Alicia
Gómez-Lopez‡
,
Y. Andrea
Rivas
,
Sergio
López-Fajardo
,
Ricardo
Jiménez
,
Jesús
Ricote
,
Carlos
Pecharromán
,
Isabel
Montero
,
Iñigo
Bretos
* and
M. Lourdes
Calzada
*
Instituto de Ciencia de Materiales de Madrid, Consejo Superior de Investigaciones Científicas (ICMM-CSIC). C/Sor Juana Inés de la Cruz, 3. Cantoblanco, 28049 Madrid, Spain. E-mail: ibretos@icmm.csic.es; lcalzada@icmm.csic.es
First published on 9th January 2023
We propose a disruptive method to process metal oxide thin films whereby hydroxyl radicals (˙OH) are photogenerated in situ from the atmosphere where the corresponding solution-deposited layers are UV-irradiated. The reaction of these radicals with the film results in the transformation of the deposited layer into a highly-densified amorphous metal–oxygen network that easily evolves to the crystalline film at much lower temperatures than those traditionally used (over 600 °C). An exhaustive study has allowed us to determine the underlying mechanisms involved in the accelerated crystallization of these oxides by the presence of ˙OH radicals during the process. We demonstrate that the method is applicable to all-solution metal oxide thin films, validating its general application in thin films of the binary Bi2O3 oxide and of more complex oxides like BiFeO3 and Pb(Zr0.30Ti0.70)O3 ferroelectric perovskites. It is shown that the metal oxide crystallization occurs between 250 °C and 350 °C, a temperature range hundreds of degrees below their conventional processing temperatures and fully compatible with their direct growth on flexible polymer substrates. This processing method opens new opportunities for the integration of high-performance multifunctional oxide layers into the next-generation devices demanded today by emerging technologies such as flexible or wearable electronics.
Among the methods employed to fabricate high-quality thin films, Chemical Solution Deposition (CSD) offers advantages over other techniques in terms of cost, scalability and deposition rate.3 The preparation of metal oxide thin films from solutions typically involves the use of metal alkoxides and coordination complexes as chemical reagents, in which the metal cation (M) is bonded either to an alkoxy group (M–OR) or to an organic ligand (M–L). The formation of a metal–oxygen network (–M–O–M–) from the former precursors proceeds through the classical hydrolysis and condensation reactions of the sol–gel method. The process starts with the addition of water (H2O) that reacts with the metal precursor through a nucleophilic substitution of the OR group by the hydroxyl groups (OH) of the water. Further condensation of the resulting products leads to the formation of metal–oxygen–metal chains, which is actually the building block of the metal oxide material (reaction (1)).
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Unfortunately, the hydrolysis and condensation of metal alkoxides and coordination complexes usually occur simultaneously with a high reaction rate. They can result in an accelerated and uncontrolled gelation (even precipitation) of the solution that makes its subsequent deposition on a substrate not feasible. However, this issue can turn into a challenging opportunity if hydrolysis and condensation reactions take place in the deposited layer instead of in the precursor solution. Thus, the arrangement of the interconnected metal–oxygen network would be directly promoted in the film after the polycondensation among the different metal precursors. This could accelerate the early-stage formation of an amorphous oxide in the system under thermal conditions close to room temperature.
Applications such as thin film transistors or gate dielectrics using amorphous semiconductors require highly-densified transition metal oxide layers. Compaction and densification of the amorphous metal–oxygen network inevitably need an activation step by applying a moderate temperature (200–300 °C). However, crystalline layers are essential when other relevant functionalities such as piezoelectricitity, ferroelectricity or superconductivity are intended to be used.4–7 Here, the properties are linked to an ordered metal oxide structure and therefore, film crystallization demands higher annealing temperatures (usually over 600 °C) than those needed for just achieving film densification. This thermal treatment not only increases the complexity of the process, together with the economic and environmental load associated with the energy consumption, but also limits the choice of the substrate. For example, the low degradation temperature (≤400 °C) of substrates based on plastic, textile or paper generally hinders the use of crystalline oxide films in emerging technologies such as flexible, wearable or foldable electronics.
