Ellard
Hooiveld
a,
Maarten
Dols
a,
Jasper
van der Gucht
a,
Joris
Sprakel
b and
Hanne M.
van der Kooij
*a
aPhysical Chemistry and Soft Matter, Wageningen University & Research, Stippeneng 4, 6708 WE Wageningen, The Netherlands. E-mail: hanne.vanderkooij@wur.nl
bLaboratory of Biochemistry, Wageningen University & Research, Stippeneng 4, 6708 WE Wageningen, The Netherlands
First published on 6th November 2023
The drying of multi-component dispersions is a common phenomenon in a variety of everyday applications, including coatings, inks, processed foods, and cosmetics. As the solvent evaporates, the different components may spontaneously segregate laterally and/or in depth, which can significantly impact the macroscopic properties of the dried film. To obtain a quantitative understanding of these processes, high-resolution analysis of segregation patterns is crucial. Yet, current state-of-the-art methods are limited to transparent, non-deformable labeled colloids, limiting their applicability. In this study, we employ three techniques that do not require customized samples, as their imaging contrast relies on intrinsic variations in the chemical nature of the constituent species: confocal Raman microscopy, cross-sectional Raman microscopy, and a combination of scanning electron microscopy and energy dispersive X-ray analysis (SEM–EDX). For broad accessibility, we offer a thorough guide to our experimental steps and data analysis methods. We benchmark the capabilities on a film that dries homogeneously at room temperature but exhibits distinct segregation features at elevated temperature, notably self-stratification, i.e., autonomous layer formation, due to a colloidal size mismatch. Confocal Raman microscopy offers a direct means to visualize structures in three dimensions without pre-treatment, its accuracy diminishes deeper within the film, making cross-sectional Raman imaging and SEM–EDX better options. The latter is the most elaborate method, yet we show that it can reveal the most subtle and small-scale microseparation of the two components in the lateral direction. This comparative study assists researchers in choosing and applying the most suitable technique to quantify structure formation in dried multi-component films.
Waterborne coatings are a prototypical example of multi-component films whose performance and appearance rely heavily on the spatial arrangement of their building blocks.7 For example in nanocomposite films, a combination of soft and hard particles can be used to confer both strong adhesion and anti-fouling properties, achieved by partitioning of the adhesive particles to the substrate and hard particles to the air interface. By contrast, for optimal transparency a homogeneous distribution without segregation or aggregation of components is required. These examples illustrate the need to comprehend component distribution during drying, which is a diverse and complex process.
In the vertical direction, different pathways have been shown to cause spontaneous layer formation known as auto-stratification: (i) Sedimentation of the heavier species. Dense colloids tend to sink to the bottom of the film during evaporation, thus creating an enriched layer near the substrate.8,9 (ii) Capture at the evaporation interface. Slowly diffusing colloids may be swept up by the rapidly moving interface,10 or species may adsorb at the water–air interface to form a dense layer.11 (iii) Colloidal diffusiophoresis. In fast-drying dispersions that contain particles with different sizes, both species will initially accumulate at the evaporation interface, yet over time the large species will tend to move down the concentration gradient of the small species. This process manifests itself as a local depletion of large particles.8,12–14 (iv) Solvent flows. Near the end of drying, water suction through interstitial voids and pores can drag nanoparticles towards the top of the film, leading to an increased amount of those particles near the air interface.3,15
Which of these pathways happen(s), and to which extent, depend on many parameters such as the evaporation rate, volume fractions,14,16 particle sizes,17,18 particle size ratio,14,16 particle densities, particle interactions,19 particle stability,20 particle mobility,21,22 salt concentrations,20 and temperature.23 Navigating this vast parameter space is challenging and time-intensive, yet crucial for enabling the rational design of functionally graded coatings. Various techniques have been used to study the composition of films in the dry state. Atomic force microscopy (AFM) and attenuated total reflection Fourier transform-infrared spectroscopy (ATR-FTIR) can reveal excess of a species at the top surface by, respectively, scanning the topography3,4,10,12,17,24,25 or distinguishing chemical signatures.2,26
However, layers underneath the top remain obscured, making it impossible to obtain a complete picture of the component distribution throughout the film. Elastic recoil detection (ERD) can provide some depth-resolved information, but it requires deuterium labeling and only reaches up to 2 μm deep.1 Small-angle X-ray scattering (SAXS) offers access to the entire film depth but is limited to one dimension, leading to the averaging of lateral heterogeneities.27–29 Furthermore, it requires distinct particle boundaries, while most realistic coatings feature deformed and coalesced particles. Confocal laser scanning microscopy (CLSM) is a high-resolution imaging technique that allows real-time observations.12,21,30 However, it is mainly suitable for model systems, as at least one of the two particle types needs to be fluorescently labeled. In practical systems, labeling is not always feasible or may alter the particle chemistry.
