Open Access Article
Alastair J.
Nimmo
,
Jacqueline
Bitai
,
Claire M.
Young
,
Calum
McLaughlin
,
Alexandra M. Z.
Slawin
,
David B.
Cordes
and
Andrew D.
Smith
*
EaStCHEM, School of Chemistry, University of St Andrews, St Andrews, Fife KY16 9ST, UK. E-mail: ads10@st-andrews.ac.uk
First published on 2nd June 2023
Catalytic enantioselective transformations usually rely upon optimal enantioselectivity being observed in kinetically controlled reaction processes, with energy differences between diastereoisomeric transition state energies translating to stereoisomeric product ratios. Herein, stereoselectivity resulting from an unusual reversible Michael addition of an aryl ester to 2-benzylidene malononitrile electrophiles using an isothiourea as a Lewis base catalyst is demonstrated. Notably, the basicity of the aryloxide component and reactivity of the isothiourea Lewis base both affect the observed product selectivity, with control studies and crossover experiments indicating the feasibility of a constructive reversible Michael addition from the desired product. When this reversible addition is coupled with a crystallisation-induced diastereomer transformation (CIDT) it allows isolation of products in high yield and stereocontrol (14 examples, up to 95
:
5 dr and 99
:
1 er). Application of this process to gram scale, plus derivatisations to provide further useful products, is demonstrated.
:
1 er, Scheme 1A).2e The stereoselectivity observed in these processes using C(1)-ammonium enolates is usually considered to rely upon irreversible nucleophilic addition under kinetic control of the reaction, with energy differences between diastereoisomeric transition states translating to stereoisomeric product ratios. In certain circumstances, post reaction equilibration at an acidic position within the product can result in epimerisation, as for example has been observed at the C(3)-position of β-lactones (Scheme 1B).4 To the best of our knowledge, stereoselectivity that occurs in a reaction process that involves reversible addition of a C(1)-ammonium enolate to an electrophile generated using isothioureas has not been demonstrated to date. In this manuscript, the expansion of the scope of the base-free enantioselective Michael addition of aryl ester pronucleophiles to include 2-benzylidene malononitrile electrophiles is reported (Scheme 1C). Significantly, judicious choice of aryl ester, solvent, and isothiourea proved crucial for optimal yield and stereoselectivity. Mechanistic investigation demonstrated the ability of both the aryloxide and the isothiourea catalyst to promote retro-Michael addition, a process previously unknown for isothiourea-catalysed Michael additions. In some cases, the reversibility of the Michael addition was harnessed alongside a crystallisation-induced diastereomer transformation (CIDT), giving products with enhanced diastereoselectivity (up to 95
:
5 dr) and with excellent enantioselectivity (up to 99
:
1 er).
:
51 dr) mixture of diastereoisomers, giving anti-4 with moderate enantioselectivity (79
:
21 er) and syn-5 with high enantioselectivity (93
:
7 er) (Scheme 2A). The absolute (2R,3R)-configuration within syn-5 was unambiguously established by X-ray analysis.5 Initially hypothesising that the difference in enantioselectivity between the diastereoisomeric products may be due to selective in situ epimerisation, the separable products anti-4 (77
:
23 er, >95
:
5 dr) and syn-5 (95
:
5 er, >95
:
5 dr) were treated with both (R)-BTM and tetrabutylammonium p-nitrophenoxide (Scheme 2B). Interestingly, treatment of both anti-4 and syn-5 with (R)-BTM returned significant equimolar quantities (23% and 49% respectively) of catalysis substrates PNP ester 1 and 2-benzylidene malononitrile 2 (condition A), consistent with retro-Michael addition under these conditions. To date, isothiourea-promoted retro-Michael additions has not been observed, although a related retro-Michael addition to generate benzylidene malononitriles has been reported by Kanger.6 Treatment of both anti-4 and syn-5 with tetrabutylammonium p-nitrophenoxide also promoted retro-Michael addition, although to a significantly reduced extent, giving 10% and 3% of PNP ester 1 and 2-benzylidene malononitrile 2 respectively (conditions B). Consistent with our hypothesis, p-nitrophenoxide led to epimerisation at C(2) of syn-5 but not anti-4. Importantly, HPLC analysis showed that epimerisation of (2R,3R)-syn-5 at C(2) produced (2S,3R)-anti-4 that is the enantiomer of (2R,3S)-anti-4 arising from the (R)-BTM-catalysed reaction. This is consistent with epimerisation of syn-5 contributing to the reduced enantioselectivity observed for anti-4 in Scheme 2A.
