Open Access Article
Chun-Yi Huang
,
Hsiao-Wei Liao
and
Teh-Min Hu
*
Department of Pharmacy, College of Pharmaceutical Sciences, National Yang Ming Chiao Tung University, 112304, Taipei, Taiwan. E-mail: tehmin@nycu.edu.tw
First published on 11th October 2023
Previously, we reported a novel browning reaction of amino acids and proteins in an organic solvent mixture composed of dimethyl sulfoxide (DMSO) and acetone. The reaction proceeds under surprisingly mild conditions, requiring no heating or additional reactants or catalysts. This present study aimed to investigate the chemical reactivity of the triad reaction system of L-tryptophan/aectone/DMSO. We demonstrated that, in DMSO, L-tryptophan initially catalyzed the self-aldol condensation of acetone, resulting in the formation of mesityl oxide (MO). Furthermore, we showed that the three-component system evolved into a diverse chemical space, producing various indole derivatives with aldehyde or ketone functional groups that exhibited self-assembling and nanoparticle-forming capabilities. We highlight the potential applications in nanomaterial synthesis.
In 2000, List et al.10 made a groundbreaking discovery, demonstrating the catalytic potential of L-proline (30 mol%) in asymmetric aldol reactions between acetone and aldehydes in anhydrous DMSO at room temperature. This pivotal finding marked the emergence of a new era in organocatalysis, leading to extensive research over the past two decades on metal-free amino acid-based catalysis.11–19 The significant contributions of this field to various scientific and technological domains were acknowledged through the 2021 Nobel Prize in Chemistry. In contrast, our previous study revealed limited browning reactivity of L-proline in acetone/DMSO, while L-tryptophan exhibited the highest browning potential within our specific system. As the largest amino acid, L-tryptophan is believed to be the last to evolve among the 20 canonical amino acids due to its structural complexity.20 The indole ring and hydrophobic characteristics of L-tryptophan play crucial roles in stabilizing peptides and proteins.20,21 L-tryptophan has also demonstrated its catalytic ability in the direct aldol reaction between cyclic ketones and aromatic aldehydes in water at room temperature. This reaction forms a two-phase system comprising dispersed hydrophobic particles of L-tryptophan in water, resembling heterogeneous “on water” catalysis.22,23
Pertinent to our present investigation, a limited number of studies have investigated the browning reactivity of L-tryptophan in aqueous media in the presence of reducing sugars and under conditions of vigorous heating, typically associated with the conventional Maillard reaction.24–28 Moreover, compounds isolated from the aqueous Maillard reaction of L-tryptophan have exhibited notable biological activities.29–31 To summarize, while L-tryptophan can serve as an effective catalyst in aldol reactions, this capability is observed exclusively in heterogeneous aqueous solutions. Furthermore, in water, L-tryptophan can also act as a stoichiometric reactant in the conventional Maillard reaction. Hence, observing the browning of L-tryptophan in a simple solvent mixture at room temperature is unexpected.
In this study, our primary objective was to gain a deeper understanding of the chemical processes involved in the browning of L-tryptophan in a binary solvent mixture of acetone and DMSO. We were particularly intrigued by the transformation of a simple, colorless solvent system consisting of L-tryptophan, acetone, and DMSO into a complex network of reactions, leading to the production of brown species. Through comprehensive liquid chromatography and mass spectrophotometry-based measurements, we aimed to provide an initial insight into the chemical landscape occupied by the components of this reaction system. Our findings demonstrate that L-tryptophan acts as both an organocatalyst and a stoichiometric reactant in the acetone/DMSO environment. Specifically, L-tryptophan catalyzes the direct aldol condensation of acetone, forming reactive intermediates that subsequently react with and consume L-tryptophan. Additionally, we present preliminary evidence that the newly discovered chemical space encompasses diverse hydrophobic compounds capable of self-assembling into nanoparticles through a nanoprecipitation mechanism. This investigation into self-assembly highlights the potential for synthesizing innovative functional nanomaterials with wide-ranging applications.
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1 (v/v), the reactivity of the reaction system was also assessed at various concentrations of L-tryptophan (2.5, 5, and 7.5 mg mL−1). For the remaining 19 amino acids, the reaction was carried out using saturated solutions of each amino acid at a concentration of 10 mg mL−1 in the same binary solvent system (DMSO/acetone) with a ratio of 9
:
1 (v/v). All reaction conditions were kept consistent with those used for L-tryptophan. Each experiment was performed in triplicate (n = 3).