Many researchers have recently developed new low-temperature solution processes particularly focused on the fabrication of amorphous metal oxide semiconductors. Among them, intriguing strategies based on a precise control of the reactions of hydrolysis and condensation (reaction (1)) produced during the formation of the metal–oxygen network are reported. Banger et al.8 found that the presence of moisture during the heat treatment of solution deposited layers stimulates the hydrolysis and condensation reactions, leading to a reduced annealing temperature for amorphous In–Ga–Zn–O (IGZO) semiconductor thin films. Park et al.9 made use of reactive radicals (˙NO2) formed after the photocleavage of solution layers containing nitrate salts. These radicals activated the polycondensation and densification of amorphous In–Zn–O (IZO) thin film transistors at moderate temperatures. Lee et al.10 introduced hydrogen peroxide (H2O2) loading as an oxidizing agent during the formulation of LaxZryOz (LZO) precursor solutions. The combination of H2O2 and UV-irradiation in the spin-cast samples made possible the preparation of amorphous LZO films directly on polyimide substrates. While the aforementioned works are aimed at the formation of an amorphous metal–oxygen network in the material, not many papers have achieved the crystallization of solution-derived oxide layers at low temperatures. For example, Jao et al.11 added organo-ammonium hydroxide salts into NiO precursor solutions to assure the presence of hydroxyl anions (OH−) in the deposited layer. These anions accelerated the hydrolysis and condensation reactions that led to a reduction in the time and temperature to attain an incipient crystallization in the corresponding single-oxide film. In a rather distant field, Feng et al.12 demonstrated that the crystallization of zeolites can be speeded up under hydrothermal conditions by inducing the polymerization of the aluminosilicate anions around the hydrated cations with UV-generated radicals. Therefore, some of the former works already show the significance that photochemistry has gained in the last years in the low-temperature processing of metal oxide thin films.13
Energy is always required to break the chemical bonds of molecules. If this energy is provided by light, it interacts with the bonding electrons of the chemical species triggering the decomposition of metal precursors. As photons with the proper wavelength have a very large quantum efficiency to be absorbed, the generated heat associated to the chemical reaction is nearly negligible, so that the whole process will take place at low temperatures. Thus, molecules can be cleaved by light into smaller molecules, individual atoms or reactive radicals. These species can further assist to the elimination of organic residuals, besides promoting the condensation and densification of the amorphous metal–oxygen network and even increasing the crystallization rate of the amorphous system. Whereas photochemical reactions have been traditionally induced in the thin film material, they can also take place in the irradiation atmosphere. Here, the primary process is the photolysis of gas molecules into reactive free radicals. This is usually followed by secondary processes that involve the attack of these radicals to the molecules of the gas, forming new radicals and molecular species. All these reactive compounds obtained from the irradiation atmosphere can react then with the thin film material and contribute to accelerate the crystallization of the metal oxide.
In this work, we propose a novel photochemical strategy to generate very reactive ˙OH radicals within the atmosphere in which solution-deposited films are UV-irradiated. These species can react with the film surface through the substitution of the groups bonded to the metal (M–OR or M–L), playing the same role as that of the OH groups in the so-called hydrolysis reactions. However, the much higher reactivity of the ˙OH radicals is able to trigger rapid and controlled reactions of nucleophilic substitution and condensation among precursors, enhancing (i) the formation of a highly-densified and defect-free amorphous metal–oxygen network and (ii) its subsequent crystallization into the metal oxide at very low temperatures. This strategy is demonstrated for high-k metal oxide thin films, particularly for multifunctional ferroelectric oxides (those dielectrics with the highest values of dielectric constant). These materials are one of the most demanding family of metal oxides, since not only a non-centrosymmetric crystal structure is required to support their functionality, but also several microstructural characteristics (e.g., grain size, connectivity, etc.) are needed for achieving an adequate performance at low temperatures (see Table S1, ESI† that summarizes the properties of high-k dielectric films processed from solution at temperatures ≤400 °C).1,9,14–42 Ferroelectric thin films provide besides a wide range of electrical properties (ferro-, pyro-, piezoelectricity) that make them excellent candidates for their use in multifunctional electronic devices of emerging technologies. Finally, this low-temperature solution deposition method assisted by hydroxyl radicals can be applicable to the fabrication of metal oxide thin films of different compositions with either an amorphous or crystalline structure. This fact provides new opportunities for the integration of high-performance functional materials into next-generation devices (e.g., flexible or stretchable electronic systems) using a low-cost, high-throughput and large-area deposition technique.
