Open Access Article
Mikkel
Juelsholt‡
a,
Jun
Chen‡
a,
Miguel A.
Pérez-Osorio
ab,
Gregory J.
Rees
ab,
Sofia
De Sousa Coutinho
ab,
Helen E.
Maynard-Casely
c,
Jue
Liu
d,
Michelle
Everett
d,
Stefano
Agrestini
e,
Mirian
Garcia-Fernandez
e,
Ke-Jin
Zhou
e,
Robert A.
House
*ab and
Peter G.
Bruce
*abf
aDepartment of Materials, University of Oxford, Oxford, UK. E-mail: robert.house@materials.ox.ac.uk; peter.bruce@materials.ox.ac.uk
bFaraday Institution, Didcot, UK
cAustralian Nuclear Science and Technology Organisation, Kirrawee, New South Wales, Australia
dNeutron Scattering Division, Oak Ridge National Laboratory, Oak Ridge, Tennessee, USA
eDiamond Light Source, Harwell, UK
fDepartment of Chemistry, University of Oxford, Oxford, UK
First published on 27th February 2024
LiNiO2 remains a critical archetypal material for high energy density Li-ion batteries, forming the basis of Ni-rich cathodes in use today. Nevertheless, there are still uncertainties surrounding the charging mechanism at high states of charge and the potential role of oxygen redox. We show that oxidation of O2− across the 4.2 V vs. Li+/Li plateau forms O2 trapped in the particles and is accompanied by the formation of 8% Ni vacancies on the transition metal sites of previously fully dense transition metal layers. Such Ni vacancy formation on charging activates O-redox by generating non-bonding O 2p orbitals and is necessary to form vacancy clusters to accommodate O2 in the particles. Ni accumulates at and near the surface of the particles on charging, forming a Ni-rich shell approximately 5 nm thick; enhanced by loss of O2 from the surface, the resulting shell composition is Ni2.3+1.75O2. The overall Ni oxidation state of the particles measured by XAS in fluorescence yield mode after charging across the plateau to 4.3 V vs. Li+/Li is approximately +3.8; however, taking account of the shell thickness and the shell Ni oxidation state of +2.3, this indicates a Ni oxidation state in the core closer to +4 for compositions beyond the plateau.
Broader contextLi-ion batteries are a critical part of global efforts to decarbonise our transport systems thanks to the high energy densities they offer. One of the key factors limiting the amount of energy that Li-ion batteries can store is the cathode, typically a lithium transition metal oxide, e.g. LiNi1/3Mn1/3Co1/3O2. Efforts to further improve these materials and reduce their Co contents lead naturally towards more Ni-rich cathodes, the ultimate example of which is LiNiO2. Unfortunately, LiNiO2 suffers from a number of problems at high states of charge which have been linked with oxygen redox. The phenomenon of oxygen redox is well known in so-called Li-rich transition metal oxide cathodes, where on charge, O2− is oxidised to form molecular O2 trapped within the structure. However, whether this same mechanism extends to materials with fully dense transition metal layers such as LiNiO2 has been a topic of recent debate. Here, we show that trapped O2 does form in LiNiO2, accommodated by Ni vacancies that form in transition metal layers on charging. These results represent an important step towards a universal understanding of oxygen redox, which is critical for developing new high-energy density cathodes. |
Recent research into O oxidation in Li-rich cathodes, such as Li1.2Ni0.13Co0.13Mn0.54O2, has indicated that oxidised oxygen takes the form of molecular O2, which is trapped within vacancy clusters in the cathode structure.21–25 However, in the case of stoichiometric materials like LiNiO2, it has been argued that this same mechanism cannot apply due to the lack of transition metal vacancies in the fully dense transition metal layers (in the Li-rich materials the Li in the transition metal layers are removed on charge and the remaining vacancies cluster to accommodate the O2).14,15