Although the aforementioned methods have proven their merit, they are not generally applicable and lack combined depth and lateral resolution, which is greatly desired because most multi-component films exhibit inhomogeneities in multiple dimensions. One promising label-free, non-destructive, multi-dimensional imaging modality is confocal Raman microscopy (CRM). This technique relies on the analysis of Raman scattering of light to interrogate the vibrational modes of molecular bonds, enabling discrimination between components by identifying their unique chemical signatures. The confocal capability of CRM allows for optical sectioning, but recent work has greatly improved the depth resolution through cross-sectional imaging.22,31 Cross-sections have also shown potential for depth imaging of coatings using scanning electron microscopy (SEM), where contrast derives from morphological variations.15,18,20,32 In conjunction with energy dispersive X-ray analysis (EDX), which differentiates species via their elemental composition, this approach can even be applied to flat films from soft particles. Despite the great potential of these approaches, their capabilities for quantitative multi-dimensional imaging remain far from fully realised.
In this research, we present a comprehensive comparison of CRM, cross-sectional Raman microscopy (denoted by XRM), and a combination of SEM and EDX imaging. Our main objective is to guide the reader through the entire workflow, starting from the acquisition of raw data and leading to the accurate determination of the 3D composition of dried binary colloidal dispersions. To illustrate the process, we use a blend of hard silica nanoparticles and soft liquid latex particles commonly found in nanocomposite coatings. These species feature distinct vibrational modes and elements, making them well-suited for Raman and EDX imaging, respectively. We dry the blend at both room temperature and at 70 °C, giving rise to clearly distinguishable homogeneous and stratified distributions, respectively. We find that confocal Raman microscopy stands out as the most straightforward method, as it allows us to measure the chemical signature of both components throughout the entire depth of the film without any cross-section preparation. We leverage the full potential of this technique by converting Raman spectra into a quantitative 3D map of both species. Using XRM, we obtain very similar results, yet with greater depth resolution. Finally, the most involved methodology, SEM–EDX imaging, reveals additional types of lateral segregation within the film. This comparative study thus offers guidance on effective methods for analyzing heterogeneities in multi-component coatings, without the need of contrast agents.
To determine the elemental percentages using EDX, specific positions within the sample were probed. These percentages were adjusted by excluding the traces of Al (mounting substrate), Na, K, and Ir (sputter-coated element). Additionally, the intensity of the Si signal was used in those specific areas to generate an intensity map representing the weight fraction of silicon (wSi). In both the Raman and EDX analyses, we assumed that ϕSiO2 + ϕlatex = 1, thus disregarding the possible presence of trapped air in the sample.