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O˙ + H2O → 2˙OH | (3) |
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Fig. 1 Hydroxyl free radicals method for accelerating the formation and crystallization of solution-processed functional metal oxide thin films. The scheme shows the different steps of this method: solution deposition of the film onto the substrate (step 1), UV-irradiation of the deposited layer at λ = 172 nm in a ˙OH atmosphere (step 2), UV-irradiation of the film resulting from the step 2 at λ = 222 nm in an O3 atmosphere (step 3), and low-temperature treatment at temperatures ≤350 °C to attain the crystalline film (step 4). The drawings representing the characteristics of the films obtained after the different steps of the devised process are shown at the bottom. These drawings have been adapted with permission4 from the Royal Society of Chemistry. |
In this work, we propose that the ˙OH radicals formed in the irradiation atmosphere during this step will attack the gel layer and react with the chemical compounds contained in it,12,43,44 accelerating the rate of the nucleophilic substitution of the OR groups and organic ligands by the ˙OH radicals and promoting the condensation among metal precursors (reaction (4) and (5), respectively).
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The byproducts of these reactions are mainly alcohols and water, which is therefore regenerated in the reaction media acting thus as a catalyst during the process and contributing to the formation of new ˙OH radicals in the irradiation atmosphere. In spite of the high yields of condensation obtained in the system during this step, the films were also subjected to a second UV exposure at 222 nm in a pure oxygen atmosphere and under heating at 250 °C (step 3 in Fig. 1(a)). This assures, on the one hand, the electronic photoactivation of the metal complexes contained in the film with absorption maxima close to the emission of this UV-lamp (Fig. 1(c) and Fig. S1c, ESI†).34,35 On the other hand, the ozone (O3) formed from the O2 atmosphere under irradiation (reaction (6) and (7)), which can also occur as a secondary process at the step 2, produces a rapid elimination of molecular byproducts, organic residuals and voids remaining in the system (reaction (8)). This will increase the compaction of the solid metal–oxygen matrix resulting in an amorphous metal oxide film with a high degree of densification and a low content of defects.13 As a consequence, the system can evolve to the crystalline phase by just applying a thermal treatment at such a low temperature of ≤350 °C (step 4 in Fig. 1(a)).
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O˙ + O2 → O3 | (7) |
organic residuals + O3 → –M–O–M– + CO2 + H2O | (8) |
To demonstrate the effective acceleration of the crystallization process of metal oxide thin films using this low-temperature strategy assisted by ˙OH free radicals, we have chosen as a proof-of-concept the BiFeO3 perovskite system that has a wide range of properties of interest in high-performance multiple-operation devices.14,38,40 The full process was monitored by Infrared Reflection Absorption Spectroscopy (IRRAS) and Angle-Resolved X-ray Photoemission Spectroscopy (ARXPS) techniques (Fig. S4 and S5, ESI† respectively), showing the corresponding results in Fig. 2.