Here, we perform a structural and spectroscopic study of LiNiO2 on charging to investigate the O-redox mechanism. We employ a combination of neutron and synchrotron X-ray powder diffraction analysis that takes account of the stacking faults prevalent in these charged materials, showing that 8% Ni vacancies form in the originally fully dense transition metal layer as the material is charged across the voltage plateau at 4.2 V vs. Li+/Li. High resolution resonant inelastic X-ray scattering (RIXS) at the O K-edge confirms the presence of trapped molecular O2, on charging across the 4.2 V vs. Li+/Li plateau, corresponding to approximately 2% of the O in the material. The Ni vacancies result in non-bonding O 2p states on O2− enabling O2− oxidation and 8% Ni vacancies on the transition metal layers is sufficient to form vacancy clusters to accommodate the resulting O2. Chemical analysis shows that the Ni absent from the bulk does not leave the particles (no Ni was detected in the electrolyte or at the anode after charging). STEM images demonstrate the core–shell nature of the charged particles, with a Ni-rich, Ni1.75O2 rocksalt-like shell approximately 5 nm thick and with a Ni oxidation state of +2.3. The overall Ni oxidation state of the particles charged across the plateau to 4.3 V vs. Li+/Li is determined by Ni L-edge fluorescence yield XAS to be +3.8. However, taking into account the thickness of the shell and its Ni oxidation state of +2.3, the core Ni oxidation state is closer to +4.
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1:1 mass ratio in a pestle and mortar, followed by calendaring to a thickness of ∼100 μm. Typical electrodes were 1 cm2 in size and 15 mg in mass, and the cells were galvanostatically cycled at a rate of 10 mA g−1. Cathodes were assembled into coin cells with 140 μl battery grade 1 M LiPF6 in EC:DMC, 50
:
50 (Merck) used as the electrolyte and Li metal foil as the counter electrode. Cells were disassembled, and the electrodes were rinsed with dry dimethylcarbonate before characterisation. All handling was performed in an MBraun glovebox under inert atmosphere (<1
ppm H2O and O2). Electrochemical charge–discharge cycling was carried out using a Maccor Series 4000. For the neutron and X-ray powder diffraction measurements, cathodes with an 8
:
2 ratio of active material to carbon were used and no polytetrafluoroethylene. The cathode was cycled in a custom-made coin cell using a Biologic SP-300 potentiostat. The electrodes had a total mass of 1 g and 50 ml battery grade 1 M LiPF6 in EC:DMC, 50
:
50 (Merck) was used as the electrolyte and Li metal foil as the counter electrode.
The Rietveld refinements were performed in Topas academic. The background was described by using a combination of a 9th degree Chebyshev polynomial and a scaled scattering pattern of the pure carbon that was used to prepare the electrodes. The X-ray and neutron powder diffraction were refined simultaneously by refining all structural parameters to all detector banks. Each dataset had its individual background and zero error refined. The X-ray and constant wavelength neutron data were modelled using a Thompson-Cox-Hasting pseudo-Voigt profile. The time-of-flight neutron diffraction data were modelled using the instrumental profile of NOMAD implemented in the Topas input file provided by the beamline. The anisotropic peak broadening was modelled using a set of 4 spherical harmonic functions implemented in Topas in the spherical_harmonics_hkl macro.
The pair distribution functions were obtained using PDFgetX328 in xPDFsuite29 and the Pair Distribution Functions were analysed using PDFgui30 The Rietveld refinements were performed in Topas academic.31
m space group, containing 26 Li atoms, 28 Ni atoms and 54 O atoms. The lithium was then completed removed and the structure relaxed.