000g for 20 minutes to separate the nanoparticles from the supernatant. The particle pellet was subsequently washed twice by repeating the redispersion–centrifugation cycle using a 0.01% BSA aqueous solution. The morphology of the washed nanoparticles was examined by JEOL JEM-1400plus transmission electron microscopy and JEOL JSM-7600F scanning electron microscopy. The zeta potential was measured by dynamic light scattering (DLS) using the Zetasizer Nano (Malvern, Worcestershire, UK). Each 1 mL sample was measured 3 times, and the mean value was recorded.
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| Scheme 1 Self-aldol condensation of acetone (2) catalysed by L-tryptophan (1) in DMSO solution, leading to the formation of mesityl oxide (MO) (3). | ||
Fig. S2† depicts a typical HPLC chromatogram that illustrates the identification of an MO peak in the reaction. Consequently, a kinetic study was conducted to measure the concentration–time profiles of MO during the reaction using an HPLC method with diode-array UV detection. This method also enables the simultaneous determination of L-tryptophan and acetone (Table S1 and Fig. S2†).
Fig. 2A illustrates a gradual decomposition of L-tryptophan over a 12 day reaction period under a continuous sampling scheme, with the kinetic profile fitting well to first-order kinetics. The estimated half-life for L-tryptophan decomposition is about 9 days. In Fig. 2B, a much faster decline in acetone concentration is observed during the early phase of the reaction, reaching equilibrium after approximately 4 days. The kinetic profile of acetone can be adequately fitted with a first-order kinetics equation, yielding a decomposition rate constant of 0.019 h−1.
Notably, the decomposition kinetics of acetone correspond well to the formation kinetics of MO, as depicted in Fig. 2C. Moreover, the value of the fitted formation rate constant (0.021 h−1) for MO matches the decomposition rate constant of acetone. While acetone is present in large stoichiometric excess compared to L-tryptophan, the kinetic data suggest that L-tryptophan catalyses the activation of acetone, followed by the subsequent condensation of two acetone molecules, leading to the conversion to MO after a dehydration step. This catalytic effect is facilitated by DMSO as the solvent, as the amount of DMSO remained unchanged throughout the course of the reaction (Fig. S3†).
However, it is noteworthy to point out that during the reaction, the molar ratio of formed MO to consumed acetone is increasing over time until reaching a steady-state value of about 0.4 (Fig. 2D). The observation is perplexing because the theoretical molar ratio is 0.5, assuming that 2 acetone molecules form 1 MO molecule. The result suggests that acetone and its derived, activated species are situated in a complex, dynamically changing reaction environment, especially in the very early phase of the reaction where multiple reactive pathways compete with each other, and the more stable brown species are yet to be formed.
At a concentration of 10 mg mL−1 (0.34 mol%) of L-tryptophan, the mixed solvent system of acetone and DMSO produces a significant amount of MO (Table 1, entry 1) within 24 hours in a closed reaction system. In this system, the formation of MO increases as the concentration of L-tryptophan rises (Fig. S4†). However, MO is not detected in acetone alone, DMSO alone, or the acetone–water mixture (Fig. S5†). These results are consistent with our previous observation that both acetone and DMSO must be present for the browning reaction to occur.9 The existence of MO in entry 1 was also confirmed through isotope labelling with HR-MS analysis (Fig. S6†).
| Entry | Amino acidsa | [MO],b mM |
|---|---|---|
| a Concentration = 10 mg mL−1.b Determined after 1 day reaction in a closed reaction system. Data expressed as means ± SD. | ||
| 1 | L-Tryptophan | 258.1 ± 7.9 |
| 2 | L-Proline | 61.4 ± 9.3 |
| 3 | L-Phenylalanine | 20.8 ± 2.4 |
| 4 | L-Methionine | 9.6 ± 1.1 |
| 5 | L-Lysine | 5.3 ± 0.4 |
| 6 | L-Serine | 1.2 ± 0.1 |
| 7 | Other amino acids | Trace (<1.2) |
To further validate our hypothesis regarding acetone's role as a reactant in the production of MO when combined with DMSO and L-tryptophan, we investigated the concentration effect of acetone on MO formation. We examined 5 different concentrations of acetone (5–15% v/v) and analysed the samples by HPLC-DAD for a 3 day reaction at room temperature. The results consistently demonstrated the percentage of acetone consumption (Fig. 3A) and an acetone concentration-dependent increase in MO formation (Fig. 3C) across all experimental groups. Furthermore, we observed a positive correlation between the initial and consumed amounts of acetone (Fig. 3B, R2 = 0.858), as well as between the initial amount of acetone added and the quantity of MO formed (Fig. 3D, R2 = 0.910). The slope value in Fig. 3B indicated that approximately 35% of the acetone was converted to MO, and the ratio of the two slopes (Fig. 3B vs. Fig. 3D) suggested that two acetone molecules formed one MO molecule. Additionally, the signal intensity of DMSO remained nearly constant among all groups (Fig. S7†). These findings affirm that the reaction rate is directly proportional to the concentration of acetone, with DMSO serving solely as a facilitator for the self-aldol condensation.