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Fig. 2 Effect of the steps of the UV-irradiation process assisted with ˙OH free radicals on the accelerated crystallization of BiFeO3 perovskite thin films. (a) IRRAS spectra recorded between 200 cm−1 and 4000 cm−1 for the films obtained after the different steps of the low-temperature solution process. For comparison, the calculated Fourier-transform infrared spectroscopy (FTIR) spectrum of the BiFeO3 perovskite is shown at the bottom of the figure. (b) IRRAS spectra in the region of the M–O bonds recorded for the former films, after the step 4 with a treatment at 350 °C for 2 h and those films obtained in the same way, but without illumination with UV-light in H2O and O2 atmospheres, and without illumination with UV-light in air atmospheres (see Fig. S3, ESI†). (c) O1s core level ARXPS spectra of the films recorded at 40° take-off angle for the steps 1 to 4 of the process. (d) Comparison of the O1s core level spectra recorded at 40° and 90° take-off angles for the steps 2 and 4 of the process. The intensity of these O1s spectra have been normalized for comparison purposes. |
Fig. 2(a) shows the IRRAS experimental spectra of the films obtained after the different steps of the fabrication process. The first reflectance ratio spectrum of the deposited layer (step 1) presents several modes in the region around 600 cm−1 corresponding to different types of metal–oxygen bonds. For wavelengths above 1000 cm−1, vibrational modes associated with C–N, RCOO–, N–H, C–H and O–H bonds are observed. All the former signals are ascribed to the different organic species initially present in the system (i.e., metal precursors and organic solvents). At step 2, it can be observed how the O–H signal in the film increases with UV-irradiation at 172 nm under the ˙OH atmosphere. These free radicals react with the solution-deposited layer producing the rapid formation of M–OH bonds in the film (nucleophilic substitution). The reaction is accompanied by the rupture of the chemical bonds of the organic species contained in the film, which results in an abrupt decrease of the C–H signal. Thus, around 70% more O–H bonds than those of the just deposited film (step 1) are detected at this step 2, whereas the bands ascribed to the C–H bonds practically disappear (Fig. S6a, ESI†). Complementary, bands at ∼2341 cm−1 and ∼2180 cm−1 are respectively observed at steps 2 and 3 due to physisorbed CO2 and NOx at the film surface, which correspond to gas volatile byproducts resulting from the elimination of remnant organics.
At step 4, the bands associated with the transverse stretching M–O bonds have evolved from multiple minima in the deposited layer (e.g., ∼510 cm−1, ∼570 cm−1 or ∼635 cm−1) to a single and more pronounced band (centered at ∼630 cm−1) in the annealed film. This strong minimum is probably due to the formation of a metal–oxygen structure, where both Bi and Fe atoms participate in a complex oxide with an incipient crystallinity.45 The contribution of the heavy Bi atoms would shift the vibration frequency of the Fe–O octahedra to the observed value (∼630 cm−1), considering that the longitudinal mode of the Fe–O octahedra should be close to that of α-Fe2O3 (located at 662 cm−1).46 Therefore, we can conclude that the film treated at only 350 °C for a short time of 10 min (step 4) displays a structure with an arrangement of the Bi, Fe and O atoms close to that of a cubic BiFeO3 perovskite. Increasing the time of this treatment is sufficient to convert this nanocrystalline oxide film into the final perovskite system. This results in the splitting of the band recorded at ∼630 cm11 into two minima at ∼470 cm−1 and ∼610 cm−1, which are ascribed to the respective high frequency E and A1 modes of the rhombohedral BiFeO3 perovskite (i.e., the fingerprint of the BiFeO3 perovskite).47 The special configuration of the IRRAS technique allowed us to calculate the phonon frequencies of this BiFeO3 layer, by simulating a spectrum for a ∼70 nm thick film that fits well with the experimental one (see Fig. 2(a)).48,49
The comparison of the IRRAS spectra of the former films with those of the films processed without ˙OH radicals (Fig. 2(b) and Fig. S7, ESI†) demonstrates the accelerated crystallization of the BiFeO3 perovskite film assisted by ˙OH free radicals. These results show an efficient formation of the gel film when it is accelerated by the ˙OH free radicals generated in situ in the irradiation atmosphere (reactions (4) and (5)). On the contrary, the films treated under a water vapor atmosphere without UV-irradiation (Fig. S6b, ESI†) showed a much lower formation rate of the amorphous gel oxide, although it was significantly higher than that of the films only treated in air without UV-irradiation (Fig. S6c, ESI†).8,25,50,51