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Fig. 1 Electrochemistry and Ni site occupancies for LiNiO2 on the first cycle. (a) First cycle load curve for LiNiO2 (b) and (c) refined site occupancies for Ni in the 3a site (transition metal layer) and 3b site (Li layer) of LiNiO2, respectively, at different states of charge. The line is a guide to the eye. Inset in (b) shows the structure of LiNiO2. (d)–(f) Refinement of the synchrotron PXRD for LiNiO2 charged to 4.3 V vs. Li+/Li using the conventional R m LiNiO2 structure (d), the O3–O1 stacking fault model developed by Croguennec et al.38 refined in Faults39 (e) and R m LiNiO2 structure, using an anisotropic ADP and peak broadening model (f). | ||
LiNiO2 undergoes a series of well-studied phase transitions upon delithation (H1 → M1 → H2 → H3), between hexagonal phases, H, which differ slightly in their lattice parameters and a monoclinic phase, M.5,38,40–45 Upon reaching the onset of the voltage plateau at 4.1 V vs. Li+/Li, LiNiO2 has transitioned to the H2 phase with an expanded unit cell along the crystallographic c axis, ESI† Fig. S4 and Table S2. At 4.1 V vs. Li+/Li the transition metal layer remains fully dense, Fig. 1b, but the amount of Ni in the Li layer has slightly decreased to 2.9%, Fig. 1c; PXRD and PND refinements at 4.1 V vs. Li+/Li are shown in ESI† Fig. S4 and Table S2. When charging across the voltage plateau and up to 4.3 V vs. Li+/Li, the c lattice parameter contracts, ESI† Table S3, in line with previous reports.5,7,9,10,40,44–46 The simple R
m model of the H3 structure at 4.3 V vs. Li+/Li cannot describe the measured diffraction pattern as seen in Fig. 1d. The discrepancy between the model and the data could stem from the formation of O1 stacking faults as previously reported.38,39,47 At 4.3 V vs. Li+/Li and above, there is little to no Li in the structure, and since we are primarily interested in the Ni behaviour we focused on the PXRD data here as this is most sensitive to the Ni.
O1-type stacking faults in delithiated LiNiO2 have previously been modelled by introducing O1 layers of a well-defined interlayer spacing and a displacement vector into the O3 structure using DIFFaX and Faults software.38,39 However, as shown in Fig. 1e, this model does not adequately describe the diffraction pattern at 4.3 V vs. Li+/Li. As shown in Fig. 1d and e and in ESI† Fig. S5 both the regular R
m model and the O1 stacking fault model cannot describe the intensity and the shape of the Bragg peaks. Instead, we find that using anisotropic atomic displacement parameters (ADP) and taking into account the anisotropic peak broadening by using a set of spherical harmonics substantially improves the refinement, as shown in Fig. 1f and ESI† Fig. S5. This implies that the interlayer distances are more variable than can be accounted for by a binary stacking model.
Using this model, which accurately describes the hkl-dependent peak broadening, the Ni occupancy in the 3a sites in the transition layer was refined. The refinements, which are summarised in Fig. 1f, ESI† Fig. S4 and S5 and Tables S3 and S4, show that the Ni occupancy decreases to around 92–93% in both the 4.3 V vs. Li+/Li and 5 V vs. Li+/Li samples, Fig. 1b. Moreover, joint Rietveld refinements of neutron and X-ray scattering data of the discharged LiNiO2, which does not contain stacking faults, also show there are 8% vacancies in the transition metal layer (ESI† Fig. S7 and Table S5). These results show that the transition metal layer does not remain fully dense on charging across the voltage plateau and that the vacant Ni sites are not repopulated with Ni during the discharge process.
To investigate if the Ni migrates to the Li layer, the Ni occupancy in the 3b sites in the Li layer was refined. As shown in Fig. 1c, the amount of Ni in the Li layers remains constant at about 2–3% across the voltage plateau and on discharge. Refinements were also performed by introducing Ni into tetrahedral interstices in the structure, but this did not improve the fit, ESI† Fig. S8. The refinements, therefore, show that on charging up to and across the 4.2 V vs. Li+/Li plateau, 8% of the Ni is lost from the bulk, corresponding to a composition change from [Li0.956Ni0.044]NiO2 in the pristine material to [Li0Ni0.028]Ni0.926O2 at 5 V vs. Li+/Li and that these Ni occupancies remain on discharge to 3 V vs. Li+/Li.
