Hinoki
Hirase
a,
Kenji
Iida
*a and
Jun-ya
Hasegawa
*ab
aInstitute for Catalysis, Hokkaido University, N21 W10 Kita-ku, Sapporo, 001-0021 Hokkaido, Japan. E-mail: k-iida@cat.hokudai.ac.jp; hasegawa@cat.hokudai.ac.jp
bInterdisciplinary Research Center for Catalytic Chemistry, National Institute of Advanced Industrial Science and Technology, Central 5, 1-1-1 Higashi, Tsukuba, Ibaraki 305-8565, Japan
First published on 13th June 2024
As the sizes of noble metal catalysts, such as platinum, have been successfully minimized, fundamental insights into the electronic properties of metal sub-nanoclusters are increasingly sought for optimizing their catalytic performance. However, it is difficult to rationalize the catalytic activities of metal sub-nanoclusters owing to their more complex electronic structure compared with those of small molecules and bulky solids. In this study, the adsorption of molecular oxygen on a Pt13 sub-nanocluster supported on a graphene layer was analyzed using density functional theory. Unlike bulk Pt, the Pt13 sub-nanocluster has multiple adsorption sites, and the adsorption energy depends strongly on the type of adsorption site. The O2 adsorption energy does not correlate with the transferred charge between O2 and the Pt13 moiety; therefore, to elucidate the differences in the adsorption sites, we propose an original approach for analyzing the electronic structure change in metal sub-nanoclusters caused by molecular adsorption. Our analysis of the integrated local density of state (LDOS) revealed that O2 adsorption on the Pt13 sub-nanocluster has a distinct feature, different from that on a smaller Pt2 cluster or rather a larger Pt slab. The change in the electronic structure of the Pt13 moiety was primarily observed near the Fermi level, different from that of the Pt slab whose DOS was distributed over a wide energy range. Furthermore, the change in the integrated LDOS correlated well with the O2 adsorption energy on the Pt13 sub-nanocluster.
For controlling the catalytic properties of a metal catalyst, it is necessary to understand the changes in the electronic structure caused by its chemical interaction with reactant molecules. The formation and dissociation of chemical bonds in small molecules are rationalized using so called frontier orbitals near the HOMO–LUMO region (HOMO: highest occupied molecular orbital; LUMO: lowest unoccupied molecular orbital).8 When the particle size is large, the energy levels become continuous. Thus, the electronic structure of bulk solids is not expressed using molecular orbitals but using the band structure, considering the lattice translational symmetry. The chemisorption of a molecule on a metal surface has been rationalized using the metal d-band center, the energy of which is lower than the Fermi level energy by a few electron volts.9,10 However, the d-band center is often unsuitable for characterizing a small metal cluster that is less than 2 nm in diameter.10 Moreover, metal sub-nanoclusters have a complex electronic structure, in which many orbitals lie near the Fermi level. Thus, a large number of orbitals in metal sub-nanoclusters could contribute to their chemical interaction with the adsorbed molecule; that is, the catalytic behavior of these clusters cannot be explained by analyzing just a few orbitals. It is therefore imperative to understand the electronic structures of metal sub-nanoclusters using another new theoretical/computational approach.