Fig. 2(c) shows the O1s core level spectra recorded by ARXPS with a take-off angle of 40° for the films obtained after the successive steps of the process. The solution-deposited layer (step 1) shows a broad O1s spectrum (FWHM ∼ 3.3 eV) with a maximum at ∼531.8 eV. This signal can be deconvoluted into three contributions corresponding to oxygen bonded to metals (M–O–M), oxygen from hydroxide groups bonded to metals (M–OH bonds), and oxygen bonded to organic compounds (O–R),52 from low to high binding energy, respectively (see Fig. S5b, ESI†). At step 2, the broadening of the O1s peak decreases and shifts towards lower binding energies. A maximum at ∼530.1 eV ascribed to oxygen bonded to metals (M–O–M), with a shoulder at higher energies due to oxygen in M–OH bonds (reaction (4)), is now observed. At step 3, the intensity of the M–OH shoulder compared to that of the main M–O–M peak is reduced, indicating that an accelerated condensation of the film is in progress (reaction (5)) to form the metal–oxygen network that finally occurs at step 4. Here, the asymmetric shape of the O1s spectrum cannot be related to the contribution of oxygen in M–OH bonds, but to the formation of the BiFeO3 oxide as previously reported for other oxides containing two metal cations arranged into a short-range ordered structure.53,54 This would be the case of Bi and Fe ions participating in a BiFeO3 film with an incipient crystallinity, as previously demonstrated from the IRRAS results of Fig. 2(a).
Fig. 2(d) shows the O1s core level spectra of the films after the steps 2 and 4 recorded at 40° and 90° take-off angles. Note that, whereas the normal configuration at 90° provides data from the bulk film, information from the film surface is obtained with a tilt angle of 40°. The evolution of the oxygen signal attributed to the M–OH and M–O–M bonds suggests that an oxyhydroxide layer is formed at the step 2 as a result of the attack of the ˙OH radicals generated within the irradiation atmosphere to the film surface. The reduction of the M–OH shoulder in the spectrum recorded at 40° reveals that this reaction starts in a controlled way from the top surface to the inner layers of the sample. On the other hand, the shape of the O1s peak of the film after the step 4 does not depend on the take-off angle. This supports a gradual and controlled transformation of the solution deposited layer into the final metal oxide film from top to bottom, indicating the complete formation of a metal–oxygen structure in the system after this step.
To fully demonstrate the functionallity of the crystalline BiFeO3 perovskite films obtained by this method at only 350 °C, capacitor devices were fabricated with thin films grown up to an average thickness of ∼140 nm. The low-magnification topographic, and amplitude and phase piezoelectric images obtained by Piezoresponse Force Microscopy (PFM) show a film formed by equiaxial nanometric grains with a piezoelectric response homogeneously distributed over the surface (Fig. 3(a), (c)–(f), and Fig. S8a–e, ESI†). The piezoelectric behavior of this film is additionally confirmed by the hysteresis loop depicted in Fig. 3(b). The plan-view and cross-section FEGSEM images, together with the X-ray diffraction patterns of these films (Fig. 3(g)), denote a nanometric grain size typically obtained in polycrystalline metal oxide films processed at low temperatures. This intrinsic effect, together with the possible existence of residual areas with an incipient crystallinity, is responsible for the characteristic depletion observed in the functional properties of these metal oxide films compared to film counterparts processed at conventional temperatures (≥500 °C).55 Thus, macroscopic ferroelectric measurements were carried out in the BiFeO3 thin film capacitor devices shown in the photograph of Fig. 3(h). The high quality of the sample is inferred from the fact that around the 95% of the capacitors display high permittivities and low dielectric losses. A representative ferroelectric hysteresis loop measured in these capacitors is inserted in this figure, which clearly demonstrates the ferroelectric response