To determine the destination of the Ni lost from the bulk, the electrolyte along with the solution after dissolving the anode were analysed by Inductively coupled plasma optical emission spectrometry (ICP-OES). The ICP-OES results are presented in ESI† Table S6 and show that only negligible amounts of Ni (147 ppm, which corresponds to 0.3 mmol of Ni loss per mole of cathode) leave the cathode material on charging. These results suggest that the Ni from the bulk remains in the particles and likely accumulates in the near-surface region of the particles, resulting in a core–shell structure.
To examine the growth and thickness of the densified layer with state of charge, annular dark field scanning transmission electron microscopy (ADF-STEM) was performed. The morphology of the material is composed of the typical primary/secondary particle agglomerates, see SEM in ESI† Fig. S1. These were sonicated to release the primary particles for STEM analysis. The images are shown in Fig. 2a–l. The high-resolution images in Fig. 2e–h, show the evolution of the surface structure. The layered structure at the surface of the pristine material, Fig. 2e, gives way to the beginning of a cation-mixed, rocksalt-like surface at 4.1 V vs. Li+/Li, evident from the appearance of scattering intensity from the Li layers due to the presence of Ni Fig. 2f. The emergence of this rocksalt-like surface at 4.1 V vs. Li+/Li is in line with the observed small amount of O-loss at the onset of the voltage plateau, ESI† Fig. S8. To determine the thickness of this surface layer, the variations in scattering intensity along three atom rows, i, ii and iii, from the surface to the bulk, Fig. 2e–h, were examined. The intensity of the three lines was averaged and is shown in Fig. 2m–p. The intensities are dominated by the scattering from Ni and show where there are regions of high and low Ni content. The more intense peaks arise from Ni in transition metal layers, and the weaker peaks from Ni in the Li layers. The ratios of the intensity maxima of the high and low-intensity peaks are plotted as the red line in Fig. 2n to p. On moving from bulk to surface, the variation in scattering intensity diminishes in accord with moving from a layered to a rocksalt-like distribution of Ni ions. The transition from layered to rocksalt-like structure does not occur abruptly but has a small transition region. However, the region where the rocksalt dominates appears initially with a thickness of around 1 nm at 4.1 V vs. Li+/Li, Fig. 2n, and grows to around 5 nm by 4.7 V vs. Li+/Li, Fig. 2p.
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| Fig. 2 Surface and bulk ADF-STEM images for LiNiO2 on the first charge. (a)–(d) Wide field of view ADF-STEM images for LiNiO2 at increasing states of charge on the first cycle with the surface (yellow boxes) and bulk (red boxes) regions highlighted and examined in closer detail (e)–(h) and (i)–(l), respectively. (e)–(h) ADF-STEM images from the LiNiO2 surface at each state of charge. A shell (surface layer) with a mixing of Ni between the transition and Li layers grows in thickness on charge from 4.1 V vs. Li+/Li. The shell is bound by the green dotted line. The thickness of the evolving shell and therefore position of the green dotted line is established from the data in Fig. 2m to p. (i)–(l) ADF-STEM images of the LiNiO2 bulk regions taken about 50 nm away from the surface at each state of charge showing preservation of the layered structure. (m)–(p) Variation in scattering intensity from the surface to the bulk was obtained by averaging the three numbered line scans in (e)–(h). The ratios of the intensity maxima of the NiLi peak (Ni in the lithium metal layer) to the NiNi peak (Ni in the transition metal layer) are plotted as the red line in the figures. It shows the transition from a rocksalt-like structure (where the Ni occupancies in the Li and transition metal layers are closer) to a layered structure (where they are different). (q) Within the bulk of the particles, Fig. 2(i) to (l), scattering intensities are integrated along the transition metal and Li layers, respectively, within the green-shaded regions, then plotted across the layers. They confirm the layered structure is retained in the bulk on charging. | ||
Considering the images taken from the bulk of the particles (Fig. 2i–l), the layered ordering is maintained throughout the charge, Fig. 2i–l. Intensity analysis was carried out within the blue-shaded regions in Fig. 2i–l. Intensities were integrated along the transition and Li layers, respectively and then plotted across the layers, Fig. 2q. They confirm the retention of the layered structure in the bulk. Between 4.1 V vs. Li+/Li and 4.3 V vs. Li+/Li, the interlayer spacing contracts slightly in agreement with the diffraction results.
