syringyl-β-O-4-guaiacyl substructure that is etherified by choline at the benzylic position.
Since the choline-substituted β-O-4α and β-O-4β signals appeared in rather crowded areas of the spectra we recorded an HSQC-TOCSY NMR experiment to also provide proof from another coupling perspective. The resulting spectrum convincingly showed the full α,β,γ-proton coupling network (Fig. 4B), corroborating the HMBC-based annotations and thus unambiguously confirming the presence of benzylic choline etherified SBG.
HMBC and HSQC-TOCSY NMR spectra were also recorded for GBG after DES reaction, highlighting identical correlations, which affirmed our annotations and provided definitive proof of benzylic choline etherification of the guaiacyl analogue as well (Fig. S11†).
We opted for recording 13C band-selective HSQC and HMBC NMR spectra of the regions of interest to improve spectral resolution and sensitivity. The selective HMBC spectrum (Fig. 5) materialized clear correlations between the choline-related signals and excitingly also between the Ch1 signal and a signal at δC/δH 79.0/4.62 ppm, indeed identical to the signal we previously assigned to the Cα–Hα signal of α-Ch β-O-4 aryl ethers for DES reacted model compounds (Fig. 4 and Fig. S11†). An HMBC NMR correlation peak between the β-O-4α and β-O-4β (81.7/4.43 ppm) signals further substantiates the annotation. We can thus be positive, choline covalently incorporates into lignin during DES pulping via etherification of β-O-4 substructures.
Following the annotation of α-lactate esterified β-O-4 aryl ethers in DES treated lignin model compounds (Fig. S8†), the well-isolated diagnostic peak (δC/δH 74.0/5.94) ppm could be readily observed in the HSQC spectrum of the DES lignin R9 as well (Fig. 1) and semi-quantified at 2.1 per 100 ar. Likewise, α-lactate etherified β-O-4 aryl ether substructures could be clearly identified in the HSQC spectra at δC/δH 73.0/3.98 and 72.2/3.98 ppm. Chemical shifts were indeed identical to those annotated for the lignin model compounds (Fig. S10†) and further confirmed by HMBC correlations in the band selective spectra.
Being the most abundant interunit linkage, we initially focused our characterisation efforts on the β-O-4 aryl ether substructures. Nonetheless, HSQC-TOCSY NMR spectra before and after saponification proved extremely insightful with regard to β-5 phenylcoumaran substructures, as others have also demonstrated.30 These spectra allowed definitive annotation and unambiguous assignment of γ-lactate esterified β-5 phenylcoumaran motifs in DES lignin (Fig. S13†).
As expected, the molecular weight and dispersity of the lignin populations increased as fractionation proceeded (Fig. S14†), ranging from an average molecular weight (Mw) of 1220 (EtOAc) up to 10330 (residue) g mol−1. Besides molecular weight, the fractions also diverged in subunit composition, interunit linkage content and composition, hydroxycinnamates and DES components incorporated (Table S7†). Sequential solvent fractionation of Kraft lignin has shown that the lower molecular weight fractions accumulate most pulping-induced substructures and concomitantly are most depleted in original, native structural features.31–33 DES lignin, however, did not show such an obvious pattern, with for example intact β-O-4 aryl ethers and Hibbert ketone substructures being fairly uniformly distributed across the molecular weight range (Table S7†). Interestingly though, the highest molecular weight fraction showed the highest abundance of both lactic acid and choline incorporated, and the incorporation of the latter showed a clear increasing trend with molecular weight. In fact, the incorporation of choline was found to increase with increasing polarity of the extraction solvent used. Obviously, upon choline incorporation the lignin structure becomes more polar, which therefore could have driven the fractionation rather than the molecular weight (alone). Following the same line of thought, being more hydrophilic, choline-incorporating structures, especially those of lower molecular weight, are expected to be less prone to precipitate upon anti-solvent addition. Indeed, the lignin fraction that remained soluble (S10) showed a higher abundance of choline (Table 1).
1. The structural features established have profound implications for the application of DES lignin, directly increasing its valorisation options and thus contributing to getting closer to the pursued total-use lignocellulose cascading through the DES concept. Lactic acid incorporation is expected to improve compatibility in polylactic acid-lignin blends for producing biobased composites and coatings.36 We further reckon that specifically exploiting the quaternary nitrogen functionality incorporated through choline is exciting to pursue, for example for flocculant or surfactant applications. The flocculation and surfactant properties are worthwhile to explore over the pH range since the carboxylic acid of etherified lactate and quaternary nitrogen of choline govern the lignin zwitterionic behaviour.
2. Importantly, one-step lignin extraction and modification through DES pulping could constitute a clear advance compared to separate isolation and derivatization strategies for targeted lignin functionalization for the addressed applications. This combination could be more efficient in terms of processing, the number of unit operations and resources required.
3. Once optimized in terms of covalent DES constituent incorporation, amongst others by the handles provided above, the advertised functionalization through lactic acid and choline chloride could result in a substantially reduced environmental impact and reagent toxicity compared to traditional derivatization agents used for lignin esterification (anhydrides37) and cationisation (epoxides38).
Future work will explore said targeted functionalization and application strategies, accompanied by assessments of technoeconomic feasibility and energy, water and carbon footprints. Given the extensive incorporation of DES constituents into lignin and cellulose demonstrated here, solvent recovery and recyclability should be closely evaluated. Unproductive lactic acid oligomerization and coupling between lactic acid and choline chloride should furthermore be minimized to reduce solvent consumption. Logically, the gained value of the modified biopolymers produced needs to outweigh the solvent cost to make this concept technoeconomically viable.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4gc00909f |
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