First-principles quantum mechanical methods have been used to study various systems, including Ptn (n = 2–147) clusters and Pt surfaces.3,9–21 In previous studies, the difference between the ORR energy diagrams of a Pt13/graphene heterostructure and a Pt slab was calculated, revealing that the O–O bond is readily dissociated on the former because of the strong chemical interaction between O2 and the Pt13 moiety.16,17 In addition to performing energy calculations, it is essential to analyze the electronic structure of a catalyst for understanding its catalytic activity, as has been widely accomplished using quantum mechanical computational methods. Previously, density of states (DOS) obtained through density functional theory calculations was utilized to evaluate the d-band center.9,10,22 Furthermore, the electronic structure of a Pt55 nanocluster was analyzed to rationalize the variation in the adsorption energy of molecular species (e.g., O and CO) depending on the adsorption sites on the cluster surface.14 This analysis was performed considering the d-band center, because the relatively larger Pt55 nanocluster retains the original fcc structure. In another study, the mechanism of charge transfer between O2 and small Ptn (n = 2–6) clusters was analyzed in detail, considering the presence of a few discrete orbitals near the HOMO–LUMO region.11 Our research group has previously investigated the ORR catalysis of a Pt17/graphene heterostructure and found that the amount of atomic charge on the Pt17 moiety correlates well with its catalytic activity.7 However, the relationship between the electronic structure of the Pt17 cluster and adsorption energy has not been fully clarified. Only a few theoretical approaches have focused on the inherent features of sub-nanoclusters, which are different from those of smaller clusters and bulk metals. So far, there has been a large gap in terms of theoretical insights into the difference between small isolated systems and bulk materials. Indeed, the d-band center is not suitable for discussing small systems of which the d-band is not clearly defined.10 It is therefore essential to establish a suitable theoretical approach for characterizing the electronic structures of metal sub-nanoclusters.
Herein, we present an original approach for analyzing the electronic structures of metal sub-nanoclusters, considering their inherent chemical properties, which differ from those of small clusters and bulk particles. The present approach is applied to analyze O2 adsorption on a Pt13/graphite heterostructure, and the results obtained for the heterostructure are compared with those of a Pt2 cluster and Pt slab. By analyzing the mechanism of O2 adsorption depending on the Pt size and adsorption sites, we pave the way for investigating the inherent characteristics of metal sub-nanoclusters, which differ from those of small clusters and bulky materials.
All calculations were carried out using the Quantum Espresso program.23 Spin-polarized density functional theory calculations were performed using the dispersion-corrected PBE functional (PBE-D3)24–27 and the projector augmented wave (PAW) pseudopotential.28 The cutoff energy for the wave function was 50 Ry. The cell size of the Pt13/graphene heterostructure was 14.8 and 32.6 Å along the horizontal and vertical directions, respectively, with respect to the graphene layer, and that of the Pt slab was 5.4 and 9.4 Å along the Pt surface and 19.8 Å in the perpendicular direction to the surface. For the Pt2 cluster, a cubic box with a side length of 16 Å was used as the unit cell. Gamma-point (single k-point) sampling was used for the Pt13/graphene heterostructure and Pt2 cluster, while 4 × 2 × 1 k-points were used for the Pt slab because we utilized a rectangular unit cell with a length along the y-direction (9.4 Å) longer than that along the x-direction (5.4 Å).
The GGA (generalized gradient approximation) functional often underestimates the band gap. However, in a previous B3LYP calculation for the O2 adsorption on Pt2, an adsorption energy of 0.94 eV was reported,29 which is slightly lower than but close to the present PBE result of 1.19 eV. Therefore, the error stemming from the choice of the DFT functional is considered to have a minor influence on the discussion within this study. Our focus remains on the qualitative aspect of the Pt13 model, in which the O2 adsorption energy is ∼1 eV greater than that on Pt2 and Pt slab models, as elaborated below.
Table 1 summarizes the adsorption energies of O2 on different Pt models, viz., the Pt2 cluster, Pt13/graphene heterostructure (denoted as Pt13), and Pt slab. The adsorption energy, Ead, is defined as the change in the total energy owing to adsorption, Ead = Eaf − Ebef, where subscripts “bef” and “af” denote the states before and after O2 adsorption, respectively. Ead of the Pt13/graphene heterostructure depends strongly on the adsorption site and ranges from −2.78 to −1.11 eV. All the Ead values of the Pt13/graphene heterostructure chosen for this study are larger than those of the Pt slab. On the other hand, some of them are larger than and others comparable to that of the Pt2 cluster (−1.19 eV). The energy of each system is shown in Fig. S1 (ESI†).