Given an average primary particle size of 250 nm as seen in STEM and SEM, ESI† Fig. S1, and a shell thickness of 5 nm, as observed by STEM, Fig. 2h and p, and assuming spherical particles, consistent with the approximately primary particle morphology, seen in ESI† Fig. S1, the rocksalt shell occupies approximately 12% of the volume of the cathode. The 0.04 moles of surface O-loss results in an increase of 0.02 moles of Ni in the densified layer. This, in addition to the 0.08 moles of Ni from the bulk to the surface, yields a shell composition of Ni1.75O2 and, therefore an overall Ni oxidation state of +2.3.
While fluorescence yield XAS probes to a depth of 50–100 nm, the signal inevitably contains a contribution from the surface. Electron yield data with a probe depth of around 10–20 nm, ESI† Fig. S11, confirm that the surface Ni is more reduced than that obtained from fluorescence mode, as indicated by a sharp, distinct peak at 853 eV consistent with the 5 nm thick Ni2.3+ shell discussed above. Given that the fluorescence mode contains a contribution of Ni2.3+ from the shell at the surface and that the Ni L-edge fluorescence yield indicates an overall oxidation state of Ni3.8+ the results from the two modes suggest the Ni in the core is closer to +4.
At the end of charge, all of the 0.96 mol of Li have been removed from LiNiO2 (Li0.96Ni0.04[Ni]O2). Given the shell is +2.3, the bulk is closer to +4 and the overall particle Ni oxidation state is approximately +3.8, which is consistent with the XAS spectrum at 5.0 V vs. Li+/Li, approximately 0.16 mol of electrons must arise from O oxidation. Our quantitative OEMS have already shown that surface O-loss accounts for 0.08 mol of lithium extraction (0.04 mol of O lost). We can, therefore, assign the remaining 0.08 mol to bulk oxygen oxidation.
To investigate the bulk O-redox mechanism, O K-edge RIXS measurements were obtained. Previous RIXS measurements on Li-rich cathodes have revealed that O oxidation results in the formation of O2 molecules trapped within the cathode particles.21–23,25,61–63 The RIXS measurements for LiNiO2 (Fig. 3c and d), also show the same vibrational features at an excitation energy of 531.5 eV as those previously attributed to O2, Fig. 3c. The features begin to appear at the onset of the voltage plateau and increase in intensity up to the end of charge. On discharge to 3 V vs. Li+/Li, only a small quantity of O2 remains, indicating an almost complete reduction of O2 back to O2−.
By comparing the area under the signal to RIXS spectra obtained under the same measurement conditions for charged Li1.2Ni0.13Co0.13Mn0.54O2, where the amount of O2 is known, it is possible to estimate approximately how much O2 is present in the LiNiO2 charged to 5 V vs. Li+/Li, see the Methods section and ESI† Fig. S12. The results displayed in Fig. 3d suggest that 2% of the O in LiNiO2 charged to 5 V vs. Li+/Li is in the form of trapped molecular O2, Fig. 3d, corresponding to 0.08 moles of Li extraction (20 mA h g−1), in good accord with the amount of O-oxidation implied from the overall Ni oxidation state. This amount of O2 could feasibly be accommodated by the 8% Ni vacancies in the transition metal layer observed in the charged cathode, if each O2 molecule is trapped within a cluster of four vacancies, as proposed previously.21,23,25,62,64,65
In previous studies of lithium rich materials such as Li[Li0.2Ni0.13Co0.13Mn0.54]O2, we have shown using density functional theory (DFT) how vacancy clusters form in the transition metal layers through metal migration, permitting the formation of trapped O2.21,64 Total energy calculations show that structures containing trapped O2 are substantially lower in energy than other configurations of the charged structure by as much as 410 meV f.u.−1, indicating a thermodynamic driving force behind trapped O2 formation. To demonstrate that LiNiO2 behaves in a consistent manner with our previously investigated systems, we computed the energy difference for charged LiNiO2 before and after the formation of vacancy clusters and trapped O2. The calculations (ESI† Fig. S14 and Table S7) show that the structure with O2 is 205 meV f.u.−1 lower in energy than the structure without, in line with our earlier work.