:
52 mixture of diastereoisomers 10
:
11 with improved enantioselectivity for both diastereoisomers (entry 2, 87
:
13 eranti, 97
:
3 ersyn). The ester of 2,4,6-trichlorophenol (TCP, pKa 5.99)117 was completely unreactive presumably due to steric hindrance (entry 3). Pleasingly, using the esters of 2,3,4,5,6-pentafluorophenol (PFP, pKa 5.53)118 (entry 4) and 2,3,5,6-tetrafluorophenol (TeFP, pKa 6.00)119 (entry 5) gave the corresponding products 12
:
13 and 14
:
15 with improved diastereo- and enantioselectivity. The TeFP esters were chosen for further optimisation and control studies.
| Entry | Aryl ester | Yieldb (%) | Product | drc | er | er |
|---|---|---|---|---|---|---|
anti- : syn- |
anti | syn | ||||
| a Reactions performed on 0.5 mmol scale with 1.0 equiv. of 2 and 1.5 equiv. of ester. b Combined yield of diastereoisomers by 1H NMR analysis of the crude reaction mixture using 1,3,5-trimethoxybenzene internal standard. c Determined by 1H NMR analysis of the crude product. d Determined by HPLC analysis on a chiral stationary phase. | ||||||
| 1 | 1 | 58 |
4 : 5 |
49 : 51 |
79 : 21 |
93 : 7 |
| 2 | 6 | 48 |
10 : 11 |
48 : 52 |
87 : 13 |
97 : 3 |
| 3 | 7 | 0 | — | — | — | — |
| 4 | 8 | 48 |
12 : 13 |
74 : 26 |
89 : 11 |
93 : 7 |
| 5 | 9 | 51 |
14 : 15 |
68 : 32 |
89 : 11 |
95 : 5 |
Isolated enantioenriched TeFP products anti-14 (>95
:
5 dr, 98
:
2 er) and syn-15 (>95
:
5 dr, 94
:
6 er) were treated analogously with (R)-BTM and NBu4OTeFP (Scheme 3A). Treatment with (R)-BTM resulted in increased retro-Michael addition compared to PNP products anti-4 and syn-5 (46% and 56% vs. 23% and 49%). Moreover, treatment of syn-15 with 2,3,5,6-tetrafluorophenoxide showed four times less epimerisation than syn-5 with p-nitrophenoxide (1% vs. 4%), consistent with our hypothesis that the basicity of aryloxide was important for both yield and stereoselectivity. To further probe the selectivity observed in the TeFP ester series, the evolution of product diastereoselectivity with time under these reaction conditions was monitored by 1H NMR spectroscopic analysis in CD2Cl2 (Scheme 3B). At low conversions and short reaction times the dr of anti-14
:
syn-15 was moderate (55
:
45 dr) but increased with time (anti-14
:
syn-15 65
:
35 dr after 24 hours), consistent with the retro-Michael control studies. Interestingly, attempted separation of the diastereoisomeric products by chromatographic purification on silica often led to significant variation in isolated product er (ranging from 92
:
8 to 99
:
1 er). Extensive studies indicated this to be due to the phenomenon of self-disproportionation of enantiomers (SDE)12 with the er of a given sample not representative of the entire reaction mixture. To ensure that spurious product enantiomeric ratios were not reported during further optimisation of reaction conditions, the products were therefore purposefully isolated as a mixture of diastereoisomers.
:
15 dr) but reduced enantioselectivity, particularly of syn-15 (83
:
17 ersyn, entry 2). Attempting to improve conversion, the reaction was carried out at 40 °C (entry 3) but this led to decreased yield and stereoselectivity. Variation of the reaction solvent indicated that in both EtOAc and dimethyl carbonate (DMC) the product anti-14
:
syn-15 precipitated from the reaction mixture with an accompanied increase in yield (78% and 76%, entries 4 and 5). Precipitation was also observed in Et2O, giving anti-14
:
syn-15 with improved yield and stereoselectivity (entry 6). Increasing the reaction time in Et2O to 48 h gave anti-14 in quantitative yield (entry 7). Simple filtration of the reaction mixture afforded anti-14 as a single diastereoisomer (>95
:
5 dr), indicating the feasibility of a CIDT.13 While a range of highly selective CIDT processes have been developed, these processes are generally underutilised as a strategy for enantioselective synthesis.13a When demonstrated, CIDT processes often provide routes to a single product diastereoisomer by crystallisation from an equilibrating mixture of isomers. For example, Johnson and co-workers recently harnessed a doubly stereodivergent CIDT process that involved a chiral bifunctional iminophosphorane catalysed enantioselective conjugate addition process between a nitroalkane and a Michael acceptor. This procedure gave γ-nitro-β-ketoamides containing three contiguous stereogenic centres in excellent yield and stereoselectivity (typically >95