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Fig. 1 System of study. Drying a suspension of hard silica particles and soft polymer particles gives rise to a uniform film at low temperature but a stratified film at elevated temperature. |
To also examine the film in the lateral directions, we probe a volume of 100 × 100 × 150 μm3 (x × y × z), in which we collect a Raman spectrum every 2 × 2 × 1 μm3. We thus obtain a four-dimensional data set as a function of x, y, z, and ν. We subsequently integrate the Raman signals within the specific wavenumber regions corresponding to silica, latex, and substrate in each voxel. This allows us to semi-quantitatively reconstruct the film's composition distribution. To effectively visualize the spatial arrangement, we assign colour intensities to the different components that reflect the integrated local intensities. We choose to consistently colour-code latex in red, silica in blue, and the silicon substrate in green. Since 3D renderings are ambiguously interpretable, we first select 2D projections i.e. slices in different planes. For example, top views of the film dried at 20 °C are highly homogeneous (Fig. 3a and b). Both at the surface and in the deeper layers, the silica and latex signals largely overlap, yielding a uniform colour. The silicon substrate displays a sharp and strong peak at the bottom (Fig. 3c, d, Fig. S1a and Video S1, ESI†). These observations are further evidenced by averaging the three signals over the xy plane to create latex and silica profiles, which are constant throughout the depth, except near the boundaries (Fig. 3e). Most notably, a clear increase in silica signal is visible near the substrate–film interface, which does not represent accumulation of silica particles but rather arises from the silicon substrate. It is well-known that the silicon surface undergoes oxidation,34 resulting in a thin layer of silica that overlaps with the signal from the silica particles. Although this layer is only a few nm thick in reality, it appears to extend over >10 μm in our data. Part of this discrepancy is rooted in blurring of the signals from deeper layers, due to refractive index variations near the film–air interface. Another possible explanation is partial overlap between the silicon and silica signals, due to the proximity of their respective peaks in the Raman spectra. Interestingly, also near the film–air interface, a minor enrichment of silica is visible.
By contrast, the film dried at 70 °C exhibits various pronounced heterogeneities, such as cracks and uneven distributions of latex and silica (Fig. 3f–g). 2D projections along y and x show that the cracks extend into the deeper regions of the film, with the silica particles preferentially accumulating at the top (Fig. 3h–i, Fig. S1b and Video S2, ESI†). Averaging over the xy plane indeed shows a sharp silica peak near the film–air interface, indicative of stratification i.e. layering (Fig. 3j). We note that while the substrate signal is consistently flat in the film dried at 20 °C, consistent with reality, it appears to fluctuate strongly in the film dried at 70 °C (compare Fig. 3c, d and h, i). We attribute these fluctuations to the presence of cracks and reduced transparency in the sample, which cause light scattering and related optical artefacts. Most likely, the rapid drying at elevated temperature prevented sufficient time for complete latex particle deformation and coalescence, and consequent mitigation of drying stresses, ultimately leading to fracture. Additionally, the accumulation of silica at the top further introduces local refractive index heterogeneities.
We realise the full quantitative potential of CRM by converting the Raman scattering intensities to volume fractions of the two components. To do so, we dry nine blends with different final volume fractions of latex and silica very slowly to prevent stratification of the components. We measure these films at the top and determine the integrals of the latex (Il) and silica (ISiO2). We calculate the normalized ratio of these signals as . In line with expectations, this ratio exhibits a clear linear relationship with the final volume fraction of silica (ϕSiO2) (Fig. 4a). This linear correlation can be used to directly convert raw Raman spectra to the silica volume fraction. Since this is a two-component system, the latex volume fraction is 1 − ϕSiO2. Doing this in a spatially resolved manner, i.e. voxel by voxel, yields 3D reconstructions of the silica and latex volume fractions. The resultant top and cross-section views corresponding to the previously described films are shown in Fig. 4. Examining the top of the film dried at 20 °C shows an expected uniform ϕSiO2, of approximately 0.2 (Fig. 4b). This uniformity persists throughout the rest of the sample, as evident from orthogonal 2D cross-sections (Fig. 4c, d, Fig. S2a and Video S3, ESI†). Note that a minor increase in ϕSiO2 is visible at the top, and a more substantial increase near the bottom. We attribute the latter deviation to interference between the silicon and silica signals, as mentioned before. To obtain accurate measurements, we exclude the substrate signal at the bottom and the minor air signal at the top, focusing only on the data that represent the dried film to calculate the average ϕSiO2 along the z direction (Fig. 4e). This analysis highlights the remarkable homogeneity of the sample, with ϕSiO2 remaining consistent throughout the entire sample. The red dashed line represents the expected ϕSiO2 = 0.18 if the latex and silica would be randomly mixed. Indeed, the computed ϕSiO2 closely matches this value, except for a slight increase near the top and a decrease in the middle, indicating minor silica enrichment at the air–film interface.