Pt2 | Pt13 | Pt slab | |
---|---|---|---|
E ad/eV | −1.19 | −2.78 to −1.11 | −0.63 |
Variation in charge on O2/e | −0.46 | −0.72 to −0.56 | −0.41 |
Table 1 also lists the variation in the Bader charge on O2 owing to O2 adsorption. Here, we show the sum of the charges on the two O atoms. The O2 moiety becomes negatively charged after adsorption on Pt, regardless of the adsorption site or the Pt model employed. Notably, the amount of negative charges on O2 adsorbed on the Pt13 model is the largest among the Pt models. We further analyzed the atomic charge on each Pt atom and observed that charge variation mainly occurred in the Pt–O bond region (Fig. S2 in the ESI†). Therefore, the charging of O2 indicates the charge transfer from Pt to O2 moiety.
Fig. 2(a) shows the dependence of the electronic charge transferred to O2 on the O–O bond distance. A linear relationship is observed, independent of the Pt model (Pt2, Pt13, or the Pt slab). This result also indicates the Pt-to-O2 charge transfer. Nevertheless, the adsorption energy of O2 on the Pt13 model did not exhibit a clear correlation with the transferred charge as shown in Fig. 2(b), presumably due to complex changes in the electronic and geometrical structures of the Pt13 model, as discussed below.
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Fig. 2 (a) Dependence of the charge transferred to O2 on the O–O distance and (b) the relationship between the adsorption energy and charge transferred to O2. |
To further analyze the differences between the O2 adsorption energies of Pt2, Pt13, and the Pt slab, we compared the local DOS (LDOS) of the O2 and Pt2 moieties involved in Pt–O bond formation. The LDOS was obtained by summing the LDOS of two Pt or O atoms, where the selected Pt atoms are labeled as 3 and 7 in Fig. 1. LDOSs projected towards the two Pt atoms are useful for excluding the contribution of Pt atoms other than the O2 adsorption sites. Using the same number of Pt atoms, we investigated the inherent characteristic of the Pt13 sub-nanocluster, other than the trivial difference in the number of Pt atoms, that is, the integrated amount of DOS. For example, the Pt slab consists of 32 atoms per unit cell; thus, its DOS is more than 10 times larger than that of Pt2 as shown in Fig. S3 in the ESI.†Fig. 3 shows the LDOS before O2 adsorption. The profiles of the LDOS of each Pt species are significantly different from each other. The Pt2 cluster has discretized LDOS with sharp peaks in the range of −5 to 1 eV (Fig. 3(a)), whereas the LDOS of the Pt slab is distributed over a wide energy range from the Fermi level energy to approximately −9 eV (Fig. 3(c)). Remarkably, the Pt13 moiety exhibits an intermediate characteristic between those of the Pt2 cluster and Pt slab. Its LDOS (Fig. 3(b)) is distributed down to a low energy region of approximately −7 eV, and the peak height of the LDOS around the Fermi level is ∼10, almost twice that of the Pt slab (∼5).
The LDOS peaks of the O2 moiety near the Pt13/graphene heterostructure (Fig. 3(b)) are located at −2.1 and 0.2 eV, which are lower by ∼1 eV than those of the O2 moiety near the Pt slab at −1.2 and 1.1 eV (Fig. 3(c)). As the O2 molecules are located far from the Pt species before adsorption, this difference does not arise from the O2 moiety itself. Here, the band energy is given as a relative value with respect to the Fermi level. Therefore, the peak positions of the O2 moiety indicate that the occupied orbitals of the Pt13/graphene heterostructure are distributed up to a higher energy region than those of the Pt slab; this is because the Pt13 sub-nanocluster is not as chemically stable as the Pt slab.
The above analysis indicates that the differences between the O2 adsorption energies of different Pt models can be attributed to the strength of the interaction between the d-orbital of the Pt moiety and the π* orbital of approaching O2. Indeed, the energies of the occupied orbitals of the Pt13 sub-nanocluster are higher than those of the Pt slab; consequently, the former can interact more strongly with the π* orbitals of O2 owing to the closeness of their energy levels. This strong interaction could be one of the key reasons for the significant stabilization of the Pt13 system after O2 adsorption. The detailed analysis presented below further supports this inference.