:
5 dr, >95
:
5 er) due to catalyst-controlled epimerisation and subsequent CIDT.14 In the case described herein, the diastereoisomeric products interconvert through reversible Michael-addition, and to the best of our knowledge is the first CIDT process of its kind, with precipitation of the product beneficial as it can no longer participate in the retro-Michael addition. Building upon these results, various isothiourea catalysts were next screened to improve product enantioselectivity in this protocol. When (S)-TM 16 was used the reaction rate significantly decreased, giving only 45% yield after 168 h (entry 8). The use of (2S,3R)-HyperBTM 17 allowed the reaction time to be reduced to 24 h whilst maintaining the excellent yield and diastereoselectivity, but with reduced 79
:
21 er (entry 9). (S)-i-Pr-BTM 18 (ref. 15) gave anti-14 in 99% yield as a single diastereoisomer with excellent 98
:
2 er, albeit with a reaction time of 96 h (entry 10). Optimal stereocontrol and reduced reaction time was observed using (4bR,11aS)-fused-BTM 19 (ref. 15) for 24 h, giving anti-14 with excellent enantioselectivity (99
:
1 er) with similarly excellent yield and dr (entry 11). Finally, Et2O could be substituted for the more industrially preferable16 CPME to give the optimised reaction conditions where again a CIDT process was observed. Filtration of the product precipitate directly gave anti-14 in 65% yield, >95
:
5 dr and 99
:
1 er, with the filtrate giving a 63
:
37 mixture of anti-14
:
syn-15 (both 95
:
5 er, entry 12). Alternatively, concentration of the reaction mixture, followed by chromatographic purification gave anti-14 with 95
:
5 dr in 92% isolated yield with 99
:
1 er (entry 13).
| Entry | Cat. | Solvent | Yieldb (%) | drc | er | er |
|---|---|---|---|---|---|---|
| anti-14d | syn-15d | |||||
| a Reactions performed on 0.5 mmol scale with 1.0 equiv. of 2 and 1.5 equiv. of 9. b Combined yield of diastereoisomers determined by 1H NMR analysis of the crude reaction mixture using 1,3,5-trimethoxybenzene internal standard. c Determined by 1H NMR analysis of the crude reaction mixture. d Determined by HPLC analysis on a chiral stationary phase. e 10 mol% (R)-BTM used. f Reaction temperature was 40 °C. g Precipitation of product from reaction mixture. h 48 h reaction time. i 168 h reaction time. j 96 h reaction time. | ||||||
| 1 | 3 | CH2Cl2 | 72 | 72 : 28 |
87 : 13 |
94 : 6 |
| 2e | 3 | CH2Cl2 | 76 | 85 : 15 |
85 : 15 |
83 : 17 |
| 3f | 3 | CH2Cl2 | 64 | 83 : 17 |
82 : 18 |
82 : 18 |
| 4g | 3 | EtOAc | 78 | 68 : 32 |
82 : 18 |
90 : 10 |
| 5g | 3 | DMC | 76 | 66 : 34 |
85 : 15 |
94 : 6 |
| 6g | 3 | Et2O | 80 | 75 : 25 |
89 : 11 |
92 : 8 |
| 7g,h | 3 | Et2O | Quant. | >95 : 5 |
88 : 12 |
— |
| 8g,i | 16 | Et2O | 45 | 74 : 26 |
87 : 13 |
>99 : 1 |
| 9g | 17 | Et2O | 99 | >95 : 5 |
79 : 21 |
— |
| 10g,j | 18 | Et2O | 99 | >95 : 5 |
98 : 2 |
— |
| 11g | 19 | Et2O | 91 | 95 : 5 |
99 : 1 |
— |
| 12g | 19 | CPME | 65 | >95 : 5 |
99 : 1 |
— |
| 13g | 19 | CPME | 92 | 95 : 5 |
99 : 1 |
— |
:
1 er). CIDT of 21 led to moderate isolated yield by direct filtration (19%, >95
:
5 dr, 99
:
1 er), or alternatively concentration of the reaction mixture followed by purification led to improved diastereoselectivity (90
:
10 dr) against that of 20 (80
:
20 dr). 3-MeC6H4 substitution gave 22 in good yield and excellent stereoselectivity (65%, 90
:
10 dr, 99
:
1 er) without a CIDT process in operation. Ortho-substitution was also tolerated, giving product 23 but with reduced yield and enantioselectivity (41%, 91
:
9 er, 76
:
24 dr). Extension to incorporate 3-thiophenyl and prop-1-enyl substituents gave the corresponding products 24 and 25 in good yields (76% and 52%) with excellent enantioselectivity (97
:
3 and 99
:
1 er). Consistent with our previous studies,2e,n,2p a notable limitation of this process showed that an α-alkyl substituent was not tolerated, with Me-substituted TeFP ester 33 proving unreactive and returning only starting material. The scope and limitations with respect to the vinyl dinitrile Michael acceptors was next investigated, with a small selection synthesised by Knoevenagel condensation of malononitrile with the requisite aldehyde. Electron-withdrawing 4-F3CC6H4 and 4-O2NC6H4 substituents gave products 26 and 27 respectively in high yields (69% and 81%) with excellent enantioselectivity (98