In the film dried at 70 °C, the enrichment of silica at the top appears significantly higher, with certain areas exhibiting remarkably high ϕSiO2 up to 0.9 (Fig. 4f). However, there are also regions at the top with ϕSiO2 ranging from 0.20 to 0.25, indicating considerable heterogeneity in this area. These variations are similarly visible in the 2D cross-sections, where high ϕSiO2 regions are concentrated at the top of the film, featuring distinct variations along the x direction (Fig. 4g, h, Fig. S2b and Video S4, ESI†). We note that in cracked regions, the determination of ϕSiO2 is inaccurate because the Raman signal is unclear, resulting in unrealistic silica intensity ratios in these areas. Nevertheless, a significant enrichment of silica near the air–film interface is still evident. In the vicinity of this interface, the laterally average ϕSiO2 is 0.45, well above the expected random ϕSiO2 of 0.18 (Fig. 4i). As we move deeper into the film (around z ≈ 40 μm), the volume fraction declines below 0.18. Hence, by converting the CRM signals to volume fractions, we not only identify areas of enrichment but also quantify the absolute extent of this enrichment.
XRM of the 70 °C film corroborates the previously found stratification pattern in the CRM measurements, showing a noticeable concentration of silica near the air interface (Fig. 5h–i). Interestingly, the silica layer appears much sharper, both in width and in magnitude: the silica volume fraction is ∼0.85 ± 0.05 across a thickness of ∼5 μm (compare Fig. 4g–i and 5j–k). The disparity between these observations can be attributed to several factors. Firstly, the limited scope of the XRM analysis, which only covers one lateral dimension of the sample, fails to capture all lateral heterogeneities when compared to the 3D CRM measurements. Secondly, the nature of the CRM measurements introduces another source of differentiation: the refractive index mismatch at the air–film interface results in a displacement mismatch between the objective and the optically probed distance, causing a convolution effect in the z direction. As a consequence, the stratification appears less pronounced in the CRM data since multiple layers are sampled simultaneously. In contrast, the XRM data exhibit sharp stratification that is closer to reality.33 Thirdly, this signal blurring, in combination with scattering, leads to discrepancies deep inside the films. While the XRM profile shows a depletion of silica near the substrate (Fig. 5k), the CRM profile suggests a constant and even slightly rising ϕSiO2 (Fig. 4i). The former measurement is likely more accurate.
Our data show that, overall, CRM and XRM yield essentially the same information. CRM has the advantage of being direct and non-destructive with access to a third dimension. Nevertheless, as depth increases, the signal progressively convolutes, leading to less accurate information in deeper layers. In contrast, XRM offers superior depth resolution, enabling researchers to correctly analyze sharp features in the film, as well as (partially) opaque samples.
SEM images of the 20 °C film illustrate a predominantly uniform film in the top half (Fig. 6a and Fig. S5a, ESI†). However, when we measure the elemental composition of a magnification of the top using EDX, we find a small increase in silicon content in a surface layer of ∼8 μm thick (Fig. 6b and Fig. S3 and S4a–d, ESI†). Taking the lateral average yields a silicon weight fraction (wSi) of 0.20, corresponding to ϕSiO2 = 0.22 (Fig. 6c). This value is slightly higher than the ϕSiO2 = 0.18 values found using CRM and XRM (Fig. 4c–e and 5e, f). As we delve deeper towards the middle portion of the film, morphologically heterogeneous structures become more apparent (Fig. 6a). Elemental analysis of these deeper layers shows that the structures consist of alternating patches with high and low wSi (Fig. 6d and Fig. S4e–h, ESI†). The presence of this type of segregation remained concealed in both CRM and XRM analyses. Clearly, SEM–EDX measurements offer enhanced resolution capabilities, enabling the detection of even smaller heterogeneities.