The central objective of this study is to examine the inherent features of the electronic structures of Pt sub-nanoclusters that are different from those of larger Pt particles and smaller Pt clusters. In the following, we further discuss the changes in the electronic structure of the Pt13 moiety following O2 adsorption. Nevertheless, the geometrical structure of Pt13 also changed substantially following O2 adsorption. The significance of the geometry of the metal surface in its reactivity has been discussed in earlier reports.30,31 However, they focused on the bulk solid surface, and metal sub-nanoclusters were not discussed. Therefore, we here evaluated the contribution of the change in the electronic structure to the adsorption energy. For this, we divided the adsorption process into two steps, as illustrated in Fig. 4. Then, we calculated the energy of an intermediate state, which has the geometry of the Pt13 moiety observed post O2 adsorption, although the O2 molecule is located far away from it. The ellipsoidal and hexagonal shapes of the system in Fig. 4 represent the geometrical structures of the Pt13 moiety before and after O2 adsorption, respectively, while the solid and hatched colors indicate its electronic structures before and after adsorption, respectively. Based on this scheme, we defined the changes in the geometry (Fig. 4(a)) and electronic structure (Fig. 4(b)) of the system to determine their contributions. The energy of the former is given by Egeom = EInt – Ebef while that of the latter is given by Eelec = Eaf − EInt, where Int denotes the intermediate state. The sum of Egeom and Eele is equal to the total adsorption energy, Ead.
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Fig. 4 Scheme of the adsorption process separated into changes in the (a) geometrical and (b) electronic structures. The red and blue regions denote the O2 and Pt13 moieties, respectively. |
The geometrical and electronic changes are, of course, interdependent; thus, their quantitative contributions could depend on the definition. However, the main purpose of this study is to understand the electronic structure of the Pt sub-nanoclusters. Developing a more sophisticated approach to define these two contributions is beyond the scope of this study.
Fig. 5(a) shows the relationship between Egeom and Ead, revealing that Egeom makes a non-negligible contribution to the total adsorption energy. However, we could not obtain any physically meaningful insights into the variation in Egeom and Ead depending on the geometrical characteristic of the adsorption sites. In fact, Ead was not related to the coordination number (CN) (Fig. S4, ESI†), which was defined using the nearest neighbor Pt–Pt bond length as the upper limit of the bond length.32Ead was also not correlated with the distance from the graphene layer. For example, the 2–6 model was similar to the 8–13 model regarding the distance, but the values of Ead were significantly different (Fig. S1 in the ESI†).
The value of Egeom is positive if the Pt13/graphene model has a global minimum structure. Therefore, the large adsorption energy for the Pt13 model (Table 1) is mainly attributed to Eele. Indeed, Eele is lower than Egeom (Fig. S5 in the ESI†). In practice, Egeom becomes a negative value in some Pt13 models because the O2 adsorption often causes a substantial structure change in the Pt13 moiety and thereby its stabilization.
We further confirmed that no correlation exists between Egeom and Eelec, which indicated that the dependence of Eelec on Egeom is negligible (Fig. S5 in ESI†). Therefore, we can reasonably focus on Eelec without considering Egeom. Further detailed investigation of the geometric contribution is beyond the scope of this study, as the focus of this study is to determine the characteristic of the electronic structure of Pt sub-nanoclusters.
Fig. 5(b) shows the relationship between Eelec and Ead, revealing a linear correlation. Although the correlation is weak owing to the contribution of Egeom, Eelec of three models (i.e., Pt13, Pt2, and Pt slab) exhibits the same order as Ead, showing that the difference in Ead among the three models is determined by Eele.