Close inspection of the relaxed structural model with trapped O2 molecules shows an O–O bond length of 1.2 Å, close to that of free O2, indicating there is little evidence for a strong coordination interaction with the neighbouring Ni. This accords with our previous modelling for Mn-based transition metal oxides, and experimental vibrational RIXS data for the 4d and 5d-TM systems.66
Our results reveal that the structural instability in the bulk of LiNiO2 is more extensive than previously thought. On oxidation of [Li0.956Ni0.044]NiO2, Li+ extraction is charge compensated by oxidation of Ni +2.96 to +3.63 at the onset of the 4.2 V vs. Li+/Li plateau. On charging across and beyond the plateau, O2− ions are oxidised, resulting in oxygen loss at the surface and the growth of a Ni-rich surface layer reaching approximately 5 nm thick. In the bulk, O2− oxidation forms O2 trapped in the particles. This is enabled by the loss of Ni from the transition metal layers forming 8% Ni vacancies. Ni vacancies on the transition metal sites have two consequences: they generate non-bonding O 2p orbitals activating O2− oxidation and they enable Ni reorganisation and vacancy clustering necessary to accommodate the O2 molecules, explaining how it is possible to form trapped O2 in stoichiometric compounds that do not initially have Li+ or vacancies in the transition metal layers. The Ni no longer present in the bulk is not lost from the particles, instead forming part of a Ni-rich shell with a composition of Ni1.75O2.23,61,62 The overall Ni oxidation state of the particles as determined by Ni L edge XAS in fluorescence yield, i.e. bulk mode, and the oxygen RIXS data show respectively that Ni and O2− are oxidised on charing across the 4.2 V vs. Li+/Li plateau. However, the plateau is associated with a two-phase reaction and all we can conclude is that the phase at the charged end of the plateau at 4.3 V vs. Li+/Li contains Ni in a higher oxidation state than before the plateau and that O-redox has occurred. It does not imply that O-redox commences before Ni is oxidised to +4. The bulk fluorescence yield mode gives the overall Ni oxidation state for the charged particles as +3.8. However, it includes the shell, which has a Ni oxidation state of +2.3 and grows across the plateau. The implication is that the Ni oxidation state in the core of the core–shell particles is very close to +4 from 4.3 V vs. Li+/Li onwards. Therefore, we do not see evidence of O-redox commencing before Ni is oxidised to +4.
O K-edge RIXS data were recently reported by Piper and co-workers15 on LiNi0.98W0.02O2 showing a series of sharp peaks in the emission spectrum between 0–2 eV energy loss at the top of charge.15 While the authors acknowledged that these features were identical to those attributed to molecular O2 in Li-rich cathodes, they argued that since they could not observe vacant Ni sites in the transition metal layer of the charged cathode, there was no possibility of vacancy cluster formation to accommodate O2 in the Ni-rich materials. Instead, Morris and co-workers14 proposed that O–O dimers form by a water-assisted decomposition of oxidised lattice O and they are not intrinsic to the O-redox mechanism.14 According to their model, H2O and OH groups should be present in the empty Li layer. However, 1H magic angle spinning (MAS) NMR data collected on our LiNiO2 sample charged to 5 V vs. Li+/Li do not detect protons, ESI† Fig. S15. In contrast, our results identifying the presence of Ni vacancies in the transition metal layer, suggest that the trapped O2 can arise through a similar process of O2− oxidation to that observed in the Li-rich layered cathodes. The results are summarised in the schematic in Fig. 4.
Footnotes |
| † Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d3ee04354a |
| ‡ These authors contributed equally. |
| This journal is © The Royal Society of Chemistry 2024 |