At the top of the 70 °C film, a corrugated structure is visible (Fig. 6e). Further magnification of this region reveals numerous small silica particles (Fig. S5b and c, ESI†). This observation is supported by a significant increase in wSi at the top of the film, reaching 0.4, which corresponds to ϕSiO2 ≈ 0.75 (Fig. 6f, g and Fig. S3i–l, ESI†). This pronounced segregation aligns well with the measurements obtained through CRM and XRM (Fig. 4g–i and 5j, k). We hypothesize that the corrugations are the result of excess of silica in the upper section of the film, as these rigid particles do not deform during the drying process, preventing relaxation of the high drying stresses and possibly leading to crack formation in the top layer. In the middle portion of the film, uneven structures emerge, while the lower region consists mostly of well-coalesced latex (Fig. 6e). This nearly pure latex layer agrees with our XRM measurements, which detected minimal to no silica at the bottom (Fig. 5e and f). This transition is also evident in the EDX data, where heterogeneous patches are observed in the middle, similar to the 20 °C sample, while the latex signal dominates at the bottom (Fig. 6h, see Fig. S3m–p for the full SEM–EDX analysis, ESI†).
Higher-magnification SEM images of these regions clearly show silica particles surrounded by well-coalesced latex particles (Fig. S5d and e, ESI†), indicative of significant demixing, resulting not only in vertical stratification but also in micro-segregation throughout (the middle region of) the films. To further investigate this behaviour, we create mixtures with different volume fractions of the two components in water (Fig. S6, ESI†). We find that, if ϕSiO2 exceeds 0.07, the mixture starts to phase separate. Although our initial silica volume fractions are below this volume fraction, during the evaporation process the concentration increases and eventually reaches this critical value, leading to local phase separation of the two components. As the sample continues to dry, the formed phase domains will at some moment be dynamically arrested and/or kinetically trapped.
These findings demonstrate how EDX imaging enables detailed elemental analysis of a sample, offering insights into the composition across various depths. Combining EDX with SEM allows for the correlation of structural variations with component distributions. Notably, SEM–EDX boasts superior resolution when compared to CRM and XRM, facilitating the identification of compositional differences in deeper regions and the unveiling of micro-segregation of different components.
CRM and XRM can be applied to a diverse range of systems, with the main prerequisite being that the Raman spectra of the individual components exhibit distinguishable differences. We note that although CRM allows 3D mapping, the Raman signal weakens with increasing depth, resulting in reduced resolution. This effect is even more pronounced in non-transparent samples, where only a thin surface layer can be measured accurately. Regions with cracks, cavities or other strongly scattering objects should therefore be interpreted with caution. In those cases, XRM is the preferred method. SEM–EDX is applicable to all systems whose components consist of distinct elements. While its spatially resolving power surpasses that of Raman microscopy, it is the most costly and resource-intensive technique.
A limitation of the described methodologies is the substantial time investment, particularly for generating high-resolution 3D CRM images. This could easily be improved by omitting one spatial axis or by sacrificing spatial resolution. The enhanced time resolution might even enable the observation of demixing dynamics during drying. However, several factors must be considered to achieve such measurements successfully. Notably, water exhibits its own Raman signal that could potentially interfere with other signals. Additionally, due to the dispersion of latex particles in the water phase, light scattering becomes a challenge, making it difficult to obtain accurate measurements at greater depths within the sample. Nevertheless, it might be feasible to conduct decent Raman measurements close to the air–water interface up to several tens μm into the drying film, allowing for time-resolved visualization of segregation processes.
In this paper, we have just scratched the surface of the potential applications for characterizing multi-component films. We hope that our described methodologies will inspire and encourage other researchers to adopt them in their own investigations of complex systems. Compositional heterogeneities in films are often overlooked, yet they can substantially impact material properties, both positively and negatively. Visualizing such patterns is the first step towards unlocking a deeper understanding of their significance, ultimately enabling the development of products with enhanced properties and performance.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d3sm01212c |
This journal is © The Royal Society of Chemistry 2023 |