To elucidate the variation in Eelec depending on the Pt13 adsorption sites, we focus on four models (denoted as 3–12, 7–11, 10–12, and 8–13 based on different adsorption sites) shown in Fig. 5(c). For example, two O atoms in the 8–13 model are adsorbed on 8th and 13th Pt atom (see Fig. 1 for the number of Pt atoms). The plot points in Fig. 5(a) and (b) and the four models in Fig. 5(c) are linked using different colors. Fig. 5(a) shows that the geometrical contributions of the four models are almost the same; thus, the difference in Ead among the four models is solely determined by the electronic contributions. Therefore, we employed the four models to investigate the relationship between Ead and the electronic structure change by O2 adsorption. It should be noted that the values of Ead of the four models are almost independent of the degree of charge transfer, which is almost common to the four systems: −0.61 e (3–12), −0.62 e (7–11 and 10–12), and −0.64 e (8–13).
We first analyzed the LDOSs of the four O2 adsorption sites in the Pt13 moiety. However, no clear feature was found in the LDOS because of the complex spectral profiles with multiple peaks (see Fig. S6, ESI†). Therefore, we herein present an original approach of electronic structure analysis, focusing on the feature of metal sub-nanoclusters, that is, a large number of electronic states around the Fermi level. The data in Table 1 and Fig. 2 and 3 suggest that the adsorption of O2 on the Pt13/graphene heterostructure is mainly governed by chemical interactions between the unoccupied orbitals in O2 and the occupied orbitals in the Pt moiety. Thus, we introduce the integrated LDOS defined as
![]() | (1) |
Fig. 6 shows the difference in the Dα(E) owing to O2 adsorption, defined as
ΔDα(E) ≡ Dα,af(E) − Dα,bef(E) | (2) |
Fig. 7 shows a schematic of the relationship between ΔDα(E) (solid line) and the associated LDOSs (dash line). The reduction in ΔDα(E) from the Fermi level (arrow A in Fig. 6 and 7) is caused by the decrease in the LDOS in the Pt moiety following O2 adsorption. For example, ΔDα(E′) in Fig. 7 is given by the area Dα,bef in which the orbitals are expended to form bonding orbitals with the orbitals of O2. The increase in ΔDα (arrow B in Fig. 6 and 7) is mainly attributed to the generation of bonding orbitals after O2 adsorption. Fig. 7 illustrates the increase in ΔDα around E′′ caused by the generated LDOS in the area of ΔDα,af. Therefore, the profile of ΔDα indicates the mechanism of the orbital mixing of O2 and the Pt13 moiety of which most of the Pt orbitals before O2 adsorption below the Fermi level are assigned to d-orbitals that can interact with the orbitals of O2 (Fig. S8 in the ESI†). Indeed, the LDOSs of Pt and O are distributed in a wide energy region after O2 adsorption (Fig. S9 in ESI†).
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Fig. 7 Scheme of relationship among the integrated LDOS of Pt expended for Pt–O bonding Dα,bef (red dash), generated via O2 adsorption Dα,af (blue dash), and their difference ΔDα (black solid). |
The sharp trough in the LDOS at −2 eV in Fig. 6, which is common to the different Pt13 models, except for the 8–13 model (orange plot), indicates that the occupied orbitals in the Pt moiety with energies exceeding −2 eV are used to generate bonding orbitals with energies less than −2 eV. Indeed, compared to the result of the four models (i.e., 3–12, 7–11, 10–12, and 8–13), the adsorption energy increases as the trough becomes deep near the Fermi level (above −2 eV). The order of the trough depth confirms that the adsorption energy is determined by the electronic interactions between the occupied orbitals of the Pt moiety near the Fermi level and the orbitals of the O2 molecule. The correlation between Dα,af(E) or Dα,bef (E) and the adsorption energy is weak (Fig. S7 in ESI†). However, at least, D8−13,bef(E) is small near the Fermi level compared with those of the other three models, indicating that the large LDOS in the Pt13 moiety plays a crucial role in its large adsorption energy.