:
2 and 99
:
1 er). Halogen containing 4-FC6H4 and 4-ClC6H4 substituents were also well tolerated giving products 28 and 29 in good yields (65% and 63%), again with excellent enantioselectivity (both 99
:
1 er). CIDT of product 28 allowed its isolation in good yield by direct filtration (57%, >95
:
5 dr, 99
:
1 er), while alternatively concentration of the reaction mixture followed by purification still gave 28 produced with excellent diastereoselectivity (92
:
8 dr). 3-F3CC6H4 substitution gave product 30 in very high yield (86%) with excellent enantioselectivity (97
:
3 er). 2-F3CC6H4 substitution gave product 31 in reduced 58% yield, presumably due to increased steric hindrance biasing the equilibrium, with the excellent enantioselectivity (99
:
1 er) maintained. Incorporation of an electron-donating 4-MeOC6H4 substituent led to reduced conversion to product reflecting the assumed reduced electrophilicity of the Michael acceptor containing this conjugating donor substituent, giving product 32 with excellent enantioselectivity (99
:
1 er) but in low 33% yield. Consistent with this observation, incorporation of the stronger electron-donating 4-Me2NC6H4 substituent within 34 was not tolerated, returning only starting material. Attempted replacement of the β-aryl substituent within either cinnamyl 35 or ethyl 36 substituted vinyl dinitrile Michael acceptors again returned only starting material and so represent limitations of this methodology.
:
5 dr, >99
:
1 er). Anti-14 was then derivatised to allyl amide 37 and methyl ester 38 in good yields (61% and 67%) and as single stereoisomers (>95
:
5 dr, >99
:
1 er) despite competing retro-Michael addition being observed in both cases. Interestingly, control studies indicated that the derivatised ester and amide products 37 and 38 were stable to retro-Michael addition.
As an alternative derivatisation, desymmetrisation of the geminal dinitriles within 38 by palladium-catalysed hydration gave 39 in excellent yield (90%) with good diastereoselectivity (86
:
14 dr) and without degradation of enantiopurity (>99
:
1 er). The (2R,3S,4R) relative and absolute configuration within the major diastereoisomer 39 was proven by X-ray crystallographic analysis.18
:
5 dr) under the standard reaction conditions using the isothiourea (4bR,11aS)-fused-BTM 19 (5 mol%) in CPME at RT in the presence of 4-MeOC6H4-substituted TeFP ester 40 (Scheme 6A). After 24 hours, 13% of Michael addition product 20 (>95
:
5 dr, 99
:
1 er) was isolated, indicating that constructive Michael addition of the dinitrile acceptor arising from retro-Michael addition of product 14 was feasible. Based on previous studies2e and the observations reported herein, a catalytic cycle for this transformation can be proposed (Scheme 6B). (4bR,11aS)-Fused-BTM 19 is reversibly acylated by a TeFP ester to form acyl ammonium ion pair 41. Reversible deprotonation by the aryloxide then generates selectively the (Z)-C(1)-ammonium enolate 42 which is stabilised by a 1,5-O⋯S chalcogen bonding interaction
.19–21 Michael addition to vinyl dinitrile generates the acyl ammonium intermediate 43 that is subsequently protonated by the 2,3,5,6-tetrafluorophenol to give acyl ammonium ion pair 44. The aryloxide subsequently effects catalyst turnover to afford product 45 with excellent enantioselectivity, with CIDT leading to enhanced diastereoselectivity in specific examples.
![]() | ||
| Scheme 6 Proposed catalytic cycle. [a] Yield determined by 1H NMR analysis of the crude reaction mixture using 1,3,5-trimethoxybenzene internal standard. | ||
Based on this catalytic cycle and control studies, retro-Michael addition could in principle occur from both the acyl ammonium intermediate 43 and the ester product 45 and we currently cannot distinguish unambiguously between both possibilities. Since our studies have demonstrated that aryloxide turnover to give α,α-difunctionalised ester products is irreversible in the presence of an isothiourea,22 it seems likely that the isothiourea acts as a Brønsted base to promote retro-Michael addition from product 45.
Footnote |
| † Electronic supplementary information (ESI) available: Full characterisation and HPLC spectra. CCDC 2253984–2253986. For ESI and crystallographic data in CIF or other electronic format see DOI: https://doi.org/10.1039/d3sc02101g |
| This journal is © The Royal Society of Chemistry 2023 |