This phenomenon can be explained by the fact that DMSO reduces the stabilization of anions and increases the sensitivity of the system to substituent effect due to its lack of hydrogen-bond donation compared to water.34 This concept was further supported by the observation that the reactivity of small anions is enhanced when switching from protonic to dipolar aprotic solvents.35 Besides, in terms of solvation effects, one study reported that acetone forms dihydrogen-bonds in fully aqueous environments but remains non-bonded in fully DMSO solutions.36 Moreover, polar aprotic solvents leave nucleophiles mostly unprotected, making them more prone to attacking electrophiles.37 These findings corroborate our hypothesis that the enolate, an anion nucleophile, can more readily attack acetone and form MO due to the lower solvation effect and higher reactivity of anions in DMSO (Fig. S8†).
To assess the reactivity of different amino acids, we also measured the formation of MO for the remaining 19 amino acids (Table 1). L-Proline yields the second-highest amount of MO (entry 2), followed by L-phenylalanine (entry 3), L-methionine (entry 4), L-lysine (entry 5), and L-serine (entry 6). However, the other amino acids exhibit negligible reactivity (entry 7). The partial reactivity of certain amino acids in the reaction system aligns with our previous findings, which demonstrated significant changes over time in the UV-visible spectra of the amino acid solution.9 Importantly, it should be noted that, except for L-tryptophan, most amino acids show minimal or no potential for browning.9
Next, we explored the potential chemical space of the novel browning system using UPLC-TOF-MS. Under optimized LC conditions, the MS scan of the 6 day samples detected over 8000 masses. These were further refined by applying a signal-to-noise ratio threshold of >10, and by excluding early eluted signals, which might represent compounds not subjected to further aldol condensation reactions. From this screening, we extracted the top 30 most intense signals, which are listed in Table S2.† Fig. 4 illustrates the classification of the molecules according to the number of carbon and nitrogen atoms. Notably, the chemical space is enriched with molecules containing 10, 13, 16, 19, and 22 carbon atoms. This finding suggests that L-tryptophan may undergo decarboxylation (–C1), resulting in molecules with 10 carbon atoms, tentatively identified as tryptamine (C10H12N2; Fig. S9†) and indole-3-acetaldehyde (C10H9NO; Fig. S10†). The aldehyde species may further undergo successive aldol condensation reactions with acetone (+C3) or MO (+C6), leading to the formation of molecules with 13, 16, 19, and 22 carbon atoms within this chemical space (Fig. 5).
Notably, the reaction system also yields a molecule composed of 9 carbon atoms. We have identified this molecule as most likely being indole-3-aldehyde (C9H7NO; Fig. S9†), potentially arising from its precursor through a redox reaction. Aldehydes such as indole-3-aldehyde and indole-3-acetaldehyde can readily engage in aldol condensation with acetone, resulting in the formation of compounds with compositions such as C12H11NO, C13H13NO, C15H15NO, and C16H17NO (Fig. 5). These products may subsequently evolve into compounds with more extensive conjugated systems, like C18H19NO and C19H21NO (Fig. 5), which could conceivably constitute the pigmented compounds within the reaction system. This discovery further substantiates the idea that L-tryptophan may be consumed and transformed into other indole derivatives, subsequently undergoing consecutive aldol condensation reactions with acetone, ultimately leading to the observed browning products.
Finally, we demonstrate that the emerging chemical space encompasses hydrophobic species capable of self-assembling in water through a nanoprecipitation procedure. These brown particles exhibit solid, spherical morphology (Fig. 6) and maintain physical stability in water, with a mean hydrodynamic size of 105 nm (Fig. S11†) and a zeta potential of −15.2 mV. To understand the molecular composition, we extracted the assembled molecules from the purified nanoparticles, followed by analysis using a UPLC-TOF-MS/MS system. The analysis revealed several hydrophobic indole species such as C13H13NO, C16H17NO, and C18H19NO (Fig. S12†). Consequently, we propose that the assembly mechanism of nanoparticles primarily involves stacking of hydrophobic indole species during the nanoprecipitation process (Fig. 7).
Footnote |
| † Electronic supplementary information (ESI) available: Experimental and additional tables and figures for related components. See DOI: https://doi.org/10.1039/d3ra06596k |
| This journal is © The Royal Society of Chemistry 2023 |