Previous studies on Pt sub-nanoclusters suggested that the atomic charge on each Pt atom is closely correlated with the Pt–O interaction.6,7 This result is partially reasonable, because the atomic charge tends to become more negative as the LDOS near the Fermi level increases. However, the tendency is not always observed, because the LDOS profiles of respective atoms in a metal sub-nanocluster often differ significantly. Indeed, in this study, the O2 adsorption energy on the Pt13 model was found to be almost independent of the atomic charge of Pt (Fig. S10, ESI†).
For comparison, the results of the Pt slab are also shown in Fig. 6. The LDOS profiles of the Pt slab and Pt13/graphene heterostructure are remarkably different. The ΔDα(E) of the Pt slab does not have a sharp trough; instead, it has a broad distribution in the range of −4 to −1 eV. This broad distribution of ΔDα(E) is attributed to the negation of the decrease in the occupied orbitals in the Pt moiety with the increase in the Pt–O bonding orbitals; that is, the electronic interaction between the Pt slab and O2 occurs over a wide energy range because of the delocalized DOS compared with that of the Pt13 model (see Fig. 3(b) and (c)). The mechanism of the electronic structure change for the Pt slab is reminiscent of the d-band center model.10 In this model, the adsorption energy is rationalized based on a low energy region located away from the Fermi level by a few eV, and the details near the Fermi level have a minor contribution. The analysis presented in Fig. 6 reveals a strong contribution of the orbitals near the Fermi level as an inherent characteristic of sub-nanoclusters, which is significantly different from the results of the Pt slab used for modeling a large Pt particle. The integrated LDOS shows that the amount of LDOS change governs the O2 adsorption energy on the Pt sub-nanocluster.
Based on the above analysis, we summarize the scheme of O2 adsorption in Fig. 8, where the schematic electronic states of O2 (left-hand side) and Pt (right-hand side) are shown, with the thickness of the orange bar representing the number of DOS. Fig. 8(a) shows the energy diagram for Pt2–O2 interaction, in which the electronic states of the Pt2–O2 complexes are shown in the middle. The orbitals of the Pt2 cluster are discretized because the number of atoms is significantly small. As the particle size increases, the orbital distribution becomes broad. Consequently, as shown in Fig. 8(b), the orbitals in the Pt13 moiety illustrated with the thick bar are largely distributed near the Fermi level and thus strongly interact with the π* orbitals of O2 (black dotted box in Fig. 8(b)), resulting in large stabilization following O2 adsorption. The electronic states in the Pt slab (Fig. 8(c)) are delocalized over a wider energy range compared with those in the Pt2 and Pt13 models. The LDOS near the Fermi level is small owing to the delocalized distribution of the states. Therefore, the interaction between the occupied orbitals of the Pt slab and the π* orbitals of O2 has a relatively smaller contribution than in the case of the Pt13 sub-nanocluster. The present analysis of the electronic structure reveals the inherent characteristic of Pt sub-nanoclusters, which differs from that of a Pt slab, in terms of the mechanism of O2 adsorption.
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Fig. 8 Schematic showing the change in the electronic structure following O2 adsorption onto (a) Pt2, (b) Pt13, and (c) a Pt slab. |
The present scheme of analysis is expected to contribute to the investigation of various metal sub-nanoclusters, because it focuses on the general features of metal sub-nanoclusters whose orbitals tend to be distributed near the Fermi level compared with those of large particles. Another topic that needs to be investigated is geometrical changes in metal sub-nanoclusters during a chemical process. Understanding the electronic structure is a preliminary but essential step in the investigation of the changes in the geometry of a system. In this regard, the present study paves the way for investigating chemical processes governed by the inherent features of metal sub-nanoclusters.
Footnote |
† Electronic supplementary information (ESI) available: Relative energies and atomic charges after O2 adsorption; dependence of the coordination number on O2 adsorption energy; relationship between the contributions of changes in geometric and electronic structures to O2 adsorption energy; local density of states before and after O2 adsorption; integrated local density of states. See DOI: https://doi.org/10.1039/d4cp00555d |
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