of the films crystallized at 350 °C. A remnant polarization of ∼9 μC cm−1 is obtained, which fulfills the requirements demanded for the operation of ferroelectric thin films in electronic devices.14,55,56 When the step 3 is skipped in the fabrication process (only a single UV-irradiation in the ˙OH atmosphere is just carried out at step 2), the resulting thin-film devices do not show an appropriate performance (Fig. S8h, ESI†). Although the BiFeO3 perovskite is detected in both films (with and without step 3) with similar crystal structure characteristics (as detected by the X-ray diffraction patterns inserted in Fig. S8f–g, ESI†), they present very different ferroelectric behaviour. Note that the densification of the film without the step 3 is lower than that of the film prepared following the complete process. This can be deduced from its thickness, which is around 18% thicker with respect to the film subjected to the complete process (165 nm versus 140 nm) (Fig. S8f and g, ESI†). In addition, most of the capacitor devices fabricated in this film are short-circuited (∼65%), with the rest of the capacitors showing an inhomogeneous response depicted by ferroelectric hysteresis loops with a large amount of non-switching contributions (leakage currents and conduction). However, a further UV-irradiation of the film in a strong O3 oxidizing atmosphere (step 3) increases the film densification and produces the elimination of defects (porosity, carbonaceous residuals or oxygen vacancies) (reaction (8)).33,34,57,58 We selected to carry out this step 3 with UV-irradiation at 222 nm because, in the particular case of the precursor solutions used in this work, this emission wavelength is close to the absorption maxima of the metal complexes of the system (Fig. S1, ESI†). Thus, under these conditions the step 3 results very efficient in accelerating not only the oxidation of the organic residuals still present in the film by ozonolysis, but also in promoting the total photolysis of the M–L bonds and the further decomposition of these compounds.
Finally, the low-temperature strategy proposed in this work opens the door to the direct growth of these films on temperature-sensitive substrates like those used in emerging technologies, like those based on flexible electronics. This fact is demonstrated by the fabrication of BiFeO3 thin films on flexible polyimide substrates (Fig. 3(i)). The X-ray diffraction pattern of these films (Fig. 3(j)) shows the reflections corresponding to the perovskite phase together with the characteristic diffuse background of the polymeric compound. Besides being transferible to different types of substrates, the solution process developed here can also be extended to any other metal oxide composition requiring a crystalline degree to reach an adequate performance. This is confirmed by the low-temperature processing at 350 °C of both rigid and flexible thin films of the model ferro-piezoelectric Pb(Zr0.30Ti0.70)O3 (PZT) perovskite oxide. The quality of these films is shown by their well-defined ferroelectric response with values of remnant polarization of ∼14 μC cm−1 (Fig. S9a–e, ESI†). It must be highlighted that the crystallization of a binary oxide should occur more easily (i.e., under a lower thermal budget) compared to a multiple oxide. Thus, crystalline Bi2O3 thin films were also obtained by this method after applying a heating treatment of only 250 °C (Fig. S9f, ESI†). The demostration that the crystallization of metal oxide thin films can be effectively accelerated by ˙OH radicals generated in situ during the UV-irradiation of solution-deposited layers brings new and exciting opportunities of application for these functional materials. The fabrication process shown in this work enables a significant reduction of the processing temperature, which results in a low energy consumption and carbon footprint as main benefits. Furthermore, we validate here the general application of this solution deposition method for the fabrication of thin films of any metal oxide directly on temperature-sensitive substrates, which is a key requirement for the next-generation high-performance and flexible devices demanded today by the emerging technologies.
Footnotes |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d2tc05447g |
‡ Present address: Instituto de Catálisis y Petreoquímica (ICP-CSIC). C/Marie Curie, 2. Cantoblanco. 28049 Madrid, Spain. |
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